Davilla v. Watts et al
Filing
6
ORDER directing the United States Marshall to serve a copy of Plaintiff's Complaint and a copy of this Order upon Defendants Harrell Watts, Raymond E. Holt, D. Edge, John V. Flournoy, Ken Harris, and Sam Kirchoff. Generally, a defendant who timely returns the waiver is not required to answer the complaint until sixty (60) days after the date that the marshal sent the request for waiver. Signed by Magistrate Judge R. Stan Baker on 4/28/2016. (csr)
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF GEORGIA
BRUNSWICK DIVISION
ANTHONY DAVILLA,
Plaintiff,
CIVIL ACTION NO.: 2:15-cv-171
v.
HARRELL WATTS; RAYMOND E. HOLT;
D. EDGE; JOHN V. FLOURNOY; KEN
HARRIS, JR.; and SAM KIRCHOFF,
Defendants.
ORDER and MAGISTRATE JUDGE’S REPORT AND RECOMMENDATION
Plaintiff, who is currently housed at the Federal Correctional Institute in Jesup, Georgia
(“FCI Jesup”), submitted a Complaint in the above captioned action contesting certain conditions
of his confinement.
The Court has conducted the requisite frivolity review of Plaintiff’s
Complaint under Bivens v. Six Unknown Named Agents of the Federal Bureau of Narcotics, 402
U.S. 388 (1971) and the Religious Freedom Restoration Act (“RFRA”), 42 U.S.C. § 2000bb. As
set forth below, I RECOMMEND that the Court DISMISS Plaintiff’s claims for monetary
damages against Defendants in their official capacities. I further RECOMMEND that the Court
DISMISS Plaintiff’s Bivens claims for punitive and compensatory damages without prejudice.
The Court should also DISMISS his RFRA claims for monetary damages and his Eighth
Amendment claims, and DENY Plaintiff’s request for a preliminary injunction.
However,
Plaintiff’s allegations arguably state colorable claims for relief under Bivens and the RFRA
against Defendants Harrell Watts, Raymond E. Holt, D. Edge, John V. Flournoy, Ken Harris, and
Sam Kirchoff.
Consequently, the United States Marshall shall serve a copy of Plaintiff’s
Complaint and a copy of this Order upon these Defendants and the United States pursuant to
Federal Rule of Civil Procedure 4(i).
BACKGROUND 1
Plaintiff believes and practices the Santeria religion and is imprisoned at FCI Jesup.
(Doc. 1, p. 3.) Plaintiff alleges that Defendant Ken Harris, Jr., the Chaplain Supervisor at FCI
Jesup, has deprived Plaintiff of the ability to practice his sincerely held religious beliefs. (Id. at
pp. 3–4.) Specifically, Defendant Harris has created a policy eliminating the practice of the
“Spiritual Mass” ceremony. Id. This policy has been carried out by Defendant Sam Kirchoff,
the Chaplain at FCI Jesup. Id. In addition, Plaintiff complained about this policy to Defendants
Watts, Holt, Edge, and Flournoy, and each of these Defendants supported the policy. (Id. at p.
16.) Plaintiff contends that this policy is based on discrimination against Santeria practitioners
and not on any safety or security concerns.
(Id. at p. 13.)
Plaintiff contends there is a
“Standardized Practice” for other religions including Christianity, Islam, and Judaism but
Defendants have discriminatorily failed to establish such a practice for Santeria. (Id. at p. 17.)
Plaintiff maintains that prior to Defendant Harris’ arrival at FCI Jesup in November of
2014, there was a “Standardized Spiritual Mass” for Santeria practitioners at the Prison. (Id. at
pp. 7–8.)
This “Standardized Mass” for Santeria allowed, among other things, for each
practitioner to receive a half-cut cigar “so that the practitioner could properly invoke [his] own
[s]piritual [p]rotectors” and “cleanse [himself] with it.” (Id. at p. 13.) This practice was
implemented without any security or safety issues. Id. However, on or about November 17,
2014, Defendant Harris terminated the practice of providing each practitioner a cigar and instead
only allowed two cigars for the ceremony. (Id. at p. 14.) Plaintiff maintains that Santeria
1
The below recited facts are taken from Plaintiff’s Complaint and are accepted as true, as they must be at
this stage.
2
practitioners are exposed to health risks and cannot properly perform the religious ceremony
when they are forced to share cigars.
Plaintiff also contends that Defendants have interfered with Santeria practitioners’
worship of the god Elegua 2 (Id. at p. 8.) Plaintiff maintains that, according to Santeria beliefs,
practitioners must send stones representing Elegua “to a priest so that Elegua [can] be fed with
his sacrificial animals at least once a year,” and avers that “this is a requirement that cannot be
ignored” because Elegua controls fate and destiny.
Id.
Plaintiff states that, instead of
accommodating his duty to “provide” for Elegua, Defendants have “laughed about it and have
ignored Plaintiff’s requests.” Id.
Plaintiff further alleges that on June 29, 2015, prior to a ceremonial meal scheduled for
Santeria practitioners at FCI Jesup, he and other practitioners were not allowed to pray over the
food before it was prepared, as required by their religion. 3 (Id. at p. 10.) Plaintiff contends that
when he notified Defendant Harris and Kirchoff of this error, they “lashed out [at] . . . the entire
group” and that Defendant Harris “started to scream like a mad man” and threatened to prevent
practitioners from having any other ceremonial meals while he is in charge. (Id. at pp. 10–11.)
Plaintiff also alleges that Defendant Kirchoff threatened to “lock him up for inciting a riot” after
other Santeria practitioners also refused to eat the ceremonial meal. (Id. at pp. 11–12.)
Additionally, Plaintiff claims that, due to their opposition to Defendants’ policies,
Defendant Harris has targeted Santeria Practitioners in other ways.
(Id. at pp. 16–17.)
Specifically, he has not ordered supplies for Santeria Practitioners, though he has ordered
2
Elgua is an orisha, or minor god, according to Santeria beliefs.
3
In his Complaint, Plaintiff explains that the ceremonial meal was a celebration of the Orisha Oggun and
that he needed to consult with the Orisha Oggun and pray over the food items before they were prepared
to ensure the meal was properly blessed. (Doc. 1, p. 10.) Plaintiff contends that the Food Services
Director did not allow him to pray over the food items prior to their preparation. (Id.) As a result, neither
Plaintiff nor any other Santeria practitioners participated in the ceremonial meal. (Id. at pp. 10–11.)
3
supplies for all other religious groups.
Id.
Defendant Harris also requires Santeria
practitioners—but not practitioners of other religions—to undergo a criminal background check
if they wish to order sacred items. Id. Plaintiff further alleges that, due to Santeria practitioners’
use of food offerings during Spiritual Mass, Defendant Harris relocated Santeria worship
services outdoors because food is not allowed in the chapel. (Id. at p. 4.) However, Defendant
Harris allows Jewish worshipers to bring challa bread, matzo, and beverages into the chapel
during religious services. (Id. at p. 16.) Moreover, after relocating Santeria services outdoors,
Defendants Harris, Kirchoff, and Flournoy allowed other inmates to eat popcorn and watch a
movie in the chapel as a reward for receiving the highest score after housing unit inspections.
(Id. at p. 40.) Plaintiff contends that these actions are discriminatory in nature and have not been
taken for any legitimate government interest.
In his Complaint, Plaintiff requests compensatory damages in the amount of $700,800
under 28 U.S.C. § 2679, as well as compensatory and punitive damages in the amount of
$320.00 per day per defendant. (Id. at pp. 18–19.) He also requests nominal damages, court
costs and expenses, and “declaratory relief” against each Defendant. (Id. at p. 19.) Finally,
Plaintiff requests a preliminary injunction that he not be transferred to another prison during the
pendency of this action. (Id.)
STANDARD OF REVIEW
Plaintiff has paid his filing fee in full. Nevertheless, the Court is required to conduct a
frivolity review of Plaintiff’s Complaint. See 28 U.S.C. § 1915A. Pursuant to 28 U.S.C. §
1915A, the Court must review a complaint in which a prisoner seeks redress from a
governmental entity. Upon such screening, the Court must dismiss a complaint, or any portion
thereof, that is frivolous or malicious, or fails to state a claim upon which relief may be granted
4
or which seeks monetary relief from a defendant who is immune from such relief. 28 U.S.C.
§ 1915A(b).
When reviewing a Complaint such as the one Plaintiff has filed, the Court is guided by
the instructions for pleading contained in the Federal Rules of Civil Procedure. See Fed. R. Civ.
P. 8 (“A pleading that states a claim for relief must contain [among other things] . . . a short and
plain statement of the claim showing that the pleader is entitled to relief.”); Fed. R. Civ. P. 10
(requiring that claims be set forth in numbered paragraphs, each limited to a single set of
circumstances). Further, a claim is frivolous under Section 1915(e)(2)(B)(i) “if it is ‘without
arguable merit either in law or fact.’” Napier v. Preslicka, 314 F.3d 528, 531 (11th Cir. 2002)
(quoting Bilal v. Driver, 251 F.3d 1346, 1349 (11th Cir. 2001)).
Whether a complaint fails to state a claim under Section 1915(e)(2)(B)(ii) is governed by
the same standard applicable to motions to dismiss under Federal Rule of Civil Procedure
12(b)(6). Thompson v. Rundle, 393 F. App’x 675, 678 (11th Cir. 2010). Under that standard,
this Court must determine whether the complaint contains “sufficient factual matter, accepted as
true, to ‘state a claim to relief that is plausible on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678
(2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)). A plaintiff must assert
“more than labels and conclusions, and a formulaic recitation of the elements of a cause of action
will not” suffice. Twombly, 550 U.S. at 555. Section 1915 also “accords judges not only the
authority to dismiss a claim based on an indisputably meritless legal theory, but also the unusual
power to pierce the veil of the complaint’s factual allegations and dismiss those claims whose
factual contentions are clearly baseless.” Bilal, 251 F.3d at 1349 (quoting Neitzke v. Williams,
490 U.S. 319, 327 (1989)).
5
In its analysis, the Court will abide by the long-standing principle that the pleadings of
unrepresented parties are held to a less stringent standard than those drafted by attorneys and,
therefore, must be liberally construed. Haines v. Kerner, 404 U.S. 519, 520 (1972); Boxer X v.
Harris, 437 F.3d 1107, 1110 (11th Cir. 2006) (“Pro se pleadings are held to a less stringent
standard than pleadings drafted by attorneys.”) (emphasis omitted) (quoting Hughes v. Lott, 350
F.3d 1157, 1160 (11th Cir. 2003)). However, Plaintiff’s unrepresented status will not excuse
mistakes regarding procedural rules. McNeil v. United States, 508 U.S. 106, 113 (1993) (“We
have never suggested that procedural rules in ordinary civil litigation should be interpreted so as
to excuse mistakes by those who proceed without counsel.”).
DISCUSSION
I.
Class Action Claim
Proceeding as a pro se litigant, Plaintiff will not be able to represent his fellow inmates in
a class action, given that “[i]t is plain error to permit [an] imprisoned litigant who is unassisted
by counsel to represent his fellow inmates in a class action.” Wallace v. Smith, 145 F. App’x
300, 302 (11th Cir. 2005) (per curiam) (quoting Oxendine v. Williams, 509 F.2d 1405, 1407 (4th
Cir. 1975)); see also Massimo v. Henderson, 468 F.2d 1209, 1210 (5th Cir. 1972) (affirming
dismissal of the portion of petitioner’s complaint seeking relief on behalf of fellow inmates). As
the Fourth Circuit has aptly observed,
An individual unquestionably has the right to litigate his own claims in federal
court, before both the district and appellate courts. . . . The right to litigate for
oneself, however, does not create a coordinate right to litigate for others. See
Oxendine v. Williams, 509 F.2d 1405, 1407 (4th Cir. 1975) (holding that a pro se
prisoner may not litigate the interests of other prisoners in class action). The
reasoning behind this rule is two-fold: it protects the rights of those before the
court, see id. (“the competence of a layman [litigating for] himself [is] clearly too
limited to allow him to risk the rights of others”), and jealously guards the
judiciary’s authority to govern those who practice in its courtrooms, see
Collinsgru v. Palmyra Bd. of Educ., 161 F.3d 225, 231 (3d Cir. 1998) (“Requiring
6
a minimum level of competence protects not only the [client] but also his or her
adversaries and the court from poorly drafted, inarticulate, and vexatious
claims.”).
Myers v. Loudoun Cty. Pub. Sch., 418 F.3d 395, 400 (4th Cir. 2005). Simply put, incarcerated
pro se litigants may not bring a class action on behalf of other prisoners. See Fymbo v. State
Fire & Cas. Co., 213 F.3d 1320, 1321 (10th Cir. 2002) (holding that a pro se litigant “cannot
adequately represent [a] putative class”); Walker v. Brown, No. CV 112-105, 2012 WL 4049438,
at *1-2 (S.D. Ga. Aug. 14, 2012) report and recommendation adopted, No. CV 112-105, 2012
WL 4052038 (S.D. Ga. Sept. 13, 2012). Consequently, the Court should DISMISS Plaintiff’s
class action claims.
II.
Dismissal of Official Capacity Claims for Monetary Damages
Plaintiff brings this action pursuant to Bivens and the RFRA. “Bivens only applies to
claims against federal officers in their individual capacities; it does not create a cause of action
for federal officers sued in their official capacities.” Sharma v. Drug Enf’t Agency, 511 F.
App’x 898, 901 (11th Cir. 2013) (citing Corr. Servs. Corp. v. Malesko, 534 U.S. 61, 69–71
(2001)). Moreover, the Eleventh Circuit has held that Congress did not unequivocally waive the
Government’s sovereign immunity through the RFRA. Davila v. Gladden, 777 F.3d 1198,
1210–11 (11th Cir. 2015). Therefore, the RFRA does not authorize suits for money damages
against federal officers in their official capacities. Id. Thus, Plaintiff’s Bivens and RFRA claims
for money damages against Defendants in their official capacities should be DISMISSED.
III.
RFRA Claims
“Congress enacted RFRA . . . in order to provide very broad protection for religious
liberty.” Burwell v. Hobby Lobby Stores, Inc., –––U.S. ––––, 134 S.Ct. 2751, 2760 (2014).
Under the statute, the “Government shall not substantially burden a person’s exercise of religion
7
even if the burden results from a rule of general applicability.” 42 U.S.C. § 2000bb–1(a). If the
Government takes action that substantially burdens a person’s exercise of religion, it must
“demonstrate[ ] that application of the burden to the person—(1) is in furtherance of a
compelling governmental interest; and (2) is the least restrictive means of furthering that
compelling governmental interest.” 42 U.S.C. § 2000bb–1(b); see also, Gonzalez v. O Centro
Espirita Beneficente Uniao do Vegetal, 546 U.S. 418 (2006) (pursuant to RFRA, the federal
government must demonstrate a compelling interest when substantially burdening the exercise of
religion).
The “RFRA requires the Government to demonstrate that the compelling interest test is
satisfied through application of the challenged law ‘to the person’—the particular claimant
whose sincere exercise of religion is being substantially burdened.” Id. at 430–31 (quoting 42
U.S.C. § 2000bb-1(b)). The Supreme Court has observed that the test for whether a person’s
religious exercise is substantially burdened is not “whether the religious belief asserted in a
RFRA case is reasonable.” Hobby Lobby, 573 U.S. at ––––, 134 S.Ct. at 2778. Instead, the
Court must look to “whether the [government’s rule] imposes a substantial burden on the ability
of the objecting part[y] to conduct [himself] in accordance with [his] religious beliefs.” Id.
(emphasis omitted); see also Yellowbear v. Lampert, 741 F.3d 48, 55 (10th Cir. 2014) (noting
that a burden is substantial when it “prevents the plaintiff from participating in an activity
motivated by a sincerely held religious belief”).
According to Plaintiff, he has been denied the ability to participate in rituals that his
Santeria belief not only motivates but requires. Specifically, Plaintiff is unable to “properly
invoke [his] own spiritual protector” or “spiritually cleanse” himself when forced to share cigars
8
with other inmates; 4 he was unable to properly bless practitioners’ food before the June 29, 2015,
ceremony; and he has been unable to obtain necessary worship items. Thus, Plaintiff arguably
sets forth a plausible cause of action under the RFRA against Defendants.
The RFRA states that “[a] person whose religious exercise has been burdened in violation
of this section may assert that violation as a claim or defense in a judicial proceeding and obtain
appropriate relief against a government.” 42 U.S.C. § 2000bb–1(c). There is no binding
precedent which addresses whether the RFRA provides claims against individual defendants for
monetary damages. See Davila v. Gladden, 777 F.3d at 1210 (“[W]e decline to address whether
RFRA authorizes suits against officers in their individual capacities.”). However, in an earlier
case brought by Plaintiff, Chief Judge Lisa Godbey Wood of this Court addressed this issue, and
determined that the RFRA does not provide for such claims. See Davilla v. Nat’l Inmate
Appeals Coordinator, No. CV212-005, 2012 WL 3780311, at *1–3 (S.D. Ga. Aug. 31, 2012). In
that case, Chief Judge Wood, who is the presiding judge in this case, explained,
As Defendants note, there is no binding precedent which addresses whether the
RFRA bars claims against individual defendants for monetary damages.
However, several courts have addressed this question and have determined that
the RFRA does not allow for the recovery of monetary damages. Oklevueha
Native American Church of Hawaii, Inc. v. Holder, 676 F.3d 829 (9th Cir. 2012)
(the “appropriate relief” provision does not allow suits for monetary damages
under the RFRA); Burke v. Lappin, 821 F. Supp. 2d 244 (D.C. 2011) (the RFRA
4
The Court notes that this policy was formulated and carried out by Defendants Harris and Kirchoff.
However, Plaintiff has arguably alleged that the other Defendants have supported or ratified this policy.
Thus, at this stage, where the Court construes Plaintiff’s Complaint liberally and only dismisses those
claims that are not plausible, the Court will not dismiss Plaintiff’s claims against the supervisory
defendants. See Wilkinson v. Secy, Florida Dep’t of Corr., No. 14-11239, 2015 WL 4269267, at *4 (11th
Cir. July 15, 2015) (“[Plaintiff’s] claims were based not on respondeat superior, but instead on an FDOC
policy or custom that allegedly substantially burdened [Plaintiff’s] religious exercise. And the claims
were advanced not under § 1983 but under RLUIPA. Put differently, [Plaintiff’s] claims were predicated
on a theory of direct liability rather than of vicarious liability, and were formulated under RLUIPA rather
than § 1983. For these reasons, the claims are cognizable, and the district court erred in ruling
otherwise.”); but see, Patel v. Bureau of Prisons, No. CV 09-200 (RDM), 2015 WL 4999906, at *8
(D.D.C. Aug. 21, 2015) (“The Court concludes that pure vicarious liability—that is, liability of
supervisors based solely on the acts of their subordinates—is not sufficient to state a claim under
RFRA.”)
9
did not waive the federal government’s sovereign immunity for damages); JeanPierre v. Bureau of Prisons, No. 09–266, 2010 WL 3852338 (W.D. Pa. July 30,
2010) (the RFRA does not waive sovereign immunity for monetary damages);
Bloch v. Thompson, No. 1:03-CV-1352, 2007 WL 60930 (E.D. Tex. Jan. 5, 2007)
(the RFRA does not waive immunity for damages); and Gilmore-Bey v.
Coughlin, 929 F. Supp. 146 (S.D.N.Y. 1996) (the RFRA did not abrogate
Eleventh Amendment bar to actions for monetary damages); but see Agrawal v.
Briley, No. 02C6807, 2006 WL 3523750 (N.D. Ill. Dec. 6, 2006) (the RFRA does
not bar monetary damages).
The Eleventh Circuit Court of Appeals has not determined whether the RFRA
bars monetary damages claims against individual defendants. However, the
United States Supreme Court determined in Sossamon v. Texas, ___ U.S. ___,
131 S. Ct. 1651, 1659–60 (Apr. 20, 2011), that the “appropriate relief” provision
of the Religious Land Use and Institutionalized Persons Act (“RLUIPA”), 42
U.S.C. § 2000cc–2(a), is not “the unequivocal expression” of consent for states to
“waive their sovereign immunity to suits for damages.” In Smith v. Allen, the
Eleventh Circuit concluded that § 2000cc–2(a) “cannot be construed as creating a
private cause of action against individual defendants for monetary damages.” 502
F.3d 1255, 1275 (11th Cir. 2007), abrogated on other grounds by Sossoman. The
“appropriate relief” section contained in the RFRA is identical to that contained in
the RLUIPA. 42 U.S.C. §§ 2000bb–1(c) and 2000cc–2(a).
The undersigned has no reason to believe that the Eleventh Circuit’s reasoning in
a case pertaining to the RFRA would be any different than that court’s reasoning
in Smith, which concerned the RLUIPA and which is a statute of very similar
construct as the RFRA. Accordingly, the undersigned agrees with Defendants
that Plaintiff’s monetary damages claims under the RFRA against Defendants are
barred. See Cardinal v. Metrish, 564 F.3d 794, 799–801 (6th Cir. 2009) (noting
the RLUIPA’s “appropriate relief” provision is not a clear and unequivocal
waiver of sovereign immunity and monetary damages claims are barred), and
(citing Webman, 441 F.3d 1022, with seeming approval, that the RFRA does not
authorize monetary damages claims).
Id. at *2–3. Chief Judge Wood went on to hold that the RFRA permitted the plaintiff to pursue
claims for injunctive relief. Id.
Chief Judge Wood’s holding regarding monetary damage claims under the RFRA applies
with equal force in the case at hand. Because the RFRA does not provide for such relief, the
Court should DISMISS all monetary damage claims against the Defendants.
However,
Plaintiff’s RFRA claims for injunctive relief will proceed against Defendants in their official and
10
individual capacities, and his RFRA claims for monetary damages and injunctive relief will
proceed against Defendants in their individual capacities. 5
IV.
Bivens Claims
In Bivens, the United States Supreme Court “recognized for the first time an implied
private action for damages against federal officers” for violations of certain constitutional rights.
Corr. Serv. Corp. v. Malesko, 534 U.S. 61, 66 (2001). Here, Plaintiff seeks to hold Defendants
liable for violating his rights under the Free Exercise Clause of the First Amendment, the Equal
Protection Clause of the Fourteenth Amendment, and his right against cruel and unusual
punishment under the Eighth Amendment.
A. Free Exercise Claims
The Free Exercise Clause “requires government respect for, and noninterference with, the
religious beliefs and practices of our Nation’s people.” Cutter v. Wilkinson, 544 U.S. 709, 719
(2005). “To establish a violation of his right to free exercise,” a plaintiff “must first establish
that a state actor imposed a “substantial burden” on his practice of religion.” Wilkinson v. GEO
Grp., Inc., No. 14-10215, 2015 WL 1526642, at *2 (11th Cir. Apr. 7, 2015) (citing Church of
Scientology Flag Serv. Org., Inc. v. City of Clearwater, 2 F.3d 1514, 1549 (11th Cir. 1993)). To
prove that his religious exercise was substantially burdened, a plaintiff “must present evidence
that he was coerced to perform conduct that his religion forbids or prevented from performing
conduct that his religion requires.” Id. The defendants can then support their conduct on the
ground that they applied a “neutral law of general applicability[.]” Emp’t Div., Dep’t of Human
Res. of Or. v. Smith, 494 U.S. 872, 879 (1990).
5
It may be that Plaintiff’s injunctive relief claims will eventually only be treated as individual capacity
claims. See Patel v. Bureau of Prisons, No. CV 09-200 (RDM), 2015 WL 4999906, at *6 (“It is unlikely
that an action for injunctive or declaratory relief under RFRA would be treated as an individual-capacity
suit.”). However, the Court will not make that determination on the scant record before it.
11
Prisoners retain their First Amendment rights, including rights under the free exercise
clause. However, “lawful incarceration brings about the necessary withdrawal or limitation of
many privileges and rights, a retraction justified by the considerations underlying our penal
system.” Brunskill v. Boyd, 141 F. App’x 771, 774 (11th Cir. 2005) (quoting O’Lone v. Estate
of Shabazz, 482 U.S. 342, 348, (1987)). “In the prison context, the state actor can defend the
action if it is ‘reasonably related to legitimate penological interests.’” Wilkinson, 2015 WL
1526642, at *2 (quoting Turner v. Safley, 482 U.S. 78, 89 (1987)). Put succinctly, “[i]n a prison
setting, to demonstrate a free exercise violation, a plaintiff must show that prison officials
administered or implemented a policy or regulation, not reasonably related to any legitimate
penological interest or security measure, which substantially burdens and significantly interferes
with the practice of his religion or restricts his free exercise of a sincerely held religious belief.”
Hosey-Bey v. Williams, No. 2:12-CV-959-WHA, 2015 WL 4988388, at *6 (M.D. Ala. Aug. 19,
2015).
Plaintiff alleges that Defendants deprived him of religious materials and prevented him
from properly participating in ceremonies that his religion requires of him. These allegations set
forth plausible free exercise claims against Defendants. Therefore, these claims will survive
frivolity review.
B. Equal Protection Claims
Plaintiff’s claims also implicate the equal protection clause of the Fourteenth
Amendment. To state a valid Equal Protection claim, a prisoner must show: (1) that he has been
treated differently from other “similarly situated” inmates, and (2) that this discriminatory
treatment is based upon a constitutionally impermissible basis, such as religion. Jones v. Ray,
279 F.3d 944, 946–47 (11th Cir. 2001) (per curiam). Additionally, a prisoner must demonstrate
12
that the defendants were motivated by a discriminatory intent or purpose. See Parks v. City of
Warner Robins, 43 F.3d 609, 616 (11th Cir. 1995) (requiring “proof of discriminatory intent or
purpose” to show an Equal Protection Clause violation); Elston v. Talladega County Bd. of
Educ., 997 F.2d 1394, 1406 (11th Cir. 1993) (requiring a plaintiff to demonstrate that the
challenged action was motivated by an intent to discriminate in order to establish an equal
protection violation). Potential indicators of discriminatory intent include “a clear pattern of
disparate impact, unexplainable on grounds other than [religion]; the historical background of the
challenged decision or the specific events leading up to the decision; procedural or substantive
departures from the norm; and the legislative or administrative history of the challenged statute.”
Parks, 43 F.3d at 617 (citation omitted).
Here, Plaintiff has stated sufficient facts to establish a plausible claim that Defendants
intentionally discriminated against him on the basis of religion. Plaintiff states that Defendants
Harris and Kirchoff allow inmates of other religions, including Christian, Jewish, and Muslim
inmates, to receive religious materials and have established a standardized practice for those
religious services, but refuse to provide the same for Plaintiff, a Santeria practitioner. (Doc. 1,
p. 17.) See Jones v. St. Lawrence, No. CV410-066, 2010 WL 2772440, at *2 (S.D. Ga. July 13,
2010) (“Jones alleges that Muslims have been treated differently from Christian and Jewish
inmates . . . . That is all that is required to survive § 1915A screening here.”). Plaintiff also
contends that other religious groups, as well as non-religious groups, are allowed to bring food
into the chapel, but that Defendants require Santeria practitioners to worship outdoors due to the
chapel’s “no food” policy. (Doc. 1, pp. 8, 15.) Plaintiff further states that Defendant Kirchoff
has claimed the Santeria religion is “nothing but a gang.” Accordingly, Plaintiff alleges facts
13
sufficient to show intentional disparate treatment on the basis of his religion and, as a result,
these claims may proceed.
C. Eighth Amendment
To establish an Eighth Amendment violation, a prisoner must prove that his injury was
caused by an “unnecessary and wanton infliction of pain.” Hudson v. McMillian, 503 U.S. 1, 5
(1992). The Supreme Court has admonished that in such cases “the core judicial inquiry is . . .
whether force was applied in a good-faith effort to maintain or restore discipline, or maliciously
and sadistically to cause harm.” Id. at 7. While Plaintiff need not show he suffered a “serious
injury” to survive frivolity review, verbal abuse alone is insufficient to state a claim under the
Eighth Amendment. See Hernandez v. Fla. Dep’t of Corr., 281 F. App’x 862, 866 (11th
Cir. 2008) (holding that plaintiff’s allegations of verbal abuse did not state a constitutional claim
because “verbal abuse alone is insufficient to state a constitutional claim”).
Here, Plaintiff alleges that Defendants Harris and Kirchoff “lashed out” and “screamed”
at Santeria practitioners and threatened to prohibit future ceremonial meals. (Doc. 1, pp. 10–11.)
Plaintiff also alleges that Defendants Harris and Kirchoff have mocked his beliefs and stated that
Santeria practitioners are “nothing but a [g]ang.” (Id. at pp. 8, 11.) Plaintiff fails to state a claim
under the Eighth Amendment as he alleges, at most, verbal harassment. Accordingly, the Court
should DISMISS these claims against Defendants.
D. Available Damages on Bivens Claims
“No Federal civil action may be brought by a prisoner confined in a jail, prison, or other
correctional facility, for mental or emotional injury suffered while in custody without a prior
showing of physical injury.” 42 U.S.C. § 1997e(e). The purpose of this statute is “to reduce the
number of frivolous cases filed by imprisoned plaintiffs, who have little to lose and excessive
14
amounts of free time with which to pursue their complaints.” Napier v. Preslicka, 314 F.3d 528,
531 (11th Cir. 2002) (citing Harris v. Garner, 216 F.3d 970, 976–79 (11th Cir. 2000)).
“Tracking the language of [this] statute, § 1997e(e) applies only to lawsuits involving (1) Federal
civil actions (2) brought by a prisoner (3) for mental or emotional injury (4) suffered while in
custody.” Id. at 532.
In Williams v. Brown, 347 F. App’x 429, 436 (11th Cir. 2009), the Eleventh Circuit
stated that, “compensatory damages under § 1983 may be awarded only based on actual injuries
caused by the defendant and cannot be presumed or based on the abstract value of the
constitutional rights that the defendant violated. Pursuant to 42 U.S.C. § 1997e(e), in order to
recover for mental or emotional injury suffered while in custody, a prisoner bringing a § 1983
action must demonstrate more than a de minim[i]s physical injury.” Id. (internal citations
omitted) (alterations in original). Consequently, a prisoner that has not suffered any physical
injury cannot recover compensatory or punitive damages. Al-Amin v. Smith, 637 F.3d 1192,
1199 (11th Cir. 2011) (“In sum, our published precedents have affirmed district court dismissals
of punitive damage claims under the PLRA because the plaintiffs failed to meet § 1997e(e)’s
physical injury requirement.”); Smith v. Allen, 502 F.3d 1255, 1271 (11th Cir. 2007) (“Plaintiff
seeks nominal, compensatory, and punitive damages. It is clear from our case law, however, that
the latter two types of damages are precluded under the PLRA.”) abrogated on other grounds by
Sossamon v. Texas, 563 U.S. 277 (2011). However, the Eleventh Circuit has held that Courts
should dismiss an inmate’s punitive and compensatory damages claims under Section 1997e(e)
without prejudice to allow an inmate to refile his claims when and if he is released. Harris v.
Garner, 216 F. 3d 970, 980 (11th Cir. 2004).
15
Additionally, the Eleventh Circuit has also stated that “[n]ominal damages are
appropriate if a plaintiff establishes a violation of a fundamental constitutional right, even if he
cannot prove actual injury sufficient to entitle him to compensatory damages.” Williams v.
Brown, 347 F. App’x at 436 (quoting Hughes v. Lott, 350 F.3d 1157, 1162 (11th Cir. 2003)).
“Thus, a prayer for nominal damages is not precluded by § 1997e(e).” Id. (quoting Smith v.
Allen, 502 F.3d at 1271; see also, Smith v. Barrow, No. CV 311-044, 2012 WL 6519541, at *5
(S.D. Ga. Nov. 9, 2012) report and recommendation adopted, No. CV 311-044, 2012 WL
6522020 (S.D. Ga. Dec. 13, 2012) (“Nominal damages are available for violations of the First
Amendment.”)).
In this case, Plaintiff has not alleged that he has suffered any physical injury due to
Defendants’ alleged constitutional violations. Accordingly, the Court should DISMISS his
Bivens claims for compensatory and punitive damages without prejudice pursuant to 42 U.S.C.
§ 1997e(e). However, Section 1997e(e) does not bar Plaintiff’s Bivens claims for nominal
damages and declaratory relief.
Consequently, Plaintiff’s Bivens claims for injunctive relief will proceed against
Defendants in their official capacities, and his Bivens claims for nominal damages and injunctive
relief will proceed against Defendants in their individual capacities. 6
V.
Plaintiff’s Request for Preliminary Injunctive Relief
Plaintiff has sought preliminary injunctive relief from the Court in the form of an order
prohibiting his transfer to another prison during the pendency of this action. (Doc. 1, p. 19.) To
be entitled to a preliminary injunction or a temporary restraining order, the movant must show:
6
As with Plaintiff’s RFRA claims, it may be that Plaintiff’s Bivens claims for injunctive relief will be
treated as only official capacity claims. See Edwards v. Wallace Comty. Coll., 49 F.3d 1517, 1524 n.9
(11th Cir.1995) (stating that claims for injunctive or declaratory relief are considered official capacity
claims against the relevant governmental entity). However, the Court will not make that determination at
this stage.
16
(1) a substantial likelihood of ultimate success on the merits; (2) an injunction or protective order
is necessary to prevent irreparable injury; (3) the threatened injury outweighs the harm the
injunction or protective order would inflict on the non-movant; and (4) the injunction or
protective order would not be adverse to the public interest. Schiavo ex rel. Schindler v.
Schiavo, 403 F.3d 1223, 1225–26 (11th Cir. 2005).
In this Circuit, an “injunction is an
extraordinary and drastic remedy not to be granted unless the movant clearly established the
‘burden of persuasion’ as to the four requisites.” Horton v. City of Augustine, 272 F.3d 1318,
1326 (11th Cir. 2001).
If a plaintiff succeeds in making such a showing, then “the court may grant injunctive
relief, but the relief must be no broader than necessary to remedy the constitutional violation.”
Newman v. Ala., 683 F.2d 1312, 1319 (11th Cir. 1982).
Accordingly, where there is a
constitutional violation in the prison context, courts traditionally are reluctant to interfere with
prison administration and discipline, unless there is a clear abuse of discretion. See Procunier v.
Martinez, 416 U.S. 396, 404–05 (1974) (“Traditionally, federal courts have adopted a broad
hands-off attitude toward problems of prison administration [because] . . . courts are ill equipped
to deal with the increasingly urgent problems of prison administration and reform.”), overruled
on other grounds by Thornburgh v. Abbott, 490 U.S. 401 (1989). In such cases, “[d]eference to
prison authorities is especially appropriate.” Newman, 683 F.2d at 1320–21 (reversing district
court’s injunction requiring release of prisoners on probation because it “involved the court in
the operation of the State’s system of criminal justice to a greater extent than necessary” and less
intrusive equitable remedy was available).
Plaintiff has not shown that he has satisfied the prerequisites in order to be entitled to a
preliminary injunction. Specifically, Plaintiff has not shown the likelihood of success on the
17
merits of his claims. This is not to say that Plaintiff will not be able to ultimately obtain some
form of injunctive relief in this case. However, he has not made the requisite showing at this
time to obtain the extraordinary relief he currently seeks. Therefore, the Court should DENY his
request for a preliminary injunction.
CONCLUSION
For the reasons set forth above, I RECOMMEND that the Court DISMISS Plaintiff’s
claims for monetary damages against Defendants in their official capacities.
I further
RECOMMEND that the Court DISMISS Plaintiff’s Bivens claims for compensatory and
punitive damages without prejudice. The Court should also DISMISS Plaintiff’s RFRA claims
for monetary relief, DISMISS his Eighth Amendment claims, and DENY Plaintiff’s request for
a preliminary injunction.
Any party seeking to object to this Report and Recommendation is ORDERED to file
specific written objections within fourteen (14) days of the date on which this Report and
Recommendation is entered. Any objections asserting that the Magistrate Judge failed to address
any contention raised in the Complaint must also be included. Failure to do so will bar any later
challenge or review of the factual findings or legal conclusions of the Magistrate Judge. See 28
U.S.C. § 636(b)(1)(C); Thomas v. Arn, 474 U.S. 140 (1985). A copy of the objections must be
served upon all other parties to the action. The filing of objections is not a proper vehicle
through which to make new allegations or present additional evidence.
Upon receipt of Objections meeting the specificity requirement set out above, a United
States District Judge will make a de novo determination of those portions of the report, proposed
findings, or recommendation to which objection is made and may accept, reject, or modify in
whole or in part, the findings or recommendations made by the Magistrate Judge. Objections not
18
meeting the specificity requirement set out above will not be considered by a District Judge. A
party may not appeal a Magistrate Judge’s report and recommendation directly to the United
States Court of Appeals for the Eleventh Circuit. Appeals may be made only from a final
judgment entered by or at the direction of a District Judge. The Clerk of Court is DIRECTED
to serve a copy of this Report and Recommendation upon the Plaintiff.
REMAINING CLAIMS AND DEFENDANTS
Plaintiff’s allegations arguably state colorable claims for relief under Bivens and the
RFRA against Defendants Harrell Watts, Raymond E. Holt, D. Edge, John V. Flournoy, Ken
Harris, and Sam Kirchoff. Consequently, a copy of Plaintiff’s Complaint and a copy of this
Order shall be served upon these Defendants by the United States Marshal without prepayment
of cost. Because Defendants are employees of the United States sued in their individual and
official capacities, the Court further ORDERS that the United States Marshal serve the United
States in accordance with Federal Rule of Civil Procedure 4(i). Thus, in addition to service upon
Defendants individually, a copy of the complaint and summons shall be delivered, in the manner
prescribed by Rule 4(i) to the United States Attorney for the Southern District of Georgia (or the
civil process clerk of the same), and the Attorney General of the United States at Washington,
D.C.
The Court also provides the following instructions to the parties that will apply to the
remainder of this action and which the Court urges the parties to read and follow.
INSTRUCTIONS TO DEFENDANTS
Because Plaintiff is proceeding in forma pauperis, the undersigned directs that service be
effected by the United States Marshal. Fed. R. Civ. P. 4(c)(3). In most cases, the marshal will
first mail a copy of the complaint to the Defendant by first-class mail and request that the
19
Defendant waive formal service of summons. Fed. R. Civ. P. 4(d); Local Rule 4.7. Individual
and corporate defendants have a duty to avoid unnecessary costs of serving the summons, and
any such defendant who fails to comply with the request for waiver must bear the costs of
personal service unless good cause can be shown for the failure to return the waiver. Fed. R.
Civ. P. 4(d)(2). Generally, a defendant who timely returns the waiver is not required to answer
the complaint until sixty (60) days after the date that the marshal sent the request for waiver.
Fed. R. Civ. P. 4(d)(3).
IT IS FURTHER ORDERED that Defendants are hereby granted leave of court to take
the deposition of the Plaintiff upon oral examination. Fed. R. Civ. P. 30(a). Defendants are
further advised that the Court’s standard 140 day discovery period will commence upon the
filing of the last answer. Local Rule 26.1. Defendants shall ensure that all discovery, including
the Plaintiff’s deposition and any other depositions in the case, is completed within that
discovery period.
In the event that Defendants take the deposition of any other person, Defendants are
ordered to comply with the requirements of Federal Rule of Civil Procedure 30. As the Plaintiff
will likely not be in attendance for such a deposition, Defendants shall notify Plaintiff of the
deposition and advise him that he may serve on Defendants, in a sealed envelope, within ten (10)
days of the notice of deposition, written questions the Plaintiff wishes to propound to the
witness, if any. Defendants shall present such questions to the witness seriatim during the
deposition. Fed. R. Civ. P. 30(c).
INSTRUCTIONS TO PLAINTIFF
IT IS FURTHER ORDERED that Plaintiff shall serve upon Defendants or, if
appearance has been entered by counsel, upon their attorneys, a copy of every further pleading or
20
other document submitted for consideration by the Court. Plaintiff shall include with the original
paper to be filed with the Clerk of Court a certificate stating the date on which a true and correct
copy of any document was mailed to Defendants or their counsel. Fed. R. Civ. P. 5. “Every
pleading shall contain a caption setting forth the name of the court, the title of the action, [and]
the file number.” Fed. R. Civ. P. 10(a).
Plaintiff is charged with the responsibility of immediately informing this Court and
defense counsel of any change of address during the pendency of this action. Local Rule 11.1.
Plaintiff’s failure to notify the Court of a change in his address may result in dismissal of this
case.
Plaintiff has the responsibility for pursuing this case. For example, if Plaintiff wishes to
obtain facts and information about the case from Defendants, Plaintiff must initiate discovery.
See generally, Fed. R. Civ. P. 26, et seq. The discovery period in this case will expire 140 days
after the filing of the last answer. Local Rule 26.1. Plaintiff does not need the permission of the
Court to begin discovery, and Plaintiff should begin discovery promptly and complete it within
this time period. Local Rule 26.1. Discovery materials should not be filed routinely with the
Clerk of Court; exceptions include: when the Court directs filing; when a party needs such
materials in connection with a motion or response, and then only to the extent necessary; and
when needed for use at trial. Local Rule 26.4.
Interrogatories are a practical method of discovery for incarcerated persons. See Fed. R.
Civ. P. 33. Interrogatories may be served only on a party to the litigation, and, for the purposes
of the instant case, this means that interrogatories should not be directed to persons or
organizations who are not named as Defendants. Interrogatories are not to contain more than
twenty-five (25) questions. Fed. R. Civ. P. 33(a). If Plaintiff wishes to propound more than
21
twenty-five (25) interrogatories to a party, Plaintiff must have permission of the Court. If
Plaintiff wishes to file a motion to compel, pursuant to Federal Rule of Civil Procedure 37, he
should first contact the attorneys for Defendants and try to work out the problem; if Plaintiff
proceeds with the motion to compel, he should also file a statement certifying that he has
contacted opposing counsel in a good faith effort to resolve any dispute about discovery. Fed. R.
Civ. P. 26(c); 37(a)(2)(A); Local Rule 26.7.
Plaintiff has the responsibility for maintaining his own records of the case. If Plaintiff
loses papers and needs new copies, he may obtain them from the Clerk of Court at the standard
cost of fifty cents ($.50) per page. If Plaintiff seeks copies, he should request them directly
from the Clerk of Court and is advised that the Court will authorize and require the
collection of fees from his prison trust fund account to pay the cost of the copies at the
aforementioned rate of fifty cents ($.50) per page.
If Plaintiff does not press his case forward, the court may dismiss it for want of
prosecution. Fed. R. Civ. P. 41; Local Rule 41.1.
It is Plaintiff’s duty to cooperate fully in any discovery which may be initiated by
Defendants. Upon no less than five (5) days’ notice of the scheduled deposition date, the
Plaintiff shall appear and permit his deposition to be taken and shall answer, under oath or
solemn affirmation, any question which seeks information relevant to the subject matter of the
pending action. Failing to answer questions at the deposition or giving evasive or incomplete
responses to questions will not be tolerated and may subject Plaintiff to severe sanctions,
including dismissal of this case.
As the case progresses, Plaintiff may receive a notice addressed to “counsel of record”
directing the parties to prepare and submit a Joint Status Report and a Proposed Pretrial Order.
22
A plaintiff proceeding without counsel may prepare and file a unilateral Status Report and is
required to prepare and file his own version of the Proposed Pretrial Order. A plaintiff who is
incarcerated shall not be required or entitled to attend any status or pretrial conference which
may be scheduled by the Court.
ADDITIONAL INSTRUCTIONS TO PLAINTIFF REGARDING
MOTIONS TO DISMISS AND MOTIONS FOR SUMMARY JUDGMENT
Under this Court’s Local Rules, a party opposing a motion to dismiss shall file and serve
his response to the motion within fourteen (14) days of its service. “Failure to respond shall
indicate that there is no opposition to a motion.” Local Rule 7.5. Therefore, if Plaintiff fails to
respond to a motion to dismiss, the Court will assume that he does not oppose the Defendants’
motion. Plaintiff’s case may be dismissed for lack of prosecution if Plaintiff fails to respond to a
motion to dismiss.
Plaintiff’s response to a motion for summary judgment must be filed within twenty-one
(21) days after service of the motion. Local Rules 7.5, 56.1. The failure to respond to such a
motion shall indicate that there is no opposition to the motion. Furthermore, each material fact
set forth in the Defendants’ statement of material facts will be deemed admitted unless
specifically controverted by an opposition statement. Should Defendants file a motion for
summary judgment, Plaintiff is advised that he will have the burden of establishing the existence
of a genuine dispute as to any material fact in this case. That burden cannot be carried by
reliance on the conclusory allegations contained within the complaint. Should the Defendants’
motion for summary judgment be supported by affidavit, Plaintiff must file counter-affidavits if
he desires to contest the Defendants’ statement of the facts. Should Plaintiff fail to file opposing
affidavits setting forth specific facts showing that there is a genuine dispute for trial, any factual
23
assertions made in Defendants’ affidavits will be accepted as true and summary judgment may
be entered against the Plaintiff pursuant to Federal Rule of Civil Procedure 56.
SO ORDERED and REPORTED and RECOMMENDED, this 28th day of April,
2016.
R. STAN BAKER
UNITED STATES MAGISTRATE JUDGE
SOUTHERN DISTRICT OF GEORGIA
24
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?