Hampton v. Peeples et al
Filing
87
ORDER denying 67 Motion for subpoena; denying 68 Motion for Expert Medical Examiner and Witness Testimony; granting in part and denying in part 71 Motion for Extension of Time. The Court hereby extends the deadline for Plaintiff to name and expert witness to 6/30/16, and extends the deadline for Defendant to name an expert witness to 7/15/16. All other deadlines remain unchanged and in full force and effect. Granting 73 Motion to correct spelling error. The Clerk is DIRECTED to chang e Defendant's name on the docket of this case to "Matt Peebles." Denying 74 Motion for Expert Medical Examination by a licensed chiropractor; denying 78 Motion to Appoint Counsel; denying 79 Motion for production of official files of the GA Dept. of Corrections; denying 81 Motion for production of Georgia Department of Corrections official files; denying 86 Motion to Appoint Counsel. Signed by Magistrate Judge R. Stan Baker on 6/9/2016. (ca)
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF GEORGIA
STATESBORO DIVISION
NORMAN HAMPTON, III,
Plaintiff,
CIVIL ACTION NO.: 6:14-cv-104
v.
MATT PEEPLES,
Defendant.
ORDER
This matter is once again before the Court on numerous motions filed by Plaintiff. For
the reasons and in the manner set forth below, the Court:
•
DENIES Plaintiff’s Motion for Subpoena, (doc. 67), and his Motions for Production
of Official Files of the Georgia Department of Corrections, (docs. 79, 81);
•
DENIES Plaintiff’s Motion for Expert Medical Examiner and Witness Testimony,
(doc. 68), and his Motion for Expert Medical Examination by a Licensed
Chiropractor, (doc. 74);
•
GRANTS IN PART AND DENIES IN PART Plaintiff’s Motion for Extension of
Time to File Expert Witness Report, (doc. 71);
•
GRANTS Plaintiff’s Motion to Correct Spelling Error, (doc. 73); and
•
DENIES Plaintiff’s Motions for Appointment of Counsel, (docs. 78, 86).
BACKGROUND
Plaintiff, who is incarcerated at Macon State Prison in Oglethorpe, Georgia, filed this
cause of action pursuant to 42 U.S.C. § 1983. Plaintiff contests certain conditions of his past
confinement at Rogers State Prison in Reidsville, Georgia. (Doc. 1.) I conducted the requisite
frivolity review of Plaintiff’s Complaint on June 8, 2015. (Doc. 19.) In the resulting Report and
Recommendation, I concluded that Plaintiff stated a viable claim for relief against Defendant
Matt Peeples, a former correctional officer at Rogers State Prison. (Id. at p. 7.) Specifically,
Plaintiff plausibly alleged that Defendant Peeples used excessive force against Plaintiff. Id.
However, I recommended that the Court dismiss Plaintiff’s claims against all other Defendants.
(Id. at pp. 4–7.) The Court adopted the Report and Recommendation, over the Objections of
Plaintiff. (Doc. 46.)
After much effort to locate Defendant Peeples, the United States Marshal served him with
the Complaint on March 14, 2016. (Doc. 62.) Discovery in this case is due to expire on
August 17, 2016. (Doc. 64.) Plaintiff has filed numerous Motions throughout this case, the
overwhelming majority of which the Court has denied. True to form, Plaintiff has recently filed
nine additional motions, which the Court discusses below.
DISCUSSION
I.
Plaintiff’s Motion for Subpoena, (doc. 67), and Motions for Production, (docs. 79,
81).
In his Motion for Subpoena, (doc. 67), Plaintiff seeks documents relating to Defendant
Peeples’ use of force, including the use of force report, the incident report, and witness
statements. (Doc. 67, p. 3.) Similarly, in his Motion for Production, Plaintiff requests the
production of his medical records, (doc. 79, p. 2), as well as documents pertaining to Defendant
Peeples’ termination and Plaintiff’s transfer to another facility, (doc. 81, p. 2). In response to the
Motion for Subpoena and the Motions for Production, Defendant states that he will construe the
Motions as discovery requests and that he will produce the requested documents. (Docs. 69, 80,
82.)
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As the Court explained to Plaintiff in its June 8, 2015, Order, he may use the traditional
methods of discovery to obtain facts and information from Defendant.
(Doc. 19, p. 10.)
Moreover, the Court cautioned Plaintiff that “[d]iscovery materials should not be filed routinely
with the Clerk of Court; exceptions include: when the Court directs filing; when a party needs
such materials in connection with a motion or response, and then only to the extent necessary;
and when needed for use at trial.” (Id. (emphasis in original) (citing Local Rule 26.4).) Thus,
Plaintiff should attempt to obtain documents within Defendant’s possession, custody, or control
by first requesting those documents from Defendant, through his counsel, pursuant to Federal
Rule of Civil Procedure 34. 1 If Defendant fails to respond or refuses to produce the documents,
Plaintiff must then make a good faith effort to resolve that dispute with Defendant’s counsel.
Fed. R. Civ. P. 26(c) & 37(a)(2)(A); Local Rule 26.7. Plaintiff should come to the Court for
assistance only if his effort at resolution is unsuccessful. Here, it does not appear that Plaintiff
made any effort to obtain these documents from Defendant or to resolve any dispute regarding
these documents with Defendant’s counsel. Additionally, Defendant’s counsel has indicated that
he will provide the documents that Plaintiff has requested. Accordingly, there is no need for the
Court to intervene or to issue subpoenas. Therefore, the Court DENIES Plaintiff’s Motions for
Subpoena and Motions for Production.
II.
Motion for Expert Medical Examiner and Witness Testimony, (doc. 68), and Motion
for Expert Medical Examination, (doc. 74).
In his Motion for Expert Medical Examiner and Witness Testimony, Plaintiff requests
that the Court allow him to be examined by a licensed chiropractor of Plaintiff’s choice.
(Doc. 68.) He states that he is “entitled” to present such evidence at trial pursuant to Federal
1
Federal Rule of Civil Procedure 34 only pertains to requests issued to parties. If Plaintiff seeks
documents from a nonparty, he may request a subpoena pursuant to Federal Rule of Civil Procedure 45.
Here, because Defendant’s counsel has indicated he will provide the documents, the Court need not issue
a subpoena.
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Rule of Evidence 702. Id. In his Motion for Medical Examination, Plaintiff once again requests
that the Court permit him to be examined by a chiropractor. (Doc. 74.) He cites Federal Rule of
Civil Procedure 35 in support of that request. Id.
Rule 35(a)(1) provides that a court may “order a party whose mental or physical
condition . . . is in controversy to submit to a physical or mental examination by a suitably
licensed or certified examiner.” However, “Rule 35 . . . does not vest the court with authority to
appoint an expert to examine a party wishing an examination of himself.” Brown v. United
States, 74 F. App’x 611, 614 (7th Cir. 2003). “Rather, under appropriate circumstances, it
[allows] the court to order a party to submit to a physical examination at the request of an
opposing party.” Id. Plaintiff essentially seeks to use Rule 35 “to compel the government to
bear the cost of and responsibility for hiring an expert witness to testify on his behalf[.]” Id.
“[N]o civil litigant, even an indigent one, has a legal right to such aid.” Id.; see also Spore v.
Rogers, No. 5:14-CV-0252-CAR-MSH, 2015 WL 5046582, at *3 (M.D. Ga. Aug. 26, 2015)
(denying prisoner’s request for Rule 35 examination). Walker v. Fed. Bureau of Prisons, No.
1:11-CV-01317-JHH, 2012 WL 4711898, at *2 (N.D. Ala. Sept. 27, 2012) (“Rule 35 does not
authorize the court to appoint an expert to examine a party requesting an examination of
himself.”) (citing Green v. Branson, 108 F.3d 1296, 1304 (10th Cir. 1997)). 2
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Moreover, the Court may only order a Rule 35 exam “on motion for good cause[.]” Fed. R. Civ. P.
35(a)(2)(A). “[G]ood cause for an examination exists when a person’s physical or mental state cannot be
evidenced without the assistance of expert medical testimony based on an examination.” Romano v.
Interstate Express, Inc., No. 4:08-cv-121, 2009 WL 211142, at *1 (S.D. Ga. Jan. 28, 2009) (alteration in
original). Rule 35’s good cause requirement is “not met by mere conclusory allegations of the
pleadings—nor by mere relevance to the cause—but require[s] an affirmative showing by the movant . . .
that good cause exists to order [the] examination.” Schlagenhauf v. Holder, 379 U.S. 104, 118 (1964).
This is because “[t]he specific requirement of good cause would be meaningless if [it] could be
sufficiently established by merely showing that the desired materials are relevant, for the relevancy
standard has already been imposed by Rule 26(b).” Id. Even if the Court had authority to grant
Plaintiff’s request for his own examination under Rule 35, Plaintiff has not established good cause for
such an examination.
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Though Plaintiff did not cite Federal Rule of Evidence 706, the Court will also assess his
requests for an examination and appointment of an expert under that rule. Federal Rule of
Evidence 706 “provides the court with discretionary power to appoint an expert witness either on
the court’s own motion or the motion of a party.” Steele v. Shah, 87 F.3d 1266, 1271 (11th
Cir. 1996) (determining that the district court, by failing to give an explanation for its denial of
indigent plaintiff’s motion to appoint an expert witness, had failed to exercise informed
discretion, and requiring, on remand, the district court to reconsider the motion and exercise its
discretion in accordance with Rule 706). Moreover, this authority is not limited to criminal
cases. Gillentine v. Corr. Med. Servs., 556 F. App’x 845, 846 (11th Cir. 2014).
In Steele, a case where a prisoner alleged that prison officials failed to provide adequate
psychiatric care, the Eleventh Circuit held that the nature of the Plaintiff’s claim “warrants
consideration of the possible need in order to insure a just resolution of the claim.” 87 F.3d
at 1271. The Court of Appeals also explained that expert testimony regarding the standard of
care would be important to the finder of fact and that, given the plaintiff’s indigent status, a
court-appointed expert may be necessary to “avoid a wholly one-sided presentation of opinions
on the issue.” Id.
Traditionally, courts have viewed Rule 706 as only allowing the appointment of an expert
to assist the court, not a particular party. See Hannah v. United States, 523 F.3d 597, 600 (5th
Cir. 2008) (finding no error in district court’s refusal to appoint a Rule 706 expert because
“Rule 706 contemplates the appointment of an expert to aid the court. . . . Hannah seeks an
expert for his own benefit.”). However, precedent of the Eleventh Circuit Court of Appeals
indicates “that district courts have ‘authority’ under Rule 706 to appoint expert witnesses to act
in a purely partisan fashion, that is, ‘to assist’ a party in presenting his case, rather than simply as
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a neutral expert to assist the court.
Such authority exists to ‘avoid a wholly one-sided
presentation of opinions’ in the case.” Gillentine, No. 5:11-CV-2694-RDP-TMP, 2014 WL
5795553, at *2 (citing Steele, 87 F.3d at 1271), and Robinson v. United States, 462 F. App’x
885, 887 (11th Cir. 2012)).
While the Court’s authority to appoint an expert is settled, its discretion to apportion fees
to only one party is less settled. The Court has no fund or account from which to pay appointed
experts in civil cases. However, Rule 706 provides that an expert is “entitled to a reasonable
compensation” and that, in a civil case, the compensation shall be paid by the parties in the
proportion and at the time the Court directs. In Gillentine, the Eleventh Circuit declined to
address “the question of ‘whether, or under what circumstances’ a district court may apportion
all of the costs of a court-appointed expert to the non-indigent parties in a lawsuit” and explained
that it had not addressed the question previously. 556 F. App’x at 846–47 (citing Young v. City
of Augusta, Ga., 59 F.3d 1160, 1170 (11th Cir. 1995)). Other courts, including this Court, have
found that Rule 706 allows for such one-sided apportionment. See, e.g., Ledford v. Sullivan, 105
F.3d 354, 361 (7th Cir. 1997) (“In this case, when the district court stated that no funds existed to
pay for the appointment of an expert, it failed to recognize that it had the discretion to apportion
all the costs to one side.”); McKinney v. Anderson, 924 F.2d 1500, 1511 (9th Cir. 1991), vacated
and remanded on other grounds, 502 U.S. 903 (1991) (finding that the phrase “such proportion
as the court directs,” in an appropriate case, permits the district court to apportion all costs to one
side); Webster v. Sowders, 846 F.2d 1032, 1038–39 (6th Cir. 1988) (“A District Court has
authority to apportion costs under this rule [706(b)], including excusing impecunious parties
from their share.”); Mitchell v. Williams, No. 6:15-CV-93, 2016 WL 1637286, at *1 (S.D. Ga.
Apr. 25, 2016) (appointing expert and apportioning cost to defendants).
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However, regardless of issues regarding the apportionment of costs, Plaintiff has not
made a sufficient showing for the Court to appoint a medical expert in this case. Plaintiff has
only made conclusory allegations that he needs an examination to establish “Plaintiff’s
compensatory damages cause[d] by defendant” and to “make diagnosis of injuries sustained.”
(Doc. 74, p. 2.) He has not provided the Court with any details of his injuries or any information
regarding what medical treatment he already received. Moreover, the Court has no information
regarding his existing medical records. Thus, the Court cannot assess issues such as whether
there is sufficient documentation in Plaintiff’s medical records regarding the nature and extent of
his injuries. See Gillentine, No. 5:11-CV-2694-RDP-TMP, 2014 WL 5795553, at *4–*5 (on
remand, declining to appoint expert to assist indigent prisoner in denial of medical care case
where medical records provided sufficient record of plaintiff’s condition and history of treatment
and monitoring). Moreover, the need for a court-appointed expert is not inherent in Plaintiff’s
claims. For example, the question of liability in this case does not involve technical issues such
as the standard of medical care.
Put succinctly, Plaintiff is not entitled to the appointment of an expert witness in this civil
case, and he has not demonstrated the need for the Court take the extraordinary step of
appointing a medical expert.
Therefore, the Court DENIES Plaintiff’s Motion for Expert
Medical Examiner and Witness Testimony, (doc. 68), and his Motion for Expert Medical
Examination, (doc. 74).
III.
Motion for Extension of Time to File Expert Witness Report, (doc. 71)
Plaintiff bases his request for an unlimited extension of time to file expert witness
reports, (doc. 71), on his Motion for Expert Medical Examiner and Witness Testimony,
(doc. 68). As set forth above, regardless of Plaintiff’s financial status, he is not entitled to the
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assistance of a court-appointed expert in this case. However, Plaintiff may retain an expert to
serve on his behalf at his own expense. The Court understands that Plaintiff will likely not be
able to retain an expert due to his indigence. Nonetheless, in an abundance of caution, the Court
will provide Plaintiff with additional time to obtain an expert in this case and to name any
witness he intends to call as an expert. However, the Court will not provide Plaintiff with an
unlimited extension.
Thus, the Court GRANTS IN PART AND DENIES IN PART Plaintiff’s Motion for
Extension of Time. The Court hereby extends the deadline for Plaintiff to name an expert
witness to June 30, 2016, and extends the deadline for Defendant to name an expert witness to
July 15, 2016. All other deadlines remain unchanged and in full force and effect.
IV.
Motion to Correct Spelling Error, (doc. 73)
Plaintiff spelled Defendant’s last name as “Peeples” in his Complaint and initial filings.
In his Motion to Correct Spelling Error, Plaintiff explains that he has recently learned that the
Defendant’s last name is spelled “Peebles.” Thus, he asks the Court to correct Defendant’s name
on the caption of this case. (Doc. 73.) Defendant has not responded to this Motion. However,
Defendant’s counsel previously acknowledged that the correct spelling of Defendant’s last name
is “Peebles.” (Doc. 69, p. 1 n. 1.) Accordingly, the Clerk of the Court is hereby DIRECTED to
change Defendant’s name on the docket of this case to “Matt Peebles.”
V.
Motions to Appoint Counsel, (docs. 78, 86)
Plaintiff has repeatedly and unsuccessfully sought the appointment of counsel in this
case. (Docs. 11, 22, 55.) 3 District Judge J. Randall Hall, Magistrate Judge James E. Graham,
3
Though Plaintiff labels his instant requests as his “5th Request Motion for Appointment of Counsel”
and “6th Request Motion for Appointment of Counsel under Exceptional Circumstances”, it appears he
has “only” filed a total of five motions. Nonetheless, through his motions, objections, and attempts at
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and I have consistently rejected his requests. (Docs. 13, 24, 29, 56, 72.) The Court has
explained to Plaintiff that he has no constitutional right to the appointment of counsel and that
his case and surrounding circumstances (including his incarcerated status) do not present
exceptional circumstances warranting appointed counsel.
Id.
In his most recent Motions,
Plaintiff states that he needs counsel because he is not trained in presenting evidence and crossexamining witnesses or selecting a jury. (Doc. 78, pp. 1–2; doc. 86, pp. 1–2.) He states that his
case will hinge largely on the “testimony of eye witnesses and expert testimony.” (Id. at p. 2.)
Contrary to Plaintiff’s characterization, there is nothing “exceptional” about a case involving eye
witness testimony, expert witnesses, and jury selection.
Moreover, through his numerous
pleadings, Plaintiff continues to demonstrate the ability to represent himself and to bring the
Court’s attention to the significant (as well as insignificant) aspects of this case. For these
reasons, as well as those already stated by the Court on numerous occasions, the Court DENIES
Plaintiff’s Motion for Appointment of Counsel.
CONCLUSION
The Court DENIES Plaintiff’s Motion for Subpoena, (doc. 67), and his Motions for
Production of Official Files of the Georgia Department of Corrections, (docs. 79 and 81);
DENIES Plaintiff’s Motion for Expert Medical Examiner and Witness Testimony, (doc. 68), and
his Motion for Expert Medical Examination by a Licensed Chiropractor, (doc. 74); GRANTS IN
PART AND DENIES IN PART Plaintiff’s Motion for Extension of Time to file Expert Witness
interlocutory appeal on the issue, he has advanced his request for counsel to the point of nuisance and
frivolity.
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Report, (doc. 71); GRANTS Plaintiff’s Motion to Correct Spelling Error, (doc. 73); and
DENIES Plaintiff’s Motions for Appointment of Counsel, (docs. 78, 86).
SO ORDERED, this 9th day of June, 2016.
R. STAN BAKER
UNITED STATES MAGISTRATE JUDGE
SOUTHERN DISTRICT OF GEORGIA
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