Hunt v. Guam Police Department et al
Filing
30
Order and Opinion granting 19 Motion for Summary Judgment. The Clerk of Court shall enter judgment in favor of defendant. Signed by Chief Judge Frances M. Tydingco-Gatewood on 3/31/2018. (vtk)
1
2
3
4
5
6
7
THE DISTRICT COURT OF GUAM
8
CIVIL CASE NO. 16-00043
MICHAEL P. HUNT,
9
Plaintiff,
10
ORDER AND OPINION RE:
MOTION FOR SUMMARY JUDGMENT
vs.
11
GUAM POLICE DEPARTMENT,
12
Defendant.
13
14
Before the court is Defendant Guam Police Department’s Motion for Summary Judgment
15
Pursuant to FED. R. CIV. P. 56. ECF No. 19. After reviewing the parties’ briefs and relevant cases
16
and statutes, the court hereby GRANTS Defendant’s motion for summary judgment for the
17
reasons stated herein.
18
19
20
I. FACTUAL AND PROCEDURAL BACKGROUND
a. Procedural Background
On September 23, 2016, Plaintiff Michael P. Hunt (“Plaintiff”) filed his Amended
21
Verified Complaint. See ECF No. 15. Therein, Plaintiff alleges that Defendant Guam Police
22
Department (“Defendant”) violated the Age Discrimination in Employment Act (“ADEA”),
23
when Defendant failed to employ Plaintiff for a position he applied for due to his age and when
24
Defendant subsequently terminated Plaintiff in his existing position. Id. at 1, 3.
1
On June 26, 2017, Defendant filed the instant motion for summary judgment. See ECF
1
2
3
No. 19.
b. Factual Background
4
On November 15, 2010, Plaintiff was selected as a Program Coordinator IV by
5
Defendant. Plaintiff started the position on March 21, 2011. The position was entirely federally
6
funded through the Recreational Boating Safety Program. Plaintiff resigned his position as the
7
Program Coordinator IV on July 2, 2011, and took on the unclassified position of a Special
8
Projects Coordinator effective July 3, 2011, which was a higher pay. The position was under the
9
same boating program.
10
Defendant subsequently posted a job announcement to fill the vacated Program
11
Coordinator IV position. On April 23, 2012, five applicants were interviewed. Plaintiff was one
12
of them. The interviewing panel consisted of three members: Joseph S. Carbuillido, Ronald S.
13
Taitano (“Taitano”), and Maurice J. Sayama. The interviewers rated each applicant and
14
thereafter made a recommendation to the Chief of Police, Fred E. Bordallo, Jr. (“Bordallo”).
15
Plaintiff was ranked second to the last out of the five interviewees, garnering a score of only 249.
16
Applicant Ann Marie Cruz was ranked the highest, garnering a score of 292. Based on the
17
interviewing panel’s recommendation, Bordallo offered the position to Cruz with an original
18
start date of May 14, 2012.
19
On May 10, 2012, the Bureau of Budget and Management Research questioned the
20
funding sources for both the positions of the Program Coordinator IV, which Cruz was hired for;
21
and the Special Projects Coordinator, which Plaintiff held. The Bureau of Budget and
22
Management Research halted the processing of Cruz’s employment until it received clarification
23
on whether both positions will be federally funded, despite the overlapping duties of the two
24
positions. Inquiries to the federal government were made to no avail.
2
1
On May 25, 2012, Plaintiff was informed of his termination effective June 22, 2012, due
2
to lack of funding. Cruz was then processed with a new start date of June 26, 2012. At the time
3
of hiring, Cruz was 39 years old. Plaintiff was 51 years old at the time of termination.
4
II. JURISDICTION AND VENUE
5
Plaintiff’s cause of action is within the court’s jurisdiction pursuant to 28 U.S.C. §1331.
6
Venue is proper in this judicial district, the District of Guam, because Defendant is the
7
Guam Police Department, an agency within the Government of Guam, and the events giving rise
8
to Plaintiff’s cause of action occurred in Guam. See 28 U.S.C. §1391.
9
10
III. SUMMARY JUDGMENT STANDARD
“The court shall grant summary judgment if the movant shows that there is no genuine
11
dispute as to any material fact and the movant is entitled to judgment as a matter of law.” FED. R.
12
CIV. P. 56(a). A fact is material if it might affect the outcome of the suit under the governing
13
substantive law. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). A factual
14
dispute is “genuine” where “the evidence is such that a reasonable jury could return a verdict for
15
the nonmoving party.” Id.
16
A shifting burden of proof governs motions for summary judgment under Rule 56. In re
17
Oracle Corp. Securities Litig., 627 F.3d 376, 387 (9th Cir. 2010). The party seeking summary
18
judgment bears the initial burden of proving an absence of a genuine issue of material fact. Id.
19
(citing Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986)). “The movant must affirmatively
20
demonstrate that no reasonable trier of fact could find other than for the moving party.”
21
Soremekun v. Thrifty Payless, Inc., 509 F.3d 978, 984 (9th Cir. 2007).
22
If the moving party meets that burden, the burden then shifts to the nonmoving party to
23
set forth “specific facts showing that there is a genuine issue for trial.” Liberty Lobby, 477 U.S.
24
at 250. “The mere existence of a scintilla of evidence…will be insufficient” and the nonmoving
3
1
party “must do more than simply show that there is some metaphysical doubt as to the material
2
facts.” Id. at 252; Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586 (1986).
3
Viewing the evidence in the light most favorable to the non-moving party, “[w]here the record
4
taken as a whole could not lead a rational trier of fact to find for the nonmoving party, there is no
5
‘genuine issue for trial.’” Matsushita, 475 U.S. at 587.
6
7
IV. ANALYSIS
ADEA provides that it is unlawful for an employer “to fail or refuse to hire or to
8
discharge any individual or otherwise discriminate against any individual with respect to his
9
compensation, terms, conditions, or privileges of employment, because of such individual’s
10
age[.]” 29 U.S.C. §623(a)(1). The prohibition is “limited to individuals who are at least 40 years
11
of age.” 29 U.S.C. §631(a).
12
The Ninth Circuit has applied the McDonnell Douglas burden-shifting framework to
13
motions for summary judgment on ADEA claims. Shelley v. Geren, 666 F.3d 599, 607 (9th Cir.
14
2012). That is,
15
16
17
[A] plaintiff must first establish a prima facie case of discrimination. If the
plaintiff establishes a prima facie case, the burden then shifts to the defendant to
articulate a legitimate nondiscriminatory reason for its employment decision.
Then, in order to prevail, the plaintiff must demonstrate that the employer’s
alleged reason for the adverse employment decision is a pretext for another
motive which is discriminatory.
18
Wallis v. J.R. Simplot Co., 26 F.3d 885, 889 (9th Cir. 1994) (citation omitted). Very little is
19
required to establish a prima facie case (id.), and the parties in the instant case agree that Plaintiff
20
has established one. Plaintiff was over 40 years old; he was not hired for a position he was
21
qualified to fill; and the person hired was younger than him. See Def. Mot., at 9, ECF No. 19;
22
and Pl. Opp’n., at 3, ECF No. 21.
23
The burden now shifts to Defendant to articulate a legitimate nondiscriminatory reason
24
for its employment decision. Defendant states that it did not rehire Plaintiff for the Program
4
1
Coordinator IV position, because it found another person to be more qualified than Plaintiff. See
2
Def. Mot., at 9, ECF No. 19. Cruz had seven years of prior experience as a Program Coordinator
3
IV, unlike Plaintiff who only had less than six months of experience in that same position. See
4
Wade Decl., Ex. C, F, and J, ECF No. 20-5. In addition, Plaintiff was ranked second to the last
5
out of five interviewees during an interview by a three-member panel. See Wade Decl., Ex. J,
6
ECF No. 20-5. Cruz was ranked the highest during the interview. Id. Finally, while the position
7
falls under the Recreational Boating Safety Program, the position itself did not require
8
specialized knowledge in boating and boat safety. See Schniep Decl., at ¶ 8, ECF No. 20-1; and
9
Wade Decl, Ex. H, ECF No. 20-5. It only required “[f]our (4) years of experience in planning,
10
developing, coordinating or implementing of programs or projects[,]” particularly as it relates to
11
federal grants and programs. See Wade Decl., Ex. H, ECF No. 20-5.
12
On the issue of terminating Plaintiff, Defendant states that when the Program Coordinator
13
IV position was filled, it created an overlap between the job duties of the Program Coordinator
14
IV and the Special Projects Coordinator. See Quitugua Decl., at ¶ 9, and Ex. A and B, ECF No.
15
20-2. As such, there was uncertainty as to whether federal funding would be available for both
16
overlapping positions. Id.
17
Based on the evidence, the court finds that Defendant has presented a legitimate,
18
nondiscriminatory reasons for not choosing Plaintiff for the positon of Program Coordinator IV
19
and for subsequently terminating Plaintiff from the position of Special Projects Coordinator.
20
At this point, the “presumption of unlawful discrimination simply drops out of the
21
picture.” Wallis, 26 F.3d at 889 (internal quotation marks and citation omitted). Thus, to survive
22
summary judgment, Plaintiff must demonstrate that there is a material genuine issue of fact as to
23
whether Defendant’s purported reason is pretext to age discrimination. See Coleman v. Quaker
24
Oats Co., 232 F.3d 1271, 1282 (9th Cir. 2000). Plaintiff can prove pretext “(1) indirectly, by
5
1
showing that the employer's [defendant’s] proffered explanation is ‘unworthy of credence’
2
because it is internally inconsistent or otherwise not believable, or (2) directly, by showing that
3
unlawful discrimination more likely motivated the employer.” Shelley, 666 F.3d at 609, citing
4
Chuang v. Univ. of Cal. Davis, Bd. Of Trs., 225 F.3d 1115, 1124 (9th Cir. 2000). The ultimate
5
burden of proof remains always on the plaintiff to show that the defendant intentionally
6
discriminated because of the plaintiff’s age. Rose v. Wells Fargo & Co., 902 F.2d 1417, 1420-21
7
(9th Cir. 1990).
8
In arguing that Defendant’s proffered reason is pretextual, Plaintiff alleges the following:
9
(1) on March 24, 2011, Sayama questioned Plaintiff’s loyalty with GPD and referred to Plaintiff
10
as an “old guy” who “would move on as soon as a better job came along”; (2) age-related
11
comments by others at GPD; (3) in a memorandum dated May 6, 2011 from Bordallo, Bordallo
12
applauded Plaintiff’s “work experience and exceptional qualifications” for the position; (4) on
13
April 24, 2012, Sayama misled Bordallo in stating that Cruz is the only applicant who had
14
previously held the position of Program Coordinator IV and did so for seven years; (5) that it
15
was not noted to Bordallo that Cruz had not held the position of Program Coordinator IV at the
16
time of her application; (6) Bordallo’s selection of Cruz was based solely on the interview
17
recommendation of the three-member panel, ignoring “other criteria required in making the
18
selection including the rating of the applicants’ application”; and (7) his termination was not due
19
to funding issues, because there continued to be carryover and unobligated funds in the State
20
Recreational Boating Safety Program. See Pl. Opp’n., at 1-2, ECF No. 21; and Hunt Decl., at 1-
21
2, ECF No. 22.
22
The court will first address the age-related comments. Plaintiff alleges that on March 24,
23
2011, Sayama called him an “old guy.” Hunt Decl., at 1, ECF No. 22. Sayama denies making
24
this comment. Sayama Decl., at 2, ECF No. 23-1. Assuming arguendo that such comment was
6
1
made, this single comment was made 13 months prior to Defendant’s decision not to hire
2
Plaintiff for the Program Coordinator IV position, and 14 months prior to Plaintiff’s termination
3
as a Special Projects Coordinator. See Wade Decl., Ex. L and M, ECF No. 20-5. There is no
4
evidence in the record, direct1 or otherwise, which links this over-a-year-old one-time “old guy”
5
comment by Sayama with Defendant’s decision not to rehire Plaintiff as a Program Coordinator
6
IV and to subsequently terminate Plaintiff from his existing Special Projects Coordinator
7
position. Such comment is evidence of discrimination only if it was made around the time of and
8
in reference to the adverse employment action. See Schuster v. Lucent Technologies, Inc., 327
9
F.3d 569, 576 (7th Cir. 2003). That is not the case here. It is also worth noting that Sayama is
10
just two years younger than Plaintiff. Sayama Decl., at 1, ECF No. 23-1.
Aside from the lack of proximity in time, the court also views this as a “stray” comment,
11
12
a comment which fails to show discrimination because it is unrelated to the employment
13
decisions at issue. See Markey v. Kudelski S.A., 2008 WL 65401, at * 10 (S.D.Cal. Jan. 3, 2008)
14
(citing Merrick v. Farmers Ins. Group, 892 F.2d 1434, 1438 (9th Cir. 1990). For example, in
15
Nesbit v. Pepsico, Inc., a supervisor commented during a meeting that “[w]e don’t necessarily
16
like grey hair.” 994 F.2d 703, 705 (9th Cir. 1993). The Ninth Circuit found this “comment was
17
uttered in an ambivalent manner and was not tied directly to Nesbit’s termination.” Id.
18
Plaintiff also alleges that “throughout [his] employment at GPD, there were a number of
19
comments made by employees both GPD officers and civilians regarding [his] age and [him]
20
being an ‘old guy’.” Hunt Decl., at 1, ECF No. 22. However, Plaintiff admits that he viewed the
21
comments as “jokes and laughed them off[.]” Id. at 2. Even assuming that he was offended by
22
such comments, a statement that is not made by a decision-maker (e.g., coworkers) requires the
23
24
1
“Direct evidence is evidence which, if believed, proves the fact [of discriminatory animus] without inference or
presumption.” Godwin v. Hunt Wesson, Inc., 150 F.3d 1217, 1221 (9th Cir. 1998), as amended (Aug. 11, 1998)
(citation omitted).
7
1
plaintiff to establish a nexus between the alleged discriminatory statement and the adverse
2
employment decision. See Selby v. Pepsico, Inc., 784 F.Supp. 750, 757 (N.D. Cal. 1991)
3
(quoting DeHorney v. Bank of America Nat. Trust and Sav., 879 F.2d 459, 468 (9th Cir. 1989)).
4
Plaintiff has not established that nexus here.
Next, the court will address the hiring of Cruz. Plaintiff questions Defendant’s decision in
5
6
hiring Cruz, because Cruz does not have experience or knowledge on boating or boating safety.
7
See Pl. Opp’n, at 4, ECF No. 21. A thorough review of the job announcement for Program
8
Coordinator IV shows that the position does not require any experience or knowledge on boating
9
or boating safety. See Wade Decl., Ex. H, ECF No. 20-5. It only requires “[f]our (4) years of
10
experience in planning, developing, coordinating or implementing of programs or projects[,]”
11
particularly as it relates to federal grants and programs. See Wade Decl., Ex. H, ECF No. 20-5.
12
Cruz had seven years of experience as a Program Coordinator IV, unlike Plaintiff who only had
13
less than six months of experience and who actually did not meet the required four years of
14
experience (Plaintiff occupied the position of Program Coordinator IV from March 21, 2011
15
through July 2, 2011). See Wade Decl., Ex. C, F and J, ECF No. 20-5. While Plaintiff may have
16
been the best qualified and available2 candidate at the time of his original hiring in 2010,3 he was
17
no longer the best qualified candidate in the 2012 hiring. During the April 23, 2012 interview by
18
a three-member panel, Plaintiff was ranked second to the last out of the five interviewees.4 See
19
Wade Decl., Ex. J, ECF No. 20-5. Cruz was ranked the highest during the interview and as a
20
2
21
The court notes that the Program Coordinator IV position was actually offered to another candidate in 2010.
However, said candidate declined and thus, the position was subsequently offered to Plaintiff. See Ex. B, ECF No.
23-1.
22
3
23
Plaintiff was selected by GPD as a Program Coordinator IV on November 15, 2010, but Plaintiff’s start date did
not become effective until March 21, 2011. See Wade Decl., Ex. A and C, ECF No. 20-5.
4
24
Taitano, one of the three-member interviewing panel, states that he “specifically recall interviewing another
applicant who was older than [Plaintiff, and Taitano] recall that applicant scoring higher than [Plaintiff] on the
interview rating.” Taitano Decl., at 2, ECF No. 20-3.
8
1
result, the interviewing panel recommended her for the position. Id. Bordallo, having the sole
2
and final discretion on who to hire, based his selection of Cruz on the panel’s recommendation.
3
See Bordallo Decl., at 2, ECF No. 20-6. Bordallo has never met Cruz prior to the selection. Id.
4
When the interviewing panel made its recommendation, Plaintiff argues that Bordallo
5
was misled because (1) the panel “ignor[ed] that Plaintiff had held a PCIV [Program Coordinator
6
IV] position and had excelled in that position[;]” and (2) the panel did not inform Bordallo that
7
Cruz “had not held a PCIV at the time of her application.” Pl. Opp’n., at 2, ECF No. 21. The
8
court finds no merit to these assertions. The memorandum in question does not go into specific
9
details of each candidate’s qualifications or lack thereof. Rather, it merely provides general
10
information such as to when the interview occurred, the interviewers, and the ranking of each
11
interviewee. See Wade Decl., Ex. J, ECF No. 20-5.
12
There is no evidence on the record that Defendant hired a less qualified applicant over the
13
plaintiff. The court will not second-guess the reasonableness of the employer’s judgment and as
14
an appellate court aptly put it, “[o]ur role is to prevent unlawful hiring practices, not to act as a
15
‘super personnel department’ that second guesses employers’ business judgments.” Simms v.
16
Oklahoma ex rel. Dep’t of Mental Health & Substance Abuse Servs., 165 F.3d 1321, 1330 (10th
17
Cir. 1999) (citations omitted), cert. denied, 528 U.S. 815 (1999), abrogated in part on other
18
grounds by Eisenhour v. Weber Cty., 744 F.3d 1220, 1227 (10th Cir. 2014).
19
Finally, the court will address Plaintiff’s argument that his termination was not due to
20
funding issues. Plaintiff argues that “GPD took no action other than sending an email to
21
determine whether funding could be used to continue to have a PCIV [Program Coordinator IV]
22
and a Special Projects Coordinator[,] then after no response, Defendants [sic] modified the
23
request and specifically requested only for funding during a transition until July 1, 2012.” Pl.
24
Opp’n., at 3, ECF No. 21. Additionally, Plaintiff argues that there are carryover and unobligated
9
1
funds in the State Recreational Boating Safety Program. Id. at 4-5, and Hunt Decl., ECF No. 22.
2
Again, the court will not second-guess the reasonableness of Defendant’s business
3
judgment when it decided to terminate Defendant due to lack of funding. The Program
4
Coordinator IV and Special Projects Coordinator positions have overlapping duties. See
5
Quitugua Decl., ¶ 9, ECF No. 20-2. On May 10, 2012 (four days prior to the original start date of
6
Cruz), the Bureau of Budget and Management Research (“BBMR”) questioned whether the
7
grantor would continue to fund the unclassified Special Projects Coordinator position,
8
specifically because “the program did not need both [Special Projects Coordinator and Program
9
Coordinator IV positions].” Id., Ex. A. In a meeting between BBMR and Bordallo, BBMR was
10
left with the understanding that “the SPC [Special Projects Coordinator] was to move into the PC
11
[Program Coordinator IV] position[.]” Id. And BBMR was concerned that the grantor is not
12
aware that Defendant “will have two individuals for the same job.” Id., Ex. B. As such, BBMR
13
informed Defendant that it will not continue with the employment processing of Cruz until it gets
14
confirmation of funding for both positions. Id. Defendant contacted the State’s Financial
15
Coordinator to determine if the federal government would agree to fund both positions for the
16
boating safety program.5 Id., at ¶ 12. However, despite follow up emails, Defendant was not able
17
to get confirmation of continued funding for the Special Projects Coordinator position. Id., at ¶
18
13.
Cruz was set to start her position6 but BBMR withheld the processing of her employment
19
20
papers. Accordingly, rather than creating further delays in processing Cruz, Bordallo made a
21
judgment call to proceed by switching the federal funding from the Special Projects Coordinator
22
position to the Program Coordinator IV position, thereby ending the funding for Plaintiff’s
23
24
5
The request was later modified for transitional funding.
6
Cruz’s employment was to commence on May 14, 2012. See Wade Decl., Ex. K. However, it was pushed back to
June 26, 2012. Id., Ex. O and P.
10
1
position. Id., at ¶¶ 14-15. There is no evidence that upon the termination of Plaintiff from his
2
position as the Special Projects Coordinator, that Plaintiff was replaced with a younger employee
3
or any employee for that matter, to occupy the same Special Projects Coordinator position.
4
Rather, due to funding, the Special Projects Coordinator position was terminated.
5
When a plaintiff alleges disparate treatment, “liability depends on whether the protected
6
trait (under the ADEA, age) actually motivated the employer’s decision.” Hazen Paper Co. v.
7
Biggins, 507 U.S. 604, 610 (1993). That is, the plaintiff’s age must have “actually played a role
8
in [the employer’s decision-making] process and had a determinative influence on the outcome.”
9
Id. Plaintiff has not shown that his age played a role in Defendant’s decision not to rehire him for
10
the Program Coordinator IV position and to subsequently terminate him from his Special
11
Projects Coordinator position.
12
Further, as the Ninth Circuit has held, “where the same actor is responsible for both the
13
hiring and the firing of a discrimination plaintiff, and both actions occur within a short period of
14
time, a strong inference arises that there was no discriminatory motive.” Bradley v. Harcourt,
15
Brace & Co., 104 F.3d 267, 270-71 (9th Cir. 1996) (emphasis added). Here, there is a strong
16
inference that there was no discriminatory motive. Bordallo hired Plaintiff on July 3, 2011, as the
17
Special Projects Coordinator. See Wade Decl., Ex. G, ECF No. 20-5. On June 22, 2012, less than
18
a year after Bordallo hired him, Bordallo terminated him. See Wade Decl., Ex. M, ECF No. 20-5.
19
“From the standpoint of the putative discriminator, it hardly makes sense to hire workers from a
20
group one dislikes (thereby incurring the psychological costs of associating with them), only to
21
fire them once they are on the job.” Bradley, 104 F.3d at 270 (citation omitted).
22
Viewing the evidence cumulatively, and in a light most favorable to Plaintiff, Plaintiff
23
has failed to raise a genuine issue as to the legitimacy of Defendant’s proffered reasons for not
24
rehiring him as the Program Coordinator IV and for subsequently terminating him as the Special
11
1
2
3
4
5
Projects Coordinator.
V. CONCLUSION
Based on the foregoing, Defendant’s Motion for Summary Judgment is hereby
GRANTED. The Clerk of Court shall enter judgment in favor of Defendant.
SO ORDERED.
6
/s/ Frances M. Tydingco-Gatewood
Chief Judge
Dated: Mar 31, 2018
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
12
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?