Kamakeeaina v. City & County of Honolulu et al
Filing
24
ORDER DISMISSING FIRST AMENDED COMPLAINT IN PART AND DIRECTING SERVICE re 18 - Signed by CHIEF JUDGE SUSAN OKI MOLLWAY on 7/31/12. " (1) Based on allegations that he was denied necessary mental health care in vi olation of federal and state law, Plaintiff states a claim against HPD Defendants Tyler Maalo, Nathan Patopoff, William Daubner, Oscar Willis, and Randall Rivera, and DPS Defendants Dr. Leland and Dr. Yamamoto. Service is appropriate for these Defend ants. (2) Plaintiff's remaining claims are DISMISSED WITH PREJUDICE for failure to state a claim. 28 U.S.C. § 1915(e)(2). Specifically, claims against the State of Hawaii, Defendants City and County of Honolulu, Tulia Pula, Wesley Mun, and Jodie Maesaka-Hirata, as well as claims asserted against all Defendants under the Equal Protection Clause, the ADA, and the Rehabilitation Act, are DISMISSED." (3) "By August 21, 2012, Plaintiff shall co mplete the requirements for service of the First Amended Complaint as discussed below. (4) The Clerk of Court is directed to send Plaintiff six 6 summonses, six 6 USM-285 forms, seven 7 Notice of Lawsuit and Request for Waiver of Service for Summons forms (AO 398), seven 7 Waiver of Service of Summons forms (AO 399), with their instruction sheets, and a copy of the endorsed FAC (if he has not already received one)." (emt, )
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF HAWAII
BUDDY P. KAMAKEEAINA, BOP
#13385-022, DPS #A0235486,
Plaintiff,
vs.
CITY AND COUNTY OF HONOLULU,
et al.,
Defendants.
____________________________
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CIV. NO. 11-00770 SOM-RLP
ORDER DISMISSING FIRST AMENDED
COMPLAINT IN PART AND DIRECTING
SERVICE
ORDER DISMISSING FIRST AMENDED COMPLAINT IN
PART AND DIRECTING SERVICE
Before the court is pro se Plaintiff Buddy P.
Kamakeeaina’s first amended prisoner civil rights complaint
(“FAC”).1
Plaintiff, now incarcerated at the Federal Detention
Center, Honolulu (“FDC”), complains about incidents that
allegedly occurred during his arrest and detention by the
Honolulu Police Department (“HPD”), and after his transfer to the
Oahu Community Correctional Center (“OCCC”).
Plaintiff names as Defendants: the City and County of
Honolulu (“C&C”); HPD Officers Tyler Maalo, Nathan Patopoff,
William Daubner, Oscar Willis, and Randall Rivera (collectively,
“HPD Defendants”); and the State of Hawaii, along with Department
of Public Safety officials (“DPS”) Director Jodie Maesaka-Hirata,
Health Care Administrator Wesley Mun, Grievance Officer Linda
1
On March 29, 2012, the court dismissed Plaintiff’s
original Complaint with leave given to amend, pursuant to 28
U.S.C. §§ 1915(e)and 1915A(b). ECF #12.
Rivera, Tom Leland, M.D., Peter Yamamoto, M.D., and Health
Service Provider Tulia Pula (collectively, “DPS Defendants”).
Plaintiff alleges that all Defendants denied him mental health
care during his arrest, initial HPD detention, and later
incarceration at OCCC, in violation of the Eighth and Fourteenth
Amendments, the American With Disabilities Act of 1990 (“ADA”),
and the Rehabilitation Act of 1973.
The court has screened the FAC under §§ 1915(e)(2) and
1915A(a) and dismisses it in part as discussed below.
Plaintiff
may proceed on his 42 U.S.C. § 1983 claims against the HPD
Defendants, Dr. Leland, and Dr. Yamamoto.
Plaintiff’s claims
against DPS Defendants Maesaka-Hirata, Mun, Linda Rivera, and
Pula, and all claims under the ADA and Rehabilitation Act are
dismissed with prejudice.
I. STATUTORY SCREENING
The court must screen all civil actions brought by
prisoners that relate to prison conditions and/or seek redress
from a governmental entity, officer, or employee.
§ 1915A(a).
28 U.S.C.
The court must dismiss a complaint or portion
thereof if its claims are legally frivolous or malicious, fail to
state a claim on which relief may be granted, or seek monetary
relief from a defendant who is immune from such relief.
U.S.C. § 1915(e)(2); 28 U.S.C. § 1915A(b); 42 U.S.C.
§ 1997e(c)(1).
2
28
A complaint may be dismissed for failure to state a
claim when it (1) lacks a cognizable legal theory; or (2) sets
forth insufficient facts under a cognizable legal theory.
Balistreri v. Pacifica Police Dep’t, 901 F.2d 696, 699 (9th Cir.
1990).
To state a claim, a pleading must contain a “short and
plain statement of the claim showing that the pleader is entitled
to relief.”
Fed. R. Civ. P. 8(a)(2).
While Rule 8 does not
demand detailed factual allegations, “it demands more than an
unadorned, the-defendant-unlawfully-harmed-me accusation.”
Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009).
“Threadbare
recitals of the elements of a cause of action, supported by mere
conclusory statements, do not suffice.”
Id.
The court must construe a pro se complaint liberally,
accept all allegations of material fact as true, and construe
those facts in the light most favorable to the plaintiff.
Resnick v. Hayes, 213 F.3d 443, 447 (9th Cir. 2000).
Leave to
amend should be granted if it appears at all possible that the
plaintiff can correct the defects of his or her complaint.
Lopez
v. Smith, 203 F.3d 1122, 1130 (9th Cir. 2000).
II. PLAINTIFF’S CLAIMS
Plaintiff claims to have been diagnosed as mentally
disabled due to post-traumatic stress disorder (“PTSD”), bipolar
I disorder, antisocial personality disorder, and chemical
3
dependency.
See FAC, ECF #18 at 9.2
Plaintiff broadly asserts
claims in two counts, although he alleges several claims within
each Count.
A.
Count I3
In Count I, Plaintiff alleges that HPD and DPS
Defendants in their individual capacities violated the Eighth and
Fourteenth Amendments when they failed to provide him with mental
health care during his arrest and HPD detention, and thereafter
while he was in DPS custody during his incarceration at OCCC.
Id., ECF #18 9-20 (Count I).
Plaintiff first alleges that,
despite having actual knowledge of his mental instability and
suicidal ideation through observations during his arrest that
they noted in his arrest documents, HPD Defendants failed to
refer him for a
mental health evaluation or care while he was in
HPD custody from April 30 to May 3, 2010, in violation of Haw.
Rev. Stat. § 334-59(a)(1), and with deliberate indifference to
his obvious medical needs.
Id. at 10.
Plaintiff next asserts that DPS Defendants Pula, Dr.
Leland, and Dr. Yamamoto failed to accurately document, diagnose,
and treat his mental health issues while he was in custody at
OCCC between May 3 2010, and April 19, 2011.
Plaintiff states
2
For clarity, the court refers to the electronic pagination
of all documents.
3
The individual Defendants named in Count I are sued in
Count I in their individual capacities only.
4
that he notified them of his mental health issues and requested
mental health care, but that Pula, Dr. Leland, and Dr. Yamamoto
denied his requests with deliberate indifference to his serious
need for mental health care.
Id. at 13.
Plaintiff asserts that DPS Director Maesaka-Hirata and
Administrator Mun are liable to him because they initiated
policies and procedures that were not operable or were not
followed by their subordinates.
Plaintiff also asserts that DPS Defendants Mun and
Linda Rivera violated his right to due process in their handling
of his prison grievances.
Finally, Plaintiff claims that DPS Defendants violated
his right to equal protection under the law, generally asserting
that other inmates were treated more favorably than he was at
OCCC.
B.
Count II
In Count II, Plaintiff broadly alleges that all
Defendants in their official capacities, including the State of
Hawaii and the C&C, violated the ADA and Rehabilitation Act by
allegedly denying him mental health care.
C.
Id., ECF #18 at 21.
Prayer for Relief
Plaintiff seeks injunctive relief requiring the State
of Hawaii and DPS to continue his mental health treatment,
including psychotropic medication and therapy sessions, and to
5
formally recognize his mental illnesses at all correctional
facilities that Plaintiff may be incarcerated at in the future.
Plaintiff also seeks compensatory and punitive damages.
III.
ANALYSIS
To state a claim under 42 U.S.C. § 1983, a plaintiff
must allege two elements: (1) that a right secured by the
Constitution or laws of the United States was violated, and (2)
that the violation was committed by a person acting under color
of state law.
A.
See West v. Atkins, 487 U.S. 42, 48 (1988).
The Eighth and Fourteenth Amendments: Deliberate Indifference
Plaintiff claims that all Defendants violated his
rights under the Eighth and Fourteenth Amendments.
Plaintiff was
a pretrial detainee when he was arrested on April 30, 2010, in
Criminal No. 10-1-000729,4 and “was reclassified to a convicted
prisoner due to [a] probation revocation [in] Criminal No. 1PC081-00139” on August 11, 2010.
FAC at 13.
Because he was a pretrial detainee until at least
August 11, 2010, Plaintiff’s claims during that period are
analyzed under the Fourteenth Amendment’s due process clause,
which protects a pretrial detainee from punishment prior to an
adjudication of guilt in accordance with due process of law.
4
Public records reveal that Plaintiff pleaded no contest to
two counts of assault in the second degree and one count of abuse
of a family or household member in 1PC10-1-00729, on March 17,
2011. See http://hoohiki1.courts.state.hi.us/jud/Hoohiki/.
6
Bell v. Wolfish, 441 U.S. 520, 534-35 (1979)); Simmons v. Navajo
Cnty., Ariz., 609 F.3d 1011, 1017–18 (9th Cir. 2010).
“This
standard differs significantly from the standard relevant to
convicted prisoners, who may be subject to punishment so long as
it does not violate the Eighth Amendment’s bar against cruel and
unusual punishment.”
1205 (9th Cir. 2008).
Pierce v. Cnty of Orange, 526 F.3d 1190,
A pretrial detainee’s due process rights
are therefore at least as great as a convicted prisoner’s Eighth
Amendment rights.
City of Revere v. Mass. Gen. Hosp., 463 U.S.
239, 244 (1983); Or. Advocacy Ctr. v. Mink, 322 F.3d 1101, 1120
(9th Cir. 2003) (“[E]ven though the pretrial detainees’ rights
arise under the Due Process Clause, the guarantees of the Eighth
Amendment provide a minimum standard of care for determining
their rights[.]”).
A prisoner’s rights are violated when a jailer fails to
promptly and reasonably provide competent medical aid when the
prisoner suffers a serious illness or injury while confined.
Estelle v. Gamble, 429 U.S. 97, 104–05 (1976).
To establish a
plausible claim for failure to provide medical treatment, a
prisoner must plead facts sufficient to permit the court to infer
that (1) he had a serious medical need, and (2) defendants were
“deliberately indifferent” to that need.
Jett v. Penner, 439
F.3d 1091, 1096 (9th Cir. 2006); cf. Farmer v. Brennan, 511 U.S.
825, 834, 837 (1994).
This principle extends to an inmate’s
7
needs for mental health care.
92–93 (8th Cir. 1990).
Smith v. Jenkins, 919 F.2d 90,
A serious medical need exists when
“failure to treat a prisoner’s condition could result in further
significant injury or the unnecessary and wanton infliction of
pain.
Jett, 439 F.3d at 1096 (internal citations and quotations
omitted).
A defendant’s deliberate indifference to a prisoner’s
need for medical care “is satisfied by showing (a) a purposeful
act or failure to respond to a prisoner’s pain or possible
medical need and (b) harm caused by the indifference.”
F.3d at 1096.
Jett, 439
A prisoner “need not show that a prison official
acted or failed to act believing that harm actually would befall
an inmate; it is enough that the official acted or failed to act
despite his knowledge of a substantial risk of serious harm.”
Farmer, 511 U.S. at 842.
This standard “sends a clear message to
prison officials that their affirmative duty under the
Constitution for the safety of inmates is not to be taken
lightly.
1.
Id. at 852.
HPD Defendants: Denial of Mental Health Care
Plaintiff alleges that HPD Defendants denied him the
necessary mental health care he says they were required to
provide under Haw. Rev. Stat. § 334-59(a)(1) and the United
States and Hawaii constitutions, when they failed to take him to
Queen’s Medical Center or an equivalent facility for a
8
psychological evaluation and treatment after his arrest.
See
FAC, ECF #18 at 10.
Plaintiff claims that Officers Maalo, Patopoff, and
Daubner “reported Plaintiff’s condition as, but not limited to
‘mentally deranged,’ ‘great anger,’ ‘violent crime,’ ‘weapons in
area,’ etc. to justify use of force.”
Id. at 11-12.
Plaintiff
alleges that the other HPD Defendants observed his unstable
mental condition when he stood on a fourteenth floor balcony and
told them that he was going to jump.
Id.
These facts sufficiently state a claim that HPD
Defendants were deliberately indifferent to a substantial risk of
harm to Plaintiff.
At this stage, the court accepts that
Plaintiff had a serious need for mental health care.
Plaintiff
also sufficiently alleges that HPD Defendants knew or should have
been aware of his serious need for mental health care and of the
risk of harm that he faced, based on Plaintiff’s suicidal threats
and obvious disorientation and intoxication.5
Plaintiff also adequately alleges a state law violation
of Haw. Rev. Stat. § 334-59(a)(1), and asks the court to exercise
5
Liberally construing the FAC and its exhibits, Plaintiff
sufficiently alleges mental and emotional harm resulting from HPD
Defendants’ inaction. “A prisoner need not show his harm was
substantial; however, such would provide additional support for
the inmate’s claim that the defendant was deliberately
indifferent to his needs.” Jett, 439 F.3d at 1096.
9
supplemental jurisdiction over this claim.
See FAC, ECF #18 at
1.
2.
Claims Against Drs. Leland and Yamamoto
Plaintiff complains that DPS Defendants Dr. Leland and
Dr. Yamamoto exhibited deliberate indifference to his serious
medical needs when they allegedly denied him mental health
treatment while he was imprisoned at OCCC from May 3, 2010,
through April 19, 2011.
See FAC, ECF #18 at 18-19.
When Plaintiff was admitted to OCCC on May 3, 2010,
Defendant Pula completed a preliminary mental health intake
screening.
Id. at 20.
This intake form was reviewed one week
later, on May 10, 2010, and a post-admission mental health
assessment was done, in which Plaintiff was referred to a medical
doctor.
See Pl. Exh. B, ECF #3-2.6
Plaintiff’s medical chart
shows that he was seen at the OCCC Psychiatric Clinic on May 13,
2010.
See Pl. Exh. L, ECF #3-12 at 23.
6
The court told Plaintiff that he need not resubmit his
exhibits when he amended the original Complaint and now takes
notice of those exhibits as part of Plaintiff’s pleadings. See
Parks Sch. of Bus., Inc. v Symington, 51 F.3d 1480, 1484 (9th
Cir. 1995) (“When a plaintiff has attached various exhibits to
the complaint, those exhibits may be considered in determining
whether dismissal [i]s proper[.]”) (citing Cooper v. Bell, 628
F.2d 1208, 1210 n. 2 (9th Cir. 1980)); Sunrize Staging, Inc. v.
Ovation Dev. Corp., 241 F. App’x 363, 365 (9th Cir. May 18, 2007)
(allowing judicial notice of documents “‘whose contents are
alleged in a complaint and whose authenticity no party questions,
but which are not physically attached to the [plaintiff’s]
pleading.’”) (quoting Janas v. McCracken (In re Silicon Graphics
Inc. Sec. Litig.), 183 F.3d 970, 986 (9th Cir. 1999)).
10
On May 18, 2010, Plaintiff saw Dr. Leland, who
conducted a mental health referral interview.
18.
FAC, ECF #18 at
Plaintiff informed Dr. Leland of his PTSD and bipolar
diagnoses and his other mental health issues.
Plaintiff
requested Seroquel, an anti-psychotic medication that he had
previously taken, psychotherapy, or other treatment.
Leland denied Plaintiff’s request for Seroquel.
Id.
Dr.
Plaintiff states
at one point that the denial was based on the absence of Seroquel
from OCCC’s formulary list, but the record also indicates that
the reason he was denied Seroquel was that he had reported having
had a negative interaction when he took Seroquel in 2005.
See
id. at 19; see also Pl. Exh. B, ECF #3-2 (“*Pt. doesn’t like
side-effects of [Seroquel]; haven’t taken Rx since ‘05 when
prescribed. Only 1 dose taken”).
Dr. Leland asked Plaintiff if
he intended to return to his personal psychotherapist upon
release, and Plaintiff said that was his intent.
Plaintiff
alleges that Dr. Leland did not prescribe any other medication or
treatment for his mental health issues and thereafter denied
Plaintiff’s persistent requests for mental health care.
FAC, ECF
#18 at 18.
Plaintiff alleges that on September 10, 2010, four
months after he was admitted to OCCC, he first met with Dr.
Yamamoto.
FAC, ECF #18 at 18.
Plaintiff claims that Dr.
Yamamoto “concluded that Plaintiff’s extensive criminal and
11
substance abuse histories were incompatible to Plaintiff’s claims
of being diagnosed with Post-Traumatic Stress Disorder and
[Bipolar I Disorder].”
Id. at 19.
Plaintiff again requested
Seroquel, as well as Trazodone and sleeping pills.
Plaintiff
says that Dr. Yamamoto denied him Seroquel because of his earlier
negative reaction to it, and also denied him Trazodone and
sleeping pills.
Plaintiff claims that he received no further
mental health treatment from Dr. Yamamoto while he was in custody
at OCCC.
Id.
Although Plaintiff’s claims for harm resulting from Dr.
Leland’s and Dr. Yamamoto’s alleged inaction are vague in the
FAC, in his exhibits to the original Complaint he claimed that
his PTSD, bipolar disorder, mood swings, depression and antisocial disorder deteriorated throughout his incarceration at
OCCC.7
Pl. Exh. V, ECF #3-23.
Plaintiff sufficiently alleges
that Dr. Leland and Dr. Yamamoto harmed him by acting with
deliberate indifference to his serious mental health needs while
he was at OCCC.
Plaintiff may proceed against them.
7
Plaintiff’s exhibits also show the extensive mental health
treatment Plaintiff received when he was transferred to the FDC,
including being prescribed Trazodone and other medications. See
Exh. R to Compl., ECF #3-18, 1-27. These documents also note
Plaintiff’s apparent mental health improvement since he has been
at FDC.
12
3.
Claims Against Pula Are Dismissed
Plaintiff alleges that DPS Defendant Pula “knowingly
and intentionally falsif[ied] all the observable conditions and
the mental health-related questions” in performing Plaintiff’s
initial medical and mental health screening on May 3, 2010, when
he arrived at OCCC.
3-5.
See FAC, ECF #18 at 20; see also ECF #3-1,
Plaintiff claims that he told Pula of his previous mental
health diagnoses, including information regarding his past and
recent suicide attempts, but she nonetheless checked “No” to all
questions under the heading “Has the inmate verbalized or are
there observable signs of MH risk?”
Id.
Plaintiff says that he
was therefore unable to obtain mental health treatment at OCCC.
Plaintiff’s claims are not supported by his own
statements and exhibits, which clearly show that he was referred
for further mental health assessment on May 10, 2010, and then
seen by Drs. Leland and Yamamoto at the OCCC Psychiatric Health
Clinic thereafter.
Nothing that Pula wrote on the form prevented
Plaintiff from receiving mental health care at OCCC.
Moreover,
Plaintiff misapprehends the intake form, as it clearly shows that
Pula noted that Plaintiff told her that he had PTSD, bipolar
disorder, and anti-social behavior, and was depressed.
Pula’s
negative responses to questions about whether Plaintiff had
verbalized risks or she had observed signs of a mental health
risk during his intake interview do not equate to a determination
13
that he did not require mental health treatment.
Nor are Pula’s
responses equivalent to a failure to document his mental health
issues as he related them to her.
The questions in issue related
to “risk,” not to conditions or diagnoses.
Plaintiff also asserts that Pula’s failure to check the
Offendertrak Software during his intake interview violated his
civil rights.8
Plaintiff says that DPS policies and procedures
require that “Intake Service Center staff shall check
Offendertrak to verify/validate any past mental health history.”
FAC, ECF #18 at 14.
Pula could not check the Offendertrak database because
it was inoperable, but inoperability does not render Pula’s
failure a constitutional violation (or even a deliberate
violation of DPS policies).
“An allegation that a defendant
violated a prison policy is not sufficient to state a
constitutional claim.”
See Exmundo v. Drew, No. 07-01711-LJO,
2011 WL 2946175 (E.D. Cal. July 21, 2011) (citing Gardner v.
Howard, 109 F.3d 427, 430 (8th Cir. 1997) (holding that there is
no § 1983 liability for violation of prison policy)).
Plaintiff
alleges repeatedly that he told Pula and the other DPS Defendants
about his relevant criminal and mental health histories.
8
This is
Offendertrak is a software database program “designed to
record, maintain and monitor inmate mental health and history to
help make mental health management decisions.” See FAC, ECF No.
18 at 15.
14
reflected in the intake form and his other exhibits.
He does not
explain how Offendertrak would have provided more data than he
himself provided.
Because Plaintiff fails to state a claim
against Pula, those claims are DISMISSED with prejudice.
B.
Claims Against DPS Defendants Maesaka-Hirata and Mun Are
Dismissed With Prejudice
Plaintiff claims that DPS Director Maesaka-Hirata and
DPS Health Care Administrator Mun violated DPS policies and
procedures and his constitutional rights because the Offendertrak
software was not working when he was admitted to OCCC, something
that Plaintiff says they knew or should have known.
#18 at 14-15.
See FAC, ECF
Like his allegations relating to Pula, these
allegations against Maesaka-Hirata and Mun fail to state a claim.
Moreover, to the extent Plaintiff may be vaguely
claiming that Maesaka-Hirata and Mun are liable for Dr. Leland’s
or Dr. Yamamoto’s actions on a theory of supervisor liability, he
also fails to state a claim.
Supervisors may not be held liable
under § 1983 for the unconstitutional actions of their
subordinates based solely on a theory of respondeat superior.
See Iqbal, 556 U.S. at 676; Moss v. U.S. Secret Serv., 675 F.3d
1213, 1230 (9th Cir. 2012).
Instead, a claimant must make a
showing relating to that supervisor’s own action or inaction.
“A
showing that a supervisor acted, or failed to act, in a manner
that was deliberately indifferent to an inmate’s Eighth Amendment
rights is sufficient to demonstrate the involvement — and the
15
liability — of that supervisor.”
Starr v. Baca, 652 F.3d 1202,
1206–07 (9th Cir. 2011), cert. denied, 132 S. Ct. 2101 (2012).
Supervisors may be held liable under § 1983 as follows:
“(1) for setting in motion a series of acts by others, which they
knew or reasonably should have known would cause others to
inflict constitutional injury; (2) for culpable action or
inaction in training, supervision, or control of subordinates;
(3) for acquiescence in the constitutional deprivation by
subordinates; or (4) for conduct that shows a ‘reckless or
callous indifference to the rights of others.’”
Moss, 675 F.3d
at 1231 (quoting al-Kidd v. Ashcroft, 580 F.3d 949, 965 (9th Cir.
2009), overruled on other grounds by Ashcroft v. al-Kidd, –––
U.S. ––––, 131 S. Ct. 2074 (2011)) (citation omitted).
Plaintiff fails to allege any facts supporting a claim
based on action or inaction by Maesaka-Hirata or Mun in
supervising Dr. Leland or Dr. Yamamoto or establishing that the
Moss factors apply to Maesaka-Hirata or Mun.
To the contrary,
Plaintiff sets forth copies of DPS policies and procedures for
evaluating and treating inmates’ mental health issues, policies
that Maesaka-Hirata and Mun are presumed to have approved and be
responsible for.
Plaintiff complains throughout the original
Complaint and FAC that Dr. Leland and Dr. Yamamoto violated those
policies and procedures.
16
Plaintiff does not show how Maesaka-Hirata and Mun were
involved with or acquiesced in the alleged failure to treat him
while he was in DPS custody.
He does not even allege that
Maesaka-Hirata was aware of the alleged lack of treatment, and
only alleges that Mun knew in December 2011 when Plaintiff
incorrectly submitted a grievance to Mun.
Nothing within the FAC
demonstrates that Maesaka-Hirata or Mun exhibited callous
indifference to Plaintiff’s alleged need for mental health
treatment.
Plaintiff fails to state claims against Maesaka-
Hirata and Mun, and his claims against them are DISMISSED with
prejudice.
C.
Grievance Claims Against Mun and Linda Rivera Are Dismissed
With Prejudice
On December 13, 2010, Plaintiff submitted a grievance
claim to Mun’s office regarding the alleged denial of mental
health care.
See FAC, ECF #18 at 16.
Plaintiff explained his
mental health and criminal history and demanded “mental health
treatment be implemented by way of psychotherapy and/or
psychotropic prescribed medication.”
Id.
Mun did not himself
respond to the grievance but apparently forwarded it to Grievance
Specialist Linda Rivera.
Thereafter, Rivera rejected the
grievance as untimely, presumably because it had not been
submitted within fourteen days of the dates Plaintiff alleges he
was initially denied mental health care by Pula (May 3, 2010),
17
Dr. Leland (May 18, 2010), and Dr. Yamamoto (September 10, 2010).
Plaintiff claims that Mun violated his right to due process when
Mun failed to respond to the grievance, and that Rivera did so
when she rejected his grievance as untimely.
Id. at 20.
“Responding or failing to respond to a prisoner’s
grievance in a manner unagreeable to the prisoner is not an
adverse action taken against the prisoner for filing the
grievance.”
McCabe v. McComber, No. 08-00112 JMS, 2008 WL
4133186 *9 (D. Haw. Sept. 8, 2008).
Mun’s transfer of
Plaintiff’s grievance to Rivera did not violate due process, and
Plaintiff fails to state a claim against Mun on this basis.
Rivera’s participation in Plaintiff’s grievance
process, whether a refusal to “process” it or a denial for
untimeliness, is an insufficient basis for a claim.
See, e.g.,
Ramirez v. Galaza, 334 F.3d 850, 860 (9th Cir. 2003) (holding
that a prisoner has no constitutional right to an effective
grievance or appeal procedure); Mann v. Adams, 855 F.2d 639, 640
(9th Cir. 1988); accord Buckley v. Barlow, 997 F.2d 494, 495 (8th
Cir. 1993) (“[A prison] grievance procedure is a procedural right
only, it does not confer any substantive right upon the
inmates.”).
A prisoner’s right to petition the government is a
right of expression and “does not guarantee a response to the
petition or the right to compel government officials to act on”
the petition.
Apple v. Glenn, 183 F.3d 477, 479 (6th Cir. 1999).
18
Plaintiff’s own allegations establish that his
grievance was received, forwarded, processed, and responded to.
Plaintiff therefore fails to state a due process claim against
Linda Rivera or Mun regarding his grievances, and these claims
are DISMISSED with prejudice.
D.
Equal Protection Claims
Plaintiff claims that DPS Defendants violated his right
to equal protection under the law.
be established in two ways.
An equal protection claim may
First, a plaintiff may show that the
defendant intentionally discriminated against the plaintiff on
the basis of the plaintiff’s membership in a protected class,
such as race.
See e.g., Thornton v. City of St. Helens, 425 F.3d
1158, 1167 (9th Cir. 2005); Lee v. City of L.A., 250 F.3d 668,
686 (9th Cir. 2001).
Plaintiff claims that he is a member of the
protected class of persons with mental illnesses.
#18 at 17.
See FAC, ECF
Even if individuals with mental illnesses are a
protected class (a matter this court need not presently address),
Plaintiff does not actually allege that DPS Defendants
discriminated against him based on his alleged membership in a
protected class.
He therefore fails to state an equal protection
claim based on this theory.
Second, a plaintiff may establish an equal protection
violation by showing that he was treated differently from
similarly situated individuals, and that the different treatment
19
was not rationally related to a legitimate state purpose.
Vill.
of Willowbrook v. Olech, 528 U.S. 562, 564 (2000); San Antonio
Sch. Dist. v. Rodriguez, 411 U.S. 1 (1972); Squaw Valley Dev. Co.
v. Goldberg, 375 F.3d 936, 944 (9th Cir. 2004); SeaRiver Mar.
Fin. Holdings, Inc. v. Mineta, 309 F.3d 662, 679 (9th Cir. 2002).
To state an equal protection claim, Plaintiff must allege that:
“(1) he is a member of an identifiable class; (2) he was
intentionally treated differently from others similarly situated;
and (3) there is no rational basis for the difference in
treatment.”
See Olech, 528 U.S. at 564.
Plaintiff alleges that
he is a member of the identifiable class of inmates with mental
illnesses, and that “OCCC mental health staff intentionally
treated Plaintiff differently due to prejudice and/or
discrimination for which the difference in treatment was not
rationally based.”
See FAC, ECF #18 at 9, 17.
While Plaintiff alleges the barest elements of an equal
protection claim, his allegations do not include facts that, if
true, sustain the claim.
Plaintiff says that his cellmate was
prescribed Resperidone and Trazidone, while he was not.
Plaintiff also claims that Dr. Yamamoto discriminated against him
“by concluding that Plaintiff’s claims of being diagnosed with
PTSD and [bipolar disorder] were incompatible to Plaintiff’s
claims of an extensive criminal history and substance abuse
history.”
FAC, ECF #18 at 19.
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Plaintiff, however, does not allege that his cellmate
and he were similarly situated.
His cellmate’s receipt of
certain treatment and medication is no indication that Plaintiff
and the cellmate had the same mental health conditions, or the
same degree of impairment from the same conditions, or that they
required the same treatment.
Nor does Dr. Yamamoto’s alleged
statement suggest discrimination against Plaintiff.
Rather, it
suggests that Dr. Yamamoto questioned Plaintiff’s diagnoses and
claims and need for drugs.
Conclusory statements and the
recitation of the elements of a cause of action do not meet Rule
8(a)’s pleading requirement.
See Iqbal, 556 U.S. at 664.
Because Plaintiff was given leave to amend this claim before, and
because even the excruciating detail in his original Complaint
and FAC are insufficient to state an equal protection claim, it
appears that amendment is futile.
Plaintiff’s equal protection
claims are DISMISSED with prejudice.
E.
ADA and Rehabilitation Act Claims
Plaintiff asserts claims under Title II of the ADA and
the Rehabilitation Act against all Defendants in their official
capacities, apparently including the State of Hawaii and the C&C.
To state a claim under Title II of the ADA, Plaintiff must allege
that (1) he is an individual with a disability; (2) he is
otherwise qualified to participate in or receive the benefit of
the prison’s services, programs or activities; (3) he was
21
excluded from participation in or denied the benefits of the
prison’s services, programs or activities, or was otherwise
discriminated against by the prison; and (4) such exclusion,
denial or discrimination was by reason of his disability.
U.S.C. § 12132 (emphasis added).
42
The elements of a claim under
the Rehabilitation Act are materially identical to those under
the ADA, except that a plaintiff must allege that the program at
issue receives federal financial aid.
See Armstrong v. Davis,
275 F.3d 849, 862 n.17 (9th Cir. 2001).
Plaintiff alleges that he is a qualified individual
within the meaning of the ADA, and that, as a result of
Defendants’ alleged violations of his civil rights, “Plaintiff
was excluded from the participation in and denied the benefits of
mental health services that Plaintiff was otherwise qualified to
receive throughout Plaintiff’s detainment, conviction and/or
imprisonment at both the HPD Main station . . . and OCCC.”
ECF #18 at 21.
FAC,
That is, Plaintiff concludes that Defendants
excluded him from participation in and benefits of mental health
services based on his mental disability.
This argument makes no
sense.
The ADA prohibits discrimination because of disability,
not inadequate treatment for a disability.
See Simmons v. Navajo
Cnty, Ariz., 609 F.3d 1011, 1021–22 (9th Cir. 2010).
Therefore,
the alleged lack of treatment for Plaintiff’s mental health
22
conditions does not provide a basis on which to impose liability
under the ADA or the Rehabilitation Act.
See id.; see also
Burger v. Bloomberg, 418 F.3d 882, 882 (8th Cir. 2005) (medical
treatment decisions do not form the basis for ADA claims);
Fitzgerald v. Corr. Corp. of Am., 403 F.3d 1134, 1144 (10th Cir.
2005) (medical decisions are not ordinarily within scope of ADA);
Bryant v. Madigan, 84 F.3d 246, 249 (7th Cir. 1996) (“The ADA
does not create a remedy for medical malpractice.”); O’Guinn v.
Nev. Dept. of Corr., 2010 WL 4395442 *4 (D. Nev. 2010) (“Although
plaintiff[] . . . frames [the] deprivation of care as
discriminatory, the court remains convinced that plaintiff’s
claim sounds in medical negligence.
In other words, the case
involves differences of opinion regarding proper mental health
treatment, not discrimination under the ADA or RA.”).
Plaintiff’s claims of delayed or inadequate treatment
for his mental health conditions do not suggest that Defendants
denied him medical treatment because of his mental disability or
conditions, as required under the ADA and the Rehabilitation Act.
It simply does not follow that Defendants discriminated against
Plaintiff because of his mental health conditions by denying him
medical care for his mental health conditions.
Plaintiff provides no facts indicating that any
Defendant participated in or was otherwise responsible for
excluding him, on the basis of his mental health disabilities,
23
from activities, programs, or other benefits that would otherwise
have been available to him because of his mental health
disabilities.
Plaintiff’s allegations are insufficient to meet
his burden to plead facts satisfying the elements of a claim
under the ADA and the Rehabilitation Act.
Plaintiff’s ADA and
Rehabilitation Act claims are DISMISSED with prejudice.
V. CONCLUSION
IT IS HEREBY ORDERED that:
(1) Based on allegations that he was denied necessary mental
health care in violation of federal and state law, Plaintiff
states a claim against HPD Defendants Tyler Maalo, Nathan
Patopoff, William Daubner, Oscar Willis, and Randall Rivera, and
DPS Defendants Dr. Leland and Dr. Yamamoto.
Service is
appropriate for these Defendants.
(2) Plaintiff’s remaining claims are DISMISSED WITH
PREJUDICE for failure to state a claim.
28 U.S.C. § 1915(e)(2).
Specifically, claims against the State of Hawaii, Defendants City
and County of Honolulu, Tulia Pula, Wesley Mun, and Jodie
Maesaka-Hirata, as well as claims asserted against all Defendants
under the Equal Protection Clause, the ADA, and the
Rehabilitation Act, are DISMISSED.
(3) By August 21, 2012, Plaintiff shall complete the
requirements for service of the First Amended Complaint as
discussed below.
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(4) The Clerk of Court is directed to send Plaintiff six [6]
summonses, six [6] USM-285 forms, seven [7] Notice of Lawsuit and
Request for Waiver of Service for Summons forms (AO 398), seven
[7] Waiver of Service of Summons forms (AO 399), with their
instruction sheets, and a copy of the endorsed FAC (if he has not
already received one).
Plaintiff shall complete the forms as
directed below and submit the following documents to the United
States Marshals Service:
(A) For Defendants who are employees of the Department of
Public Safety (“DPS”) (Dr. Tom Leland and Dr. Peter
Yamamoto): One completed USM-285 form, a copy of the
endorsed Complaint, and a summons, is sufficient for all DPS
Defendants.
Plaintiff should complete separate Notice of
Lawsuit and Request for Waiver of Service forms (AO 398),
and Waiver of Service of Summons forms (AO 399) for each
named DPS Defendant.
Plaintiff shall address these
documents to Shelley Nobriga, DPS Offender Management
Administrator, 919 Ala Moana Blvd., 4th Floor Honolulu, HI
96814.
Ms. Nobriga is authorized to accept a single
complaint, summons, and USM 285 form for all DPS defendants.
(B) For HPD Defendants (Officers Tyler Maalo, Nathan
Patopoff, William Daubner, Oscar Willis, and Randall
Rivera): Each HPD Defendant shall separately receive a
25
completed USM-285 form, a copy of the endorsed Complaint, a
summons, a Notice of Lawsuit and Request for Waiver of
Service forms (AO 398), and Waiver of Service of Summons
forms (AO 399).
(5) Upon receipt of these documents and a copy of this
order, the Marshal shall serve a copy of the endorsed FAC,
completed Notice of Lawsuit and Request for Waiver of Service
form (AO 398) and completed Waiver of Service of Summons form (AO
399), for each named Defendant, upon Defendant(s), as directed by
Plaintiff pursuant to Rule 4 of the Federal Rules of Civil
Procedure without payment of costs.
(6) The Marshal is directed to retain the sealed summons and
a copy of the First Amended Complaint in the file for future use.
The Marshal shall file returned Waiver of Service of Summons
forms as well as any requests for waivers that are returned as
undeliverable, as soon as they are received.
(7) If a Waiver of Service of Summons form is not returned
by a Defendant within sixty days from the date of mailing the
request for waiver, the Marshal shall:
(A) Personally serve such Defendant(s) with the
above-described documents pursuant to Rule 4 of the Federal
Rules of Civil Procedure and 28 U.S.C. § 566(c).
(B) Within ten days after personal service is effected, the
Marshal shall file the return of service for the served
26
Defendant(s), along with evidence of any attempts to secure
a waiver of service of summons and of the costs subsequently
incurred in effecting service on said Defendant.
Said costs
shall be enumerated on the USM-285 form and shall include
the costs incurred by the Marshal’s office for photocopying
additional copies of the summons and Amended Complaint and
for preparing new USM-285 forms, if required.
Costs of
service will be taxed against the personally served
Defendant in accordance with the provisions of Fed. R. Civ.
P. 4(d)(2).
(8) Defendant(s) shall file an answer or other responsive
pleading to Plaintiff’s First Amended Complaint within sixty [60]
days after the date on which the request for waiver of service
was sent (if formal service is waived), or twenty [20] days if
service is not waived.
Failure to do so may result in the entry
of default judgment.
(9) Plaintiff shall keep the court informed of any change of
address by filing a “NOTICE OF CHANGE OF ADDRESS.”
The notice
shall contain only information about the change of address, and
its effective date.
any other relief.
The notice shall not include requests for
Failure to file the notice may result in the
dismissal of the action for failure to prosecute under Rule 41(b)
of the Federal Rules of Civil Procedure.
27
(10) Plaintiff shall serve a copy of all further pleadings
or documents submitted to the court upon Defendant(s) or their
attorney(s).
Plaintiff shall include, with any original paper to
be filed with the Clerk of Court, a certificate stating the date
that an exact copy of the document was mailed to Defendant(s) or
Defendant(s)’ counsel.
IT IS SO ORDERED.
DATED: Honolulu, Hawaii, July 31, 2012.
/s/ Susan Oki Mollway
Susan Oki Mollway
Chief United States District Judge
Kamakeeaina v. City and County et al.; 1:11-cv-00770 SOM-RLP; ORDER DISMISSING FIRST
AMENDED COMPLAINT IN PART AND DIRECTING SERVICE/psas/screening/dmp 2012/kamakeeaina
FAC (dsm in part dir svc)
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