Kimes v. Matayoshi
Filing
138
ORDER Denying Plaintiff's Motion For Judgment As A Matter Of Law Or, In The Alternative, Motion For A New Trial re: 132 . Signed by CHIEF JUDGE J. MICHAEL SEABRIGHT on 6/20/2018. (cib, )
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF HAWAII
THERESA KIMES, individually and as
Guardian Ad Litem for her minor
daughter, R.K.,
Plaintiff,
vs.
Civ. No. 16-00264 JMS-RLP
ORDER DENYING PLAINTIFF’S
MOTION FOR JUDGMENT AS A
MATTER OF LAW OR, IN THE
ALTERNATIVE, MOTION FOR
A NEW TRIAL, ECF NO. 132
STATE OF HAWAII DEPARTMENT OF
EDUCATION,
Defendant.
ORDER DENYING PLAINTIFF’S MOTION FOR JUDGMENT AS A
MATTER OF LAW OR, IN THE ALTERNATIVE, MOTION FOR A NEW
TRIAL, ECF NO. 132
I. INTRODUCTION
Plaintiff Theresa Kimes (“Kimes”) moves for judgment as a matter of
law that the Hawaii Department of Education (the “Hawaii DOE”) acted with
deliberate indifference in denying R.K. an accommodation that she needed in order
to enjoy meaningful access to the benefits of her public education. ECF No. 132.
In the alternative, she moves for a new trial. Id. For the following reasons, Kimes’
Motion is DENIED.
II. BACKGROUND
A.
Summary of Trial Evidence
The following is a brief summary of the evidence presented at trial,
stated in the light most favorable to upholding the verdict.
Kimes’ daughter, R.K., suffers from multiple health problems,
including autism, epilepsy, and asthma, and she receives special education services
from the Hawaii DOE. Trial Tr. 4/24/18 (“Tr. day 1”) at 4, 13-14, ECF No. 127.
At all relevant times, her individual education program (“IEP”) required that a
behavioral support plan (“BSP”) and a crisis plan (“CP”) be implemented and that
R.K. be accompanied by a nurse throughout her school day. Id. at 14, 16-21.
In 2011, R.K. began attending Trumpet Academy (“Trumpet”). Id. at
8. When she first enrolled there, she was nonverbal, had poor social skills, and
was prone to outbursts of aggressive and self-injurious behavior. Id. at 8-11; see
also Trial Tr. 4/25/18 (“Tr. day 2”) at 31, ECF No. 128. Originally, her BSP and
CP at Trumpet allowed Trumpet staff physically to restrain her during such
outbursts. Tr. day 2 at 31-32.
Eventually, however, R.K.’s outbursts became fewer and less severe.
See id. at 33, 35. According to Kimes,
Trumpet found out and we found out, if you put your
hands on [R.K.], it escalates the situation. She would
start hitting, slapping, try to get away from the situation.
So it would just make the problem worse. We found out,
2
if you didn’t put your hands on her, she would — in the
escalation, it would go away faster, the meltdown.
...
So if you gave her the attention of the outbursts,
whatever the tantrum was, if you interacted with her, she
would keep going. We learned if you would ignore the
behavior and do not interact with her, it would
deescalate. But if you gave her any kind of eye contact,
verbal command, it — the escalation would be worse.
Tr. day 1 at 27. Trumpet developed alternatives to restraining R.K. Id. at 28-29.
And by September 2015, Trumpet’s BSP and CP for R.K. stated: “[a]t this time
[R.K.’s] intensity of aggression at [Trumpet] does not warrant the use of restraint,
especially when the function of her behavior is attention-seeking.” Pl.’s Exs. 4-5;
see also Tr. day 1 at 26, 30. The plans further specified that R.K. should not be
physically moved during an outburst. Pl.’s Exs. 4-5; Tr. day 1 at 26; 28, 30.
In the fall of 2015, R.K. began the process of transitioning from
Trumpet to Mokulele Elementary School (“Mokulele”). Tr. day 2 at 152.
Mokulele staff met with staff from Trumpet on a monthly basis during the
transition period. Id. at 36-37, 152. Mokulele’s principal, Bart Nakamoto
(“Nakamoto”), and its special-education teacher, Nicole Carlson (“Carlson”), also
visited Trumpet’s campus. Id.; Trial Tr. 4/26/18 (“Tr. day 3”) at 72-73. And
Trumpet provided R.K.’s BSP and CP to Mokulele. Tr. day 2 at 36-37.
Desiring a plan that fit specifically the environment at Mokulele,
however, Mokulele staff developed their own BSP and CP for R.K. in February
3
2016. Id. at 163; Tr. day 3 at 100; Pl.’s. Ex. 7. Unlike Trumpet’s plans,
Mokulele’s plans provided that restraint could be used in dealing with R.K.’s
outbursts. Tr. day 2 at 164-65; Pl.’s Ex. 7. Kimes testified that she did not
authorize this change in R.K.’s plans, Tr. day 1 at 35, 37, but both Nakamoto’s and
Carlson’s testimony suggested that Kimes had been involved in the process of
creating Mokulele’s plans and had voiced no objection to them. See Tr. day 2 at
166-68; Tr. day 3 at 99-100.
The incident that gave rise to this lawsuit occurred on March 10,
2016, at Mokulele. Tr. day 2 at 172. That day, R.K. had an outburst during which
she left her classroom, climbed an outdoor staircase, and threatened to jump off of
it. Id. Nakamoto and Mokulele’s Vice Principal, Peter Tovey (“Tovey”),
responded, first by trying to coax R.K. off of the stairs and then by physically
guiding her down the staircase to a grassy area nearby. See id. at 106, 172-176; Tr.
day 3 at 9-13. Once there, they tried unsuccessfully to calm R.K., but she
continued to act out by hitting herself and running away. Tr. day 2 at 172-176,
213; Tr. day 3 at 9-13. Eventually, they restrained her by holding her arms and
legs and carried her in this manner back to her classroom, where they continued to
restrain her until she calmed down. Tr. day 2 at 108-111, 114-116, 172-176; Tr.
day 3 at 14-17.
4
The following day, R.K.’s nurse, Chelsea Gilkey (“Gilkey”),
accompanied R.K. on the school bus as usual, but she was not allowed on the
Mokulele campus. Tr. day 2 at 138. According to Nakamoto, Carlson had become
uncomfortable with Gilkey’s actions at Mokulele, and he had contacted Trumpet’s
principal to inform her that Gilkey “would not be requested back.” Id. at 184.
On a prior occasion when Gilkey was absent, Trumpet had supplied
replacement personnel. Tr. day 3 at 109-10. When R.K. arrived at Mokulele on
March 11, Carlson retrieved R.K.’s medication from Gilkey and took R.K. to the
school office for the purpose of “align[ing] someone to be with [R.K.] for that
day.” Tr. day 3 at 111-112. Before such arrangements were made, however,
R.K.’s father came to pick her up from school. Id. at 112.
After that day, R.K. did not attend Mokulele again. She returned to
Trumpet until May, 2016, and then transitioned to a different public elementary
school. Tr. day 1 at 59-60.
B.
Procedural Background
A four-day jury trial was held on Kimes’ claim that the Hawaii DOE
violated Section 504 of the Rehabilitation Act, 29 U.S.C. § 794(b)(2)(B). ECF
Nos. 105-08. Following the close of evidence, Kimes moved for judgment in her
favor as a matter of law. ECF No. 107. The court denied that motion, id., and
instructed the jury in relevant part as follows:
5
In order to prevail on her claim, Plaintiff must
prove each of the following elements by a preponderance
of the evidence: . . . (3) the [Hawaii DOE] denied [R.K.]
a reasonable accommodation that she needed in order to
enjoy meaningful access to the benefits of her public
education; and (4) the [Hawaii DOE] acted with
deliberate indifference in denying [R.K.] such a
reasonable accommodation.
Ct. Instr. 13, ECF No. 109.1 The court explained that “[d]eliberate indifference
does not require a showing of personal ill will or animosity toward the disabled
student” but that it does require “more than mere negligence” and must reflect a
“deliberate choice.” Id. at Instr. 15. The court further instructed:
To show deliberate indifference, [Kimes] must prove:
(1) the [Hawaii DOE] knew that harm to a federally
protected right was substantially likely. [Kimes] may
prove this knowledge by showing that the [Hawaii DOE]
was alerted to [R.K.’s] need for a reasonable
accommodation, or the need for a reasonable
accommodation was obvious and
(2) the [Hawaii DOE] failed to act on that likelihood.
Failure to act on that likelihood includes a failure to
undertake a fact-specific investigation as to whether the
particular accommodation is reasonable.
Id.2
///
1
The parties stipulated to the existence of the first two elements: (1) the Hawaii DOE
received federal financial assistance, and (2) R.K. was a qualified individual with a disability.
See Ct. Inst. 13, ECF No. 109.
2
Kimes did not object to these instructions.
6
The special verdict form posed the following questions to the jury:
• Question Number 1: Did Plaintiff prove, by a
preponderance of the evidence, that the State of Hawaii
Department of Education denied [R.K.] a reasonable
accommodation that she needed in order to enjoy
meaningful access to the benefits of her public
education?
• Question Number 2: Did Plaintiff prove, by a
preponderance of the evidence, that the State of Hawaii
Department of Education acted with deliberate
indifference in denying [R.K.] a reasonable
accommodation that she needed in order to enjoy
meaningful access to the benefits of her public
education?
ECF No. 123. The jury answered “YES” to the first question and “NO” to the
second, leaving the remaining questions regarding damages blank.3 Id.
The court entered judgment in favor of the Hawaii DOE. ECF No.
125. And Kimes timely filed this Motion for Judgment as a Matter of Law, or in
the Alternative, Motion for New Trial on May 23, 2018. ECF No. 132. The
Hawaii DOE filed its opposition on June 7, 2018. ECF No. 136. Kimes replied on
June 15, 2018. ECF No. 137. After reviewing the briefing, and pursuant to Local
Rule 7.2(d), the court has determined that a hearing on Kimes’ Motion is
unnecessary.
3
The verdict form instructed the jury to “skip the remaining questions” if it answered
“NO” to question number 2. ECF No. 123 at 2.
7
III. STANDARDS OF REVIEW
A.
Motion for Judgment as a Matter of Law
Under Federal Rule of Civil Procedure 50(a)(1), “[i]f a party has been
fully heard on an issue [that is essential to its case] during a jury trial,” and no
reasonable jury could find in the party’s favor on that issue, the court may “grant a
motion for judgment as a matter of law against the party.” “If the court does not
grant a motion for judgment as a matter of law made under Rule 50(a), the court is
considered to have submitted the action to the jury subject to the court’s later
deciding the legal questions raised by the motion,” and “the movant may file a
renewed motion for judgment as a matter of law and may include an alternative
. . . request for a new trial.” Fed. R. Civ. P. 50 (b).
“A jury’s verdict must be upheld [against a motion for judgment as a
matter of law] if it is supported by substantial evidence.” Wallace v. City of S.D.,
479 F.3d 616, 624 (9th Cir. 2007). “Substantial evidence is evidence adequate to
support the jury’s conclusion, even if it is also possible to draw a contrary
conclusion from the same evidence.” Id. (citation and quotation signals omitted).
“The evidence must be viewed in the light most favorable to the nonmoving party,
and all reasonable inferences must be drawn in favor of that party.” Id.
“Judgment as a matter of law may be granted only where, so viewed, the evidence
permits only one reasonable conclusion, and that conclusion is contrary to the
8
jury’s verdict.” Id.; see also Harper v. City of L.A., 533 F.3d 2010, 1021 (9th Cir.
2008).
B.
Motion for a New Trial
A motion for a new trial is governed by Rule 59, which provides in
relevant part that “[t]he court may, on motion, grant a new trial on all or some of
the issues — and to any party — as follows: (A) after a jury trial, for any reason
for which a new trial has heretofore been granted in an action at law in federal
court . . . .” Fed. R. Civ. P. 59(a)(1). A trial court may grant a new trial based
upon insufficiency of the evidence “only if the jury’s verdict was against the clear
weight of the evidence.” Tortu v. Las Vegas Metro. Police Dep’t, 556 F.3d 1075,
1083 (9th Cir. 2009); see also EEOC v. Pape Lift, Inc., 115 F.3d 676, 680 (9th Cir.
1997) (“A motion [for a new trial based on insufficiency of the evidence] will be
granted . . . only if the verdict is against the great weight of the evidence, or it is
quite clear that the jury has reached a seriously erroneous result.” (citations and
quotation signals omitted)). A new trial may not be granted “simply because the
court would have arrived at a different verdict.” Martin v. Cal. Dep’t of Veterans
Affairs, 560 F.3d 1042, 1046 (9th Cir. 2009); Union Oil Co. of Cal. v. Terrible
Herbst, Inc., 331 F.3d 735, 743 (9th Cir. 2003) (finding abuse of discretion where
district court “substitute[d] [its] evaluations for those of the jurors” in ordering new
trial).
9
IV. DISCUSSION
The court finds no basis on which to order a judgment in favor of
Kimes as a matter of law or to order a new trial. To prevail on her claim for
damages under § 504, Kimes had the burden of proving that the Hawaii DOE acted
with deliberate indifference in denying her a reasonable accommodation necessary
for her to benefit from her public education. See A.G. v. Paradise Valley Unified
Sch. Dist. No. 69, 815 F.3d 1195, 1204 (9th Cir. 2016); Mark H. v. Hamamoto, 620
F.3d 1090, 1097 (9th Cir. 2010).
As described above, the jury was instructed that deliberate
indifference required “a showing that the [Hawaii DOE] was alerted to [R.K.’s]
need for a reasonable accommodation or the need for a reasonable accommodation
was obvious” and that the Hawaii DOE “failed to act upon that likelihood.” See
Paradise Valley Unified Sch. Dist. No. 69, 815 F.3d at 1204 (“[D]eliberate
indifference requires both knowledge that a harm to a federally protected right is
substantially likely, and a failure to act upon that . . . likelihood.” (quoting Duval v.
Cty. of Kitsap, 260 F.3d 1124, 1139 (9th Cir. 2001)); see also City of Canton v.
Harris, 489 U.S. 378, 389 (1988) (discussing deliberate indifference in the context
of 42 U.S.C. § 1983). The jury was also instructed that “[d]eliberate indifference”
requires a “deliberate choice”: it need not rise to the level of “personal ill will or
animosity toward the disabled student,” but it requires “more than mere
10
negligence” on the part of the school district. See T.B. ex rel Brenneise v. San
Diego Unified Sch. Dist., 806 F.3d 451, 469 (9th Cir. 2015); Paradise Valley
Unified Sch. Dist. No. 69, 815 F.3d at 1207; Mark H., 620 F.3d at 1099.
The jury’s verdict finding no deliberate indifference is amply
supported by the evidence at trial. That is, viewing the evidence in the light most
favorable to upholding the verdict, the jury reasonably found that the Hawaii DOE
was not deliberately indifferent to a substantial likelihood that its actions would
deprive R.K. of a reasonable accommodation that she needed to benefit from her
education. Rather, the evidence supported a finding that Mokulele’s staff acted
intending to protect R.K.’s safety and attempted to accommodate her disability —
even if its actions fell short of providing all reasonable and necessary
accommodations.
In her Motion, Kimes appears again to conflate the requirements of
the Individuals with Disabilities in Education Act (“IDEA”) and § 504 regulations,
suggesting that the verdict should not stand because the evidence showed that the
Hawaii DOE intentionally failed to follow R.K.’s IEP. See Mot. at 1. But
violation of an IEP is not automatically a violation of § 504, let alone necessarily
dispositive evidence of deliberate indifference. See Kimes v. Matayoshi, 2017 WL
4638220, at *5 (D. Haw. Oct. 16, 2017) (resolving Defendants’ Motion for
Summary Judgment in this case and explaining differences between a free and
11
appropriate education (“FAPE”) under the IDEA and § 504); see also Mark H. v.
Lemahieu, 513 F.3d 922, 933 (9th Cir. 2008) (holding that a plaintiff “may not
obtain [§ 504] damages simply by proving that the IDEA FAPE requirements were
not met”). Moreover, Kimes’ Motion depends on a view of the evidence more
favorable to her than Rule 50 allows and ignores evidence that supports the jury’s
verdict.
First, Kimes contends that Mokulele administrators “deliberately and
consciously decided to adopt their own BSP Crisis Plan for R.K. without
consulting or including the persons from Trumpet Academy who were most
informed about R.K.’s behaviors and how to control them.” Mem. Supp. Mot. at
14, ECF No. 132-1. But several witnesses testified that extensive consultations
between Mokulele and Trumpet staff did take place: Carlson, Nakamoto, and
Cheryl Ebisui (“Ebisui”), Trumpet’s Senior Clinician and School Administrator at
the time, Tr. day 2 at 18, testified that Mokulele and Trumpet staff met on a
monthly basis. Id. at 36-37, 152; Tr. day 3 at 73. Ebisui testified specifically that
these monthly meetings addressed R.K.’s BSP and CP. Tr. day 2 at 36-37. And
evidence showed that Mokulele staff reviewed Trumpet’s records and visited
Trumpet’s campus to observe during the transition period. Id. at 36-37, 152; Tr.
day 3 at 72-73. Moreover, Kimes herself was present at the February BSP
meeting. Although she testified at trial that she did not realize that the meeting
12
was intended to address the BSP and that the topic of restraint did not come up, she
was impeached on her first claim and contradicted by other witnesses on her
second. Tr. day 1 at 60; Tr. day 2 at 10-14, 166-68; Tr. day 3 at 99-100. Given
this evidence, judgment in favor of Kimes is not warranted based on Mokulele’s
adoption of its own BSP and Crisis Plan, its failure to invite Trumpet to the
February 12 meeting, or Tovey’s failure personally to review Trumpet’s protocols
and to consult with Trumpet staff, as Kimes contends. See Mem. Supp. Mot. at 1416.
Next, Kimes argues that the manner in which Mokulele staff
restrained R.K. showed deliberate indifference and that Nakamoto and Tovey
“placed the needs of non-disabled students above those of R.K.” by considering
whether other children might witness R.K.’s behavior. Mem. Supp. Mot. at 16-17;
see Tr. day 2 at 214. Mem. Supp. Mot. at 16. But the jury could easily infer from
Tovey’s and Nakamoto’s testimony that they restrained her in order to protect her
from serious injury and that both men acted in the manner they thought was safest
at the time. See Tr. day 2 at 176; Tr. day 3 at 11-12, 14-19. That either of them
may have considered the needs of other children in addition to R.K.’s safety, did
not mandate a finding of deliberate indifference.
Kimes’ next argument, based on the events of March 11, presents a
closer question. She contends that Mokulele staff “chose to imperil R.K.’s well13
being by excluding Ms. Gilkey” from campus and that they “clearly knew and
were not concerned that their acts would violate the explicit terms of R.K.’s
1/26/16 IEP.” Id. But again, deliberate indifference is not shown by an IEP
violation alone, and the record does not clearly or conclusively show deliberate
indifference. Rather, the evidence showed that Mokulele staff took steps to secure
a replacement for Gilkey and that they relied on the presence of the school nurse4
for the short period of time that R.K. was on campus without Gilkey. Tr. day 2 at
216-18; Tr. day 3 at 111. Although the events of March 11 support the jury’s
finding that R.K. was denied a reasonable accommodation, and they may have
allowed a finding of deliberate indifference, they did not compel such a finding,
nor is the court convinced that the jury reached a “seriously erroneous result.”
Pape Lift, Inc., 115 F.3d at 680.
Finally, Kimes argues that deliberate indifference was shown based on
evidence that “Mokulele administrators suspended R.K. or sent her home from
school as disciplinary actions on two occasions for behaviors that were clearly
associated with her disabilities.” Mem. Supp. Mot. at 19; see ECF Nos. 132-11 &
-12; see also Def.’s Exs. 114-115; Tr. day 2 at 157-159, 195-196; Tr. day 3 at 89-
4
There was some testimony that the school nurse was actually more appropriately
described as a “health aide,” but that point was not clear from the testimony. See Tr. day 3 at
157. Regardless, the jury’s verdict is still supported by evidence that the school took steps to
arrange for appropriate nursing care.
14
92. On these occasions, R.K. had been particularly violent toward Gilkey while at
Mokulele, and R.K. was sent home for the remainder of the school day as a result.
See Tr. day 2 at 195-96. But such action, whether characterized as discipline or
not, did not compel a finding of deliberate indifference.
Not only is the jury’s verdict supported by substantial evidence, it is
consistent with the great weight of the evidence at trial. Thus, Kimes is not
entitled to a judgment in her favor as a matter of law, nor is a new trial warranted.
V. CONCLUSION
Kimes’ Motion for Judgment as a Matter of Law, or in the
Alternative, Motion for a New Trial is DENIED.
IT IS SO ORDERED.
DATED: Honolulu, Hawaii, June 20, 2018.
/s/ J. Michael Seabright
J. Michael Seabright
Chief United States District Judge
Kimes v. Haw. Dep’t of Educ. Civ. No. 16-00264 JMS-RLP, Order Denying Plaintiff’s Motion
for Judgment as a Matter of Law or, in the Alternative, Motion For a New Trial, ECF No. 132
15
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?