Mungari v. Astrue
Filing
18
MEMORANDUM DECISION AND ORDER re: 1 Petition for Review filed by Francis William Mungari. The decision of the Commissioner is AFFIRMED, and this action is DISMISSED in its entirety, with prejudice. Signed by Judge Ronald E. Bush. (caused to be mailed to non Registered Participants at the addresses listed on the Notice of Electronic Filing (NEF) by (krb)
UNITED STATES DISTRICT COURT
DISTRICT OF IDAHO
FRANCIS WILLIAM MUNGARI, JR.,
Petitioner,
Case No.: 2:12-cv-00051-REB
MEMORANDUM DECISION AND
ORDER
vs.
MICHAEL J. ASTRUE, Commissioner of Social
Security,
Respondent.
Now pending before the Court is Francis William Mungari, Jr.’s Petition for Review
(Docket No. 1), seeking review of the Social Security Administration’s final decision to deny his
claim for Disability Insurance Benefits. The action is brought pursuant to 42 U.S.C. § 405(g).
Having carefully reviewed the record and otherwise being fully advised, the Court enters the
following Memorandum Decision and Order:
I. ADMINISTRATIVE PROCEEDINGS
On August 17, 2009, Francis William Mungari Jr. (“Petitioner”) applied for disability
insurance benefits, alleging a disability onset date of June 25, 2006. (AR 119-130). Petitioner’s
claim was initially denied on November 17, 2009 (AR 64-67) and, again, on reconsideration on
March 16, 2010 (AR 70-74). On April 19, 2010, Petitioner timely filed a Request for Hearing
before an Administrative Law Judge (“ALJ”). (AR 77-78). On November 29, 2010, ALJ R.J.
Payne held a hearing in Spokane, Washington, at which time Petitioner, represented by attorney
Louis Garbrecht, P.C, appeared and testified. (AR 11). An impartial medical expert, R. Thomas
McKnight, Jr., Ph.D. also appeared and testified. See id.
MEMORANDUM DECISION AND ORDER - 1
On January 14, 2011, the ALJ issued a decision, denying Petitioner’s claims, finding that
Petitioner was not disabled within the meaning of the Social Security Act. (AR 11-17).
Petitioner timely requested review from the Appeals Council on February 17, 2011. (AR 7). On
January 9, 2012, the Appeals Council denied Petitioner’s request for review (AR 1-6), making
the ALJ’s decision the final decision of the Commissioner of Social Security.
Having exhausted his administrative remedies, Petitioner timely files the instant action,
arguing that “the ALJ made several errors in reaching the erroneous conclusions that [Petitioner]
is not disabled.” See Pet.’s Brief, p. 2 (Docket No. 14). Specifically, Petitioner asserts that (1)
there is not substantial record evidence supporting the finding that Petitioner’s medical condition
did not meet a listed impairment; (2) the ALJ gave insufficient reasons for rejecting the opinions
of a consultative examiner, Dr. Gardner, in favor of the testimony of a medical advisor, Dr.
McKnight; and (3) the ALJ gave legally insufficient reasons for rejecting the statements and
testimony of both the Petitioner and his son, Kyle Mungari. See id. Petitioner therefore seems to
request that the Court reverse the ALJ’s decision and order the immediate payment of benefits
or, alternatively, remand the case for further proceedings before a different ALJ. See Pet. for
Review, p. 3 (Docket No. 1).1
II. STANDARD OF REVIEW
To be upheld, the Commissioner’s decision must be supported by substantial evidence
and based on proper legal standards. 42 U.S.C. § 405(g); Matney ex. rel. Matney v. Sullivan, 981
1
Petitioner’s Petition for Review appears to be inadvertently incomplete, concluding in
full: “Wherefore, the Petitioner prays that the final decision of the Secretary upholding the denial
of Title II benefits. In addition, the Petitioner requests costs and attorneys’ fees under the Equal
Access to Justice Act and pursuant to 42 U.S.C. § 406(b).” See Pet. for Review, p. 3 (Docket
No. 1). The Court presumes, nonetheless, that Petitioner seeks either a reversal or a remand.
MEMORANDUM DECISION AND ORDER - 2
F.2d 1016, 1019 (9th Cir. 1992); Gonzalez v. Sullivan, 914 F.2d 1197, 1200 (9th Cir. 1990).
Findings as to any question of fact, if supported by substantial evidence, are conclusive. 42
U.S.C. § 405(g). In other words, if there is substantial evidence to support the ALJ’s factual
decisions, they must be upheld, even when there is conflicting evidence. Hall v. Sec'y of Health,
Educ. & Welfare, 602 F.2d 1372, 1374 (9th Cir. 1979).
“Substantial evidence” is defined as such relevant evidence as a reasonable mind might
accept as adequate to support a conclusion. Richardson v. Perales, 402 U.S. 389, 401 (1971);
Tylitzki v. Shalala, 999 F.2d 1411, 1413 (9th Cir. 1993); Flaten v. Sec’y of Health & Human
Servs., 44 F.3d 1453, 1457 (9th Cir. 1995). The standard requires more than a scintilla but less
than a preponderance, Sorenson v. Weinberger, 514 F.2d 1112, 1119 n. 10 (9th Cir.1975);
Magallanes v. Bowen, 881 F.2d 747, 750 (9th Cir. 1989), and “does not mean a large or
considerable amount of evidence.” Pierce v. Underwood, 487 U.S. 552, 565 (1988).
With respect to questions of fact, the role of the Court is to review the record as a whole
to determine whether it contains evidence that would allow a reasonable mind to accept the
conclusions of the ALJ. See Richardson, 402 U.S. at 401; see also Matney, 981 F.2d at 1019.
The ALJ is responsible for determining credibility and resolving conflicts in medical testimony,
Allen v. Heckler, 749 F.2d 577, 579 (9th Cir. 1984), resolving ambiguities, see Vincent ex. rel.
Vincent v. Heckler, 739 F.2d 1393, 1394-95 (9th Cir. 1984), and drawing inferences logically
flowing from the evidence, Sample v. Schweiker, 694 F.2d 639, 642 (9th Cir. 1982). Where the
evidence is susceptible to more than one rational interpretation in a disability proceeding, the
reviewing court may not substitute its judgment or interpretation of the record for that of the
ALJ. Flaten, 44 F.3d at 1457; Key v. Heckler, 754 F.2d 1545, 1549 (9th Cir. 1985).
MEMORANDUM DECISION AND ORDER - 3
With respect to questions of law, the ALJ’s decision must be based on proper legal
standards and will be reversed for legal error. Matney, 981 F.2d at 1019. The ALJ’s
construction of the Social Security Act is entitled to deference if it has a reasonable basis in law.
See id. However, reviewing federal courts “will not rubber-stamp an administrative decision that
is inconsistent with the statutory mandate or that frustrates the congressional purpose underlying
the statute.” Smith v. Heckler, 820 F.2d 1093, 1094 (9th Cir. 1987).
III. DISCUSSION
A.
Sequential Processes
In evaluating the evidence presented at an administrative hearing, the ALJ must follow a
sequential process in determining whether a person is disabled in general (see 20 C.F.R. §§
404.1520, 416.920) – or continues to be disabled (see 20 C.F.R. §§ 404.1594, 416.994) – within
the meaning of the Social Security Act.
The first step requires the ALJ to determine whether the claimant is engaged in
substantial gainful activity (“SGA”). 20 C.F.R. §§ 404.1520(a)(4)(I), 416.920(a)(4)(I). SGA is
defined as work activity that is both substantial and gainful. “Substantial work activity” is work
activity that involves doing significant physical or mental activities. 20 C.F.R. §§ 404.1572(a),
416.972(a). “Gainful work activity” is work that is usually done for pay or profit, whether or not
a profit is realized. 20 C.F.R. §§ 404.1572(b), 416.972(b). If the claimant has engaged in SGA,
disability benefits are denied, regardless of how severe his physical/mental impairments are and
regardless of his age, education, and work experience. 20 C.F.R. §§ 404.1520(b), 416.920(b). If
the claimant is not engaged in SGA, the analysis proceeds to the second step. Here, the ALJ
MEMORANDUM DECISION AND ORDER - 4
found that Petitioner has not engaged in substantial gainful activity since June 25, 2006, the
alleged onset date. (AR 13).
The second step requires the ALJ to determine whether the claimant has a medically
determinable impairment, or combination of impairments, that is severe and meets the duration
requirement. 20 C.F.R. § 404.1520(a)(4)(ii), 416.920(a)(4)(ii). An impairment or combination
of impairments is “severe” within the meaning of the Social Security Act if it significantly limits
an individual’s ability to perform basic work activities. 20 C.F.R. §§ 404.1520(c), 416.920(c).
An impairment or combination of impairments is “not severe” when medical and other evidence
establish only a slight abnormality or a combination of slight abnormalities that would have no
more than a minimal effect on an individual’s ability to work. 20 C.F.R. §§ 404.1521, 416.921.
If the claimant does not have a severe medically determinable impairment or combination of
impairments, disability benefits are denied. 20 C.F.R. §§ 404.1520(c), 416.920(c). Here, the
ALJ found that Petitioner had the following severe impairments: depression. (AR 13-14).
The third step requires the ALJ to determine the medical severity of any impairments;
that is, whether the claimant’s impairments meet or equal a listed impairment under 20 C.F.R.
Part 404, Subpart P, Appendix 1. 20 C.F.R. §§ 404.1520(a)(4)(iii), 416.920(a)(4)(iii). If the
answer is yes, the claimant is considered disabled under the Social Security Act and benefits are
awarded. 20 C.F.R. §§ 404.1520(d), 416.920(d). If the claimant’s impairments neither meet nor
equal one of the listed impairments, the claimant’s case cannot be resolved at step three and the
evaluation proceeds to step four. Id. Here, the ALJ concluded that Petitioner does not have an
impairment (or combination of impairments) that meets or medically equals a listed impairment
(AR 14).
MEMORANDUM DECISION AND ORDER - 5
The fourth step of the evaluation process requires the ALJ to determine whether the
claimant’s residual functional capacity is sufficient for the claimant to perform past relevant
work. 20 C.F.R. §§ 404.1520(a)(4)(iv), 416.920(a)(4)(iv). An individual’s residual functional
capacity is his ability to do physical and mental work activities on a sustained basis despite
limitations from his impairments. 20 C.F.R. §§ 404.1545, 416.945. Likewise, an individual’s
past relevant work is work performed within the last 15 years or 15 years prior to the date that
disability must be established; also, the work must have lasted long enough for the claimant to
learn to do the job and be engaged in substantial gainful activity. 20 C.F.R. §§ 404.1560(b),
404.1565, 416.960(b), 416.965. Here, the ALJ determined that Petitioner has the residual
functional capacity to perform a full range of work at all exertional levels, but (as to
nonexertional limitations) is limited to simple routine work secondary to his mental impairment.
(AR 14-17).
In the fifth and final step, if it has been established that a claimant can no longer perform
past relevant work because of his/her impairments, the burden shifts to the Commissioner to
show that the claimant retains the ability to do alternate work and to demonstrate that such
alternate work exists in significant numbers in the national economy. 20 C.F.R. §§
404.1520(a)(4)(v), 416.920(a)(4)(v), 404.1520(f), 416.920(f); see also Matthews v. Shalala, 10
F.3d 678, 681 (9th Cir. 1993). If the claimant is able to do other work, he is not disabled; if the
claimant is not able to do other work and meets the duration requirement, he is disabled. Here,
the ALJ found that Petitioner is capable of performing past relevant work as a warehouseman
because, according to the ALJ, such work does not require the performance of work-related
activities precluded by Petitioner’s residual functional capacity. (AR 17).
MEMORANDUM DECISION AND ORDER - 6
B.
Analysis
1.
Whether Petitioner’s Impairment Meets or Equals a Listed Impairment
As discussed above, an ALJ must evaluate the claimant’s impairments to see if they meet
or equal any of the impairments listed in 20 C.F.R. Part 404, Subpart P, Appendix 1. See 20
C.F.R. § 404.1520(d); see also Tackett v. Apfel, 180 F.3d 1094, 1098 (9th Cir. 1999). If any of
the impairments meet or equal a listed impairment, he is deemed disabled. See id.; see also
supra at p. 5.
An impairment meets a listed impairment “only when it manifests the specific findings
described in the set of medical criteria for that listed impairment.” See SSR 83-19; see also 20
C.F.R. § 404.1525. An impairment equals a listed impairment only if the medical findings
(defined as a set of symptoms, signs, and laboratory findings) are at least equivalent in severity
to the set of medical findings for the listed impairment. See Tackett, 190 F.3d at 1099.
“An ALJ must evaluate the relevant evidence before concluding that a claimant’s
impairments do not meet or equal a listed impairment. A boilerplate finding is insufficient to
support a conclusion that a claimant’s impairment” does not meet or equal a listed impairment.
See Lewis v. Apfel, 236 F.3d 503, 512 (9th Cir. 2001). However, the ALJ is not required to state
why a claimant fails to satisfy every criteria of the listing if they adequately summarize and
evaluate the evidence. See Gonzalez v. Sullivan, 914 F.2d 1197, 1200-01 (9th Cir. 1990); Lewis,
236 F.3d at 512.
Plaintiff argues that, contrary to the ALJ’s findings, “he meets the listing of impairments
at 12.04.” See Pet.’s Brief, p. 3 (Docket No. 14). A claimant suffering from an affective
disorder meets the listed severity level for a depressive syndrome if enough listed factors (the “A
MEMORANDUM DECISION AND ORDER - 7
criteria”) are present. See 20 C.F.R. Pt. 404, Subpt. P, App. 1, § 12.04(A). The threshold is not
insignificant, as at least four of the following “A criteria” symptoms must exist: (1) anhedonia or
pervasive loss of interest in almost all activities; (2) appetite disturbance with change in weight;
(3) sleep disturbance; (4) psychomotor agitation or retardation; (5) decreased energy; (6) feelings
of guilt or worthlessness; (7) difficulty concentrating or thinking; (8) thoughts of suicide; or (9)
hallucinations, delusions, or paranoid thinking. See id. Additionally, four or more of the “A
criteria” are not enough; in order to be considered per se disabled, at least two of the following
“B criteria” must also be present: (1) marked restriction of activities of daily living; (2) marked
difficulties in maintaining social functioning; (3) marked difficulties in maintaining
concentration, persistence, or pace; or (4) repeated episodes of decompensation, each of
extended duration. See id at § 12.04(B).
Here, there is no issue surrounding whether the “A criteria” requirements are met; rather,
Petitioner challenges the ALJ’s findings vis à vis the “B criteria” – namely, that:
In activities of daily living, the claimant has no restriction. In social functioning, the
claimant has mild difficulties. With regard to concentration, persistence or pace, the
claimant has no difficulties. As for episodes of decompensation, the claimant has
experienced no episodes of decompensation of extended duration.
(AR 14).2 In doing so, Petitioner repeats the findings contained within Dr. Gardner’s March 9,
2010 “Psychological Assessment.” In that assessment, Petitioner unilaterally assigned those
findings to Listing 12.04's above-referenced “B Criteria,” but without Dr. Gardner having
performed any such related analysis. See Pet.’s Brief, pp. 3-6 (Docket No. 14). This is not
enough.
2
The ALJ’s analytic support for this conclusion related to his subsequent analysis of
Petitioner’s residual functional capacity assessment at the fourth step of the evaluation process.
(AR 14) (“Therefore, the following residual functional capacity assessment reflects the degree of
limitation the undersigned has found in the “paragraph B” mental function analysis.”).
MEMORANDUM DECISION AND ORDER - 8
First, as Petitioner points out, Dr. Gardner found that, among other things, Petitioner:
•
“is tearful at times, mostly early on, as he describes his guilt at not having
better ‘protected’ his family.”
•
“is preoccupied with the job loss and his sense of injustice at that.”
•
“is quite avoidant and withdrawn.”
•
“describe[s] a relatively low level of activity with apathy and difficulty
initiating much activity around the home.”
•
“is significantly socially avoidant and has some apprehension about doing or
saying something wrong.”
•
“is avoidant, apathetic, and struggling with low level of initiative.”
(AR 211-214). However, even though outlining his general findings and observations, Dr.
Gardner does not opine on the particular degree/extent of any perceived limitation. As a
consequence, Dr. Gardner’s opinions are inadequate to establish the existence of at least two “B
criteria” as is required – in other words, simply repeating Dr. Gardner’s general findings (as
Petitioner does here) does not establish that Petitioner has marked restriction of activities of
daily living; marked difficulties in maintaining social functioning; marked difficulties in
maintaining concentration, persistence, or pace; or repeated episodes of decompensation, each of
an extended duration. See supra. Indeed, Dr. Gardner concludes his assessment by saying that
Petitioner’s “[p]rognosis is unclear,” that Petitioner “seem[s] to be a prime candidate for
treatment but has not sought that,” and that “[i]t is unclear whether or not he will rally in
response to his son’s new challenges.” (AR 213). Simply put, Dr. Gardner’s March 9, 2010
“Psychological Assessment” does not establish the existence of at least two “B criteria” as
Petitioner contends.
MEMORANDUM DECISION AND ORDER - 9
Second, and more fundamentally, evidence in the record (including, at times, the March
9, 2010 “Psychological Assessment”) supports the ALJ’s finding that Petitioner’s depression
“does not cause at least two ‘marked’ limitations or one ‘marked’ limitation and ‘repeated’
episodes of decompensation, each of extended duration.” (AR 14). For example:
•
In November 2009, Petitioner described his daily activities as eating,
watching bowling on television, getting on his computer to play games,
watching more television, eating dinner in his room, and sleeping. (AR 157).
•
In November 2009, Petitioner indicated that he has no problems with his
personal care, does not need any special reminders to take care of personal
needs and grooming, does not need help or reminders taking medicine,
prepares his own meals daily, will mow the yard, will sometimes do the
dishes, shops for food two or three times per month, and goes to the bowling
alley a few times per month. (AR 158-161).3
•
In March 2010, Dr. Gardner opined that Petitioner (1) has a history of
“apparently . . . generally getting along adequately on the job”; (2) “is able
to carry out his weekly bowling league”; (3) “is able to travel
independently”; (4) has “grossly intact” judgment for specific task-related
matters “as long as he will exercise it rather than stay in apathy”; and (5) “is
able to manage funds.” (AR 213-214).
•
In March 2010, Dr. Mack Stephenson performed a “Mental Residual
Functional Capacity Assessment” of Petitioner, concluding that Petitioner
was not “markedly limited” in any aspects relating to (1) understanding and
memory, (2) sustained concentration and persistence, (3) social interaction,
or (4) adaptation. (AR 215-216). Furthermore, in a March 2010 “Psychiatric
Review Technique,” Dr. Stephenson noted that Petitioner suffered only one
or two episodes of decompensation, each of an extended duration. (AR 229).
•
In July 2010, nurse practitioner, Jennifer Hickman, noted that Petitioner “is
very active around his son’s home helping with the yard work in the summer
and the winter” and that Petitioner “also does go bowling, and he does
interact with friends there and through that group.” (AR 236). At that time,
Petitioner was prescribed medication for his depression. See id.
3
Through a November 2009 “Function Report Adult - Third Party,” Petitioner’s son,
Kyle D. Mungari, more-or-less confirmed these details. (AR 148-156).
MEMORANDUM DECISION AND ORDER - 10
•
In October 2010, nurse practitioner, Jennifer Hickman, noted that Petitioner
was “amenable to referral to behavioral health at this point” and still “enjoys
going to bowling alley . . . with friends.” (AR 237).
•
In November 2010, Dr. Thomas McKnight’s “Psychiatric Review
Technique” found that Petitioner experienced (1) no restriction of activities
of daily living; (2) mild difficulties in maintaining social functioning; (3)
mild difficulties in maintaining concentration, persistence, or pace, and (4)
no episodes of decompensation, each of extended duration. (AR 251).
Moreover, Dr. McKnight concluded that Petitioner’s situation represented “a
prolonged grieving issue [with] no counseling that would deal well with the
issue (long-term therapy) in six months or less”4 and that Petitioner
independently performed his activities of daily living and had no cognitive
limitations. (AR 253).
It is not this Court’s function to resolve definitively the issue of whether Petitioner’s
impairment meets or equals a listed impairment; instead, the Court is to review the basis of the
ALJ’s decision. It is clear to the undersigned that the ALJ evaluated the record as to this issue,
highlighting those pieces of the record supporting a finding that Petitioner’s depression, while
severe, does not amount to a listed impairment. Therefore, substantial evidence exists to support
the ALJ’s finding in this respect.
2.
Dr. Gardner’s Opinions
Opinions of examining physicians, like Dr. Gardner, are entitled to greater weight than
the opinion of a non-examining physician. See Pitzer v. Sullivan, 908 F.2d 502, 506 (9th Cir.
1990); Gallant v. Heckler, 753 F.2d 1450 (9th Cir. 1984). The ALJ must provide “clear and
convincing” reasons for rejecting the uncontradicted opinion of an examining physician. See
Pitzer, 908 F.2d at 506. Even if the opinion of an examining doctor is contradicted by another
4
Dr. McKnight reiterated as much during the November 29, 2010 hearing, further
opining that Petitioner’s condition “is not a serious issue, and it is certainly not expected to last a
year with even modest treatment” and that Petitioner’s symptoms were based upon self-reports.
(AR 31-36).
MEMORANDUM DECISION AND ORDER - 11
doctor, it can only be rejected for specific and legitimate reasons that are supported by
substantial evidence in the record. See Andrews v. Shalala, 53 F.3d 1035, 1043 (9th Cir. 1995).
Petitioner argues that the ALJ “failed to state sufficient reasons for rejecting the opinion of the
examining consultative examiner, Dr. Gardner.” See Pet.’s Brief, p. 8 (Docket No. 14).
Petitioner’s arguments in this respect are without merit.
First, while Petitioner seems to argue that the ALJ adopted the opinions of Dr. McKnight,
a non-examining physician, over and without appropriate consideration and deference to the
opinions of Dr. Gardner (see id. at pp. 2 & 6), the record does not reflect such an absolute. To be
sure, the ALJ affirmatively relied upon Dr. Gardner’s opinions in deciding (1) whether
Petitioner’s depression met or medically equaled a listed impairment, and (2) Petitioner’s
residual functional capacity, stating:
Additionally, in a March 2010 mental status examination, Dr.
Gardner opined that the claimant’s performance on mental control
tasks was “grossly intact.” Dr. Gardner also observed that the
claimant is able to get along with others no the job and noted he is
able to attend his weekly bowling league. He noted the claimant had
not sought treatment and opined such treatment would be beneficial.
(AR 15-16) (internal citations omitted); see also (AR 17) (ALJ concluding his residual
functional capacity analysis, stating: “In sum, the above residual functional capacity assessment
is supported by Dr. McKnight’s testimony, Ms. Hickman’s reports, and Dr. Gardner’s
observations.” (emphasis added)).
Second, even if one accepted Petitioner’s premise that the ALJ rejected Dr. Gardner’s
opinions in their entirety (or even in any specific part), Petitioner fails to offer any argument how
the consideration of these opinions necessarily results in a finding of disability. See supra. Thus
far, Petitioner has only repeated (with no corresponding argument/analysis) select observations
MEMORANDUM DECISION AND ORDER - 12
from Dr. Gardner’s one-time visit with Petitioner – ostensibly for the purpose of somehow
convincing the undersigned that those “cherry-picked” observations operate as de facto disability
findings. See id. They do not. While Dr. Gardner may have highlighted certain impairments
suffered by Petitioner, he never actually discusses the functional limitations associated with
those impairments within his opinions for the purposes of arriving at a disability determination
under the meaning of the Social Security Act.
Third, even if Dr. Gardner’s opinions arguably suggest a covered disability, they are not
uncontradicted by other medical professionals. For example, as the ALJ stated, both Dr.
McKnight’s and Dr. Stephenson’s findings support a determination of no disability.5 See supra.
These findings, coupled with other evidence in the record – namely, Ms. Hickman’s medical
reports, Petitioner’s statements, and Petitioner’s son’s own statements (see supra) – operate as
specific and legitimate reasons, supported by substantial evidence in the record, to “reject” Dr.
Gardner’s opinions.
From such a record, there is no question that Petitioner suffers from a several severe
impairment (acknowledged by the ALJ (see supra)) that inescapably detrimentally affects him.
However, the ALJ did put forward sufficient reasons for rejecting Dr. Gardner’s ultimate
opinions. See Pet.’s Brief, p. 8 (Docket No. 14). While Dr. Gardner’s assessment may not have
been given the weight Petitioner would have preferred, it was not given independent of the
surrounding medical record. That is, in addition to Dr. Gardner’s opinions being vague and, at
5
On this particular point, Dr. McKnight dismissed Dr. Gardner’s March 9, 2010
“Psychological Assessment,” stating in no uncertain terms that it is “not supported by [the]
report or the limited record.” (AR 253).
MEMORANDUM DECISION AND ORDER - 13
times, contradictory in their ultimate conclusions (see supra), they are also arguably at odds with
other evidence in the record.
In its proper role in deciding these matters, as a general rule, this Court cannot and should
not independently resolve the conflicting opinions and ultimately decide whether Petitioner is
once-and-for-all disabled as that term is used within the Social Security regulations. Rather, this
Court assesses whether the ALJ’s decision – whatever that may be – is supported by the record.
With this in mind, given the conflicting medical opinions concerning Petitioner’s alleged mental
impairment, the ALJ need only offer specific and legitimate reasons, supported by substantial
evidence in the record, for rejecting Dr. Gardner’s medical opinion. See supra. Because the
evidence can reasonably support the ALJ’s conclusion in these respects, this Court will not
substitute its judgment for that of the ALJ’s. See Richardson, 402 U.S. at 401; Matney, 981 F.2d
at 1019.
3.
Petitioner’s Credibility
Petitioner also takes issue with the ALJ’s conclusion that Petitioner’s statements
concerning the intensity, persistence, and limiting effects of his symptoms are not credible. See
Pet.’s Brief, pp. 8-10 (Docket No. 14). As the trier of fact, the ALJ is in the best position to
make credibility determinations and, for this reason, his determinations are entitled to great
weight. Anderson v. Sullivan, 914 F.2d 1121, 1124 (9th Cir. 1990). In evaluating a claimant’s
credibility, the ALJ may consider claimant’s reputation, inconsistencies either in testimony or
between testimony and conduct, daily activities, past work record, and testimony from
physicians and third parties concerning the nature, severity, and effect of the alleged symptoms.
Light v. Social Security Admin., 119 F.3d 789, 791 (9th Cir. 1997). In short, “[c]redibility
MEMORANDUM DECISION AND ORDER - 14
decisions are the province of the ALJ.” Fair v. Bowen, 885 F.2d 597, 604 (9th Cir. 1989). It
should be noted, however, that to reject a claimant’s testimony, the ALJ must make specific
findings stating clear and convincing reasons for doing so. See Holohan v. Massanari, 246 F.3d
1195, 1208 (9th Cir. 2001) (citing Reddick v. Chater, 157 F.3d 715, 722 (9th Cir. 1998)). Here,
the ALJ provided sufficient reasons for calling into question Petitioner’s credibility.
The ALJ highlighted evidence suggesting that Petitioner may not have been entirely
objective when describing his alleged inability to work. (AR 15-17). For example, despite
Petitioner’s alleged inability to be gainfully employed, he is able to play games on his computer,
prepare his meals, help with yard maintenance and dishes, go shopping, and goes bowling with
friends.6 See supra. Petitioner contests certain of the details and extent of such activities, but the
ALJ could reasonably conclude that such information indicates that Petitioner is not disabled to
the extent he claims or, simply, not motivated or interested in working, thus compromising the
persuasiveness of his efforts to obtain disability benefits. The ALJ properly incorporated these
findings in questioning Petitioner’s credibility.
These reasons, together with the balance of potentially conflicting medical evidence (see
supra), offer clear and convincing explanations as to why the ALJ did not find Petitioner entirely
credible. The ALJ’s conclusion, while potentially at odds with another’s interpretation of that
same evidence, is nonetheless supported by substantial evidence in the record. As required by
6
Petitioner’s argument that “the record demonstrates that he does not see or have regular
activities with people outside of the bowling alley” (see Pet.’s Brief, p. 9 (Docket No. 14)) is
unpersuasive toward buttressing Petitioner’s credibility. The fact that Petitioner is apparently
capable of socializing with friends on a semi-regular basis while bowling contrasts with
Petitioner’s claim that he altogether “ha[s] no desire to do anything” (AR 143).
MEMORANDUM DECISION AND ORDER - 15
controlling law, the ALJ will not be second-guessed here. See Batson v. Commissioner of Social
Security Admin., 359 F.3d 1190, 1193 (9th Cir. 2004) (“[t]he Commissioner’s findings are upheld
if supported by inferences reasonably drawn from the record, and if evidence exists to support
more than one rational interpretation, we must defer to the Commissioner’s decision.”) (internal
citations omitted).
IV. CONCLUSION
The ALJ is the fact-finder and is solely responsible for weighing and drawing inferences
from facts and determining credibility. See Allen, 749 F.2d at 579; Vincent ex. rel. Vincent, 739
F.2d at 1394; Sample, 694 F.2d at 642. If the evidence is susceptible to more than one rational
interpretation, one of which is the ALJ’s, the court may not substitute its own interpretation for
that of the ALJ. Key, 754 F.2d at 1549.
As to the ALJ’s determination regarding (1) whether Petitioner’s depression met or
equaled a listed impairment, (2) Dr. Gardner, and (3) Petitioner’s credibility, the evidence upon
which the ALJ relied can reasonably and rationally support his well-formed conclusions, despite
the fact that such evidence may be susceptible to a different interpretation by others. Therefore,
I conclude that the Commissioner’s determination that Petitioner is not disabled within the
meaning of the Social Security Act is supported by substantial evidence in the record and is
based upon an application of proper legal standards.
///
///
///
///
MEMORANDUM DECISION AND ORDER - 16
V. ORDER
Based on the foregoing, Petitioner’s Petition for Review (Docket No. 1) is DENIED, the
decision of the Commissioner is AFFIRMED, and this action is DISMISSED in its entirety, with
prejudice.
DATED: March 29, 2013
Honorable Ronald E. Bush
U. S. Magistrate Judge
MEMORANDUM DECISION AND ORDER - 17
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