Hogle v. Baldwin et al
Filing
24
ORDER AND OPINION entered by Judge Joe Billy McDade on 9/18/2017: IT IS ORDERED that the Correctional Defendants' Partial Motion to Dismiss (Doc. 7 ) and the Medical Defendants' and Wexford's Motion to Dismiss (Doc. 13 ) are granted. Plaintiff is granted twenty-one days to file a second amended complaint curing her deficiencies as noted. SEE FULL WRITTEN ORDER. (JRK, ilcd)
E-FILED
Monday, 18 September, 2017 04:10:40 PM
Clerk, U.S. District Court, ILCD
UNITED STATES DISTRICT COURT
CENTRAL DISTRICT OF ILLINOIS
PEORIA DIVISION
DONNA HOGLE, as Administrator of the )
Estate of Patrick A. Regan, Deceased,
)
)
Plaintiff,
)
)
v.
)
)
JOHN BALDWIN, Illinois Department of )
Corrections Director, MELVIN HINTON, )
WEXFORD HEALTH SOURCES, INC., )
GUY PIERCE, Pontiac Correctional
)
Center Warden, LINDA DUCKWORTH, )
STEPHEN LANTERMAN, KELLY
)
HAAG, REZWAN KAHN, UNKNOWN
)
EMPLOYEES OF ILLINOIS
)
DEPARTMENT OF CORRECTIONS,
)
UNKNOWN MEDICAL DIRECTOR OF )
PONTIAC CORRECTIONAL CENTER
Case No. 1:17-cv-01059-JBM-JEH
Respondents.
ORDER & OPINION
The matter is before the Court on Defendants’ Motions to Dismiss. (Docs. 7,
13). For the reasons explained below, Defendants John Baldwin, Melvin Hinton, and
Guy Pierce’s Partial Motion to Dismiss (Doc. 7) is granted. Defendants Kelly Haag,
Linda Duckworth, Stephen Lanterman, Dr. Rezwan Kahn, and Wexford Health
Sources, Inc.’s Motion to Dismiss (Doc. 13) is granted. Plaintiff has twenty-one days
to file a second amended complaint to cure the deficiencies as noted.
1
BACKGROUND 1
While an inmate in the custody of Pontiac Correctional Center (“Pontiac”)
located in Pontiac, Illinois, Patrick A. Regan hanged himself in his cell on February
10, 2016. (Doc. 2, ¶ 37). Regan had previously been diagnosed with Post Traumatic
Stress Disorder (“PTSD”), Bipolar Disorder, General Anxiety Disorder, Depression,
and Borderline Personality Disorder. Id. at ¶2. Regan had been transferred between
numerous facilities, including DeKalb County Jail (“DeKalb”), Vienna Correctional
Center (“Vienna”), and Pinckneyville Correctional Center (“Pinckneyville”), before
arriving at Pontiac on July 1, 2015. Id. at ¶¶31-35. While housed at Vienna,
Pinckneyville, and Pontiac, Regan was seeing psychiatrists, attending therapy, and
he was prescribed various psychotropic medications. Id. at ¶36. Regan had previously
attempted suicide by hanging at DeKalb. Id. at ¶31.
While at Pontiac, Regan insisted he remain in a cell alone because he feared
for himself in that he might harm himself and his cellmates in response to his PTSD
triggers. Id. at ¶¶5-6. Prior to the fateful day of February 10, 2016, Regan had not
been seen by medical staff in eleven days. Id. at ¶37. Between January 23, 2016, and
January 30, 2016, Regan met with four of the defendants, all of whom are employed
by Wexford Health Sources, Inc. (“Wexford”): clinical social worker Kelly Haag, nurse
Linda Duckworth, clinical social worker Stephen Lanterman, and Dr. Rezwan Kahn
(collectively referred to as the “Medical Defendants”). Id. at ¶40. On January 23,
For purposes of the instant motions, the Court accepts the following facts alleged by
Plaintiff as true. See Killingsworth v. HSBC Bank Nev., N.A., 507 F.3d 614, 618 (7th
Cir. 2007).
1
2
2016, Haag recommended that Regan remain on a ten-minute watch due to potential
for self-harm. Id. at ¶41. The following day, Duckworth recommended that Regan be
placed on fifteen-minute watches. Id. at ¶42. On January 25, 2016, Lanterman
recommended that Regan be taken off crisis watch, with seven-day mental health
professional and medical doctor follow-ups. Id. at ¶43. On January 30, 2016, Regan
was seen by Dr. Kahn, prescribed psychotropic medications, and no follow-up sessions
were scheduled before Regan took his life on February 10th. Id. at ¶39.
On February 6, 2017, Plaintiff filed an eleven-count complaint against the
Defendants. 2 Counts I-IV allege violations of the Fourteenth Amendment under 42
U.S.C. § 1983 against Illinois Department of Corrections (the “IDOC”) Director, John
Baldwin, Chief of Mental Health Services for the IDOC, Melvin Hinton, Unknown
Medical Director of Pontiac, Wexford, the Medical Defendants, Warden of Pontiac,
Guy Pierce, and Other Unknown Employees of the IDOC for failing to (1) supervise
Regan, (2) provide him with needed medical care, and (3) assess and treat Regan’s
mental health issues in a timely manner. (Doc. 2 at 13-23). Counts V-VII allege
violations of Title II of the Americans with Disabilities Act (“ADA”), 42 U.S.C.
§§12131-12134, and the Rehabilitation Act, against Baldwin, Hinton, Unknown
Medical Director of Pontiac, and Wexford for failing and refusing to accommodate
Regan’s medical and mental health disabilities. Id. at 23-30. Count VIII alleges that
On February 7, 2017, the Court entered an order striking Plaintiff’s original
complaint because it contained the names of individuals known to be a minor and
original signatures. In compliance with Local Rule 5.11 and Federal Rule of Civil
Procedure 5.2, Plaintiff filed a redacted Amended Complaint on February 8, 2017.
(Doc. 2).
2
3
Wexford is liable for damages under Monell v. Department of Social Services of City
of New York, 436 U.S. 658 (1978), for failing to establish and/or implement policies,
practices, and procedures to ensure that Pontiac inmates received appropriate
medical care. Id. at 31-32. Counts IX-XI allege wrongful death claims under Illinois
law against Baldwin, Hinton, Unknown Medical Director of Pontiac, and Wexford.
Id. at 32-37.
On March 9, 2017, Defendants Baldwin, Hinton, and Pierce (collectively the
“Correctional Defendants”) filed a Partial Motion to Dismiss. (Doc. 7). Their
arguments are threefold: (1) Pierce and Baldwin are entitled to Eleventh Amendment
sovereign immunity from damages under §1983 in their official capacities; (2)
Plaintiff is not entitled to relief under the ADA or the Rehabilitation Act from Hinton
in his individual capacity; and (3) this Court lacks jurisdiction over Plaintiff’s
wrongful death claim against Baldwin because the Illinois Court of Claims possesses
exclusive jurisdiction over that claim. (Doc. 8).
On April 3, 2017, the Medical Defendants and Wexford filed a Motion to
Dismiss, (Doc. 13), arguing that Plaintiff fails to state a claim under the Fourteenth
Amendment against all Defendants, and that she fails to state a claim for wrongful
death or under the ADA and Monell against Wexford. (Doc. 14). The Medical
Defendants and Wexford also argue that Plaintiff is improperly attempting to hold
Wexford vicariously liable for the conduct of its employees. Id. at 5.
Plaintiff has responded to both motions and they are ready for decision. (Docs.
18, 20).
4
LEGAL STANDARD
In ruling on a motion to dismiss for failure to state a claim pursuant to Federal
Rule of Civil Procedure 12(b)(6), “the court must treat all well-pleaded allegations as
true and draw all inferences in favor of the non-moving party.” In re marchFIRST
Inc., 589 F.3d 901, 904 (7th Cir. 2009). The complaint must contain “a short and plain
statement of the claim showing that the pleader is entitled to relief.” FED. R. CIV. P.
8(a)(2). Furthermore, the complaint must “give the defendant fair notice of what the
. . . claim is and the grounds upon which it rests.” Bell Atl. Corp. v. Twombly, 550
U.S. 544, 555 (2007).
To survive a motion to dismiss, a plaintiff’s complaint must contain sufficient
detail to give notice of the claim, and the allegations must “plausibly suggest that the
plaintiff has a right to relief, raising that possibility above a ‘speculative level.’”
EEOC v. Concentra Health Servs., Inc., 496 F.3d 773, 776 (7th Cir. 2007) (quoting
Twombly, 550 U.S. at 555). The plausibility standard requires enough facts to
“present a story that holds together,” but does not require a determination of
probability. Swanson v. Citibank, N.A., 614 F.3d 400, 404 (7th Cir. 2010). Though
detailed factual allegations are not needed, a “formulaic recitation of the elements of
a cause of action will not do.” Twombly, 550 U.S. at 555.
DISCUSSION
I.
PLAINTIFF’S § 1983 CLAIMS PURSUANT TO THE FOURTEENTH AMENDMENT
AGAINST VARIOUS DEFENDANTS FAIL
Before the Court are two separate motions: a partial motion to dismiss filed by
the Correctional Defendants and a motion to dismiss filed by the Medical Defendants
5
and Wexford. While the Court intends to analyze each motion separately below, there
is one issue that is applicable to both the Correctional Defendants and Wexford that
the Court will address first.
Counts I-IV of Plaintiff’s amended complaint bring causes of action under 42
U.S.C. § 1983 pursuant to the Fourteenth Amendment against Baldwin, Hinton,
Unknown Medical Director of Pontiac, Wexford, Pierce, and Other Unknown
Employees of the IDOC. Count VIII also seeks damages under Monell against
Wexford for alleged Fourteenth Amendment violations. A pre-trial detainee’s
constitutional right to adequate medical care derives from the Fourteenth
Amendment, while the same right for a convicted prisoner derives from the Eighth
Amendment. See Smith v. Dart, 803 F.3d 304, 310 (7th Cir. 2015). At all relevant
times, Regan was a convicted prisoner serving a three-year sentence with the IDOC.
(Doc. 2, ¶ 32). Therefore, Regan’s constitutional right to receive adequate medical
treatment while incarcerated derives from the Eighth Amendment.
Plaintiff concedes that she mistakenly pleaded her § 1983 claims under the
Fourteenth Amendment rather than the Eighth Amendment. Because these
deficiencies can be cured, Plaintiff is granted twenty-one days to file a second
amended complaint curing her deficiencies.
II.
THE CORRECTIONAL DEFENDANTS’ PARTIAL MOTION TO DISMISS
The Correctional Defendants argue that (1) Pierce and Baldwin are entitled to
Eleventh Amendment sovereign immunity from damages under § 1983 in their
official capacities; (2) Plaintiff is not entitled to relief under the ADA or the
6
Rehabilitation Act from Hinton in his individual capacity; and (3) this Court lacks
jurisdiction over Plaintiff’s wrongful death claim against Baldwin because the Illinois
Court of Claims possesses exclusive jurisdiction over that claim. (Doc. 8). The Court
will address each argument in turn.
A. Baldwin and Pierce Are Entitled to Eleventh Amendment
Immunity in Their Official Capacities
Count I of the amended complaint sues Baldwin in his official capacity under
§ 1983, and Count IV sues Pierce in his individual and official capacities under §
1983. 3 “Section 1983 provides a federal forum to remedy many deprivations of civil
liberties, but it does not provide a federal forum for litigants who seek a remedy
against a State [or its agencies] for alleged deprivations of civil liberties.” Will v. Mich.
Dep’t of State Police, 109 S.Ct. 2304, 2309 (1989). “The Eleventh Amendment bars
such suits unless the State [or its agency] has waived its immunity,” and in passing
§ 1983, Congress “had no intention to disturb the States’ Eleventh Amendment
immunity . . . .” Id. at 2309-10. Neither the IDOC nor Illinois has consented to suits
for damages under § 1983. Ford v. Lane, 714 F.Supp. 310, 313 (N.D. Ill. 1989) (citing
Duckworth v. Franzen, 780 F.2d 690, 695 (7th Cir. 1987), cert. denied, 476 U.S. 321
(1986)).
“It is well-established that suits against government officials in their official
capacity are suits against the governmental entity of which the officer is an agent.”
In Plaintiff’s amended complaint, she explicitly sues Baldwin in his official
capacity, (Doc. 2 at ¶ 19), and Pierce in his individual capacity. Id. at ¶ 24.
However, in her brief, Plaintiff indicates that she is also suing Pierce in his official
capacity. (Doc 18 at 3).
3
7
Ames v. Randle, 933 F.Supp.2d 1028, 1038 (N.D. Ill. 2013) (citing Kentucky v.
Graham, 473 U.S. 159, 165-66 (1985)). Likewise, it is well-settled that neither a State
nor its officials acting in their official capacities are “persons” subject to an action for
damages under § 1983. Will, 109 S.Ct. at 2312. While the Eleventh Amendment bars
actions for damages in federal court against a state, state agencies, or state officials
acting in their official capacities, it does not bar suits against state officials if they
are sued in their official capacities for “prospective equitable relief” to remedy
“ongoing violations of federal law,” or in their individual capacities for damages under
§ 1983. Mutter v. Rodriguez, ---F. App’x--- 2017 WL 3588306, *2 (7th Cir. Aug. 21,
2017). As such, to the extent Plaintiff seeks damages from Baldwin and Pierce in
their official capacity for money damages, § 1983 does not permit such an action and
her action is therefore barred. See Ford v. Page, 169 F.Supp.2d 831, 841 (N.D. Ill.
2001) (noting that, to the extent Plaintiff alleged § 1983 claims for damages against
Pontiac Correctional officials in their official capacities, those claims were barred);
Ames, 933 F.Supp.2d at 1038 (dismissing § 1983 claims for damages against the IDOC
Director and other IDOC employees in their official capacities).
Plaintiff requests leave to file an amended pleading to correct the deficiencies
in her complaint. But because Regan is deceased and necessarily no longer in IDOC
or Pontiac custody, prospective injunctive relief is not available against either Pierce
or Baldwin in their official capacities. See Henderson v. Sheahan, 196 F.3d 839, 849
n. 3 (7th Cir. 2000); Diaz v. Hart, No. 08-5621, 2010 WL 849654, *9 (N.D. Ill. Mar. 8,
8
2010). Therefore, Plaintiff’s request to amend is denied and her § 1983 official
capacity claims against Pierce and Baldwin are dismissed. 4
B. Hinton May Not be Sued Under the ADA or the Rehabilitation Act
Count VI of the amended complaint sues Hinton, Chief of Mental Health
Services for the IDOC, under Title II of the ADA and the Rehabilitation Act. As a
general rule, there is no personal liability under Title II of the ADA or the
Rehabilitation Act. Stanek v. St. Charles Cmty. Unit Sch. Dist. No. 303, 783 F.3d 634,
644 (7th Cir. 2015). The only proper defendant in a claim under the ADA and/or
Rehabilitation Act is the state agency (or a state official acting in his or her official
capacity); employees of the DOC are not amendable to suit under either Act. See Jaros
v. Ill. Dep’t of Corr., 684 F.3d 667, 672 (7th Cir. 2012); Legore v. Allsup, No. 16-1137,
2017 WL 131578, *4 (S.D. Ill. Jan. 13, 2017) (citing 29 U.S.C. § 794(b); 42 U.S.C. §
12131)).
Plaintiff requests leave to file an amended pleading to correct the deficiencies
in her complaint. However, Count V already alleges ADA and Rehabilitation Act
claims against the proper defendant, Baldwin, in his official capacity as director of
the IDOC. Therefore, Plaintiff’s request to amend is denied and her ADA and
Rehabilitation Act claims against Hinton are dismissed. See Strominger v. Brock, No.
10-0158, 2014 WL 268444, *6 (S.D. Ind. Jan. 23, 2014) (dismissing ADA and
Of course, if Plaintiff fails to amend her complaint to assert Eighth Amendment
claims instead of Fourteenth Amendment claims, all of her § 1983 claims will be
dismissed in their entirety.
4
9
Rehabilitation Act claims against individual defendants as duplicative since the DOC
was also named as a defendant).
C. The Court Lacks Jurisdiction Over Plaintiff’s Wrongful Death
Claim Against Baldwin
Count IX of the amended complaint asserts a wrongful death claim against
Baldwin. The Correctional Defendants argue that this Court lacks jurisdiction over
this claim because the Illinois Court of Claims possesses exclusive jurisdiction over
all tort claims brought against the State or its agencies.
Under the Illinois State Lawsuit Immunity Act (“ISLIA”), 745 ILSC 5/0.01 et
seq., the State of Illinois “shall not be made a defendant or party in any court” except
as provided in either the Illinois Public Labor Relations Act, 5 ILCS 315/1 et seq., or
the Illinois Court of Claims Act, 705 ILCS 505.1 et seq. 745 ILCS 5/1. The Court of
Claims Act vests exclusive jurisdiction in the Court of Claims in all actions “against
the State founded upon any law of the State of Illinois.” 705 ILCS 505/8(a). 5 “Under
Illinois law, a claim against individual officers will be considered a claim against the
state, even when . . . the officials are sued in their individual capacities, if ‘judgment
for the plaintiff could operate to control the actions of the State or subject it to
liability.’” Richman v. Sheahan, 270 F.3d 430, 441 (7th Cir. 2001) (citing Currie v.
Lao, 148 Ill.2d 151, 158 (Ill. 1992)). “If the state law claim is deemed to be against the
state, then it must be dismissed.” Id.
State sovereign immunity rules apply to state-law causes of action brought in
federal court against state officials. See Omosegbon v. Wells, 335 F.3d 668, 673 (7th
Cir. 2003).
5
10
“An agent’s conduct will be attributed to the state for purposes of sovereign
immunity if: ‘(1) [there are] no allegations that an agent or employee of the State
acted beyond the scope of his authority through wrongful acts; (2) the duty alleged to
have been breached was not owed to the public generally independent of the facts of
State employment; and (3) . . . the complained-of actions involve matters ordinarily
within that employee’s normal and official functions of the State.’” Id. (citing Healy
v. Vaupel, 133 Ill.2d 295, 308 (Ill. 1990)) (internal citations omitted). “Sovereign
immunity affords no protection, however, when it is alleged that the State’s agent
acted in violation of statutory or constitutional law or in excess of his authority.” Id.
(citing Healy, 133 Ill.2d at 308).
Plaintiff argues that sovereign immunity does not apply here because she
alleges that Baldwin enforced unconstitutional policies that resulted in inadequate
mental health treatment for patients. However, in support of her wrongful death
claim, Plaintiff alleges in her amended complaint that Regan’s death was proximately
caused by the neglect, default, and/or willful and wanton conduct of Baldwin. (Doc. 2,
¶ 140). In Richman, 270 F.3d at 441, the Seventh Circuit held that a wrongful death
claim was effectively against the state where it was not dependent on the alleged
constitutional violation of the defendant, but instead on a theory of willful and
wanton negligence, so the exception to immunity for unconstitutional conduct did not
apply. Applying these principles, Plaintiff’s wrongful death claim as it currently reads
is also one against the state. Id. Because this deficiency may be cured, Plaintiff has
twenty-one days to file a second amended complaint curing these deficiencies.
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III.
THE MEDICAL DEFENDANTS’ AND WEXFORD’S MOTION TO DISMISS
The Medical Defendants and Wexford argue that Plaintiff fails to state a claim
for wrongful death or under the ADA and Monell against Wexford. (Doc. 14). They
also argue that Plaintiff is improperly attempting to hold Wexford vicariously liable
for the conduct of its employees. Id. at 5. The Court will address each argument in
turn.
A. Plaintiff Fails to State a Claim Under the ADA and the
Rehabilitation Act Against Wexford
Count VII of the amended complaint states a claim under the ADA and the
Rehabilitation Act against Wexford. Defendants argue that Plaintiff has failed to
state a claim under either Act against Wexford because (1) Wexford is not a public
entity subject to suit under Title II of the ADA; (2) Plaintiff has not alleged that
Wexford receives federal funds as required for liability under the Rehabilitation Act;
and (3) Plaintiff’s claims are not based on denial of access to a program or service.
(Doc. 14 at 7-10).
To state a claim under Title II of the ADA, a plaintiff must allege that he is a
“qualified individual with a disability, that he was denied the benefits of the services,
programs, or activities of a public entity, or otherwise subjected to discrimination by
such an entity, and that the denial or discrimination was by reason of his disability.”
Wagoner v. Lemmon, 778 F.3d 586, 592 (7th Cir. 2015) (internal citations omitted). A
Rehabilitation Act claim is “functionally identical” to an ADA claim: it requires the
plaintiff to allege that (1) he is a qualified person (2) with a disability and (3) the
defendant denied him access to a program or activity because of his disability. Id.
12
(citing Jaros, 684 F.3d at 672). Although, Rehabilitation Act claims are not restricted
to public entities, Ruffin v. Rockford Memorial Hosp., 181 F.App’x 582, 584 n. ** (7th
Cir. 2006), and the relevant entity must accept federal funds. Wagoner, 778 F.3d at
592.
First, Plaintiff’s claim under Title II of the ADA fails because Wexford is not a
public entity. Title II defines a “public entity” as “(A) any State or local government;
(B) any department, agency, special purpose district, or other instrumentality of a
State or States or local government; and (C) the National Railroad Passenger
Corporation, and any commuter authority (as defined in section 24102(4) of Title 49).”
42 U.S.C. § 12131(1). Wexford is a private corporation.
Plaintiff argues that, because Wexford has contracted to provide medical
services for the IDOC, it is an instrumentality of the State of Illinois (through the
IDOC). Majority of courts have rejected the argument that a private entity becomes
an “instrumentality of the State” merely by contracting with a public entity for the
provision of some service. See Edison v. Douberly, 604 F.3d 1307, 1310 (11th Cir.
2010) (“[A] private corporation is not a public entity merely because it contracts with
a public entity to provide some service.”); Maxwell v. S. Bend Work Release Ctr., 787
F.Supp.2d 819, 821 (N.D. Ind. 2011) (privately-owned company that contracted with
the Indiana Department of Corrections was not a public entity under Title II); Hahn
v. Linn County, 191 F.Supp.2d 1051, 1055 n. 2 (N.D. Iowa 2002) (“Title II limits its
liability to a public entity and . . . a contractual relationship between a private
13
corporation and a county government does not transform the private corporation into
a ‘public entity.’”). Plaintiff’s ADA claim against Wexford is therefore dismissed.
Second, Plaintiff fails to state a claim for relief under the Rehabilitation Act
against Wexford. Like an ADA claim, key to Rehabilitation Act claims is an exclusion,
denial, or differential treatment because of the disability. Plaintiff does not allege
that Regan was excluded from programs or activities, denied benefits, or treated
differently from other inmates because of his disability. To the contrary, Plaintiff
pleads that Regan was “seeing psychiatrists, attending individual and group therapy
sessions, along with being prescribed various psychotropic medications” while he was
at Pontiac. (Doc. 2 at ¶36). Plaintiff’s allegations in her complaint revolve around the
Defendants’ failure to provide adequate mental health care while incarcerated at
Pontiac. Id. at ¶48. This is insufficient to state a claim under the Rehabilitation Act.
See Miller v. Kozel, No. 10-5381, 2010 WL 5060267, *5 (N.D. Ill. Dec. 6, 2010)
(dismissing with prejudice ADA and Rehabilitation Act claims in a jail suicide case
because Plaintiff did not allege that the deceased was denied anything because of his
disability); Cousins v. Ind. Dep’t of Corrections, No. 15-531, 2016 WL 5871647, *4
(N.D. Ind. Oct. 6, 2016) (dismissing Plaintiff’s Rehabilitation Act and ADA claims
because the “essence of Plaintiffs’ factual allegations is that Cousins did not receive
proper treatment for his mental illness,” and noting that “the ADA and Rehabilitation
Act do not create remedies for medical malpractice.”). Plaintiff has twenty-one days
to file a second amended complaint curing the deficiencies in her Rehabilitation Act
claim if she can in good faith do so.
14
B. Wexford Cannot be Held Vicariously Liable for the Alleged
Constitutional Violations of its Employees
Plaintiff brings a § 1983 claim against Wexford in Count III of her amended
complaint. She alleges that the Medical Defendants were acting within the scope of
their employment at Wexford and under color of law when they deliberately
disregarded the immediate and serious threat to the mental health and well-being of
persons at Pontiac in need of mental health treatment. (Doc. 2, ¶¶87-88). Plaintiff
further alleges that Wexford should be held liable under § 1983 because the Medical
Defendants caused Regan’s suicide. Id. at ¶92.
Defendants correctly argue that Count III sounds in respondeat superior
liability. It is well-settled that respondeat superior is not a basis for rendering private
corporations liable under § 1983 for the constitutional torts of their employees.
Shields v. Ill. Dep’t of Corrections, 746 F.3d 782, 790 (7th Cir. 2014). A private
corporation cannot be held liable under § 1983 unless the constitutional violation was
caused by an unconstitutional policy or custom of the corporation itself. Id. (affirming
summary judgment in Wexford’s favor because it could not be held vicariously liable
for the constitutional violations of its employees). Count III does not allege that
Wexford was enforcing an unconstitutional policy or custom. Count VIII, on the other
hand, explicitly alleges a Monell claim against Wexford. Thus, to the extent Count III
of Plaintiff’s amended complaint attempts to hold Wexford vicariously liable for the
alleged constitutional violations of the Medical Defendants, that claim must be
dismissed.
C. Plaintiff Has Failed to State a Claim Under Monell Against Wexford
15
Count VIII of the amended complaint alleges a Monell claim against Wexford.
Monell v. New York City Dep’t of Social Services, 436 U.S. 658 (1978), held that
municipalities, like other state actors, are subject to liability under § 1983 when their
policies subject, or cause to be subjected, any U.S. citizen to the deprivation of a
constitutional right. A private corporation, such as Wexford, that has contracted to
provide essential government services is treated the same as municipalities for
liability purposes under § 1983. Glisson v. Ind. Dep’t of Corrections, 849 F.3d 372,
378-39 (7th Cir. 2017); Minix v. Canarecci, 597 F.3d 824, 832 (7th Cir. 2010). Liability
attaches to Wexford only if it had an unconstitutional policy or practice that caused
Regan’s alleged constitutional deprivations. To state a Monell claim, a plaintiff must
allege that his constitutional violation was “caused by (1) an express municipal policy;
(2) a widespread, though unwritten, custom or practice; or 3) a decision by a
municipal agent with ‘final policymaking authority.’” Milestone v. City of Monroe,
Wis., 665 F.3d 774, 780 (7th Cir. 2011) (citing Darchak v. City of Chi. Bd. of Educ.,
580 F.3d 622, 629 (7th Cir. 2009)).
In support of her Monell claim, Plaintiff alleges that Regan’s death was caused
by Wexford when it, with deliberate indifference: (a) failed to establish and/or
implement policies, practices and procedures to ensure that inmates at Pontiac
receive appropriate medical care for serious physical and mental health needs, and if
necessary, health care services outside the jail; (b) failed to establish and/or
implement policies, practices and procedures to ensure that inmates at Pontiac
receive appropriate medical care for serious medical and mental health needs; (c)
16
failed to adequately assess and provide adequate care and treatment for inmates who
are a danger to themselves or others at Pontiac; (d) failed to adequately monitor the
deteriorating mental health conditions of inmates; (e) failed to ensure thorough
training, supervision and discipline that medical staff at Pontiac, in necessary
circumstances, make a referral for health care services outside the jail; (f) failed to
ensure thorough training, supervision and discipline that correctional and medical
staff adequately communicate and document inmates’ deteriorating mental health
conditions; (g) failed to ensure thorough training, supervision and discipline that
correctional and medical staff properly respond to inmates’ deteriorating mental
health conditions; (h) failed to contract for medical and mental health services in a
manner so that financial incentives would not affect referring inmates for health care
services outside the jail; and (i) possessed knowledge of deficiencies in the policies,
practices, customs and procedures concerning inmates, and approved and/or
deliberately turned a blind eye to these deficiencies. (Doc. 2, ¶136(a)-(i)).
Boilerplate allegations that repeat the elements of a Monell claim without any
further factual content are dismissed for failure to state a claim. Dennis v. Curran,
No. 16-6014, 2017 WL 264497, *5 (N.D. Ill. Jan. 20 2017); Falk v. Perez, 973
F.Supp.2d 850, 864 (N.D. Ill. 2013). Plaintiff has not provided facts to support
allegations of a formal policy, or of repeated incidents suggesting a pattern or practice
of indifference by Wexford. For example, in Holman v. Wexford Health Sources, Inc.,
14-1439-JES-JEH (C.D. Ill. Nov. 13, 2014), it was sufficient that Plaintiff alleged that
Wexford had a widespread practice of compromising care to increase profit, and that
17
an employee-doctor acted pursuant to that practice when he refused to grant hospital
staff authority to conduct a procedure on Plaintiff. (Doc. 40). And in Rendon v.
Wexford Health Sources, Inc., No. 10-1410, 2011 WL 2669211, *11 (C.D. Ill. July 7,
2011), Plaintiff alleged that Wexford had a custom and practice of failing to process
medical requests, failing to train employees, and failing to properly staff jails. To
support this allegation, Plaintiff pleaded facts regarding problems that Wexford
encountered at other facilities in Illinois, New Mexico, Washington, and
Pennsylvania. Id. Plaintiff also alleged facts showing that Dwight Correctional
Facility, where Plaintiff was housed, was recently evaluated and it was determined
that the Facility had significant medical intake problems for mental health patients.
Id. By contrast, the gist of Hogle’s claim is that Wexford staff failed to give proper
care to Regan for his mental health needs. As the amended complaint currently reads,
Plaintiff has not plausibly alleged a Monell claim against Wexford. Because these
deficiencies can be cured, Plaintiff has twenty-one days to file a second amended
complaint curing the deficiencies.
D. Plaintiff Has Failed to Properly Plead a Claim Under the Illinois
Wrongful Death Act Against Wexford
Count XI of Plaintiff’s amended complaint asserts a wrongful death claim
against Wexford pursuant to the Illinois Wrongful Death Act (“IWDA”), 740 ILCS
180/1. The IWDA “permits an action for damages whenever the death of a person is
caused by a wrongful act or neglect and if the person injured, had they survived, could
have brought an action for damages.” Seef v. Sutkus, 145 Ill.2d 336, 337 (Ill.1991).
“[A] plaintiff seeking damages for ‘medical, hospital, or other health art malpractice’
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must attach to his complaint either (1) an affidavit confirming that he has reviewed
the facts of the case with a health care professional and that the professional believes
that there is a ‘reasonable and meritorious cause for the filing of such action,’ as well
as a copy of the professional’s written report on the case, or (2) an affidavit stating an
acceptable reason why such an opinion and report could not be obtained.” Hahn v.
Walsh, 762 F.3d 617, 628 (7th Cir. 2014) (citing 735 ILCS 5/2-622(a)). “The failure to
file a certificate required by this Section shall be grounds for dismissal.” 735 ILCS
5/2-622(g).
Plaintiff admittedly did not file the required certificate with her complaint, and
her claim must therefore be dismissed without prejudice. Walsh, 762 F.3d at 633-34.
Because this deficiency can be cured, Plaintiff has twenty-one days to file a second
amended complaint curing the deficiency.
CONCLUSION
In summary:
1) Plaintiff has incorrectly pleaded in Counts I-IV § 1983 claims pursuant to the
Fourteenth Amendment against Baldwin, Hinton, Unknown Medical Director
of Pontiac, Pierce, Wexford, and Other Unknown Employees of the IDOC.
Plaintiff has also incorrectly pleaded in Count VIII Monell liability against
Wexford pursuant to the Fourteenth Amendment. Those claims are dismissed.
Plaintiff is granted twenty-one days to file a second amended complaint curing
this deficiency.
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2) To the extent Plaintiff asserts § 1983 claims against Baldwin and Pierce in
their official capacities, those claims are dismissed with prejudice as barred by
the Eleventh Amendment.
3) Plaintiff’s ADA and Rehabilitation Act claims as alleged in Count VI against
Hinton are dismissed and may not be repleaded.
4) Plaintiff’s wrongful death claim as alleged in Count IX against Baldwin is
dismissed because this Court lacks jurisdiction over that claim. Plaintiff is
granted twenty-one days to file a second amended complaint curing her
deficiencies.
5) Plaintiff has failed to state a claim under the ADA and the Rehabilitation Act
in Count VII against Wexford. Plaintiff’s ADA claim against Wexford is
dismissed and may not be repleaded. Plaintiff is granted twenty-one days to
file a second amended complaint curing the deficiencies in her Rehabilitation
Act claim against Wexford.
6) To the extent that Count III of Plaintiff’s amended complaint attempts to hold
Wexford vicariously liable under § 1983 for the alleged constitutional torts of
its employees, those claims are dismissed and may not be repleaded.
7) Plaintiff has failed to state a claim under Monell as alleged in Count VIII
against Wexford and that claim is therefore dismissed. Plaintiff is granted
twenty-one days to file a second amended complaint curing her deficiencies.
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8) Plaintiff has failed to state a wrongful death claim as alleged in Count XI
against Wexford and that claim is therefore dismissed. Plaintiff is granted
twenty-one days to file a second amended complaint curing her deficiencies.
Thus, the Correctional Defendants’ Partial Motion to Dismiss (Doc. 7) and the
Medical Defendants’ and Wexford’s Motion to Dismiss (Doc. 13) are granted. Plaintiff
is granted twenty-one days to file a second amended complaint curing her deficiencies
as noted.
Entered this 18th day of September, 2017.
s/ Joe B. McDade
JOE BILLY McDADE
United States Senior District Judge
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