Shank-Haggert v. Commissioner of Social Security
Filing
22
ORDER AND OPINION entered by Magistrate Judge Jonathan E. Hawley on 7/26/2017. This Court REVERSES the Commissioner's decision, GRANTS the Plaintiff's Motion for Summary Judgment 17 , DENIES the Commissioner's Motion for Summary Affir mance 20 , and REMANDS to the Commissioner for a new hearing pursuant to the fourth sentence of 42 U.S.C. Section 405(g). The Clerk's Office is hereby directed to enter Judgment in favor of the Plaintiff and against the Defendant. This matter is now terminated.(RK, ilcd)
E-FILED
Wednesday, 26 July, 2017 10:11:24 AM
Clerk, U.S. District Court, ILCD
IN THE
UNITED STATES DISTRICT COURT
CENTRAL DISTRICT OF ILLINOIS
ROCK ISLAND DIVISION
JOYCE A. SHANK-HAGGERT,
Plaintiff,
v.
Case No. 4:15-cv-04135-JEH
COMMISSIONER OF SOCIAL
SECURITY,
Defendant.
Order and Opinion
Now before the Court are the Plaintiff, Joyce A. Shank-Haggert’s, Motion
for Summary Judgment (D. 17) 1 and the Commissioner’s Motion for Summary
Affirmance (D. 20). The parties provided supporting Memoranda thereto. (D. 171; 21). For the reasons set forth, infra, this Court REVERSES the Commissioner’s
Decision, GRANTS the Plaintiff’s Motion for Summary Judgment (D. 17), DENIES
the Commissioner’s Motion for Summary Affirmance (D. 20), and REMANDS for
further proceedings consistent with this Order and Opinion. 2
I
In January 2010, the Plaintiff filed her initial application for benefits. Her
husband died in January 2011. Ultimately, she applied for Disability Insurance
Benefits (DIB), Supplemental Social Security Income (SSI), and Widow’s Insurance
Benefits (WIB), alleging disability beginning on September 7, 2009. Her claims
were denied initially and upon reconsideration. The Plaintiff requested a hearing
before an Administrative Law Judge (ALJ) and appeared before ALJ Timothy
1
2
Citations to the Docket in this case are abbreviated as “D. __.”
The undersigned presides over this case with the consent of all parties. (D. 14).
1
Snelling. ALJ Snelling issued an unfavorable decision. Pursuant to a request for
review, the Appeals Council remanded the Plaintiff’s case.
At a second hearing via video in February 2014 before ALJ Shreese Wilson,
the Plaintiff appeared with counsel. Later that month, ALJ Wilson issued a
decision concluding that the Plaintiff was not disabled. (D. 10 at pp. 167-178). The
Appeals Council denied the Plaintiff’s request for review, making ALJ Wilson’s
Decision the final decision of the Commissioner. 20 C.F.R. § 404.981. The Plaintiff
filed the instant civil action, seeking review of ALJ Wilson’s Decision pursuant to
42 U.S.C. § 405(g) in September 2015. (D. 1).
II
At the time the Plaintiff applied for benefits, she was 55 years old. She was
living in a home in Empire, California, but now lives in Rock Island, Illinois. The
Plaintiff is a high school graduate. She has not worked fulltime since 2008. On the
various SSA forms she submitted, the Plaintiff indicated that she has disabling
osteoarthrosis with allied disorders and fibromyalgia.
At the most recent hearing before ALJ Wilson, the Plaintiff testified that
while she was initially overweight when she filed her applications, she had since
lost approximately 40 pounds by eating healthy and trying to walk 30 minutes per
day. The Plaintiff also said she can drive for approximately one hour before pain
in her knee starts bothering her.
At the hearing, the Plaintiff said she has not worked since December 17th,
2013. In the last 15 years, she has worked fulltime as a manicurist and sales
associate in a salon, an assistant activities director, and as a teacher’s aide in
preschools. While working in the salon, the heaviest thing the Plaintiff had to lift
were her clients’ feet. She said she quit that job due to tendinitis.
The first position the Plaintiff held as a teacher’s aide was temporary, but
she also said she was physically unable to work in that position fulltime. She quit
2
the second teaching position she had because she was physically incapable of
doing the work any longer. The Plaintiff then became an assistant activities
director at an assisted living facility. While working in this position she suffered
a soft tissue injury in an accident where she fell. After that, she says her doctor
prohibited her from lifting anything over 25 pounds but neglected to document
the restriction. As a result, she continued lifting things at work over 25 pounds
and her physical condition deteriorated.
She testified that her lifting duties
consisted of pushing the residents in their wheelchairs. The Plaintiff quit that job
shortly after a new management team took over at the facility.
Since September 2009, the date of her alleged onset of disability, the Plaintiff
has also worked a few different temporary part time jobs. First she worked as a
substitute preschool teacher’s aide for three to four months, at times for 40 hours
a week. She did not need to lift any weight as part of her duties, but she did spend
a substantial amount of time on her feet. Her employment ended there because
they did not need her services any longer. The Plaintiff has also worked as a
preschool teacher’s aide for the YWCA from 2012 to 2013 on an as needed basis,
averaging around three days per week, sometimes more. Her shifts were as long
as eight hours a day. She had an assistant with her in the room and did not need
to do any heavy lifting.
The Plaintiff is still on a list to be called if the YWCA needs her help in that
position. She claims that she cannot work a fulltime job any longer because she is
physically, mentally, and emotionally incapable. After a few hours of work she is
prone to dropping things, her knees and back give out on her, and she starts to
forget important things.
The Plaintiff lives alone in an efficiency apartment. She is able to do all of
her own cooking, cleaning, and grocery shopping. When grocery shopping, she
typically utilizes a motorized scooter.
3
She reads regularly and has even
volunteered to help with a Christmas pageant in a retirement home across the
street from her house.
The Plaintiff sees her treating physician continually to address her
fibromyalgia and arthritis. These conditions cause her pain. The Plaintiff also said
she has sleep apnea. She normally treats the condition with a CPAP machine, but
that was broken at the time of the hearing. She takes Cymbalta to treat her pain,
alleviate her depression, and help her sleep.
Vocational Expert, Dennis Brian Paprocki, also testified at the Plaintiff’s
hearing. Upon questioning from the ALJ, Paprocki confirmed that someone in the
Plaintiff’s position could engage in the Plaintiff’s past work as a preschool
teacher’s aide and an assistant activities director, even if they were confined to the
following limitations: lifting no more than 40 pounds occasionally and up to 25
pounds frequently; sitting, standing, or walking up to six hours in an eight hour
work day; only occasionally climbing ladders, ropes, or scaffolds; no more than
frequently climbing ramps or stairs, stooping, kneeling, or reaching overhead
bilaterally; having moderate limitations with concentration, persistence, and pace
when attempting to complete tasks; no jobs that require complex job processes;
and no more than frequent interaction with the general public. He said that the
Plaintiff would not be able to perform her past work in the salon within these
restrictions.
Paprocki based his assessment on how the Plaintiff actually performed her
past jobs, not necessarily how they are typically performed in the national
economy. He claimed she could perform the first job she had as a preschool
teacher as it is typically done in the national economy since it is light work and the
limitations noted above by the ALJ constitute almost the full range of medium
work. Paprocki also said that the Plaintiff’s position as an assistant activities
director could be performed either as she had done so or as it is done in the
4
national economy. He considered the job, as she performed it, to be lighter than it
was performed nationally.
As the ALJ refined his hypothetical questioning, limiting someone in the
same position as the Plaintiff with the limitations noted above and incorporating
an additional requirement to entirely avoid temperatures lower than 50 degrees
Fahrenheit, Popracki said the subject could not perform any of the Plaintiff’s past
work. This was primarily due to her location in Illinois, where it is simply
unfeasible to avoid such temperatures.
Popracki also testified that someone with the Plaintiff’s past work
experience would not have any skills that would transfer to other light or
sedentary jobs within the original limitations proposed. When the ALJ amended
the original scenario and limited the worker to no more than two hours of standing
and walking within an eight hour day, Popracki said someone of the Plaintiff’s
stature would not be able to perform her past relevant work. Popracki affirmed
that his testimony was consistent with the information found in the Dictionary of
Occupational Titles (DOT). In closing, Plaintiff’s counsel requested that the ALJ
take special note of the weight restrictions imposed on the Plaintiff at three specific
consultative exams found in specific exhibits.
III
In her Decision, the ALJ determined that the Plaintiff had the severe
impairments of osteoarthritis, fibromyalgia, obesity, adjustment disorder, anxiety,
hypertension, sleep apnea, and headaches. (20 CFR 404.1520(c) and 416.920(c)).
(D. 10 at pg. 170). She further determined, however, that the Plaintiff did “not
have an impairment or combination of impairments that meets or medically equals
the severity of one of the listed impairments in 20 CFR Part 404, Subpart P,
Appendix 1 (20 CFR 404.1520(d), 404.1525, 404.1526, 416.920(d), 416.925 and
416.926).” Id.
5
The ALJ analyzed the Plaintiff’s medical records, including her visits to
mental health professionals. Id. at pp. 170-74. Regarding the latter, she found that
while the Plaintiff did suffer from some mental impairments, when “considered
singly and in combination,” they did not “meet or medically equal the criteria of
listings 12.04 and 12.06.” Id. at pg. 171.
Regarding the Plaintiff’s physical ailments, the ALJ stated:
The medical evidence shows that the claimant has been treated
conservatively for arthritis and allied disorders including
fibromyalgia with some left wrist pain and decreased range of
motion. However, radiographic imaging revealed only age-related
degenerative changes of the wrist. Left wrist problems were related
to an injury and in December 2011, she was diagnosed with
fibromyalgia. This was reported to be stable by January 12, 2012. The
claimant had some discomfort with motion or pressure when
examined in September 2013, but sensation was intact and the
claimant had full range of motion. Symptoms of fibromyalgia appear
to be improved by May 2013.
Id. at pg. 172 (citations to the record omitted).
The ALJ later noted that in
September 2010, the Plaintiff “was assessed to be able to sit without limitation and
stand and walk for a total of six hours per work day… …and was qualified to carry
and lift up to 40 pounds occasionally and 20 pounds frequently.” Id. She detailed
the findings of another physical exam in November 2013—while the Plaintiff was
working as a substitute teacher—where the Plaintiff was found to have sufficient
mobility in a variety of physical assessments and professed that she was capable
of lifting up to 35 pounds. Id. The ALJ pointed out that in spite of the doctor’s
assessment, he went on to find the Plaintiff was “incapable of standing or walking
for more than 30 minutes at one time or for more than two hours per work day.”
Id. at pg. 173. She noted, however, that the doctor’s finding was based solely on
the Plaintiff’s “complaints of low back pain, hip pain, and knee pain, although no
joint abnormalities were discovered upon examination[.]” Id.
6
The Plaintiff was diagnosed with osteoarthritis, which she claims, along
with fibromyalgia, cause her pain and tenderness. In the course of her Decision,
the ALJ noted that the Plaintiff’s blood pressure was normalized by 2013, her
obesity issues were addressed by diet and exercise, and while a doctor advised the
Plaintiff to use a CPAP machine, she had not followed up with the treatment.
Ultimately, the ALJ found that the Plaintiff’s “impairments, even when combined,
do not meet or equal the criteria of an impairment listed in Appendix 1, Subpart
P, Regulations No. 4.” Id. at pg. 174.
The ALJ crafted the following Residual Functional Capacity for the Plaintiff:
After careful consideration of the entire record, the undersigned finds
that the claimant has the residual functional capacity to perform light
work as defined in 20 CFR 404.1567(b) and 416.967(b) except she is
limited to occasional climbing ladders, ropes, and stairs; she is limited
to frequent stooping, kneeling, crouching, and climbing ramps or
stairs[;] she is able to reach overhead bilaterally no more than
frequently; she is limited to frequent handling and fingering
bilaterally; she must avoid concentrated exposure to unprotected
heights and hazardous machinery; she is limited to jobs that do not
require complex or detailed job processes and have little [in] the way
of change in job process from day-to-day; and, she is limited to no
more than frequent contact with the general public.
Id. In reaching this finding, the ALJ considered all of the Plaintiff’s testimony and
the evidence from medical records documenting her symptoms, “in accordance
with the requirements of 20 CFR 404.1527 and 416.927 and SSR’s 96-2p, 96-5p, 966p and 06-3p.” Id.
Following protocol, the ALJ determined there were medical impairments
reasonably expected to produce the Plaintiff’s symptoms. She further found,
however, that in evaluating the intensity, persistence, and limiting effects of the
Plaintiff’s symptoms, they were “not entirely credible” in part, because “the record
does not include objective medical evidence that confirms that the claimant is
7
disabled, as alleged.” Id. The ALJ also emphasized that “the record does not
include objective findings that demonstrate that [the Plaintiff] is unable to perform
at least simple work.
The objective medical evidence does not support the
claimant’s allegation of complete and total disability.” Id. at pg. 175. The ALJ went
on to support these assertions by citing instances memorialized in the Plaintiff’s
medical records.
In doing so, she further detailed how the Plaintiff’s own
description of her daily activities contradicted her allegation of complete and total
disability.
The ALJ found that the RFC she crafted was generally consistent with the
medical evidence, specifically with the examinations by the Plaintiff’s providers
and the state agency reviewing physicians. She adjusted the RFC to account for
documented changes in the Plaintiff’s condition.
For example, although the
Plaintiff was deemed capable of lifting 40 pounds in 2010, she testified at her
hearing that she could only lift 35 pounds.
Id.
The ALJ adjusted the RFC
accordingly.
In spite of her impairments, the ALJ found that the Plaintiff was capable of
performing a wide range of light duty work. She specifically stated that the
Plaintiff could perform her past relevant work as an assistant activities director
because the “work does not require the performance of work-related activities
precluded by the claimant’s residual functional capacity.” Id. at pg. 177. Based on
the fact that Popracki opined that someone in the Plaintiff’s condition would be
capable of performing the Plaintiff’s past work in this position—the way she
actually performed it—the ALJ found that the Plaintiff could still perform the
duties since none of the work activities were precluded by the RFC. Id. The ALJ
explicitly rejected the “additional limitations posited by the claimant’s
representative[,]” finding they were “not supported by credible evidence[.]” Id.
The ALJ ultimately found that the Plaintiff was not disabled.
8
IV
The Plaintiff argues that the ALJ erred in: (1) failing to comply with the
remand order; (2) assessing her subjective symptoms and RFC; and (3) in failing
to consider whether she could perform her past work.
The Court's function on review is not to try the case de novo or to supplant
the ALJ's findings with the Court's own assessment of the evidence. See Schmidt v.
Apfel, 201 F.3d 970, 972 (7th Cir. 2000); Pugh v. Bowen, 870 F.2d 1271 (7th Cir. 1989).
Indeed, "[t]he findings of the Commissioner of Social Security as to any fact, if
supported by substantial evidence, shall be conclusive."
42 U.S.C. § 405(g).
Although great deference is afforded to the determination made by the ALJ, the
Court does not "merely rubber stamp the ALJ's decision." Scott v. Barnhart, 297
F.3d 589, 593 (7th Cir. 2002). The Court's function is to determine whether the
ALJ's findings were supported by substantial evidence and whether the proper
legal standards were applied. Delgado v. Bowen, 782 F.2d 79, 82 (7th Cir. 1986).
Substantial evidence is defined as such relevant evidence as a reasonable mind
might accept as adequate to support the decision. Richardson v. Perales, 402 U.S.
389, 390 (1971); Henderson v. Apfel, 179 F.3d 507, 512 (7th Cir. 1999).
The establishment of disability under the Act is a two-step process. First,
the plaintiff must be suffering from a medically determinable physical or mental
impairment, or combination of impairments, which can be expected to result in
death, or which has lasted or can be expected to last for a continuous period of not
less than 12 months. 42 U.S.C. § 1382c(a)(3)(A). Second, there must be a factual
determination that the impairment renders the plaintiff unable to engage in any
substantial gainful employment. McNeil v. Califano, 614 F.2d 142, 143 (7th Cir.
1980). The factual determination is made by using a five-step test. See 20 C.F.R.
§§ 404.1520, 416.920. In the following order, the ALJ must evaluate whether the
claimant:
9
1)
currently performs or, during the relevant time period, did
perform any substantial gainful activity;
2)
suffers from an impairment that is severe or whether a
combination of her impairments is severe;
3)
suffers from an impairment which meets or equals any
impairment listed in the appendix and which meets the
duration requirement;
4)
is unable to perform her past relevant work which includes an
assessment of the claimant’s residual functional capacity; and
5)
is unable to perform any other work existing in significant
numbers in the national economy.
Id. An affirmative answer at any step leads either to the next step of the test, or at
steps 3 and 5, to a finding that the plaintiff is disabled. “A negative answer at any
point, other than at step 3, stops [the] inquiry and leads to a determination that the
claimant is not disabled.” Garfield v. Schweiker, 732 F.2d 605, 607 fn. 2 (7th Cir.
1984).
The plaintiff has the burdens of production and persuasion on steps 1
through 4. In the instant case, the Plaintiff claims the ALJ erred at, inter alia, Step
Four.
A
First, the Plaintiff argues the ALJ erred by failing to comply with the
Appeals Council’s remand order. (D. 17-1 at pg. 4). More specifically, she asserts
that “[t]he ALJ completely ignored objective evidence in the file of [her] diagnosis
of borderline intellectual functioning.” Id. at pg. 5. The evidence the Plaintiff
refers to is two pages in the record from an examination by psychologist Phillip
Cushman, Ph.D., where she was “placed” in the borderline range of intellectual
functioning and diagnosed with the same. Id. The Commissioner contends that
10
the ALJ properly assessed the evidence of borderline intellectual functioning and
the corresponding functional limitations endorsed by Cushman. (D. 21 at pp. 35).
At issue is Cushman’s psychological evaluation of the Plaintiff from August
of 2010. (D. 10-1 at pp. 281-86). In that report, Cushman shared his findings after
assessing the Plaintiff during one visit. He did find that the Plaintiff’s intellectual
functioning was in the “borderline mentally deficient range.” Id. at pg. 284. His
ultimate conclusion, however, was that while the Plaintiff had some psychological
difficulties, she could return to work if the job were not complex. He made the
following observations in concluding his report:
As a result of the above diagnoses, Joyce Shank does not appear
capable of performing any detailed or complex tasks in a work
setting. She does appear capable of performing some simple and
repetitive tasks in a work setting and would like to do so at this time.
She does appear capable of independently regularly attending and
consistently participating in a work setting. She does appear capable
of working a normal work week, if given the opportunity. Special or
additional supervision may be needed in helping her with some
reading, writing, and arithmetic. She may also need some extra
repetitions when trying to teach her a new task. She may also need
some assistance in managing interpersonal relationships in the work
setting. She does appear capable of following simple verbal
instructions from supervisors, but not complex instructions. She does
appear capable of getting along with supervisors, coworkers, and the
general public, but has a tendency to “rub people the wrong way.”
She does appear capable of dealing with the usual stressors
encountered in a competitive work environment.
Id. at pg. 285.
There is nothing in Cushman’s assessment that the ALJ did not address in
formulating the Plaintiff’s RFC. The Plaintiff has not put forth sufficient evidence
to support her claim that the ALJ ignored Cushman’s diagnosis. On the contrary,
the record positively demonstrates that the ALJ accounted for Cushman’s findings
11
by limiting the Plaintiff to simple routine work with restricted interaction with the
public. (D. 10 at pg. 174). Thus, the Court rejects the Plaintiff’s claim that the ALJ
ignored Cushman’s psychological evaluation.
B
Next, the Plaintiff argues the ALJ erred in failing to consider the proper
factors when assessing her subjective symptoms and RFC. (D. 17-1 at pp. 5-9). She
ultimately asserts that the ALJ failed to note that her “activities are sporadic,
performed on her own schedule, and are punctuated by rest. By misconstruing
the evidence, the ALJ has improperly equated minimal daily activities with the
ability to perform fulltime work.” Id. at pg. 9. She cites Bjornson v. Astrue, 671 F.3d
640, 647 (7th Cir. 2012) in support of her assertion. The Commissioner argues in
response that the ALJ’s assessment of the Plaintiff’s credibility was not patently
wrong, and therefore her Decision should be affirmed. (D. 21 at pg. 5-9).
Conflating daily living activities with the activities of a fulltime job is
prohibited. Bjornson, 671 F.3d at 647. The ALJ in this case, however, did not equate
the Plaintiff’s testimony that she could dress and bathe herself with an ability to
work fulltime. Cf. id. Rather, the ALJ found that the Plaintiff’s testimony that she
could do a range of other activities—including part time work—coupled with the
fact that she found the Plaintiff’s subjective complaints of pain and immobility less
than credible, demonstrated that the Plaintiff was not disabled.
The list of
activities the Plaintiff engaged in that the ALJ referenced in this case was far more
comprehensive than that which the ALJ utilized in Bjornson. The ALJ in the case
before this Court found that the Plaintiff’s current activities, while difficult for her,
demonstrated that she could work fulltime, subject to the conditions in her RFC.
Given the record before the Court, this appears to be a reasonable finding.
Additionally, any credibility determinations the ALJ made will not be
overturned unless the findings are patently wrong. Shideler v. Astrue, 688 F.3d 306,
12
310-11 (7th Cir. 2012). SSR 96–7p instructs that when “determining the credibility
of the individual's statements, the adjudicator must consider the entire case
record,” and that a credibility determination “must contain specific reasons for the
finding on credibility, supported by the evidence in the case record.” 3 An ALJ
must provide “enough detail and clarity to permit meaningful review.” Briscoe ex
rel. Taylor v. Barnhart, 425 F.3d 345, 351 (7th Cir. 2005). In other words, a credibility
finding “must be supported by the evidence and must be specific enough to enable
the claimant and a reviewing body to understand the reasoning.” Craft v. Astrue,
539 F.3d 668, 678 (7th Cir. 2008).
Just as the Court cannot re-weigh the medical evidence of record and resolve
conflicts in the record, nor can the Court make its own credibility finding. “When
assessing an ALJ’s credibility determination, [the court does] not . . . undertake a
de novo review of the medical evidence that was presented to the ALJ. Instead, [the
court] merely examines whether the ALJ’s determination was reasoned and
supported.” Elder v. Astrue, 529 F.3d 408, 413 (7th Cir. 2008). It is only when an
ALJ’s determination lacks any explanation or support that it is “patently wrong.”
Id. at 413-14.
As detailed previously, the ALJ noted reasons why she found the Plaintiff’s
testimony regarding her limited functional capacity inconsistent with the record.
(D. 10 at pp. 174-77). In addition to referencing the lack of objective medical
evidence regarding the Plaintiff’s pain and professed immobility, the ALJ
discussed the Plaintiff’s testimony about her activities during the relevant
timeframe. She also detailed how her RFC was consistent with the Plaintiff’s
medical records. The ALJ concluded that within the confines of the RFC she
SSR 96-7p was superseded by SSR 16-3p, effective March 16, 2016. The operative language the Court
quotes here from SSR 96-7p, however, appears in SSR 16-3p verbatim. By either standard, the Court’s
analysis remains the same.
3
13
formulated, the Plaintiff “is otherwise capable of performing and sustaining the
activities of work.” Id. at pg. 177.
Thus, the Court finds that the ALJ included specific reasons for her finding
of inconsistency, supported by evidence in the record. The ALJ confronted the
objective medical evidence of the Plaintiff’s impairments, her daily activities, and
her treatment. In so doing, the ALJ provided enough clarity and detail to permit
meaningful review. The ALJ considered the contrary evidence and explained why
she rejected it. See Boiles v. Barnhart, 395 F.3d 421, 425 (7th Cir. 2005) (“An ALJ may
not substitute his own judgment for a physician’s opinion without relying on other
medical evidence or authority in the record”).
Having provided specific reasons for her finding and laying out her
rationale for concluding that the Plaintiff’s impairments did not preclude her from
engaging in light work, the ALJ’s Decision rests upon a solid foundation. This
base includes reference to the Plaintiff’s own testimony and results from objective
medical tests and a psychological evaluation. The ALJ made her finding only after
she detailed much of the testimony and evidence referenced earlier in her
Decision. Her credibility determination was grounded upon observations that
were both reasonable and supported in the record. Sims v. Barnhart, 442 F3d 536,
538 (7th Cir. 2006). The ALJ’s findings are not patently wrong. Skarbek v Barnhart,
390 F3d 500, 504-05 (7th Cir 2004). Therefore, the Plaintiff’s claim on this issue fails
on the merits.
C
Lastly, the Plaintiff argues that the ALJ erred in failing to properly consider
whether she could perform her past work. (D. 17-1 at pp. 9-10). The crux of her
argument is the assertion that the ALJ failed to list the physical requirements of
her past job as an assistant activities director and carefully compare said
requirements to her functional limitations.
14
In response, the Commissioner
concedes error on the ALJ’s part, but argues that harmless error applies and the
substantial evidence still supports the ALJ’s finding. (D. 21 at pp. 9-13).
Indeed, in order to determine whether a claimant is “physically capable of
returning to her former work, the administrative law judge obviously must
ascertain the demands of that work in relation to the claimant’s present physical
capabilities[.]” Strittmatter v. Schweiker, 729 F.2d 507, 509 (7th Cir. 1984) (citing 20
C.F.R. § 404.1520(e); Mental Health Ass’n v. Heckler, 720 F.2d 965, 968 (8th Cir. 1983);
Carter v. Heckler, 712 F.2d 137, 140 (5th Cir. 1983)). In this instance, the ALJ failed
to compare the Plaintiff’s physical abilities with the demands of the past relevant
work at issue. In neglecting to make this comparison, the ALJ wrote a Decision
that is inconsistent. The ALJ’s finding does not account for the fact that the past
relevant work at issue required the Plaintiff to lift more than 25 pounds frequently,
in violation of the RFC she formulated which forbids the Plaintiff from lifting more
than 20 pounds.
The undisputed evidence, by the Plaintiff, is that the job of assistant
activities director required her to lift more than 25 pounds. In spite of this, the ALJ
found that the Plaintiff maintained the ability to perform light work, as it is defined
in 20 C.F.R. §§ 404.1567(b) and 416.967(b), with some additional restrictions.
“Light work involves lifting no more than 20 pounds at a time with frequent lifting
or carrying of objects weighing up to 10 pounds.” 20 C.F.R. §§ 404.1567(b); 416.967.
As such, the ALJ’s finding is erroneous.
The ALJ found that the Plaintiff was not disabled based upon the
assumption that she could perform the job of assistant activities director as she
actually performed it. In this position, however, the Plaintiff testified that she
lifted over 25 pounds in the course of her duties. At face value, the Plaintiff would
be in violation of the ALJ’s RFC if she performed the job. C.F.R. §§ 404.1567(b) and
416.967(b) prohibit claimants from lifting more than 20 pounds.
15
The Commissioner argues this is harmless error because the DOT “makes
clear” that the Plaintiff could still perform the job “as generally performed, which
is a valid basis for a step four finding.” (D. 21 at pg. 11) (citing 20 C.F.R. §§
404.1560(b)(2)-(3), 416.960(b)(2)-(3). This logic is unpersuasive. Nothing in the
regulations cited supports this assertion. Had the ALJ gone on to find that the
Plaintiff was capable of performing other jobs as they exist in the national
economy, with supporting Vocational Expert testimony, the error may have been
harmless, but that did not happen here.
On remand, the ALJ is directed to (1) ascertain the demands of the Plaintiff’s
prior work, (2) compare those demands to the RFC formulated, (3) make a decision
about whether the Plaintiff is capable of performing her past relevant work, and
(4) if need be, determine if the Plaintiff is capable of performing any other work
existing in significant numbers in the national economy.
V
For the reasons set forth, infra, this Court REVERSES the Commissioner’s
decision, GRANTS the Plaintiff’s Motion for Summary Judgment (D. 17), DENIES
the Commissioner’s Motion for Summary Affirmance (D. 20), and REMANDS to
the Commissioner for a new hearing pursuant to the fourth sentence of 42 U.S.C.
§ 405(g). The Clerk’s Office is hereby directed to enter Judgment in favor of the
Plaintiff and against the Defendant. This matter is now terminated.
It is so ordered.
Entered on July 26, 2017.
s/Jonathan E. Hawley
U.S. MAGISTRATE JUDGE
16
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?