Walker v. Scott
Filing
44
ORDER entered by Judge Sara Darrow, September 28, 2017. Petitioner Walker's 1 petition for relief under 28 U.S.C. § 2254 is DENIED. All the other 22 24 26 27 28 30 31 32 33 34 35 36 37 40 41 42 43 pending motions are MOOT. No certificate of appealability shall issue. The Clerk is directed to enter judgment and close the case. (SC, ilcd)
E-FILED
Thursday, 28 September, 2017 03:45:22 PM
Clerk, U.S. District Court, ILCD
UNITED STATES DISTRICT COURT
CENTRAL DISTRICT OF ILLINOIS
ROCK ISLAND DIVISION
FRANKIE N. WALKER, SR.,
Petitioner,
v.
GREGORY SCOTT, Program Director at
Rushville Treatment and Detention
Facility,
Respondent.
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No. 4:16-cv-04021-SLD
ORDER
Petitioner Frankie Walker, Sr., filed a petition for relief from his civil commitment to a
secure facility in Illinois, pursuant to 28 U.S.C. § 2254, ECF No. 1. Respondent, the Program
Director at Rushville Treatment and Detention Facility (“Rushville”), has filed an answer, ECF
No. 17, asking that this court deny Walker’s petition. Walker has filed a great number of motions
since Respondent answered: a motion for extension of time to respond to the answer, ECF No.
22; a motion seeking an order to stay state-court civil commitment proceedings, ECF No. 24;
another motion to this effect ECF No. 26; three more motions for extension of time to respond to
the answer, ECF Nos. 27, 28, 30; a motion for status, ECF No. 31; another motion for extension of
time to respond to the answer, ECF No. 32; two motions to receive “exact hard copies” of
everything Respondent has filed in this matter, ECF Nos. 33, 34; a motion for leave to file a reply
to Respondent’s response to Walker’s motion to stay state court proceedings, ECF No. 35; a
motion for extension of time to serve discovery requests on respondent, and a request for leave to
serve interrogatories on Respondent, ECF Nos. 36, 37; a motion to “secure the just and speedy
1
determination” of all of the pending motions, ECF No. 40; two motions for subpoenas, ECF Nos.
41, 42; and a motion asking the Court to take judicial notice of some appellate court records, ECF
No. 43. For the following reasons, the court grants Respondent’s request and DENIES Walker’s
petition. All of the remaining motions are MOOT.
BACKGROUND1
In 1990, Frankie Walker raped an 18-year-old woman after he followed her when she got
off a bus, a crime for which he got an eight-year sentence. Later, he two or three times sexually
assaulted his wife’s eight-year-old daughter, an act that he described as designed “to seek some
measure of revenge because he believed his wife had been unfaithful.” App. Ct. Order 7, Answer
Ex. A, ECF No. 17-2. He received an 11-year sentence for this behavior.
In February 2007, Illinois filed a petition in Illinois circuit court seeking Walker’s civil
commitment under the Sexually Violent Persons Commitment Act (“SVPCA”), 725 ILCS 207/1–
207/99. The petition, filed pursuant to 725 ILCS 207/15, alleged that Walker had pleaded guilty
to the attempted predatory sexual assault of a child, and that he’d been diagnosed by a doctor, Ray
Quackenbush, with a paraphilia that predisposed him to commit acts of sexual violence. It further
alleged, based on Quackenbush’s report, that Walker’s mental disorder made it “substantially
probable that he will engage in acts of sexual violence.”
The trial court held a hearing pursuant to 725 ILCS 207/30, and determined that there was
probable cause to believe that Walker was a sexually violent person within the meaning of the
1
Pursuant to Rule 5(d) of the federal rules governing Section 2254 cases, Respondent submitted at this Court’s Order
briefs from Walker’s state court proceedings, and orders of Illinois courts, including the order of the Illinois Appellate
Court affirming the order committing Walker as a sexually violent person. App. Ct. Order, Answer Ex. A, ECF No.
17-2. The facts recounted here are taken from that Order unless otherwise indicated. Determinations of factual
issues made by state courts from which habeas petitioners seek relief are presumed by reviewing federal courts to be
correct. 28 U.S.C. § 2254(e)(1). This presumption applies to the findings of state appeals courts. Badelle v.
Correll, 452 F.3d 648, 659 (7th Cir. 2006).
2
SVPCA. (The Act defines such a person as one who has been convicted of a sexually violent
offense and who is dangerous because suffering from a mental disorder making further acts of
violence substantially probable. Id. 207/5(f).) In April 2007, at Walker’s request, the court
appointed Ronald Baron, a doctor, as an expert to assist Walker. Another doctor, Raymond
Wood, examined Walker on behalf of Illinois.
On July 8, 2008, Walker stipulated to being a sexually violent person. The judge
questioned Walker in open court, asking if he had discussed the matter with his attorney,
explaining the trial rights Walker was forgoing by stipulating, and asking whether Walker was
entering into the stipulation freely. Walker waived all of his trial rights, and admitted to having
been convicted of attempted predatory sexual assault in Lake County, Illinois in 2002. Walker
further stipulated that if the case went to trial, Quackenbush and Wood would testify that Walker
suffered from “Paraphilia, Not Otherwise Specified, Nonconsent (Dr. Quackenbush) and
Paraphilia, Not Otherwise Specified, Sexually Attracted to Non-Consenting Females,
Nonexclusive type, and Pedophilia, Sexually Attracted to Females, Nonexclusive Type (Dr.
Wood).” App. Ct. Order 5. He further stipulated that Wood and Quackenbush would testify that
these disorders made it substantially probable that he would engage in further acts of sexual
violence. The court entered an agreed order committing Walker to the custody of the Illinois
Department of Human Services (“IDHS”) until he was no longer sexually violent.
In September 2008, the Illinois circuit court appointed Kirk Witherspoon, a doctor, to serve
as Walker’s expert in preparation for a dispositional hearing. Witherspoon prepared a report and
sent it to Walker, who received it on March 31, 2009, and, the same day, moved to withdraw his
stipulation, arguing that it had been based upon the reports of Quackenbush and Wood, in which he
3
now detected faults. The court denied Walker’s motion, ruling that preferring Witherspoon’s
analysis to Wood’s and Quackenbush’s didn’t amount to a showing of good cause to withdraw the
stipulation. On July 16, 2009, Walker sought and was granted leave to proceed pro se, and filed
several motions, including one attacking the effectiveness of his previous counsel. The motions
were denied.
In March 2013, the Illinois circuit court conducted a dispositional hearing. Wood testified
as an expert about his earlier examinations of Walker. Wood testified about the 1990 rape, and
the later molestation of Walker’s wife’s daughter. He also testified that Walker had been arrested
for 21 other offenses including robbery, domestic abuse, batteries, and violations of restraining
orders. Wood testified about his diagnoses of Walker, as Walker had stipulated he would, and
also testified that he’d diagnosed Walker with alcohol dependence, cannabis and cocaine abuse,
and antisocial personality disorder with narcissistic features. He also indicated that in his last
conversation with Walker, “[t]here was . . . evidence of sexual arousal to grammar- and
adolescent-age females.” App. Ct. Order 8. Wood explained that treatment options at a
commitment facility would be superior to those available to Walker if he were released.
The court then considered three factors mandated by statute: the nature and circumstances
of the behavior that had formed the basis of the petition for commitment, Walker’s mental history
and present mental condition, and the arrangements available to ensure that Walker would have
access to and would participate in necessary treatment. See 725 ILCS 207/40(b)(2). The court
noted Walker’s two convictions for crimes involving sexual violence, his various mental
disorders, the quality of treatment available at the commitment facility, and the fact that Walker
hadn’t voluntarily engaged in any treatment while he was incarcerated for the sexual assault of his
4
wife’s daughter. The court found that Walker needed intensive treatment, and that the least
restrictive environment in which he could receive such treatment was secure detention.
Walker appealed the order through counsel. Appelant’s Br., Answer Ex. B, ECF No.
17-2. He raised eight issues: (1) that 725 ILCS 207/40 was unconstitutional because it did not
allow him to demand that fact issues be determined by a jury and did not require proof beyond a
reasonable doubt; (2) that the trial court had to but did not make a determination that confinement
was necessary to prevent him from committing sex offenses in the future; (3) that the trial court
shouldn’t have accepted his stipulation, because stipulations aren’t provided for by the SVPCA;
(4) that the trial court took inadequate steps to make sure he understood the consequences of his
stipulation; (5) that his attorney was ineffective in permitting him to enter into the stipulation; (6)
that the trial court should have held a hearing pursuant to Illinois v. Krankel, 464 N.E.2d 1045 (Ill.
1984)2; (7) that the court should have held an evidentiary hearing on his motion to withdraw his
stipulation; and (8) that the court should have held a hearing pursuant to Frye v. United States, 293
F. 1013 (D.C. Cir. 1923)3. App. Ct. Order 9–10. On September 26, 2014, the appellate court
affirmed the trial court’s order. App. Ct. Order 10–34.
Walker then petitioned, pro se, for leave to appeal to the Illinois Supreme Court. Pet.
Leave Appeal, Answer Ex. E, ECF No. 17-3. He raised as issues on appeal: (1) that the trial
court’s acceptance of his stipulation had been without authorization in the SVPCA and had
violated his constitutional right to due process of law, id. at 6–10; (2) that his attorney had been
2
Krankel held that a defendant should have had counsel appointed, other than his originally appointed counsel, to
represent him at a post-trial motion for a new trial where he argued that his initial counsel had been ineffective in
failing to present an alibi defense. 464 N.E.2d at 1049.
3
Frye was an early case dealing with the admissibility of expert testimony—specifically, the results of an examination
purporting to measure truthfulness on the basis of blood pressure. 293 F. at 1014. Frye announced a rule that
scientific procedures must “be sufficiently established to have gained general acceptance in the particular field,” id. at
1014, before a court will admit them. Although the rule is in some tension with the Federal Rules of Civil Procedure,
some circuits, including the Seventh, still apply it. See United States v. Smith, 869 F.2d 348, 351 (7th Cir. 1989).
5
ineffective in permitting him to stipulate to being a sexually violent person, id. at 10–11; (3) that
his appellate counsel had been ineffective by failing to brief some issues, id. at 11–15; and (4) that
the trial court’s erroneous acceptance of his stipulation had deprived it and the appellate courts of
subject-matter jurisdiction, id. at 15–18. On January 28, 2015, the Illinois Supreme Court denied
the petition for leave to appeal. Sup. Ct. Denial, Answer Ex. F., ECF No. 17-4.
Years earlier, on February 24, 2010, Walker had also filed a pro se petition under 735 ILCS
5/2-1401, which permits an Illinois court to offer relief from its final judgments, while his civil
commitment proceedings were still ongoing. This was after he had stipulated to being a sexually
violent person and sought to withdraw the stipulation, but before the Illinois circuit court’s
dispositional hearing in March 2013. Mot. Relief J., Postconviction Appeal App’x A-18–A-21,
Answer Ex. G, ECF No. 17-4. 4 Walker had argued (1) that his adjudication as a sexually violent
person violated his right to due process because it was based on discredited scientific methods and
upon fabricated or suppressed evidence, (2) that he had been the victim of prosecutorial
misconduct, (3) that he had not forfeited any claims because all of his counsel so far had been
ineffective. Id. The court had dismissed Walker’s petition on the basis that, at that time, the
dispositional hearing had not yet occurred and a final judgment had not entered, as required by 735
ILCS 5/2-1401. Apr. 21, 2010 Postconviction Order, Postconviction Appeal App’x A-59–A-60,
Answer Ex. G, ECF No. 17-4. This order had been affirmed by the Illinois appellate court. In re
Commitment of Walker, No. 2-10-0458 (Ill. App. Ct. Jun. 15, 2011), Answer Ex. J, ECF No. 17-5.
The appellate court had explained that the SVPCA mandates a four-step process for civil
4
Although, as explained below, Walker’s petition under 735 ILCS 5/2-1401 was dismissed because it was not a
postconviction petition, in the sense that no final judgment existed for it to attack, the Court will, for clarity’s sake, cite
to the trial and appellate court orders on Walker’s petitions as “Postconviction Order __” and “App. Ct. Postconviction
Order __.”
6
commitment proceedings against sexually violent people: a petition by the state, a determination
by a court of probable cause, a finding of fact by court or jury that a person is sexually violent, and
finally, a commitment order pursuant to a dispositional hearing. Id. at 3–4. Because “an
adjudication that a person is an SVP . . . is interlocutory to a commitment order,” id. at 6, and the
trial court had not yet entered a commitment order in Walker’s commitment proceeding, the
appellate court had agreed with the court below that Walker’s petition for postconviction relief
was premature. Id. at 8. The appellate court’s order entered on June 15, 2011.
On January 29, 2016, a year and a day after the Illinois Supreme Court denied his petition
for leave to appeal, Walker filed his § 2254 petition with this Court.
DISCUSSION
I.
Legal Standard on a 28 U.S.C. § 2254 Petition
Section 2254 grants district courts jurisdiction to consider petitions for habeas corpus by
people in custody pursuant to the judgment of a State court, on the grounds that they are in custody
in violation of the Constitution or laws or treaties of the United States. 28 U.S.C. § 2254(a).
The Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”) placed several
limits on the situations in which a habeas petitioner may obtain relief under § 2254. An applicant
must exhaust the remedies available in state courts, unless there is no corrective process available.
28 U.S.C. § 2254 (b). This means that an applicant must have presented a state’s highest court
with “the opportunity to correct alleged violations of prisoners’ federal rights” by raising the same
claims on the basis of the same facts through at least a full round of direct appeal. Duncan v.
Henry, 513 U.S. 364, 365 (1995). “In Illinois, this means that a petitioner must have directly
appealed to the Illinois Appellate Court and presented the claim in a petition for leave to appeal to
7
the Illinois Supreme Court.” Guest v. McCann, 474 F.3d 926, 930 (7th Cir. 2007). And any
claim that was adjudicated on the merits in state court cannot be granted unless the adjudication
was contrary to or involved an unreasonable application of “clearly established Federal law, as
determined by the Supreme Court of the United States,” id. at § 2254(d)(1), or “resulted in a
decision that was based on an unreasonable determination of the facts in light of the evidence
presented in the State court proceeding,” id. § 2254(d)(2). “[R]eview under § 2254(d)(1) is
limited to the record that was before the state court that adjudicated the claim on the merits.”
Cullen v. Pinholster, 563 U.S. 170, 181 (2011).
Furthermore, even if a state court decides a question of federal law, federal courts cannot
review that determination if the decision of the state court “rests on a state law ground that is
independent of the federal question and adequate to support the judgment.” Coleman v.
Thompson, 501 U.S. 722, 729 (1991). This means that not only must a § 2254 petitioner exhaust
all available state remedies, he must be careful to comply with state forfeiture rules, and raise
every claim at every phase of the state court proceedings where failure to do so constitutes
forfeiture under state law, because a reviewing federal court will be unable to consider such
claims. “Forfeiture under § 2254 is a question of a state’s internal law: failure to present a claim
at the time, and in the way, required by the state is an independent state ground of decision, barring
review in federal court.” Hogan v. McBride, 74 F.3d 144, 146 (7th Cir. 1996) (citing Coleman,
501 U.S. at 729–44). A narrow exception to this forfeiture rule exists when a federal habeas
petitioner can show both cause why he did not raise the issue in the way required by state law, and
prejudice for not having done so. Smith v. Gaetz, 565 F.3d 346, 351 (7th Cir. 2009). Ineffective
assistance of counsel in violation of one’s Sixth Amendment rights is a commonly asserted cause
8
for excusing a forfeiture, although “the assertion of ineffective assistance as a cause to excuse
procedural default in a § 2254 petition, is, itself, a constitutional claim that must have been raised
before the state court or be procedurally defaulted.” Lee v. Davis, 328 F.3d 896, 901 (7th Cir.
2003) (citing Edwards v. Carpenter, 529 U.S. 446, 453 (2000)).
II.
Analysis
Walker raises several arguments before this Court, many overlapping or outright
duplicative. He argues:
(1) that his trial counsel was ineffective for:
a. failing to prevent the state from withholding evidence and failure to discover
witnesses to testify on Walker’s behalf, Petition 1-1:15;
b. failing to challenge the state’s use of a discharge evaluation written by
“unqualified clinical personnel” (he must mean Drs. Quackenbush and Wood)
and those personnel’s reliance on “fraudulent” evaluations and “outdated” risk
tables, id. at 1-1:1;
c. allowing Walker to stipulate to being a sexually violent person and then failing
to move to withdraw that stipulation, id. at 1-1:3–4;
d. failing to reject and replace Baron, Walker’s court-appointed expert, id. at
1-1:6;
e. causing delay in the eventual filing of Walker’s motion to withdraw the
stipulation, id. at 1-1:9–1-2:1;
5
Walker filed his petition as multiple pages from the AO’s form habeas application interleaved with handwritten
extensions, and they were filed in the CM-ECF system as an initial filing followed by multiple exhibits, making
reference to pages in the Petition by page number difficult. The Court will therefore refer to pages in the petition by
the ECF number followed by a colon and the CM-ECF system’s automatically generated page number.
9
(2) that his appellate counsel was ineffective for:
a. raising “pretentious and pseudo arguments on appeal(s)” and failing to raise the
arguments that he wanted, id. at 1-2:2–4;
b. failing to argue specifically that the trial court’s acceptance of his stipulation
had rendered its judgment void, id. at 1-2:5–6;
c. failing to identify the standard of review applicable to one of his arguments, id.
at 1-2:7;
d. failing to argue that the trial court had inadequately admonished Walker before
accepting his stipulation, id. at 1-3:1;
(3) that the trial court violated his rights to due process and effective assistance of counsel
by accepting his stipulation and not allowing him to withdraw it, and by refusing to
replace his appointed counsel, id. at 1-3:2;
(4) that the trial court violated his Sixth and Fourteenth Amendment rights rejecting his
allegations of ineffective assistance of counsel, id. at 1-3:3–4;
(5) that the trial court civilly committed him pursuant to his stipulation and without a trial
in violation of his right to equal protection of the law, id. at 1-3:4–5;
(6) that he has been held without process since July 8, 2008, id. at 1-3:5–7;
(7) that false evidence was offered against him in violation of his due process rights, id. at
1-4:1–2
(8) and that the appellate court lacked jurisdiction over his appeal, id. at 1-4:3.
Respondent concedes that Walker has exhausted his opportunities to raise these claims in
Illinois court, but argues that most of Walker’s arguments have been defaulted. Respondent
10
reasons that all of Walker’s arguments, with the exception of (1)c (trial counsel ineffective for
allowing Walker to stipulate) and 3 (Walker’s Sixth and Fourteenth Amendment rights violated by
trial court’s acceptance of the stipulation), were presented to the Illinois Appellate Court in
Walker’s failed 735 ILCS 5/2-1401 petition, and that they are defaulted both because Walker did
not seek leave to appeal this denial to the Illinois Supreme Court, Answer 13, and because, in
ruling his petition untimely, the appellate court dismissed the petition on adequate and
independent state grounds, id. In the alternative, and with respect to Walker’s remaining
arguments, Respondent submits that people civilly committed under the SVPCA do not have a
Sixth Amendment right to counsel, and that even if they do, Walker’s wasn’t violated. Id. at 16–
19. Respondent further submits that accepting a stipulation in a commitment proceeding under
the SVPCA doesn’t violate clearly-established Supreme Court precedent, and thus doesn’t warrant
relief under § 2254. Id. at 19–21. Respondent further asks that none of Walker’s claims be
certified for appeal. Id. at 21.
a. Respondent’s Waiver Argument
The Court is unpersuaded by Respondent’s argument that Walker procedurally defaulted
any claims by raising them prematurely under 735 ILCS 5/2-1401, because raising them in this
way did not constitute default or waiver under Illinois law.
Section 2-1401 is “a comprehensive statutory procedure authorizing a trial court to vacate
or modify a final order or judgment in civil and criminal proceedings.” Warren Cty. Soil & Water
Conservation Dist. v. Walters, 32 N.E.3d 1099, 1105 (Ill. 2015). Such proceedings “constitute[]
an independent and separate action from the original action and must be supported by affidavit or
other appropriate showing for matters not in the record.” Id. (citing 735 ILCS 5/2-1401(b), (d)).
11
When Walker filed his petition in 2010, there existed no final order for him to attack. This was
because, as the Illinois trial and appellate courts explained, while the SVPCA mandates a trial to
determine whether a person is sexually violent within the meaning of the Act, such a determination
is “is interlocutory to a commitment order under Section 40.” 725 ILCS 207/35(g). Section 40
requires a court to consider several factors in determining whether to conditionally release a
person, or confine them to a secure facility. Id. 207/40. Thus, Walker’s commitment after his
stipulation in lieu of a trial on the merits, but before his dispositional hearing, was “nothing more
than an acknowledgment of the continued effect of the section 30 order [finding probable cause
that Walker was a sexually violent person].” App. Ct. Postconviction Order 7, ECF No. 17-4; see
Postconviction Order 2 (“Since there has been no Dispositional Hearing held, i.e. a final and
appealable order, Respondent has no grounds to file said Petition.”).
Thus, although the trial court expressly denied Walker’s petition, see id., its denial had no
preclusive effect on Walker’s ability to raise the claims contained in the petition, either on direct
appeal or, if appropriate, in a later petition under 735 ILCS 5/2-1401. See App. Ct.
Postconviction Order 8 (“[T]his court would have the power to consider the propriety of the trial
court’s ruling on [Walker’s motion to withdraw his stipulation] if respondent files an appeal from
the final judgment under section 40.”). The Court can see no reason why the trial court’s denial of
Walker’s petition, which essentially operated as a dismissal without prejudice because the claim
was not yet ripe, should have in any way impaired his ability to bring those claims again, once final
judgment in his commitment proceedings had entered under 725 ILCS 207/35. See DeLuna v.
Treister, 708 N.E.2d 340, 344 (Ill. 1999) (explaining that res judicata bars refiling of action
previously adjudicated on the merits between the same parties or their privies and involving the
12
same claims). Certainly, Respondent points to no provision of Illinois law that would result in
Walker’s having forfeited claims dismissed because prematurely brought. Since there is no
adequate and independent basis in Illinois law upon which Walker’s arguments in his 735 ILCS
5/2-1401 petition must be deemed forfeited, the Court is not prevented by anything in Walker’s
state-court petition from considering his claims here. See Hogan, 74 F.3d at 146.
b. Right to Effective Assistance of Counsel in SVPCA Proceedings
Respondent’s argument that no right to the effective assistance of counsel exists in Illinois
commitment proceedings covers most of Walker’s claims. Claims (1), (2), part of (3), and (4) all
fail if Walker had no right to the effective assistance of counsel at his commitment proceedings,
because all of these claims allege that counsel was ineffective for taking or not taking some action,
and that the trial court or appellate court erred in not accepting Walker’s claims that these actions
were ineffective. And thus, necessarily, all of these claims would require this Court to find that
the Illinois Appellate Court applied federal law or the Constitution unreasonably when it found
that his trial counsel was not ineffective,6 or that the Illinois Supreme Court did so in declining to
disturb the order of the appellate court, and in declining to consider the argument Walker presented
that his appellate counsel had been ineffective. That is to say, these claims fall under
§ 2254(d)(1)’s limitation of habeas relief to decisions “contrary to” or “involv[ing] an
unreasonable application of” the law. Cf. Harrington v. Richter, 562 U.S. 86, 101 (2011)
(explaining that, where a right to counsel exists, directly-reviewing courts determine whether
6
Illinois guarantees those who are civilly committed a right to effective assistance of counsel identical to the
constitutional standard applied to ineffective assistance of counsel in criminal matters. A person seeking to show
their appointed counsel in a commitment proceeding was ineffective must, that is, show that counsel’s performance
fell below an objective level of reasonableness, and that the outcome of the proceedings would have been different but
for counsel’s unprofessional error. In re Commitment of Dodge, 989 N.E.2d 1159, 1167–68 (Ill. App. Ct. 2013).
The appellate court in Walker’s case applied this standard, App. Ct. Order 23, and found trial counsel not ineffective.
13
counsel was prejudicially ineffective, and federal courts reviewing their determinations under
AEDPA determine whether that decision was “unreasonable” under § 2254(d)(1)). Respondent
argues that because the SVPCA is civil in nature, constitutional rights that apply in criminal
proceedings, like the right to effective assistance of counsel, did not apply to Walker, and his
claims on the basis of having received ineffective assistance must fail. As the Court will explain,
Respondent is correct.
The Sixth Amendment provides that “[i]n all criminal prosecutions, the accused shall enjoy
the right to a speedy and public trial . . . and . . . have the Assistance of Counsel for his defence.”
U.S. Const. amend. VI. This means that criminal defendants have the right to the effective
assistance of counsel at all critical stages of criminal proceedings. Harrington, 562 U.S. at 101.
In order to show that counsel’s representation was ineffective, a criminal defendant must show
both that “counsel’s representation fell below an objective standard of reasonableness,” Strickland
v. Washington, 466 U.S. 668, 688 (1984), and that “there is a reasonable probability that, but for
counsel’s unprofessional errors, the result of the proceeding would have been different,” id. at 694.
By its terms, the Sixth Amendment applies to “all criminal prosecutions.” Two Supreme
Court cases have discussed whether and how constitutional rights applicable in criminal
proceedings also apply in civil proceedings that result in a person’s detention. The first, Allen v.
Illinois, 478 U.S. 364 (1986), dealt with a related Illinois statute, the Sexually Dangerous Persons
Act (“SDPA”), 725 ILCS 205/1.01–12.7 The question presented to the Court was whether
proceedings under the SDPA, which is analogous to the SVPCA, were “criminal” within the
meaning of the Fifth Amendment’s protection against compulsory self-incrimination. 478 U.S. at
7
The SDPA, unlike the SVPCA, applies to people who suffer from a mental disorder and have a propensity for the
commission of sex offenses, but who have not necessarily been convicted of a sexually violent offense. 725 ILCS
205/1.01.
14
365. The Court determined that they were not, reasoning that the Fifth Amendment, which
provides that no person “shall be compelled in any criminal case to be a witness against himself,”
did not apply to proceedings which by express statutory provision were civil in nature, and which
did not have the punitive features of criminal sentencing regimes. Id. at 368–69. The Court
observed that “Illinois has expressly provided that proceedings under the Act ‘shall be civil in
nature,’” id. at 368 (quoting Ill. Rev. Stat., ch. 38, ¶ 105-3.01 (1985)), and that the SDPA’s
requirement that a person be detained and treated only so long as they were dangerous
fundamentally distinguished its aims from the punitive and deterrent goals of the criminal law, id.
at 369–70.
In Kansas v. Hendricks, 521 U.S. 346 (1997), the Court considered Kansas’s Sexually
Violent Predator Act, Kan. Stat. Ann. § 59-29a01 (1994), which, like the SVPCA, provided for
civil commitment of persons “convicted of or charged with a sexually violent offense,” id. § 59–
29a02(a), who also had a “mental abnormality,” id., that made them likely to engage in acts of
sexual violence. The Court had to determine whether the Kansas law implicated the
Constitution’s ban on double jeopardy or ex post facto lawmaking. Hendricks, 521 U.S. at 360–
61. The Court determined that neither was implicated because the proceedings authorized by the
law were not criminal in nature. Id. at 360–69. The Court agreed with Allen that “[t]he
categorization of a particular proceeding as civil or criminal ‘is first of all a question of statutory
construction.’” Id. at 361 (quoting Allen, 478 U.S. at 368). Like the SDPA, the Kansas statute
described itself as civil in nature. Hendricks, 521 U.S. at 361. And like the SDPA, the Kansas
statute “[did] not implicate either of the two primary objectives of criminal punishment:
retribution or deterrence.” Id. at 361–62. The Court explained:
15
The Act’s purpose is not retributive because it does not affix culpability for prior
criminal conduct. Instead, such conduct is used solely for evidentiary purposes,
either to demonstrate that a “mental abnormality” exists or to support a finding of
future dangerousness. . . .
...
Nor can it be said that the legislature intended the Act to function as a deterrent.
Those persons committed under the Act are, by definition, suffering from a “mental
abnormality” or a “personality disorder” that prevents them from exercising
adequate control over their behavior. Such persons are therefore unlikely to be
deterred by the threat of confinement.
Id. at 362–63.
No case exists announcing a constitutional right to counsel in civil commitment
proceedings. See, e.g., Huston v. Smith, No. C 13-4063-MWB, 2016 WL 146493, at *8 (N.D.
Iowa Jan. 12, 2016) (“Neither [petitioner] nor his habeas counsel has cited me any United States
Supreme Court decision clearly establishing a federal constitutional right to effective assistance of
counsel in civil commitment proceedings.”). Nor has the Sixth Amendment ever been found by
the Supreme Court to apply to civil commitment proceedings. See Greenfield v. Dep’t of Corr.,
No. CIV.A. 09-1969 JLL, 2011 WL 3203730, at *7 (D.N.J. July 27, 2011) (“Because the Sixth
Amendment right to counsel, by its express terms, applies only to criminal proceedings,
Greenfield has no Sixth Amendment right to effective assistance of counsel in a civil commitment
proceeding.”). Indeed, the relevant features of the SVPCA, when compared to the laws under
review in Allen and Hendricks, strongly suggest that, if it considered the question, the Supreme
Court would find that the Sixth Amendment does not apply to SVPCA commitment proceedings.
Like the laws in Allen and Hendricks, the SVPCA provides that “[t]he proceedings under this Act
shall be civil in nature.” 725 ILCS 207/20. And like those statutes, the SVPCA does not provide
for a definite period of incarceration on the basis of an offense committed; rather, it provides for
treatment and periodic reexamination to determine whether a person is sufficiently rehabilitated to
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be released, id. 207/55(a). Its aims thus cannot be said to be punitive. And, like the Kansas and
Illinois statutes, it applies only to those who suffer from, “a mental disorder that makes it
substantially probable that the person will engage in acts of sexual violence,” id. § 207/5(f), and
thus cannot be said to be meaningfully deterrent in its aims.
There exists no clearly established right, under federal law or the Constitution, to the
effective assistance of counsel in civil commitment proceedings pursuant to the SVPCA. Thus,
the Illinois Supreme Court’s denial of Walker’s claims to have received ineffective assistance of
counsel at trial and on direct appeal of his civil commitment proceedings was not “contrary to, or
involv[ing] an unreasonable application of clearly established Federal law, as determined by the
Supreme Court of the United States.” 28 U.S.C. § 2254(d)(1).
c. Walker’s Due Process Claims
What remains is part of Walker’s third claim—namely, that his rights to due process of law
pursuant to the Fourteenth Amendment were violated by the trial court’s acceptance of his
stipulation, and the trial court’s subsequent refusal to allow him to withdraw that stipulation.
Claims (5), (6), and (7) all, also, essentially repeat the argument that he was committed without
sufficient process and is now being detained pursuant to that unlawful commitment. Respondent
argues that Walker’s arguments rooted in the Fourteenth Amendment must be rejected because
“no clearly established Supreme Court precedent prohibits the acceptance of stipulations in civil
commitment cases.” Answer 19.
The Illinois Appellate Court addressed Walker’s due process claims and rejected them.
The Illinois Appellate Court determined, and the Illinois Supreme Court declined to disturb the
determination, that Walker’s stipulation was knowing and voluntary, and thus, that there was “no
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due process violation here,” App Ct. Order 21; see id. at 18–23. So too, the Appellate Court
determined that Walker received adequate process when the trial court considered and denied his
motion to withdraw his stipulation. Id. at 25–31. As to the former, the Appellate Court reviewed
the admonishments Walker received before stipulating to being a sexually violent person, and
noted that “the trial court orally inquired of respondent whether he had gone over the stipulation
with his attorney and whether he had any further questions. Thus, the trial court took substantial
steps to endure that respondent understood what he was doing . . . .” Id. at 21. As to the latter,
the appellate court applied the Illinois standard for whether or not a stipulation in a civil matter
should be withdrawn, see Brink v. Indus. Comm’n, 15 N.E. 2d 491, 492 (Ill. 1938), and determined
that the trial court had not violated Walker’s rights to due process in denying his request to
withdraw the stipulation because he had not, in relying on Witherspoon’s later report, made “a
clear showing that the matter stipulated is untrue.” App. Ct. Order 30 (citing Brink, 15 N.E.2d at
492). True, Walker did not label his arguments before the appellate court as federal due process
claims. But “hypertechnical congruence between the claims” a petitioner raises at each stage of
the proceedings is not required, Anderson v. Benik, 471 F.3d 811, 814 (7th Cir. 2006), and the
Illinois Appellate Court clearly determined that Walker had received process that did not fall
below federal constitutional minima, both as to the trial court’s acceptance of his stipulation, and
its refusal to let him withdraw it.
The question for this Court is whether the Illinois Appellate Court’s determination that
Walker’s due process rights were not violated is contrary to, or an unreasonable application of
clearly established federal law, as determined by the Supreme Court. 28 U.S.C. § 2254(d)(1).
The Court finds that the Illinois courts’ determination that Walker’s due process rights were not
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violated was not contrary to or an unreasonable application of clearly established federal law.
The Supreme Court has never held that stipulations to being a sexually violent person are
unconstitutional or unlawful when used in civil commitment proceedings under sexually violent
persons commitment acts. On the contrary, federal appellate courts have unblinkingly reviewed
and affirmed civil commitment proceedings in which stipulations have been used. See, e.g.,
Young v. Murphy, 615 F.3d 59, 61 (1st Cir. 2010); Cross v. Harris, 418 F.2d 1095, 1109 (D.C. Cir.
1969). This makes sense; a stipulation to being a sexually violent person under the SVPCA, with
the resultant possible deprivation of a liberty interest, is not per se unconstitutional any more than
a criminal defendant’s being able to plead guilty to a criminal offense. See McCarthy v. United
States, 394 U.S. 459, 466 (1969) (holding that in a criminal matter, a guilty plea must be knowing
and voluntary in order to satisfy due process). While there may of course be questions about
exactly where the constitutional floor for such process may lie when a person stipulates to a
condition that may result in their civil commitment, it is plain enough that the Illinois courts which
directly reviewed Walker’s due process claims did not act contrary to or unreasonably apply any
clearly established federal law on the question. Walker’s due process claims fail as well.
d. Other Motions
All of Walker’s other motions were contingent on the Court’s determination of his petition.
Since the court now denies that petition in its entirety, Walker’s other motions are moot.
e. Certificate of Appealability
When a district court “enters a final order adverse to the applicant,” it must “issue or deny
a certificate of appealability.” Rule 11(a), Rules Governing § 2254 Cases. When the district
court reaches the merits of a claim, a certificate can only be issued “if the applicant has made a
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substantial showing of the denial of a constitutional right.” 28 U.S.C § 2253(c)(2). As to both
Walker’s ineffective assistance of counsel claims and his due process claims, the Court finds that
Walker has not made such a showing. A certificate will not issue for these claims. When the
district court “denies a habeas petition on procedural grounds without reaching the prisoner’s
underlying constitutional claim,” it should issue a certificate if “jurists of reason would find it
debatable whether the district court was correct in its procedural ruling” and if “jurists of reason
would find it debatable whether the petition states a valid claim of the denial of a constitutional
right.” Slack v. McDaniel, 529 U.S. 473, 478 (2000). Not having denied any of Walker’s claims
on procedural grounds, the court makes no findings under Slack. No certificate shall issue.
CONCLUSION
Accordingly, Walker’s petition for relief under 28 U.S.C. § 2254, ECF No. 1, is DENIED.
All the other pending motions, ECF Nos. 22, 24, 26, 27, 28, 30, 31, 32, 33, 34, 35, 36, 37, 40, 41,
42, and 43 are MOOT. No certificate of appealability shall issue. The Clerk is directed to enter
judgment and close the case.
ENTERED:
September 28, 2017
s/Sara Darrow
SARA DARROW
UNITED STATES DISTRICT JUDGE
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