Wilder v. Wexford Health Sources, Inc. et al
Filing
181
MEMORANDUM Opinion and Order Signed by the Honorable John Robert Blakey on 5/8/2015. Mailed notice(gel, )
UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ILLINOIS
EASTERN DIVISION
Roosevelt Wilder, Jr.,
Plaintiff,
Case No. 11 C 4109
v.
Judge John Robert Blakey
Wexford Health Sources, Inc. et al.
Defendant.
MEMORANDUM OPINION AND ORDER
In this Section 1983 civil rights action, Plaintiff Roosevelt Wilder, Jr. claims
that Defendants were deliberately indifferent in failing to provide adequate care for
his hernia, pain from that hernia and post hernia surgery complications. All of the
remaining Defendants filed a motion for summary judgment [124]: Dr.
Parthasarathi Ghosh, Dr. Liping Zhang, Physician’s Assistant LaTanya Williams,
Nurse Tiffany Utke, Alan Karraker, Kevin Halloran, and Wexford Health Sources,
Inc. (“Wexford”). The individual Defendants listed are or were Wexford employees.
DSOF ¶ 7. As explained below, Defendants’ motion for summary judgment is
granted in part and denied in part.
I.
The Evidence Before the Court
Before addressing the parties’ arguments, the Court must briefly consider the
state of the evidence before it. Many of the facts underpinning this Opinion come
from Plaintiff’s deposition and affidavit – Plaintiff’s Exhibits A and B. [162-1]; [1622]. This is because Plaintiff has provided detailed factual information regarding
1
specific instances of misconduct that has not, in most instances, been rebutted by
the Defendants. While Plaintiff’s testimony may be characterized as self-serving,
that does not bar the Court’s consideration. Hill v. Tangherlini, 724 F.3d 965, 967
(7th Cir. 2013) (finding that it was error for the district court to discredit Plaintiff’s
testimony because it was “self-serving”); Payne v. Pauley, 337 F.3d 767, 773 (7th
Cir. 2003) (“a self-serving affidavit is an acceptable method for a non-moving party
to present evidence of disputed material facts”).
It was the Defendants’ job to provide evidence contradicting Plaintiff’s selfserving testimony at summary judgment. To a large extent, especially with regard
to Plaintiff’s specific allegations of mistreatment, they have not done so. They are
left, then, to do so at trial – by challenging Plaintiff’s testimony through the crucible
of cross examination and the presentation of their own evidence. At this time, the
Court will rely on Plaintiff’s un-contradicted testimony and construe it (and all
related inferences) in his favor. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255
(1986). “[I]n doing so,” however, the Court notes that it “does not vouch for [the]
truth” of Plaintiff’s self-serving testimony. Pauley, 337 F.3d at 773; Goodhand v.
United States, 40 F.3d 209, 211 (7th Cir. 1994).
II.
Background 1
Plaintiff was diagnosed with a left inguinal hernia in 1996 while in the
custody of the Illinois Department of Corrections (“IDOC”). [162-1] P. Ex. A at 16.
This matter concerns the treatment Plaintiff received for that hernia while housed
1
Where the facts have been agreed to by the parties, the background section cites to the Plaintiff’s Statement of
Material Facts (“PSOF”) [171] or the Defendants’ Statement of Material Facts (“DSOF”) [125]. All other citations
are to exhibits in the record.
2
at Stateville Correctional Center (“Stateville”) from 2003 to 2011. A hernia is a
protrusion of abdominal contents (intestines) through the abdominal wall and/or
muscle fascia that normally contains it. [162-3] P. Ex. C at Dep Ex. 3. An inguinal
hernia is a hernia that is located in the pubic region.
[162-4] P. Ex. D at 17.
Hernias are relatively common among men, with approximately 750,000 surgeries
occurring every year in the United States. Gonzalez v. Feinerman, 663 F.3d 311,
314 (7th Cir. 2011). In general, hernias may be classified as reducible, incarcerated,
or strangulated.
[162-3] P. Ex. C at Dep. Ex. 3.
A hernia is reducible if the
herniated contents can be returned to the abdominal cavity. This is usually done
manually. An incarcerated hernia is one where the herniated contents cannot be
easily returned to the abdominal cavity (i.e., the material “gets stuck” outside the
abdominal wall).
A strangulated hernia is one where the abdominal material
outside of the abdominal wall gets cinched by the abdominal wall, cutting off blood
flow to the herniated material. Id.
During most of the relevant timeframe, 2003 to 2011, Wexford was under
contract to provide health care services at IDOC facilities – including Stateville. 2
Wexford had a written policy in place concerning the treatment of hernias that
read:
“Based upon the current medical literature regarding the natural history of
abdominal hernias, their repair and recurrence, it is Wexford’s position that:
(1) Patients with stable abdominal wall hernias are not, in general,
candidates for herniorrhaphy [hernia surgery] and will be monitored and
treated with appropriate non-surgical therapy, (2) Patients with incarcerated
or strangulated abdominal wall hernias are candidates for herniorrhaphy and
2
Addus Healthcare Inc. was the vendor for IDOC health care services through 2003. Wexford has been the vendor
since 2004, except for a very brief period that is not relevant to this Opinion.
3
will be referred urgently for surgical evaluation, and (3) Hernias which do not
impact on an inmate’s ADLs [“Activities of Daily Living”] in this setting
would not be consideration for repair [sic]. Decisions regarding patient
suitability for consideration of abdominal wall herniorrhaphy must be made
on a case-by-case basis. These recommendations are intended only as a guide
for the site physician and are not intended to replace hands-on clinical
judgment.” [162-3] P. Ex. C at 50-51, Dep. Ex. 3.
Dr. Ghosh, the medical director at Stateville, admitted that he did not “follow [that]
criteria all the time.” Id. at 51-53. Instead, Dr. Ghosh said that he relied on the
judgment of the physician, and that surgery should be performed if: (1) the hernia is
getting bigger; (2) constant pain is present or ADL’s are affected; or (3) difficulty
reducing the hernia exists. Id. at 26, 51-53.
From 1996 to 2003, Plaintiff’s hernia would pop out occasionally, but it was
easily reducible. [162-1] P. Ex. A at 21-22. It only hurt when it popped out and
while he was reducing it. Id. Plaintiff’s complaint is not based on the treatment of
his hernia between 1996 and June 2003. [162] P. Resp. at 2.
On July 11, 2003, Plaintiff aggravated his hernia while climbing his bunk
bed. [162-1] P. Ex. A at 24. Dr. Tielden, who is not a party here, evaluated Plaintiff
and found a left inguinal hernia approximately two centimeters in size. [162-3] P.
Ex. C at 21-22. On August 21, 2003, Plaintiff wrote Dr. Ghosh saying that his
hernia caused “constant pain and discomfort” and limited his ADL’s. PSOF ¶ 66.
Plaintiff further said, “I pray that you do something about this hernia, soon. I’m in
constant pain and discomfort. My ability to exercise has been severely curtailed,
and I’m always wondering if this hernia with obstruct, strangulate or rupture – and
4
kill me.” [162-3] P. Ex. C at Dep. Ex. 5 (emphasis in original). Dr. Ghosh did not
recall receiving that letter. [162-3] P. Ex. C at 59.
On September 7, 2003, Plaintiff filed a grievance urgently requesting hernia
surgery. [162-3] P. Ex. C at Dep. Ex. 7. Plaintiff wrote: “due to intense pain from
my hernia I fell while attempting to jump into the top bunk.
The fall further
aggravated the injury and the constant pain and discomfort intensified.” Id. On
September 17, 2003, Dr. Ghosh examined Plaintiff and recommended an onsite
surgical consultation by a specialist, Dr. R.K. Natesh. DSOF ¶ 23-25. Dr. Ghosh
found that the hernia was not strangulated or incarcerated, and that it was
reducible. [162-3] P. Ex. C at Dep. Ex. 2. He further found that the hernia was not
painful to reduce. Id. at 33.
Dr. Natesh examined Plaintiff on September 24, 2003. [162-2] P. Ex. B at ¶ 9.
After that visit, Plaintiff told Dr. Ghosh that “Dr. Natesh recommended surgery,”
yet Dr. Ghosh did not approve surgery. [162-1] P. Ex. A at 69:5-15; [162-2] P. Ex. B
at ¶ 9. Dr. Ghosh told Plaintiff that just because surgery is recommended does not
mean he has to approve it. [162-1] P. Ex. A at 69. Dr. Ghosh does not remember
Dr. Natesh’s recommendation, [162-3] P. Ex. C at 37, and there is no copy of that
recommendation in the record. At some point, Dr. Ghosh explained to Plaintiff that
if the hernia “wasn’t incarcerated or strangulated, it wasn’t life-threatening, so it
wasn’t an emergency” and did not require surgery. [162-1] P. Ex. A at 70. He said
as long as Plaintiff could reduce the hernia, no matter how painful, Plaintiff was not
5
a candidate for surgery. Id. at 70-71. It is unclear from the record when exactly Dr.
Ghosh conveyed that information.
On June 3, 2004, Plaintiff received a response to his 9/7/03 grievance. [162-3]
P. Ex. C at Dep. Ex. 7-8. The response denied Plaintiff’s request for hernia surgery,
stating that Dr. Ghosh reviewed Plaintiff’s chart and, per the evaluation done by
the “MD’s there is not evidence of any medical emergency of immediate surgery.”
Id. Plaintiff therefore did not undergo hernia surgery at that time. [162-1] P. Ex. A
at 27:10-14.
Between September 2003 and December 2009 (the date of Plaintiff’s eventual
surgery), Plaintiff alleged he was in continuous pain.
[162-1] P. Ex. A at 28.
Whenever he coughed, sneezed, raised his voice or defecated his hernia would
extrude and he would be in pain until he could reduce it.
Id. at 29. Plaintiff
testified that he lived in a “world of pain” for those six years and was not given any
pain medication. Id. He further stated that he frequently complained of his pain
and requested surgery from Dr. Ghosh and others in the health care unit. Id. at 2931.
During that same period, 2003 to 2009, Plaintiff worked as a barber and in
the soap factory at Stateville. Id. at 10-12. He explained that he was physically
able to do those jobs because he was given “light duty,” which did not require heavy
lifting. Id. at 9-10. From 2004 to 2008, Plaintiff did not file any formal grievances
about his hernia treatment. See [9] Complaint.
6
On February 16, 2007, Plaintiff complained to Physicians Assistant LaTanya
Williams (“Williams”) of his persistent pain. [162-2] P. Ex. B at ¶11. Likewise, on
August 30, 2008, Plaintiff complained to Dr. Zhang of his persistent pain. Id. On
January 7, 2009, Plaintiff wrote letters to Williams, Dr. Ghosh and Dr. Zhang
describing his pain and seeking relief. Id. at ¶12.
The specifics of Plaintiff’s June 16, 2009 interaction with Dr. Zhang are
disputed. According to Plaintiff, he saw Dr. Zhang on that day and she refused to
address his pain or recommend referral to a surgeon or specialist.
Id. at ¶17.
Instead, she told Plaintiff to lose weight to eliminate the pain. Plaintiff testified
that she said, “everybody ha[s] pain. Everybody, all the time, people are in pain.
You’re a big boy. For you, a little pain is nothing. You’ll be alright.” Id. In her
affidavit, Dr. Zhang disagreed. She said that “while a hernia was noted, there was
no pain and it was easily reducible.”
[162-8] P. Ex. H.
Dr. Zhang declined to
recommend surgery. [162-2] P. Ex. B at ¶17.
On February 19, 2009, Plaintiff sent a letter to Alan Karraker, the regional
administrator for Wexford, asking that Wexford authorize surgery. Id. at ¶ 13.
Karraker did not respond and presently does not recall receiving the letter. [162-5]
P. Ex. E. Plaintiff wrote similar letters on June 25, 2009 and July 7, 2009 to both
Karraker and Kevin Halloran (CEO of Wexford). [162-2] P. Ex. B at ¶17. Neither
took any action in response and neither remembers receiving the letter. [162-5] P.
Ex. E; [162-6] P. Ex. F. Karraker and Halloran have no medical training and are
not responsible for medical oversight at Wexford. Id. Karraker was in charge of
7
human resources, the State of Illinois contract, and personnel union issues. Id.
Halloran was the Chairman of Wexford.
Id.
Moreover, inmate letters sent to
Wexford’s corporate office are routed to Joseph Ebbitt, the Director of Risk
Management and Legal Affairs, regardless of who the letter was intended for. Id.
Plaintiff was examined by Williams on February 25, 2009, but there is a
dispute in the record as to what happened during that examination. Plaintiff says
that he complained to Williams about constant pain from his hernia. [162-2] P. Ex.
B at ¶14. Those complaints were listed in his medical log. [162-5] P. Ex. D at 1112. According to Plaintiff, Williams examined his hernia and caused him to yell out
in pain more than once, but refused to treat Plaintiff’s pain or refer him to a
surgeon or specialist for evaluation. [162-2] P. Ex. B at ¶14. As Plaintiff retells, she
said “I’m not going to bullshit you. The truth is we do nothing for inmates with
hernias, unless the hernia becomes incarcerated or strangulated.” Id. Williams
testified, however, that though Plaintiff had complained of pain, she had written in
Plaintiff’s medical log that – based on her examination – Plaintiff’s hernia was “nontender or no tenderness.” [162-5] P. Ex. D at 14.
On July 9, 2009, Dr. Ghosh examined Plaintiff and saw that the hernia had
grown to 4 centimeters in size. [162-4] P. Ex. C at 44. Plaintiff reported constant
pain and the hernia extruding when he sneezed, coughed, talked loudly or
defecated. [162-1] P. Ex. A at 37-39. Dr. Ghosh referred Plaintiff to the University
of Illinois Chicago (“UIC”) hospital for a second consultation. [162-4] P. Ex. C at 44.
Plaintiff was seen on August 14, 2009 at UIC and surgery was recommended.
8
Plaintiff underwent hernia surgery on December 29, 2009. [162-1] P. Ex. A at 4041. The surgery was not done on an emergency basis, and the hernia was neither
strangulated nor incarcerated. Id. at 71.
After surgery, Plaintiff spent one day in the infirmary before being sent back
to his cell. Id. at 42. While in the infirmary, Plaintiff received pain medications
prescribed by his surgeons at UIC. Id. Once back in his cell, the Wexford staff
discontinued his pain medications even though Plaintiff was in “intense pain.” Id.
at 43-44. On January 1, 2010, Plaintiff went to the health care unit seeking pain
medication and was seen by Nurse Tiffany Utke. [162-2] P. Ex. B at ¶ 31. She said:
“[y]ou can’t have the pain medication that has been prescribed for you while you are
in population; you have to be in the infirmary to receive this.” Id. Plaintiff said he
didn’t necessarily need Tylenol or Vicodin, but would take anything for pain. Id.
He still got nothing. Id. Plaintiff asked to remain in the infirmary so that he could
receive medication for his “intense pain,” but this request was denied. [162-1] P. Ex.
A at 44. Nurse Utke only gave the Plaintiff a stool softener (Colace), [162-7] P. Ex.
G, and refused to provide even the Tylenol Dr. Ghosh had prescribed. [162-1] P. Ex.
A at 45; [162-3] P. Ex. C at 48.
Following surgery, Plaintiff’s navel incision from the surgery became an
infected, open sore with continual pain that was not properly addressed for several
months. [162-1] P. Ex. A at 46-47. On January 28, 2010, Plaintiff filed a grievance
regarding his infected wound. [162-2] P. Ex. B at ¶ 42. Dr. Ghosh responded by
saying “all medical issues have been addressed and treated appropriately.” Id. at ¶
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43. As set out in Plaintiff’s affidavit, Dr. Ghosh ignored all of Plaintiff’s verbal
requests, sick call request slips, and personal letters about his post-surgery
complications from the end of January 2010 to the beginning of April 2010. This
was true even though, on at least one occasion, Plaintiff had a suture that forced its
way through his navel incision (from the inside out) and contributed to his bloody,
open wound. Id. at ¶ 41.
On April 7, 2010, Plaintiff was examined again by Williams – who scheduled
an emergency room visit regarding Plaintiff’s infected, open wound on the following
day. [162-2] P. Ex. B at ¶ 45. On April 8, Plaintiff came to the health care unit but
Williams and Dr. Ghosh disagreed about who had to treat him. Id. at ¶ 46.
Eventually, they both refused. Id. During that visit, Williams angrily told the
Plaintiff: “You are [Dr. Ghosh’s] responsibility, not mine! This is his screw-up, not
mine! I identified the emergency and I got you up here to see Dr. Ghosh, like I said I
would. How did this come back to me? How did you become my responsibility? I’m
not touching this. Because if you decide to file some paperwork on this I don't want
my name anywhere near it. This is his responsibility, not mine!” Id. Williams then
walked away and the appointment was rescheduled to April 9, 2010. Id. The record
does not show what treatment Plaintiff received at the April 9 appointment.
On May 21, 2010, Plaintiff was given ointment and gauze by Williams, which
did not help to close the wound. Id. at ¶ 56-57. Right before Plaintiff left that
appointment, Williams said “I’m ordering some more ointment just for you, Mr.
Wilder, because I know you’ll call home crying to your mommy that I’m not taking
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care of you.” Id. She then made whining noises, mimicking the crying sounds of a
baby. Id. at ¶ 57.
Plaintiff was sent to the UIC on June 16, 2010 (six months after his original
surgery) for a procedure to correct his wound and infection. Id. at ¶ 58. That
surgery did not fully resolve Plaintiff’s problem, as Plaintiff’s sore remained painful
and, at times, open. Id. at 59-63. On November 11, 2010, a suture again poked
through Plaintiff’s open wound.
Id. at 69.
This suture was 2 inches long and
Plaintiff had to remove it himself. Id. On November 17, 2010, Plaintiff spoke with
Williams about the wound, which was still discharging pus. Id. at ¶ 72. Williams
said, “I’m not touching that. I already told you I’m not dealing with Dr. Ghosh’s
fuck up, because when you file your lawsuit I don’t want to have anything to do with
it. You’ll have to see Dr. Ghosh about that.” Id. Plaintiff asked for antibiotics but
Williams directed him to Dr. Ghosh. Id. at ¶ 72. It is unclear whether Plaintiff
ultimately received antibiotics.
Plaintiff requested medical attention on numerous other occasions between
June and December 2010, and was often denied care. Id. at ¶¶ 8-9, 59-61. This
included alerting medical personnel to his needs on August 27, August 31, and
September 10, 2010. Id. at ¶59-61. Specifically, on September 10, 2010, Plaintiff
was called to the health care unit where Nurse Utke screamed at him, “[i]f you don't
stop bitching about your little ‘wound’ you’re going to lose your job.” Id. at ¶ 62. On
March 15, 2011, fifteen months after Plaintiff’s original hernia surgery, a second
11
surgery was performed on Plaintiff’s wound and it was closed successfully. [162-1]
P. Ex. A at 48, 53.
III.
Legal Standard
Summary judgment is appropriate if the movant shows that there is no
genuine dispute as to any material fact and the movant is entitled to judgment as a
matter of law. Spurling v. C & M Fine Pack, Inc., 739 F.3d 1055, 1060 (7th Cir.
2014). The party seeking summary judgment has the burden of establishing that
there is no genuine dispute as to any material fact. See Celotex Corp. v. Catrett, 477
U.S. 317, 323 (1986).
Further, summary judgment is not appropriate “if the
evidence is such that a reasonable jury could return a verdict for the non-moving
party,” and the Court must “construe all facts and reasonable inferences in the light
most favorable to the nonmoving party.” Liberty Lobby, 477 U.S. at 255; see also
Carter v. City of Milwaukee, 743 F.3d 540, 543 (7th Cir. 2014).
IV.
Analysis
“The Eighth Amendment safeguards the prisoner against a lack of medical
care that may result in pain and suffering which no one suggests would serve any
penological purpose.” Rodriguez v. Plymouth Ambulance Serv., 577 F.3d 816, 828
(7th Cir. 2009) (internal citations and quotations omitted). Prison officials violate
the Constitution if they “are deliberately indifferent to prisoners' serious medical
needs.” Arnett v. Webster, 658 F.3d 742, 750 (7th Cir. 2011). A claim for deliberate
indifference must show: (1) an objectively serious medical condition; and (2) an
12
official's deliberate indifference to that condition. Roe v. Elyea, 631 F.3d 843, 857
(7th Cir. 2011).
a. Objectively Serious Medical Condition
There are two medical conditions at issue here: (1) the Plaintiff’s hernia, and
(2) the painful open wound that resulted from his hernia surgery. With regard to
Plaintiff’s hernia, the parties agree that it was an objectively serious medical
condition. [162] D. MSJ. at 2. As for the wound, the Court finds that it was also an
objectively serious medical condition. A medical condition is objectively serious if a
physician has diagnosed it as requiring treatment, or the need for treatment would
be obvious to a layperson. Knight v. Wiseman, 590 F.3d 458, 463 (7th Cir. 2009).
Courts in this Circuit have found the following medical conditions objectively
serious: an untreated and infected cyst that resulted in the infliction of unnecessary
pain, Gutierrez v. Peters, 111 F.3d 1364, 1373 (7th Cir. 1997); minor burns, O'Malley
v. Litscher, 465 F.3d 799, 805 (7th Cir. 2006); and tooth decay. Berry v. Peterman,
604 F.3d 435, 440 (7th Cir. 2010)
Here, plaintiff’s surgeon accessed his hernia by creating an incision near his
belly button. After surgery, the incision became an open wound that suffered from:
infections, ongoing pain, and sutures poking out of the wound from the inside. The
wound remained open to varying degrees for approximately fifteen months,
ultimately requiring two additional surgeries to close successfully. That condition
is sufficiently serious to proceed under section 1983.
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b. Deliberate Indifference
“Deliberate indifference is a subjective standard.” Johnson v. Snyder, 444
F.3d 579, 585 (7th Cir. 2006). To demonstrate deliberate indifference, a plaintiff
must show that the defendant “acted with a sufficiently culpable state of mind,”
something akin to recklessness. Id. A prison official satisfies that standard if “he
knows of a substantial risk of harm to an inmate and either acts or fails to act in
disregard of that risk.” Arnett, 658 F.3d at 751.
“A jury can infer deliberate indifference on the basis of a physician's
treatment decision [when] the decision [is] so far afield of accepted professional
standards as to raise the inference that it was not actually based on a medical
judgment.” Duckworth v. Ahmad, 532 F.3d 675, 679 (7th Cir. 2008). This has been
found to include instances where medical professionals: delayed in treating pain
from an objectively serious medical condition, Grieveson v. Anderson, 538 F.3d 763,
778 (7th Cir. 2008); refused to follow the advice of a specialist, Gil v. Reed, 381 F.3d
649, 663-63 (7th Cir. 2004); or failed to treat pain at a nominal cost. Ralston v.
McGovern, 167 F.3d 1160, 1162 (7th Cir. 1999).
c. Hernia Case Law in the Seventh Circuit
Two cases from this Circuit are directly relevant here, and merit in depth
consideration. In Gonzalez v. Feinerman, 663 F.3d 311 (7th Cir. 2011), the Seventh
Circuit found that the inmate had stated a claim of deliberate indifference
regarding hernia treatment that was sufficient to survive a motion to dismiss. The
facts in that matter were very similar to the facts here. In Gonzalez, the inmate
14
developed a hernia in 2004, and complained regularly as his pain increased over the
next six years. Id. at 313. In 2009, he saw the defendant doctor and requested
surgery. Id. The doctor declined the request, stating that he would be fine as long
as the hernia could recede into his abdomen. Id. Yet from April until December
2010, the hernia was consistently visible and caused abdominal pain.
Id.
Defendants nonetheless persisted in denying surgery for the inmate up through the
time he filed the complaint. Id.
In his complaint, the inmate claimed that the prison physicians had been
deliberately indifferent in refusing to authorize surgery for his hernia even though
it was getting worse and causing constant pain. Id. The court explained that the
inmate could prevail if “defendants' response to more than two years of complaints
has been blatantly inappropriate in the face of his pain and the risk the worsening
hernia poses to his present and future health.” Id. at 314. It further noted that,
“[d]elay in treating a condition that is painful even if not life-threatening may well
constitute deliberate indifference.” Id. at 315. Given the fact that the inmate’s
hernia had “continued to worsen, was constantly protruding, and was causing
extreme pain,” the Court found that “a reasonable factfinder could infer that [the
prison physicians] substantially departed from professional judgment by refusing to
authorize surgical repair for [the inmate’s] painful hernia.” Id. at 314.
The Court in Heard v. Illinois Department of Corrections, No. 06 C 644, 2012
WL 832566, at *7 (N.D. Ill. Mar. 12, 2012), reached a similar conclusion at
summary judgment. There, the inmate was diagnosed with a single hernia in 1995,
15
and a double hernia in 2000. Id. at *2. In 1996, an IDOC doctor recommended
surgical repair for the inamte’s hernia, but that surgery never took place. Id. In
2000, the inmate again requested surgery but was denied. While IDOC doctors
noted in their records that the inmate claimed the hernias were painful, the parties
disputed whether he ever complained of that pain when he visited Dr. Ghosh. Id.
The inmate claimed that he complained of pain at all his doctor visits and that the
hernia pain made him less active and affected his mobility. Id.
Over the next several years, the inmate repeatedly complained of pain and
requested surgery. Id. at *2-3. Those requests were denied by Dr. Ghosh, one of the
defendants here, even though he knew the inmate had complained of increased
pain. Id. The IDOC similarly denied several grievances related to the pain from
the inmate’s hernia. On May 22, 2007, the inmate’s hernia became incarcerated, he
was taken to the emergency room, and he underwent surgery. Id.
In Heard, Dr. Ghosh argued, as here, that he treated the hernia properly,
albeit conservatively, and that the inmate’s challenge was nothing more than a
disagreement with Dr. Ghosh’s medical judgment. Id. at *6. The court, relying on
Gonzalez, 663 F.3d at 311, disagreed. It concluded that the inmate had presented
facts sufficient for a reasonable jury to infer deliberate indifference even though the
parties disputed the severity and frequency of the inmate’s pain. Id. It found that
the inmate’s hernia was not repaired for thirteen years after it was diagnosed, and
that he had produced evidence showing he suffered significant pain. Id. Further,
the court emphasized that Dr. Ghosh had repeatedly refused surgery even though it
16
had been recommended by a specialist.
Id. at *7.
The court thus denied the
defendants’ motion for summary judgment and allowed the case to proceed to trial.
Both Heard and Gonzalez are directly relevant here. This Court will address each
Defendant separately below.
d. Dr. Ghosh
Defendants’ motion for summary judgment is denied with regard to Dr.
Ghosh.
Viewing the evidence in the light most favorable to the Plaintiff, a
reasonable jury could find in his favor. This is true for two reasons: (1) Dr. Ghosh
refused to allow surgery in 2003, and (2) Dr. Ghosh ignored Plaintiff’s repeated
complaints of pain and requests for treatment from 2003 to 2011.
In light of the decisions in Heard and Gonzalez, a reasonable jury could find
that Dr. Ghosh’s failure to authorize surgery in 2003 – despite his knowledge of
Plaintiff’s
pain,
the
limitations
to
Plaintiff’s
ADLs,
and
Dr.
Natesh’s
recommendation – constitutes deliberate indifference. In Heard, the court found
that Dr. Ghosh was not entitled to summary judgment because he refused to allow
hernia surgery despite his knowledge of plaintiff’s significant pain and the
specialist’s recommendation. Heard, 2012 WL 832566. In Gonzalez, the court noted
that “[d]elay in treating a condition that is painful even if not life-threatening may
well constitute deliberate indifference,” and found that failure to approve surgery
could be deliberate indifference where plaintiff’s hernia “continued to worsen, was
constantly protruding, and was causing extreme pain.” 663 F.3d at 313-315. Those
two cases are directly on point here.
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Dr. Ghosh’s decision not to allow surgery directly contravened his own stated
criteria for hernia surgery and the holdings in Heard, Gonzalez and several other
cases from this circuit.
See Gil v. Reed, 381 F.3d 649, 663-64 (7th Cir. 2004);
Grieveson v. Anderson, 538 F.3d 763, 778 (7th Cir. 2008). He also made the decision
despite being aware of Dr. Natesh’s recommendation in favor of surgery.
On
September 24, 2003, Plaintiff visited Dr. Natesh for a surgical evaluation. Plaintiff
told Dr. Ghosh that “Dr. Natesh recommended surgery,” but Dr. Ghosh denied that
recommendation. [162-1] P. Ex. A at 26:8-17, 69:5-15; [162-2] P. Ex. B at ¶ 9. He
explained that if the hernia “wasn’t incarcerated or strangulated, it wasn’t lifethreatening, so it wasn’t an emergency” and didn’t require surgery. Id. at 70. He
said as long as Plaintiff could reduce the hernia, no matter how painful, Plaintiff
was not a candidate for surgery. Id. at 70-71. Dr. Ghosh made the decision to deny
surgery despite Plaintiff having told him multiple times that the hernia caused him
“constant pain and discomfort” and limited his ADL’s. PSOF ¶ 66.
Defendant incorrectly argues that Plaintiff’s testimony that he told Dr.
Ghosh about Dr. Natesh’s recommendation is hearsay and should not be considered
at summary judgment. [175] D. Reply at 3-4. Here, Plaintiff testified that he told
Dr. Ghosh that “Dr. Natesh recommended surgery.” [162-1] P. Ex. A at 69:5-15.
That statement is not hearsay, as Plaintiff will presumably give that testimony at
trial and the Defendants will be able to challenge it through cross examination.
Further, the statement imbedded within Plaintiff’s testimony, that Dr. Natesh
recommended surgery, is not being offered for its truth (i.e., to prove that surgery
18
was required), but to show that Dr. Ghosh had knowledge of Plaintiff’s injury and
the substantial risk of harm that injury posed. That statement is therefore not
hearsay. Venture Associates Corp. v. Zenith Data Sys. Corp., No. 92 C 978, 1995 WL
151850, at *2 (N.D. Ill. Apr. 3, 1995) (finding that a statement was not hearsay
where it was not offered for the truth of the matter asserted but to show defendant’s
knowledge or state of mind).
Deliberate difference is a “subjective standard” under which the Plaintiff
must show that the Defendant “knows of a substantial risk of harm to an inmate
and either acts or fails to act in disregard of that risk.” Arnett, 658 F.3d at 751.
Here, Plaintiff’s testimony regarding Dr. Natesh’s recommendation is being used by
the Court to determine what Dr. Ghosh knew about the Plaintiff – i.e., Dr. Ghosh
knew that a specialist had recommended surgery. This, combined with the fact that
Dr. Ghosh knew that Plaintiff was in constant pain, and knew that Plaintiff’s ADLs
were limited, is sufficient to allow a reasonable jury to conclude that Dr. Ghosh was
deliberately indifferent to Plaintiff’s medical condition.
Even if the Court excluded Plaintiff’s statements regarding Dr. Natesh’s
recommendation it still would deny the motion for summary judgment with regard
to Dr. Ghosh. The record shows a long history of complaints from the Plaintiff to
Dr. Ghosh regarding the pain from his hernia and the effect it had on his ADLs.
Despite this, Dr. Ghosh did not provide pain medication or allow surgery for a
number of years. The delay in treatment of a painful problem, though not life
19
threatening, can constitute deliberate indifference. Gonzalez, 663 F.3d at 315. Here,
a reasonable jury could find that it was.
Defendants argue that Dr. Ghosh is entitled to summary judgment because
the dispute here is nothing more than a difference of opinion over the proper course
of treatment, which does not constitute deliberate indifference.
Garvin v.
Armstrong, 236 F.3d 896, 898 (7th Cir. 2001). However, Dr. Ghosh himself said
that surgery should be performed if constant pain is present or ADL’s are affected.
[162-3] P. Ex. C at 26.
This is not, then, a difference of opinion regarding
treatment. Here, the evidence in the record, construed in the light most favorable
to the Plaintiff, indicates Dr. Ghosh knew that the Plaintiff was in constant pain
due to his hernia and his ADL’s were limited.
Under Dr. Ghosh’s own
requirements, and the evidence in the record, a reasonable jury could find
deliberate indifference.
e. LaTanya Williams
With regard to Williams, Defendants’ motion for summary judgment is
denied because: (1) there is a dispute of material fact with regard to the February
25, 2009 encounter, and (2) a reasonable jury could find that Williams was
deliberately indifferent to Plaintiff’s medical needs.
There is a dispute over whether Plaintiff was in pain at the time of the
February 25, 2009 examination.
On that day, Plaintiff complained to Williams
about constant pain from his hernia. Those complaints were listed in his medical
log. According to Plaintiff, Williams examined him, caused him to yell out in pain
20
more than once, and refused to treat his pain. [162-2] P. Ex. B at ¶ 14. She said,
“I’m not going to bullshit you. The truth is we do nothing for inmates with hernias,
unless the hernia becomes incarcerated or strangulated.” Id. Williams testified,
however, that though Plaintiff had complained of pain, based on her examination
the hernia was “non-tender or no tenderness.” [162-4] P. Ex. D at 14. This was also
noted in Plaintiff’s medical log. Id. This fact is material because knowledge of and
failure to treat pain could signal deliberate indifference. See Gil, 381 F.3d at 66162; Ralston, 167 F.3d 1160.
Apart from this factual dispute, summary judgment also is denied because
Williams repeatedly ignored Plaintiff’s complaints regarding his hernia pain, and
did so in a way that was taunting and dismissive. A medical professional’s delay in
treating pain, or response to pain complaints that is plainly inappropriate, permit
the inference of deliberate indifference. Grieveson, 538 F.3d at 778; Berry, 604 F.3d
at 441. Gonzalez is also instructive. 663 F.3d 311 (7th Cir. 2011). The court in
Gonzalez found that chronic pain from a hernia was an objectively serious condition
and that defendants gave the inmate minimal or no medication for his ongoing pain,
which was so bad it limited his ADLs.
Id. at 314.
That refusal to provide
medication, in addition to defendants’ refusal to allow surgery, was sufficient to
present a plausible claim that the inmate’s doctors were deliberately indifferent.
Id. at 314-15.
The same is true here.
Under Plaintiff’s narration of the events, he
repeatedly complained to Williams about the pain associated with his hernia but
21
Williams did not provide pain medication or take any other steps to insure that
Plaintiff’s hernia was appropriately treated. [162-2] P. Ex. B at ¶ 11-12. In fact,
Williams distanced herself from Plaintiff’s medical care altogether.
Following Plaintiff’s surgery, he complained to Williams on a number of
occasions about the open sore that resulted from surgery and the corresponding
severe pain. Williams not only refused to provide adequate treatment, but she did
so with a disdain suggesting malice. See Gil, 381 F.3d at 660 (7th Cir. 2004) (angry
tone of defendant in refusing to treat plaintiff’s pain could indicate that there was
no legitimate reason for the refusal – and that defendant may have been motivated
by malice).
On April 8, 2010, when Plaintiff came to the Emergency Room for treatment
of his open infected wound, Williams and Dr. Ghosh argued about who had the
responsibility to treat the Plaintiff. According to Plaintiff, Williams angrily told
him: “You are his responsibility, not mine! This is his screw-up, not mine! I
identified the emergency and I got you up here to see Dr. Ghosh, like I said I would.
How did this come back to me? How did you become my responsibility? I’m not
touching this. Because if you decide to file some paperwork on this I don't want my
name anywhere near it. This is his responsibility, not mine!” [162-2] P. Ex. B at ¶
46.
Then, on May 21, 2010, Williams told the Plaintiff she had “ordered some
more ointment just for you, Mr. Wilder, because I know you’ll call home crying to
your mommy that I’m not taking care of you.” She then made whining sounds,
22
mimicking the crying sounds of a baby. Id. at ¶ 57. Finally, on November 17, 2010,
Plaintiff spoke with Williams about the wound, which was still discharging pus.
Williams said, “I’m not touching that. I already told you I’m not dealing with Dr.
Ghosh’s fuck up, because when you file your lawsuit I don’t want to have anything
to do with it.
You’ll have to see Dr. Ghosh about that.”
Plaintiff asked for
antibiotics but Williams directed him to Dr. Ghosh. Id. at ¶ 69, 72.
This refusal to provide care, along with Williams’ taunting and disdainful
comments to the Plaintiff, is sufficient to allow a reasonable jury to conclude that
Williams was deliberately indifferent to Plaintiff’s medical needs. See Gil, 381 F.3d
at 660; Ralston, 167 F.3d 1160 (failure to provide an inexpensive or conventional
treatment for pain precluded judgment for defendants on claim for deliberate
indifference).
f. Dr. Zhang
Defendants’ motion for summary judgment is denied with regard to Dr.
Zhang because there is a genuine issue of material fact regarding whether Dr.
Zhang was aware of Plaintiff’s hernia pain. According to her affidavit, when Dr.
Zhang treated Plaintiff on June 16, 2009, his hernia was not in pain. [162-6] P. Ex.
F. Plaintiff, however, testified differently. He provided a signed affidavit stating
that he was seen by Dr. Zhang on June 16, 2009 and that she refused to address his
pain or recommend referral to a surgeon/specialist.
[162-2] P. Ex. B at ¶ 17.
Instead, she told the Plaintiff to lose weight, saying “everybody ha[s] pain.
Everybody, all the time, people are in pain. You’re a big boy. For you, a little pain
23
is nothing. You’ll be alright.” Id. at ¶17.
This issue of fact is material because
whether Dr. Zhang could be found deliberately indifferent depends on her
knowledge of Plaintiff’s pain. See Gil, 381 F.3d at 660. Here, that knowledge is
disputed, and therefore summary judgment is inappropriate.
g. Tiffany Utke
Nurse Tiffany Utke is not entitled to summary judgment because the record
shows she refused to provide care for Plaintiff’s post-surgery wound and, in doing
so, made statements to the Plaintiff that would allow a reasonable jury to find she
acted with deliberate indifference.
As with Williams, Utke’s angry tone in refusing to treat Plaintiff’s pain could
indicate that there was no reason for the refusal of medical care apart from malice.
Gil v. Reed, 381 F.3d 649, 660 (7th Cir. 2004). On two different occasions, Utke
refused to provide Plaintiff with pain medication.
While it is unclear from the
record whether she did so because of some prison policy limiting the provision of
medication; Plaintiff has alleged – and Utke has not rebutted – that she made
several demeaning comments to the Plaintiff in the course of denying him
treatment.
On September 10, 2010, Plaintiff was called to the health care unit where
nurse Utke screamed at him: “If you don’t stop bitching about your little ‘wound’
[said sarcastically] you’re going to lose your job.” Id. at ¶ 62. Then, on or about
September 17, 2010, Utke came to Plaintiff’s cell to give him a Tuberculosis test.
While there, she sarcastically asked him, “how is your belly-button?”
24
Plaintiff
replied, “the same, why, am I scheduled to go back to the surgeon?” Utke laughed,
saying, “no, no, no I just want to know how your little ‘wound’ is doing now that you
know you’re going to lose your job.” Id. at 63. She then laughed and walked away.
Id. The Court finds that Nurse Utke’s taunting and demeaning comments towards
the Plaintiff, along with her failure to appropriately respond to his complaints of
pain, are sufficient to allow a reasonable jury to conclude that she was deliberately
indifferent.
h. Wexford Health Sources, Inc.
The Defendants’ motion for summary judgment is denied with regard to
Wexford.
A corporate entity 3 violates an inmate’s constitutional rights “if it
maintains a policy that sanctions the maintenance of prison conditions that infringe
upon the constitutional rights of the prisoners.” Estate of Novack ex rel. v. County of
Wood, 226 F.3d 525, 530 (7th Cir. 2000). The Plaintiff may prevail on this point by
showing “an express policy which caused the injury, a widespread practice that is so
well-settled as to amount to a policy, or that [Wexford] had the final policymaking
authority for the decisions regarding the medical treatment [Plaintiff] received.”
Perkins v. Lawson, 312 F.3d 872, 875 (7th Cir. 2002).
Heard is particularly instructive here. 2012 WL 832566. In fact, the policy
at issue here is the exact same policy discussed in Heard. 4
There, the Court said
that Wexford could be held liable under 1983 if it “maintained a policy or a custom
3
Section 1983 liability applies to corporations that are under contract to provide jail medical services. Minix v.
Canarecci, 597 F.3d 824, 834 (7th Cir. 2010).
4
Heard v. Illinois Dep't of Corr., No. 06-cv-644, at Dkt. 302-5 (N.D. Ill.).
25
that violated Heard’s rights.” Id. at *7. It found that Wexford was not entitled to
summary judgment for two reasons: (1) because Heard had “presented sufficient
evidence that Ghosh was following Wexford’s policy when he chose to go against the
surgeons’ recommendation and not authorize surgery,” and (2) because a reasonable
jury could find that Wexford’s “hernia policy was unconstitutional as to patients
with hernias that are not strangulated or incarcerated because it does not account
for pain caused by the hernia.” Id. at 8.
This Court sees no reason to depart from Heard.
Here, the repeated
comments by Dr. Ghosh and Williams regarding the reasons Plaintiff would not
receive surgery are sufficient to allow a reasonable factfinder to conclude that
Plaintiff was not given surgery due to Wexford’s policy. For instance, Dr. Ghosh
said that if the hernia “wasn’t incarcerated or strangulated, it wasn’t lifethreatening, so it wasn’t an emergency” and did not require surgery. [162-1] P. Ex.
A at 70. He said as long as Plaintiff could reduce the hernia, no matter how painful,
Plaintiff was not a candidate for surgery. Id. at 70-71. Williams echoed those
sentiments, saying “I’m not going to bullshit you. The truth is we do nothing for
inmates with hernias, unless the hernia becomes incarcerated or strangulated.”
[162-2] P. Ex. B at ¶ 14.
While surgery was eventually allowed without
incarceration or strangulation, for years it was denied under Wexford’s policy
26
because it was not incarcerated or strangulated. Under the reasoning in Heard, this
is sufficient to allow a claim to proceed against Wexford. 5
Heard also supports denying Wexford’s motion for summary judgment in a
second way: Wexford’s policy did not provide for the consideration of Plaintiff’s pain
level. In its conclusion, the Heard court noted that,
“Wexford's policy simply does not consider the patient's level of pain as
a factor in whether or not the patient should have surgical repair of his
hernias. Indeed, the policy does not mention pain at all. Consequently,
as written, the policy counsels against routine surgery for hernias that
are very painful but not strangulated or incarcerated. Given that
Heard has demonstrated that a patient could endure years of
intermittent hernia pain before the hernia becomes strangulated or
incarcerated, a reasonable jury could find that the policy is
unconstitutional for patients like Heard with painful though reducible
hernias.” Heard v. Illinois Dep't of Corr., No. 06 C 644, 2012 WL
832566, at *8 (N.D. Ill. Mar. 12, 2012).
This Court agrees with the analysis in Heard. The Wexford policy regarding
hernias makes no allowance for the inmate’s pain, even though its own medical
director Dr. Ghosh said that he would order surgery based on that pain. While the
policy affords some medical discretion, a reasonable jury could find that the failure
to include any instruction regarding an inmate’s pain resulted in deliberate
indifference here.
i. Kevin Halloran and Alan Karraker
With regard to Defendants Halloran and Karraker, the motion for summary
judgment is granted.
Section 1983 creates a cause of action based on personal
liability and predicated upon fault; thus, “to be liable under § 1983, an individual
5
The Court is aware that, during the year 2003, Addus was under contract to provide medical services and thus the
decisions made during that year would have been pursuant to Addus’ policy. However, there is sufficient evidence
that, between 2004 and 2009, the Plaintiff was denied surgery based on Wexford’s policy.
27
defendant must have caused or participated in a constitutional deprivation.” Pepper
v. Village of Oak Park, 430 F.3d 809, 810 (7th Cir. 2005). For supervisors like
Halloran and Karraker, this means that they “must know about the conduct and
facilitate it, approve it, condone it, or turn a blind eye for fear of what they might
see. They must in other words act either knowingly or with deliberate, reckless
indifference.” Chavez v. Illinois State Police, 251 F.3d 612, 651 (7th Cir. 2001).
The basis for that rule is that supervisors “do not have a free-floating
obligation to put things to rights, disregarding rules (such as time limits) along the
way. Bureaucracies divide tasks; no prisoner is entitled to insist that one employee
do another's job. The division of labor is important not only to bureaucratic
organization but also to efficient performance of tasks; people who stay within their
roles can get more work done, more effectively, and cannot be hit with damages
under § 1983 for not being ombudsmen.” Burks v. Raemisch, 555 F.3d 592, 595 (7th
Cir. 2009).
Halloran and Karraker are entitled to judgment because they did not know
about, approve, condone, or turn a blind eye towards any of the misconduct here.
Plaintiff argues that summary judgment should be denied with regard to Halloran
and Karraker because he “sent written grievances to Alan Karraker and/or Kevin
Halloran in Feb., June and Dec. 2009 but did not receive any response to his
requests for surgery or medical treatment.” [162] P. Resp. at 18. Therefore, argues
the Plaintiff, a reasonable jury could conclude that they could have ordered surgery
or at least had the responsible parties review Plaintiff’s condition. This argument,
28
however, ignores the Wexford administrators’ lack of knowledge about Plaintiff’s
complaints, their role in the Wexford hierarchy, and the procedure that Wexford
had in place for handling inmate letters.
First, there is no evidence showing that either administrator knew about
Plaintiff’s complaint.
Karraker does not remember receiving any letters from
Plaintiff, and Joe Ebbitt – the Wexford Director of Risk Management and Legal
Affairs – stated that any letters from Plaintiff would have been delivered to him,
not Halloran or Karraker. [162-5] P. Ex. E; [162-6] P. Ex. F. Second, there is no
evidence that either Halloran or Karraker approved or condoned the misconduct
alleged by Plaintiff. In fact, neither administrator had the power to do so. Halloran
did not “have responsibility for making or implementing medical polices or
procedures,” and Karraker’s job responsibilities did not “include medical treatment
of inmates or the oversight of medical treatment provided by medical/clinical staff.”
Id. Third, the administrators did not turn a blind eye to Plaintiff’s complaints.
There was a system in place within Wexford to ensure that inmate letters sent to
administrators were directed to the Wexford Director of Risk Management and
Legal compliance, so that they could be dealt with appropriately. Id. As explained
in Burks, these administrators cannot be held liable simply because Plaintiff sent
them a letter. There was a system set up within Wexford to receive inmate letters
and delegate responsibility for them to Joe Ebbitt and others at Wexford Corporate.
This Court will not hold Halloran and Karraker liable for failing to act as
ombudsmen.
29
The Court is aware of several cases in this district where similar claims
against Halloran and Karraker were allowed to proceed past the motion to dismiss
stage – a different procedural posture than here. See Young v. Wexford Health
Sources, No. 10 C 8220, 2012 WL 621358 (N.D. Ill. Feb. 14, 2012); Reliford v. Ghosh,
No. 10 C 3555, 2011 WL 3704747 (N.D. Ill. Aug. 19, 2011); Thomas v. Ghosh, No. 08
C 4644, 2009 WL 910183 (N.D. Ill. Mar. 31, 2009). Each of those cases survived the
motion to dismiss stage primarily because each court rightly accepted the plaintiffs’
allegations as true.
The courts explained, however, that their decision might
change if – at summary judgment – the defendants could present evidence showing
that they did not receive the letters, had no oversight regarding treatment
decisions, and had implemented a system at Wexford such that the letters were not
ignored. Young, 2012 WL 621358, at *7; Reliford, 2011 WL 3704747, at *4; Thomas,
2009 WL 910183, at *5. Defendants have presented just such evidence here.
V.
Conclusion
In light of the foregoing, Defendants’ motion for summary judgment [124] is
granted with respect to Alan Karraker and Kevin Halloran.
It is denied with
respect to Dr. Ghosh, Dr. Zhang, LaTanya Williams, Tiffany Utke, and Wexford.
IT IS SO ORDERED
Dated: May 8, 2015
Entered:
___________________________________
John Robert Blakey
United States District Judge
30
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