Rodriguez v. Cannon et al
Filing
40
MEMORANDUM Opinion and Order Written by the Honorable Gary Feinerman on 7/16/2013.Mailed notice.(jlj)
UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ILLINOIS
EASTERN DIVISION
DOIAKAH GRAY,
Plaintiff,
vs.
CHRIS CANNON, JOHN DOE(S), KEVIN FRAIN,
NANCY POUNOVICH, and MARCUS HARDY,
Defendants.
_____________________________________________
JOSE RODRIGUEZ,
Plaintiff,
vs.
CHRIS CANNON,
Defendant.
_____________________________________________
JOHNNIE WOODS,
Plaintiff,
vs.
CHRIS CANNON,
Defendant.
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11 C 4870
Judge Feinerman
_______________________
11 C 8503
Judge Feinerman
_______________________
11 C 8505
Judge Feinerman
MEMORANDUM OPINION AND ORDER
Doiakah Gray, Jose Rodriguez, and Johnnie Woods, three inmates at Illinois’s Stateville
Correctional Center, brought these pro se lawsuits after Stateville officials refused to let them
receive mail that included photographs depicting nudity and sexual activity. Doc. 35 (11 C
1
4870) (Gray’s first amended complaint); Doc. 1 (11 C 8503) (Rodriguez’s complaint); Doc. 1
(11 C 8505) (Woods’s complaint). The suits are materially identical and will be discussed
together. Plaintiffs advance two claims under 42 U.S.C. § 1983: (1) that Defendants’ refusal to
give them the materials violates the Free Speech Clause of the First Amendment; and (2) that the
grievance procedures through which they were allowed to challenge the refusals violate the Due
Process Clause of the Fourteenth Amendment. Doc. 35 (11 C 4870) at ¶¶ 31-34; Doc. 1 (11 C
8503) at ¶¶ 20-25; Doc. 1 (11 C 8505) at ¶¶ 20-25.
Defendants have moved for summary judgment in all three cases. Doc. 83 (11 C 4870);
Doc. 20 (11 C 8503); Doc. 19 (11 C 8505). Gray also moved for summary judgment. Doc. 77
(11 C 4870). Defendants’ motions are granted and Gray’s motion is denied.
Background
In considering Defendants’ summary judgment motions, the court must take the facts as
favorably to Plaintiffs as the record and Local Rule 56.1 allow. See Hanners v. Trent, 674 F.3d
683, 691 (7th Cir. 2012). Because Defendants will be granted summary judgment, it is
unnecessary to separately consider Gray’s motion—its denial follows necessarily from the grant
of Defendants’ motions. See Continental Datalabel, Inc. v. Avery Dennison Corp., 2012 WL
5467667, at *14 (N.D. Ill. Nov. 9, 2012) (granting the defendant’s summary judgment motion
and concluding that “[i]t necessarily follows that [the plaintiff’s] cross-motion for summary
judgment on liability … is denied”).
Defendants are current or former Stateville employees. Chris Cannon is the former
Publications Review Chairman at Stateville. Doc. 94 (11 C 4870) at ¶ 6. In that capacity,
Cannon reviewed publications mailed to Stateville inmates and determined whether they should
be given to their addressees or rejected as contraband. Ibid. Kevin Frain is Stateville’s current
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Publications Review Chairman. Id. at ¶ 3. Nancy Pounovich (whose name is spelled
“Pounvovich” in some filings) is a superintendent at Stateville whose duties include oversight of
Stateville’s mailroom. Id at ¶ 4. Marcus Hardy is Stateville’s warden. Id. at ¶ 5.
The Illinois regulation governing prisoners’ access to publications is 20 Ill. Admin. Code
525.230 (“Procedure for Review of Publications”). Section 525.230 establishes the position of
Publication Review Officer and provides that such officers “shall review publications to
determine whether to recommend prohibiting acceptance of any publications that he or she finds
to contain material determined to be: 1) Obscene; [or] 2) Detrimental to security, good order,
rehabilitation, or discipline or if it might facilitate criminal activity, or be detrimental to mental
health needs of an offender as determined by a mental health professional.” Id. § 525.230(a).
“A publication may not be rejected solely because its content is … sexual or because its contents
are unpopular or repugnant,” but a publication may be rejected if any portion “is obscene” or if
“[i]t includes sexually explicit material that by its nature or content poses a threat to security,
good order, or discipline or if it facilitates criminal activity.” Id. § 525.230(b)(1), (b)(6). The
regulation provides that an inmate whose publication is under review shall have an opportunity
to object to its being disapproved and to submit a statement in support of the publication. Id.
§ 525.230(c). If the Publication Review Officer decides that the publication should be
disapproved, he recommends disapproval to a Chief Administrative Officer (the “highest ranking
official” at the prison, see id. § 504.12), and the publication is disapproved only if the Chief
Administrative Officer concurs with the Publication Review Officer’s recommendation. Id.
§ 525.230(d). The regulation also provides that “[i]f after six consecutive issues of a publication
have been denied and it is determined unlikely that future issues of the publication will be
approved, the publication may be banned,” but that “[i]f the characteristic content of a banned
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publication significantly changes to no longer warrant denial,” an inmate may request a new
review of the publication. Id. § 525.230(f), (g).
The Illinois Department of Corrections implemented § 525.230 with Administrative
Directive 04.01.108. Doc. 85-1 (11 C 4870) at 56-62. Paragraph II.F.3 of the directive provides:
“Publications that have been redacted, altered, or otherwise modified from the original published
edition are prohibited and shall not be accepted for assessment or review.” Id. at 57. Stateville
has promulgated Warden’s Bulletin #2011-93, which states that “Nude Photos or prints,” along
with other items, “will not be allowed through the mailroom.” Doc. 35 (11 C 4870) at p. 53.
After review by the Publication Review Officer, publications are placed on the Approved
Publication List, the Conditionally Approved Publication List, or the Disapproved Publication
List. Doc. 94 (11 C 4870) at ¶ 14. Disapproved publications are disposed of as contraband. Id.
at ¶ 15. An inmate who disagrees with the disapproval of a publication may file a grievance
pursuant to 20 Ill. Admin. Code 504 and Administrative Directives 04.01.114 and 04.01.115.
Doc. 85-1 (11 C 4870) at 58. Section 504.810 provides that an inmate first should present his
complaint to his counselor and, if that does not resolve the problem, should submit a written
grievance to a Grievance Officer. Id. § 504.810(a), (b). The Grievance Officer then makes a
recommendation to the Chief Administrative Officer, who makes a decision and advises the
inmate of the decision in writing. Id. § 504.830(d). If the inmate remains unsatisfied, he may
appeal the Chief Administrative Officer’s decision to the Director of the Illinois Department of
Corrections, who reviews the grievance and the responses of the Grievance Officer and Chief
Administrative Officer and decides whether the grievance merits a hearing before the
Administrative Review Board. Id. § 504.850. Whether or not the Board is convened to conduct
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a hearing and make a recommendation, the Director makes the final decision and sends the
inmate a copy. Id. § 504.850(f).
Publications and photographs ordered by Plaintiffs have been withheld by Stateville
officials. With respect to Gray, Stateville withheld loose photographs, issues of Celebrity Sleuth
and Celebrity Skin magazines, issues of Adam Film World Guide and Adam Black Video
Director, and a publication from Mailer Ad Group. Doc. 94 (11 C 4870) at ¶¶ 19, 22, 26, 28.
Gray admits that “[t]hese magazines included nude photographs and photographs depicting
sexual acts,” adds that “[m]any photos were of nude women,” and concedes that he receives the
Wall Street Journal. Id. at ¶¶ 20, 31. Gray filed several grievances in response to the decisions
to withhold those materials. Id. at ¶¶ 23, 25, 27, 29. Rodriguez subscribed to a magazine that
was withheld; he admits that it contained nude photographs and “photographs depicting action
scenes.” Doc. 26 (11 C 8503) at ¶¶ 16-17. Rodriguez then filed several grievances. Id. at ¶¶ 19,
21. Woods subscribed to Celebrity Sleuth, Black Tail, and Big Black Butt, all of which were
withheld and all of which he admits included nude and “themed” photographs. Doc. 27 (8505) at
¶¶ 16-17. Woods then filed a grievance. Id. at ¶ 19.
When their grievances were not resolved to their satisfaction, Plaintiffs filed these
lawsuits. Defendants do not contend in their summary judgment briefs that Plaintiffs’ claims are
barred for failure to exhaust the administrative remedies provided by state law. See 42 U.S.C.
§ 1997e(a) (“No action shall be brought with respect to prison conditions under section 1983 …
until such administrative remedies as are available are exhausted.”); Jones v. Bock, 549 U.S. 199,
211-12 (2007) (holding that failure to exhaust under § 1997e(a) is an affirmative defense that
must be established by the defendant).
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Discussion
As noted above, Plaintiffs claim (1) that Defendants unconstitutionally abridged their
First Amendment freedom of speech by withholding the publications and photographs, and (2)
that the grievance procedure fell short of the process guaranteed by the Due Process Clause of
the Fourteenth Amendment. These claims are addressed in turn.
I.
First Amendment Claim
Plaintiffs concede that each of the photographs at issue depicts nudity, penetration, or
redacted penetration. Doc. 94 (11 C 4870) at ¶ 20; Doc. 26 (11 C 8503) at ¶¶ 16-17; Doc. 27 (11
C 8505) at ¶¶ 16-17. Gray asserts that “the entire genitals at the point of contact is blacked out”
in the redacted photographs, Doc. 35 (11 C 4870) at ¶ 16 n.1, but those photographs nonetheless
depict sexual activity. The question presented, then, is whether prison inmates have a First
Amendment right to receive photographs that depict nudity or sexual activity. They do not.
The First Amendment “embraces the right to distribute literature and necessarily protects
the right to receive it.” Martin v. City of Struthers, 319 U.S. 141, 143 (1943) (citation omitted).
Moreover, “sexual expression which is indecent but not obscene is protected by the First
Amendment.” Reno v. ACLU, 521 U.S. 844, 854 (1997) (brackets and internal quotation marks
omitted). Defendants do not argue that the materials at issue here are “obscene” within the
meaning of Miller v. California, 413 U.S. 15 (1973), and so the court assumes that they would be
protected by the First Amendment outside the prison context.
“[F]ederal courts must take cognizance of the valid constitutional claims of prison
inmates. Prison walls do not form a barrier separating prison inmates from the protections of the
Constitution.” Turner v. Safley, 482 U.S. 78, 84 (1987) (citation omitted). That said, “[t]he fact
of confinement and the needs of the penal institution impose limitations on constitutional rights,
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including those derived from the First Amendment, which are implicit in incarceration.” Jones
v. N.C. Prisoners’ Labor Union, Inc., 433 U.S. 119, 125 (1977). “[C]ourts are ill equipped to
deal with the increasingly urgent problems of prison administration,” Turner, 482 U.S. at 84
(quoting Procunier v. Martinez, 416 U.S. 396, 406 (1974)), and “[s]ubjecting the day-to-day
judgments of prison officials to an inflexible strict scrutiny analysis would seriously hamper their
ability to anticipate security problems and to adopt innovative solutions to the intractable
problems of prison administration,” id. at 89. The Supreme Court has thus “afforded
considerable deference to the determinations of prison administrators who, in the interest of
security, regulate the relations between prisoners and the outside world.” Thornburgh v. Abbott,
490 U.S. 401, 408 (1989).
Turner set forth four factors to guide courts in fixing the correct balance between
prisoners’ constitutional rights and the need for deference to prison administrators: “(1) the
validity and rationality of the connection between a legitimate and neutral government objective
and the restriction; (2) whether the prison leaves open ‘alternative means of exercising’ the
restricted right; (3) the restriction’s bearing on the guards, other inmates, and the allocation of
prison resources; and (4) the existence of alternatives suggesting that the prison exaggerates its
concerns.” Munson v. Gaetz, 673 F.3d 630, 633 (7th Cir. 2012) (citing Turner, 482 U.S. at 8991). The Supreme Court has held that “regulations affecting the sending of a ‘publication’ … to
a prisoner must be analyzed under the Turner reasonableness standard. Such regulations are
‘valid if [they are] reasonably related to legitimate penological interests.’” Abbott, 490 U.S. at
413 (quoting Turner, 482 U.S. at 89) (alteration in original); see also Munson, 673 F.3d at 636
(“The challenged regulation survives if it bears a rational relation to legitimate penological
7
interests.”). “The burden … is not on the State to prove the validity of prison regulations but on
the prisoner to disprove it.” Overton v. Bazzetta, 539 U.S. 126, 132 (2003).
The Supreme Court has not addressed prison restrictions on nude or sexual photographs,
and the Seventh Circuit has not done so in a published opinion since Trapnell v. Riggsby, 622
F.2d 290 (7th Cir. 1980). (Bullock v. McGinnis, 1993 WL 533325 (7th Cir. Dec. 21, 1993), and
Smith v. Donohue, 1992 WL 238340 (7th Cir. Sept. 24, 1992), are unpublished orders issued
before January 1, 2007, and thus are not discussed. See 7th Cir R. 32.1(d).) Trapnell upheld
against a First Amendment challenge a prison rule that banned prisoners from receiving nude
photographs that had not been commercially published. Id. at 293-94. The rule distinguished
published photographs like some of the photographs in this case from unpublished, noncommercial photographs. Id. at 292. Inmates were barred from receiving only the latter—
indeed, the prison made published photographs available at the prison commissary and screened
sexually explicit films for the prisoners. Id. at 293.
Trapnell provides little guidance to the present cases, which concern a broad restriction
on both commercial and non-commercial photographs. Trapnell dealt with a narrow ban on noncommercial nude photographs, and its analysis relies on the narrowness of the ban and its
particular rationale—namely, that non-commercial photographs are often of “inmate wives and
girlfriends posing for one particular inmate,” and that “[i]f such photographs were viewed by
other inmates, conflicts or assaults are likely to result.” Id. at 292. Still, Trapnell does not hold
that prisoners do have a First Amendment right to receive commercial nude or sexually explicit
photographs; that question was not before the court. Cf. Nw. Nat’l Ins. Co. v. Maggio, 976 F.2d
320, 323 (7th Cir. 1992) (“Judicial opinions are frequently drafted in haste, with imperfect
foresight, and without due regard for the possibility that words or phrases or sentences may be
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taken out of context and treated as doctrines. … No court … is obliged to treat … its own dicta
… as binding precedent.”). Moreover, Trapnell’s analysis is based on the pre-Turner precedent
of Procunier v. Martinez, supra, which now applies only to regulations on outgoing
correspondence from prisoners, see Abbott, 490 U.S. at 413-14 (“the logic of our analyses in
Martinez and Turner requires that Martinez be limited to regulations concerning outgoing
correspondence”), with incoming materials governed by Turner. As the Supreme Court has
recognized, Martinez provides a “less deferential approach” than the now-applicable Turner
standard, id. at 409, meaning that a prison regulation on incoming materials that would have
been unconstitutional under Martinez could nonetheless be permissible under Turner.
In the years since the Supreme Court established Turner as the controlling standard for
incoming materials, at least four federal appeals courts have considered First Amendment
challenges to prison bans on the receipt by prisoners of nude or sexually explicit photographs,
and each has upheld the bans. See Jones v. Salt Lake Cnty., 503 F.3d 1147, 1154-56 (10th Cir.
2007) (upholding a prison ban on “sexually explicit” publications, meaning publications
featuring pictures of “breasts and genitals”); Mauro v. Arpaio, 188 F.3d 1054, 1057-63 (9th Cir.
1999) (en banc) (upholding a prison ban on “sexually explicit materials,” defined as “materials
that show frontal nudity,” including “personal photographs, drawings, and magazines and
pictorials that show frontal nudity”); Amatel v. Reno, 156 F.3d 192, 194 (D.C. Cir. 1998)
(upholding federal regulations implementing the Ensign Amendment, which barred “the use of
Bureau of Prisons funds to pay for the distribution of commercial material that ‘is sexually
explicit or features nudity,’” with “nudity” defined as “a pictorial depiction where genitalia or
female breasts are exposed” and “sexually explicit” defined as “a pictorial depiction of actual or
simulated sexual acts including sexual intercourse, oral sex, or masturbation”); Owen v. Wille,
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117 F.3d 1235, 1238 (11th Cir. 1997) (upholding a prison’s withholding of nude photographs
where, “in practice, each publication sent to a prisoner is reviewed by at least three prison
officials before it is rejected”); see also Waterman v. Farmer, 183 F.3d 208, 209-10 (3d Cir.
1999) (Alito, J.) (upholding a statute banning “sexually oriented and obscene materials” from a
correctional facility operated “for the sole purpose of housing and rehabilitating sex offenders”).
There is no basis to conclude that the Seventh Circuit would reach a result different from
those reached by these four circuits; to the contrary, there is every reason to believe that the
Seventh Circuit would reach the same result. The Seventh Circuit has held that “[p]risons have
great latitude in limiting the reading material of prisoners.” Mays v. Springborn, 575 F.3d 643,
649 (7th Cir. 2009). And the Supreme Court and the Seventh Circuit have upheld prison
restrictions on content that, outside the prison context, would be protected by the First
Amendment. See Abbott, 490 U.S. at 403-04 (upholding against a facial challenge a prison
regulation broadly authorizing officials “to reject incoming publications found to be detrimental
to institutional security”); Turner, 482 U.S. at 81 (upholding a prison regulation banning most
correspondence between inmates at different prisons); Toston v. Thurmer, 689 F.3d 828, 829 (7th
Cir. 2012) (upholding a prison’s confiscation of an inmate’s copy of the Black Panthers’ “TenPoint Program” as “gang literature”); Munson, 673 F.3d at 631-32 (upholding a prison’s
prohibition on a prisoner’s possessing medical books “because of their drug-related content,” id.
at 634); Van den Bosch v. Raemisch, 658 F.3d 778, 788 (7th Cir. 2011) (upholding a prison’s
prohibition of The New Abolitionist newsletter on the ground that it “may reasonably encourage
distrust of prison staff and threaten prison security”); Singer v. Raemisch, 593 F.3d 529, 531, 535
(7th Cir. 2010) (upholding a prison’s ban on the “popular role-playing game Dungeons and
Dragons” as “a threat to prison security” on the ground that gameplay “mimics the organization
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of a gang” and promotes an “obsession with escaping from the real life, correctional
environment”); Mays, 575 F.3d at 649 (upholding a prison’s prohibition of “an article about a
prison riot and images of gang signs”); Jackson v. Frank, 509 F.3d 389, 390 (7th Cir. 2007)
(upholding a prison’s decision to prohibit inmates from receiving a non-nude photograph of
Jennifer Aniston under a “policy that prevents inmates from possessing individual, commercially
published photographs,” which was enacted to spare the prison the cost of reviewing mail
containing such photographs and of filtering out those containing “nudity and other forbidden
content like gang symbols”); see also Beard v. Banks, 548 U.S. 521, 524-25, 530 (2006)
(plurality opinion) (upholding a prison policy that prevented especially “dangerous and
recalcitrant inmates” from receiving “newspapers, magazines, and photographs” as a means of
incentivizing “better behavior on the part of particularly difficult prisoners”).
This is not to say that all prison regulations that prohibit inmates from receiving and
possessing particular reading materials are invariably constitutional. In King v. Federal Bureau
of Prisons, 415 F.3d 634 (7th Cir. 2005), the Seventh Circuit reversed the district court’s
dismissal of an inmate’s challenge to the prison’s rejection of a computer programming manual:
The refusal to allow King to obtain a book on computer programming presents
a substantial First Amendment issue. Freedom of speech is not merely
freedom to speak; it is also freedom to read. Forbid a person to read and you
shut him out of the marketplace of ideas and opinions that it is the purpose of
the free-speech clause to protect. Not that there aren’t valid penological
reasons for limiting prison inmates’ access to certain types of book. A prison
need not allow prisoners to buy books detailing famous prison escapes, or
even, we suppose, books on how to make yourself as strong as Mike Tyson
through exercise. Were King in prison for computer hacking or other
computer-related crimes, the prison could, in the interest of rehabilitation (i.e.,
preventing recidivism), forbid him to buy a book that would enable him to
increase his ability as a hacker when he’s released. But he claims to want the
book precisely for purposes of rehabilitation—to equip him to work as a
programmer when he is released. That is a proper goal; whether it is his
actual goal the record does not enable us to determine.
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The only reason the prison has given for not wanting King to have the book he
ordered, which teaches C//, a standard language in which computer programs
are written, is that he might write programs with it that would disrupt the
prison’s computer system. However, computers that prisoners are permitted
to use are not connected to the prison network, or any other network. The
prison’s lawyer speculates that King might write a program that contained a
computer virus, put it on a diskette, and then break into a room in which there
is a computer used by prison employees and connected to the prison network,
insert the diskette, and infect the network. This seems far-fetched but in any
event, as an argument found only in the government’s brief, does not defeat
King’s claim. He has made a prima facie claim of infringement of his
freedom of speech, and the government must present some evidence to show
that the restriction is justified by the need to protect the prison’s computer
system.
Id. at 638-39 (citations omitted). The present cases have far more in common with the cases
where courts have upheld challenged regulations than with King. And given the guidance
provided by the Supreme Court and the Seventh Circuit, the court agrees with the appeals courts
that have held, unanimously, that prisons may prohibit inmates from receiving nude or sexually
explicit photographs.
The court’s independent application of the four Turner factors reinforces this conclusion.
The first factor looks to “the validity and rationality of the connection between a legitimate and
neutral government objective and the restriction.” Munson, 673 F.3d at 633. Prison security is
the government objective asserted by Defendants. Defendants maintain that this objective is
served by the above-cited regulation, which permits prison officials to reject a publication on the
ground that “[i]t includes sexually explicit material that by its nature or content poses a threat to
security, good order, or discipline.” 20 Ill. Admin. Code 525.230(b)(6) (emphasis added).
The Supreme Court has held with respect to the first Turner factor that “a regulation
cannot be sustained where the logical connection between the regulation and the asserted goal is
so remote as to render the policy arbitrary or irrational. Moreover, the governmental objective
must be a legitimate and neutral one. [The Court has] found it important to inquire whether
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prison regulations restricting inmates’ First Amendment rights operated in a neutral fashion,
without regard to the content of the expression.” Turner, 482 U.S. at 89-90. Accordingly, as the
Seventh Circuit has explained, analysis under this factor requires consideration of “whether the
governmental objective underlying the policy is (1) legitimate, (2) neutral, and (3) whether the
policy is rationally related to that objective.” Mauro, 188 F.3d at 1059 (internal quotation marks
omitted).
As to first consideration, “[t]he legitimacy of the Government’s purpose in promulgating
these regulations is beyond question. The regulations are expressly aimed at protecting prison
security, a purpose [the Supreme] Court has said is ‘central to all other corrections goals.’”
Abbott, 490 U.S. at 415 (quoting Pell v. Procunier, 417 U.S. 817, 823 (1974)). As to the second
consideration, neutrality, it must be acknowledged that § 525.230(b)(6) does not operate entirely
“without regard to the content of the expression.” Turner, 482 U.S. at 90. But the same was true
in Abbott, and the Supreme Court explained there that “the … reference to ‘neutrality’ in Turner
was intended to go no further than [the] requirement … that the regulation or practice in question
must further an important or substantial governmental interest unrelated to the suppression of
expression.” 490 U.S. at 415 (internal quotation marks omitted). That is true here, as the
regulation permits withholding reading materials not for the purpose of suppressing speech, but
only if it furthers interests in “security, good order, or discipline.” 20 Ill. Admin. Code
525.230(b)(6). “Where, as here, prison administrators draw distinctions between publications
solely on the basis of their potential implications for prison security, the regulations are ‘neutral’
in the technical sense in which [the Court] meant and used that term in Turner.” Abbott, 490
U.S. at 415-16.
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As to the third consideration relevant to the first Turner factor, “whether the policy is
rationally related to that objective,” Mauro, 188 F.3d at 1059 (internal quotation marks omitted),
there exists a valid and rational connection between the regulation and prison security. The
regulation is precisely worded to condition rejection on a prison official’s determination that the
material at issue “poses a threat to security, good order, or discipline.” 20 Ill. Admin. Code
525.230(b)(6). Abbott said that “it is rational for the Bureau [of Prisons] to exclude materials
that, although not necessarily ‘likely’ to lead to violence, are determined by the warden to create
an intolerable risk of disorder under the conditions of a particular prison at a particular time.”
490 U.S. at 417. That is the case here. True, the broadly worded criteria of the regulation—
“sexually explicit material that by its nature or content poses a threat to security, good order, or
discipline”—allow prison officials to exercise substantial discretion in considering any given
item. But the Supreme Court has held that “[w]here the regulations at issue concern the entry of
materials into the prison, … a regulation which gives prison authorities broad discretion is
appropriate.” Id. at 416.
The second Turner factor is “whether the prison leaves open alternative means of
exercising the restricted right.” Munson, 673 F.3d at 633 (internal quotation marks omitted).
Abbott emphasized that “‘the right’ in question must be viewed sensibly and expansively,” and
that “it [is] sufficient if other means of expression … remain[] available.” 490 U.S. at 417-18.
Consistent with those admonitions, Abbott held that the challenged regulations in that case,
which “authorize[d] prison officials to reject incoming publications found to be detrimental to
institutional security,” id. at 403, satisfied the second Turner factor because they “permit[ted] a
broad range of publications to be sent, received, and read,” id. at 418.
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Viewed “expansively,” the right at issue here is Plaintiffs’ First Amendment right to
receive and read a range of publications so that they are not “shut … out of the marketplace of
ideas and opinions that it is the purpose of the free-speech clause to protect.” King, 415 F.3d at
638. There is no dispute that Plaintiffs are permitted to receive a wide range of publications.
Doc. 94 (11 C 4870) at ¶ 31. Gray, for instance, receives The Wall Street Journal, ibid., and
while he may consider it an inadequate substitute for Celebrity Sleuth and Celebrity Skin, it
certainly constitutes an alternative means of exercising his First Amendment rights. “The[]
alternatives need not be ideal to [the plaintiff] for them to adequately satisfy the concerns raised
by the second Turner factor.” Singer, 593 F.3d at 539.
The third Turner factor requires consideration of “the restriction’s bearing on the guards,
other inmates, and the allocation of prison resources.” Munson, 673 F.3d at 633. The Supreme
Court’s analysis of the challenged restrictions in Abbott applies with equal force here:
[T]he class of publication to be excluded is limited to those found potentially
detrimental to order and security; the likelihood that such material will
circulate within the prison raises the prospect of precisely the kind of “ripple
effect” with which the Court in Turner was concerned. Where, as here, the
right in question can be exercised only at the cost of significantly less liberty
and safety for everyone else, guards and other prisoners alike, the courts
should defer to the informed discretion of corrections officials.
490 U.S. at 418 (citations and internal quotation marks omitted). It may not be inevitable that
sexually explicit materials create such risks; recall that the prison in Trapnell banned noncommercial nude photographs but sold commercial pornography at its commissary and screened
sexually explicit films for the prisoners. 622 F.2d at 293. Nonetheless, “[n]ot being experts in
prison administration, but aware of the security problems in American prisons, judges sensibly
defer within broad limits to the judgments of prison administrators.” Toston, 689 F.3d at 830.
As every federal appeals court to have considered prison restrictions on nude or sexually explicit
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photographs since Turner has concluded, such restrictions fall with the “broad limits” of
appropriate deference.
The fourth Turner factor looks to “the existence of alternatives suggesting that the prison
exaggerates its concerns.” Munson, 673 F.3d at 633. “[I]f an inmate claimant can point to an
alternative that fully accommodates the prisoner’s rights at de minimis cost to valid penological
interests, a court may consider that as evidence that the regulation does not satisfy the reasonable
relationship standard.” Turner, 482 U.S. at 91. “The burden is on the prisoner challenging the
regulation, not on the prison officials, to show that there are obvious, easy alternatives to the
regulation.” Mauro, 188 F.3d at 1062; see also O’Lone v. Estate of Shabazz, 482 U.S. 342, 350
(1987) (“By placing the burden on prison officials to disprove the availability of alternatives, the
approach articulated by the Court of Appeals fails to reflect the respect and deference that the
United States Constitution allows for the judgment of prison administrators.”). Plaintiffs have
suggested no such alternative.
Accordingly, based on an independent application of the Turner factors, the court
concludes that a prison regulation preventing inmates from obtaining nude or sexually explicit
photographs is constitutional under Turner’s reasonableness standard. And because there is no
dispute that all of the materials at issue here depict nudity or sexual activity, Defendants’
rejections of those materials are permissible under the First Amendment. Plaintiffs advance
several arguments to the contrary, which are addressed in turn.
First, citing Abbott, Plaintiffs argue that “Cannon’s denial and enforcement of a blanket
ban on the publication Celebrity Sleuth” was unconstitutional because “[t]here must be an
‘individualized’ determination that a particular publication violates the rules at the time it is
censored. The prison cannot simply establish an ‘excluded list’ of publications or ban broad
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categories of materials without regard to their actual contents.” Doc. 95 (11 C 4870) at 4; see
also Doc. 28 (11 C 8503) at 3-5; Doc. 26 (11 C 8505) at 3-4. The Supreme Court in Abbott said
that it was “comforted by the individualized nature of the determinations required by the
regulation.” 490 U.S. at 416. It does not follow that the First Amendment requires that prisons
closely inspect every individual publication to determine whether it poses a threat to prison
security. To the contrary, it is constitutionally permissible for a prison to determine that a certain
class of publications or similar items ought to be subjected to what Gray calls a “blanket ban,” as
Defendants did when they placed Celebrity Sleuth on the “disapproved list” and proceeded to
reject each new issue without an individualized inspection.
This conclusion finds support in Jackson v. Frank, supra, where the Seventh Circuit
upheld a categorical ban on all stand-alone, commercially published photographs, even as
applied to a non-sexual photograph of Jennifer Aniston. The Seventh Circuit upheld the ban on
the ground that it would have been costly for the prison to inspect every incoming photograph to
make an individualized determination of whether it contained “nudity and other forbidden
content like gang symbols.” 509 F.3d at 390. Gray’s position is weaker than that of the Jackson
plaintiff, since the Aniston photograph in Jackson did not itself appear to pose any threat to
prison security, and that photograph’s rejection was upheld on efficiency grounds. Unlike the
Jackson plaintiff, Gray demands access to photographs that actually depict nudity and sexual
content. Defendants were on firm First Amendment ground in rejecting such materials.
Plaintiffs also cite Pepperling v. Crist, 678 F.2d 787, 790 (9th Cir. 1982), which
invalidated as overbroad a prison’s “prohibition on prisoners’ receipt of nude pictures of wives
and girlfriends, and … on receipt of certain publications, specifically Hustler and High Times,”
and Guajardo v. Estelle, 580 F.2d 748, 762 (5th Cir. 1978), which held that “[b]efore delivery of
17
a publication may be refused, prison administrators must review the particular issue of the
publication in question and make a specific, factual determination that the publication is
detrimental to prisoner rehabilitation because it would encourage deviate, criminal sexual
behavior.” Doc. 95 (11 C 4870) at 4-5. But those decisions were made on the authority of
Martinez, which as noted above was overruled as applied to incoming mail and replaced by the
more deferential Turner standard. Finally, Gray quotes Owen v. Wille, supra, where the
Eleventh Circuit said that “[d]efense counsel does not contest that a blanket ban on nude
photographs would be unconstitutional,” and noted that “[a]t oral argument, defense counsel was
asked, ‘You agree that a blanket prohibition against nude photographs would be
unconstitutional?’ to which counsel responded, ‘Facility-wide, yes.’” 117 F.3d at 1237, 1237
n.4. Because the policy at issue in Owen, which the Eleventh Circuit upheld, was not a blanket
ban, the quoted statements are dicta.
Second, Gray complains that Cannon told him that he would be permitted to receive
publications that included redacted photographs but then, when the publications arrived,
withheld them. Doc. 95 (11 C 4870) at 6-7. As explained above, Cannon was entitled as a First
Amendment matter to withhold publications that included photographic depictions of sexual
activity, even if “[t]he entire genitals at the point of contact is blacked out.” Doc. 35 (11 C 4870)
at ¶ 16 n.1. If Cannon misled Gray, Gray’s remedy, if any, does not come under the First
Amendment. At any rate, although Gray’s brief asserts that Cannon told him he would be
allowed to receive the redacted publications, that assertion is not supported by anything in the
parties’ Local Rule 56.1 statements. “Under settled law, facts asserted in a brief but not
presented in a Local Rule 56.1 statement are disregarded in resolving a summary judgment
motion.” Beard v. Don McCue Chevrolet, Inc., 2012 WL 2930121, at *5 (N.D. Ill. July 18,
18
2012) (internal quotation marks omitted); see also Midwest Imps., Ltd. v. Coval, 71 F.3d 1311,
1317 (7th Cir. 1995) (holding that the predecessor to Local Rule 56.1(b)(3) “provides the only
acceptable means of … presenting additional facts to the district court”). Gray’s argument fails
on this ground as well.
Third, Gray contends that the redacted photographs did not actually violate
Administrative Directive 04.01.108’s ban on “[p]ublications that have been redacted, altered, or
otherwise modified from the original published edition.” Doc. 85-1 (11 C 4870) at 57; see also
Doc. 95 (11 C 4870) at 7. His argument is that, although the photographs were “redacted,” they
were not “redacted, altered, or otherwise modified from the original published edition” within
the meaning of the administrative directive because they had been redacted by the publisher
itself. Doc. 94 (11 C 4870) at ¶ 24. This argument fails. Because the photographs concededly
depicted sexual activity, Gray had no First Amendment right to receive them. Whether
Defendants properly interpreted the administrative directive has no bearing here because this is a
§ 1983 suit, and § 1983 does not does not provide a remedy for a government official’s alleged
violation of state law. See Archie v. City of Racine, 847 F.2d 1211, 1217 (7th Cir. 1988) (en
banc) (“A state ought to follow its law, but to treat a violation of state law as a violation of the
Constitution is to make the federal government the enforcer of state law. State rather than
federal courts are the appropriate institutions to enforce state rules.”); see also Idris v. City of
Chicago, 552 F.3d 564, 567 (7th Cir. 2009) (“The Constitution does not demand that units of
state government follow state law. A federal court assumes that the action is authorized as a
matter of local law and asks only whether federal law forbids what the city or state has done.
Whether state law permits that action in the first place is a question for state courts, under their
own law.”) (citations omitted); Trudell v. Brown, 250 F. App’x 182, 183 (7th Cir. 2007)
19
(“federal courts do not apply state law in suits against state officials”). Gray’s other state law
arguments fail for the same reason. Doc. 95 (11 C 4870) at 8-9, 15-16.
Fourth, Plaintiffs complain that Cannon “failed to provide the publishers of the denied
publications with notice of the denial.” Id. at 12-13; see also Doc. 28 (11 C 8503) at 6-7; Doc.
26 (11 C 8505) at 7-8. Defendants Cannon and Frain concede that they failed to send rejection
notifications to the publishers of Celebrity Sleuth, even though such notification is required by
Administrative Directive 04.01.108. Doc. 95 at 30, ¶ 4 (Cannon); id. at 41, ¶ 5 (Frain).
Plaintiffs submit that the failure was unlawful on both state law and federal constitutional
grounds. Again, these § 1983 suits are the wrong vehicles to press state law challenges to
Defendants’ conduct.
As for the constitutional argument, Plaintiffs rely on the Supreme Court’s reference in
Martinez to the lower court’s imposition of a requirement “that the author of [any letter censored
by the prison] be given a reasonable opportunity to protest that decision.” 416 U.S. at 418. The
Supreme Court in Martinez “agree[d] with the District Court that the decision to censor or
withhold delivery of a particular letter must be accompanied by minimum procedural
safeguards,” and affirmed the district court’s judgment on this point. Ibid.; see also Martin v.
Kelley, 803 F.2d 236, 243-44 (6th Cir. 1986) (“we hold that the mail censorship regulation is
insufficient because it fails to require that notice and an opportunity to protest the decision be
given to the author of the rejected letter”). Even if this portion of Martinez survived Turner and
Abbott, the right to have the senders of rejected material informed of the rejection belongs to the
senders themselves, not to the intended recipients. See Smith v. Donohue, No. 88-2405 (C.D. Ill.
Feb. 13, 1991), reproduced at 1992 WL 238340 (with the relevant passage at *5 n.1), aff’d, 1992
WL 238340 (7th Cir. Sept. 24, 1992) (unpublished and referenced only as subsequent history).
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“The Supreme Court has continually held that third-party standing is, on the whole,
inappropriate. The exception to this rule requires a party seeking third-party standing to show,
inter alia, that the possessor of the right is somehow hindered from protecting her own interests.”
Kawasaki Heavy Indus., Ltd. v. Bombardier Recreational Prods., Inc., 660 F.3d 988, 999 (7th
Cir. 2011) (citation omitted). Because there is no indication in the record that the publishers of
Celebrity Sleuth are unable to protect their own rights, Plaintiffs lack standing to assert First
Amendment rights that belong to the publishers. See Allen v. Wright, 468 U.S. 737, 751 (1984)
(“Standing doctrine embraces several judicially self-imposed limits on the exercise of federal
jurisdiction, such as the general prohibition on a litigant’s raising another person’s legal
rights ….”); Perry v. Globe Auto Recycling, Inc., 227 F.3d 950, 953 (7th Cir. 2000) (“Ordinarily,
of course, people have no standing to assert the rights of third parties.”).
II.
Due Process Claim
Plaintiffs also claim that, in violation of due process, they were provided with insufficient
opportunities to challenge the rejections of the photographs and publications sent to them.
Defendants contend that they are entitled to summary judgment because Plaintiffs were given
and took the opportunity to file grievances when their materials were rejected. Doc. 84 (11 C
4870) at 7 (“Plaintiff’s due process rights were protected as he was given the opportunity to
appeal all of these decisions through the prison grievance procedure, which Plaintiff utilized.”);
Doc. 21 (11 C 8503) at 6 (same); Doc. 20 (11 C 8505) at 6 (same).
Plaintiffs indisputably were allowed to grieve the rejection decisions. They complain,
however, that grievances are reviewed by the same officer who makes the initial rejection
decision and that appeals from the denial of grievances are not reviewed de novo. According to
Plaintiffs: “When the review process of the grievance goes to the second stage, the grievance
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officers do not review the publications; they rely on Cannon’s response [Cannon was the officer
who made the initial rejection]. Finally, when the grievance is reviewed in its third stage, the
final stage relies on the grievance officer’s report from Cannon. Therefore, there is no appellate
process to appeal the denial of publications. Once the Publication Review Chairman denies a
publication, no independent second review is conducted of the denied publication. In fact, the
Chairman is the only person who reviews publications. So once a publication is denied, filing a
grievance for the denied publication is a façade.” Doc. 28 (11 C 8503) at 5-6; see also Doc. 95
(11 C 4870) at 10-11 (same); Doc. 26 (11 C 8505) at 6-7 (same).
The court need not consider whether a grievance and appeal process like the one
Plaintiffs describe would indeed be a “façade” that violates due process because Plaintiffs have
failed to adduce record support for their account of the prison’s procedures. They do not even
cite evidence showing that they attempted to appeal the initial denials of their grievances. To
support his account of the grievance procedures, Gray’s brief cites Cannon’s answers to these
interrogatories:
6. Please state who reviewed the publication Celebrity Sleuth pursuant to
Administrative Directive (H)(4)(b)(4) after the plaintiff filed a grievance
requesting the publications be reviewed (See Complaint, Exhibit-A)?
ANSWER: Chris Cannon.
7. As the publication review chairman, name any and all other prison officials
at Stateville who reviewed publications after you denied a publication(s)?
ANSWER: Unknown to this Defendant.
Doc. 95 (11 C 4870) at 11 (citing id. at 30). That Cannon could not name any other prison
official who reviewed the publications does not mean that Gray appealed Cannon’s denials or
that the person(s) who decided the appeals did not independently review the rejected
publications. In his Local Rule 56.1(b)(3)(C) statement, Gray asserts: “The defendants … do not
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afford the plaintiff an opportunity to have a denied publication reviewed by a prison official or
third party once the publication is denied and appealed by the plaintiff. (See Plaintiff’s
Memorandum of Law In Support of His Motion to Deny Defendants’ Motion for Summary
Judgment, Exhibit B, paragraphs 6-7; Exhibit E, paragraph 8.)” Doc. 94 (11 C 4870) at 11-12,
¶ 4. To support this assertion, Gray cites only the above-quoted interrogatory answers from
Cannon and the following interrogatory answer from Frain:
8. Please state the name(s) of the person(s) who reviews a publication once it
has been denied and the plaintiff appeals the denial?
ANSWER: When my review of a publication reveals that it is not allowed I
send the inmate a “Disposal of Denied Publication” form (DOC 0213), telling
him why he will not be allowed to receive the item(s). The inmate then has 30
days to inform me what he would like me to do with the item(s). After 30
days, the item(s) is destroyed unless indicated by the inmate, on the DOC
0213 form, that he is filing a grievance. The item is then stored until I am
informed by the grievance office, ARB or the Publication Review Board of
the decision concerning the inmate’s grievance.
Doc. 95 (11 C 4870) at 42. Frain’s answer says nothing about whether prison officials
considering grievances conduct an independent review of the rejected publication or merely
defer to the publication officer’s initial decision, or whether officials considering appeals of
grievance denials conduct an independent review or merely defer to the grievance officer’s
decision.
Rodriguez’s brief cites a letter sent to him by the Administrative Review Board Office of
Inmate Issues. Doc. 28 (11 C 8503) at 5-6 (citing id. at 23). That letter, which affirms the
rejection of an issue of Celebrity Sleuth that Rodriguez had ordered, does not say that the
reviewing officer failed to independently review the issue in question. Rodriguez also cites the
above-quoted interrogatory responses from Cannon. Id. at 6 (citing id. at 10). As shown above,
those responses do not support Plaintiffs’ assertions about Stateville’s grievance and appeal
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procedures. In his Local Rule 56.1(b)(3)(C) statement, Rodriguez asserts that “[d]enied
publications are not reviewed by a third party (See Plaintiff’s memorandum of Law, Exhibit A,
paragraphs 6, 7).” Doc. 26 (11 C 8503) at 6, ¶ 4. The cited materials are the same Cannon
interrogatory responses discussed above. Woods, too, cites only those interrogatory responses to
support his description of the prison’s procedures. Doc. 26 (11 C 8505) at 7 (citing id. at 12);
Doc. 27 (11 C 8505) at 7, ¶ 4.
Because Plaintiffs have failed to provide record support for their assertions about how
Stateville’s grievance and appeal procedures operate, the court need not consider whether
Stateville’s procedures would violate due process if they operated in the manner that Plaintiffs
claim—that is, if the upper levels of review more or less rubber-stamp the initial rejection rather
than review the rejected publication themselves. See FTC v. Bay Area Bus. Council, Inc., 423
F.3d 627, 632 (7th Cir. 2005) (affirming the grant of summary judgment due to the non-movant’s
failure to adduce evidence raising a material factual dispute); Waldridge v. Am. Hoechst Corp.,
24 F.3d 918, 922 (7th Cir. 1994) (same).
Gray also complains that Defendants failed to inform him of the grounds for rejecting
several of the publications he ordered. Doc. 94 (11 C 4870) at ¶ 21; Doc. 95 (11 C 4870) at 5.
The record contradicts Gray’s assertion—the rejection notifications clearly indicate why each
publication was rejected. Doc. 35 (11 C 4870) at pp. 12-13 (“on the ‘disapproved publication
list,’” “penetration,” “altered photos on lo[o]se pages, not allowed”), 15 (“The publication is
listed on the Disapproved Publication List.”), 17 (same), 19 (same), 26 (“altered, loose pages not
allowed”), 28 (“penetration”), 32 (“penetration throughout”), 37 (“inappropriate photos”), 39
(“penetration advertisements … not allowed”), 43 (“Disapproved List”), 45 (same). Thus, Gray
was provided with enough notice of the grounds for rejecting his publications to enable him to
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grieve the rejections before the materials were destroyed. See Matamoros v. Grams, 706 F.3d
783, 790 (7th Cir. 2013) (“The purpose of notice under the Due Process Clause is to allow an
interested party to challenge the deprivation of a protected liberty interest before it occurs.”).
Because Plaintiffs have failed to submit evidence sufficient to establish the factual
predicate of their due process claim, Defendants are entitled to summary judgment on that claim.
Conclusion
For the foregoing reasons, Defendants’ motions for summary judgment are granted, and
Gray’s motion for summary judgment is denied.
July 16, 2013
United States District Judge
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