Libertarian Party of Illinois et al v. Illinois State Board of Elections et al
Filing
98
MEMORANDUM Opinion and Order signed by the Honorable Andrea R. Wood on 2/24/2016. Mailed notice(ef, )
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ILLINOIS
EASTERN DIVISION
LIBERTARIAN PARTY OF ILLINOIS, et al., )
)
Plaintiffs,
)
)
v.
)
)
ILLINOIS STATE BOARD OF ELECTIONS, )
et al.,
)
)
Defendants.
)
No. 12-cv-02511
Judge Andrea R. Wood
MEMORANDUM OPINION AND ORDER
The plaintiffs in this action for declaratory and injunctive relief challenge the
constitutionality of the full slate requirement for new political parties seeking access to election
ballots in the State of Illinois. The Libertarian Party of Illinois (“Libertarian Party”), its chairman
Lupe Diaz, prospective candidate for Kane County Auditor Julie Fox, and Fox supporter John
Kramer (collectively, “Plaintiffs”) sued the members of the Illinois State Board of Elections and
the Kane County Clerk (collectively, “Defendants”) after Fox was excluded from the Kane
County ballot for the November 2012 general election because her petition to run as the
Libertarian Party candidate for County Auditor lacked the required number of signatures and did
not list a full slate of candidates for her party. Plaintiffs claim that the requirement under the
Illinois Election Code that, as a new political party, the Libertarian Party must field a complete
slate of candidates at the county level to gain access to the ballot violates their rights under the
First and Fourteenth Amendments to the United States Constitution. Now both Plaintiffs and
Defendants have filed motions for summary judgment. For the reasons stated below, the Court
grants Plaintiffs’ motion (Dkt. No. 40) and denies Defendants’ motion (Dkt. No. 44).
BACKGROUND
The relevant facts are undisputed. Founded in 1972, the Libertarian Party is an affiliation
of voters formed for the purpose of influencing public policy through a variety of means,
including running candidates for public office and disseminating the party’s views on policy
issues through its candidates’ campaigns. (Def. Resp. to Pl. Stmt. of Mat. Facts ¶ 1, Dkt. No. 48.)
It is the Illinois affiliate of the national party by the same name. (Id.) Diaz is the chairman of the
Libertarian Party; Fox, who resides in Kane County, sought to run as the party’s candidate for
Kane County Auditor in the general election held on November 6, 2012; and Kramer, also a
resident of Kane County, sought to be able to circulate Fox’s nomination petitions and to vote for
her. (Id. ¶¶ 2-4.)
Under the Illinois Election Code, an “established political party” is defined as “[a]
political party which, at the last election in any congressional district, legislative district, county,
township, municipality or other political subdivision of district in the State, polled more than 5%
of the entire vote cast within such territorial area or political subdivision.” (Id. ¶ 11 (citing 10 Ill.
Comp. Stat. 5/10-2).) The Libertarian Party is not currently an established political party in Kane
County. (Id. ¶ 10.) As a result, it must meet the requirements for a “new political party” seeking to
obtain access to the ballot at the local level. One such requirement is that it must submit a petition
“signed by qualified voters equaling in number not less than 5% of the number of voters who
voted at the next preceding regular election” in that political subdivision. 10 Ill. Comp. Stat. 5/102. Another is that it must file its nomination petition “not more than 141 but at least 134 days
previous to the day of such election.” 10 Ill. Comp. Stat. 5/10-6.
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At issue in this lawsuit is yet a third requirement: that the new political party field a
complete list of candidates for all offices in the political subdivision in which it wishes to
complete. Specifically, as provided by the statute,
[a]ny [nominating] petition for the formation of a new political party throughout
the State, or in any such district or political subdivision . . . shall at the time of
filing contain a complete list of candidates of such party for all offices to be filled
in the State, or in such district or political subdivision as the case may be, at the
next ensuing election to be held[.]
10 Ill. Comp. Stat. 5/10-2. This full slate requirement does not apply to candidates from
established political parties or independent candidates. (Def. Resp. to Pl. Stmnt. of Mat. Facts
¶ 18, Dkt. No. 48.)
For the November 2012 election, Fox’s nomination petition to run as the Libertarian Party
candidate for Kane County Auditor contained 618 signatures and named her alone as a candidate
for office. (Def. Stmnt. of Mat. Facts ¶ 9 & Ex. B, Dkt. No. 46.) On July 10, 2012, the Kane
County Officers Electoral Board sustained an objection to Fox’s petition. The board found Fox’s
petition deficient because (i) her 618 signatures fell short of the 6,543 that she was required to
obtain (i.e., 5% of the total of 129,050 votes that were cast in the preceding general election), and
(ii) her petition did not list a complete slate of Libertarian Party candidates for all offices to be
filled in Kane County, which for that election included the Circuit Clerk, County Recorder,
States’ Attorney, County Coroner, County Board Chairman, and Regional Superintendent of
Schools. (Def. Stmnt. of Mat. Facts ¶¶ 9, 10, 12 & Ex. B, Dkt. No. 46.)
On April 5, 2012, Plaintiffs filed this lawsuit asserting claims under 42 U.S.C. § 1983
against the Illinois State Board of Elections and its individual members in their official capacities.
Plaintiffs alleged that the application of the filing deadline, signature requirement, and full slate
requirement for new political parties at the local level unconstitutionally burdened their First
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Amendment rights to associate for advancement of their political beliefs and to vote effectively,
and their Fourteenth Amendment rights to equal protection and due process of law. (Dkt. No. 1.)
After Defendants moved to dismiss Plaintiffs’ claims, the Court issued a Memorandum Opinion
and Order dismissing the Illinois State Board of Elections as a Defendant because, as a state
agency, it is immune from suit under the Eleventh Amendment. (Dkt. No. 22.) The Court also
dismissed Plaintiffs’ First and Fourteenth Amendment claims against the individual board
members to the extent those claims challenged the filing deadline. The Court held that Plaintiffs
constitutional claims could proceed against the individual board members, however, finding that
“the [Illinois Election Code’s] complete slate requirement imposes a heavy burden on Plaintiffs’
voting and associational rights that is not justified by the state’s regulatory interests.” (Id. at 17.)
Plaintiffs subsequently filed an amended complaint naming Kane County Clerk John A.
Cunningham, in his official capacity, as an additional Defendant. (Dkt. No. 26.) After discovery
was completed, the parties filed the cross-motions for summary judgment that are now before the
Court. (Dkt. Nos. 40, 44.) In their summary judgment motion, Plaintiffs state that while they
originally sought relief from the signature and filing deadline requirements, they have abandoned
those claims and are now challenging only the full slate requirement.1
DISCUSSION
Summary judgment should be granted where “the movant shows that there is no genuine
dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R.
Civ. P. 56(a). In deciding such a motion, the Court examines the record in the light most favorable
to the non-moving party, resolving all evidentiary conflicts in her favor and according her the
1
Specifically, Plaintiffs state that they are no longer challenging the signature requirement and that in the
ruling on the motion to dismiss, the Court “concluded that the filing deadline was not unconstitutional.”
(Dkt. No. 40-2 at 2.)
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benefit of all reasonable inferences that may be drawn from the record. Coleman v. Donahoe, 667
F.3d 835, 842 (7th Cir. 2012).
I.
As an initial matter, Defendants contend that this Court need not decide whether the full
slate requirement is constitutional in order to resolve this case. Instead, Defendants urge the Court
to follow the well-established principle of judicial restraint, which counsels that a court generally
should avoid reaching a constitutional question if there is some other ground upon which to
dispose of a case. See Escambia Cnty., Fla. v. McMillan, 466 U.S. 48, 51 (1984); see also
Ashwander v. Tennessee Valley Auth., 297 U.S. 288, 347 (1936) (“[I]f a case can be decided on
either of two grounds, one involving a constitutional question, the other a question of statutory
construction or general law, the Court will only decide the latter.”); Bhd. of Locomotive Eng’rs
and Trainmen v. Union Pac. R.R., 522 F.3d 746, 750 (7th Cir. 2008) (“[I]t is a fundamental rule
of judicial restraint that we ought not to pass on questions of constitutionality unless such
adjudication is unavoidable.”) (internal citation and quotation marks omitted). In this case,
Defendants ask the Court to decline to reach the constitutional question and instead find that
Plaintiffs’ claims fail because Fox would have been excluded from the ballot anyway for having
an insufficient number of signatures on her nominating petition.
But while Defendants attempt to frame their argument as one of constitutional avoidance,
it is more appropriately considered as a standing argument. In essence, Defendants contend that
Plaintiffs did not suffer any injury as a result of the full slate requirement since Fox was also ruled
ineligible to appear on the ballot for the independent reason that she lacked the requisite
signatures. By this theory, however, anyone who would be excluded from a ballot due to one
restriction would not be able to challenge that restriction without first demonstrating that they
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satisfied, or at least could satisfy, every other requirement. The law imposes no such condition. To
the contrary, Fox and her supporters were not required to collect any signatures for her
nomination petition (let alone the full 6,452) as a prerequisite to challenging the full slate
requirement. See Nader v. Keith, 385 F.3d 729, 736 (7th Cir. 2004) (noting that, in a case where
the plaintiff challenged several restrictions imposed on independent and third-party candidates,
“[t]here would be no question of his standing to seek such relief in advance of the submission or
even collection of any petitions”); see also Sporhase v. Nebraska, ex rel. Douglas, 458 U.S. 941,
945 n.2 (1982) (“Because of the reciprocity requirement of § 46-613.01, appellants would not
have been granted a permit had they applied for one. Their failure to submit an application
therefore does not deprive them of standing to challenge the legality of the reciprocity
requirement.”); Stevenson v. State Bd. of Elections, 638 F. Supp. 547, 550 (N.D. Ill. 1986), aff’d
794 F.2d 1176 (7th Cir. 1986) (“The defendants in this case suggest that the plaintiffs have no
standing because they have not tendered at this late date their petitions before the board and had
them rejected. But this gesture of formality is unnecessary.”).
Plaintiffs are harmed by the full slate requirement because it would prevent Fox from
appearing on the ballot with her chosen party affiliation regardless of whether she fulfilled the
other requirements. Indeed, one could imagine that the fact that Fox’s petitions did not list a full
slate of Libertarian Party candidates might have deterred interested supporters who, aware of the
full slate requirement, were hesitant to sign what appeared to be an infirm petition. Thus, this
Court rejects Defendants’ suggestion that it avoid the constitutional issue by finding that Fox was
properly ruled off the ballot due to an insufficient number of signatures and proceeds to consider
the merits of Plaintiffs’ claim.2
2
Similarly, the fact that the November 2012 election has long since been decided does not render
Plaintiffs’ claims moot, as the ballot restrictions they challenge prevented Fox and the Libertarian Party
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II.
“The First Amendment, as incorporated against the states by the Fourteenth Amendment,
‘protects the right of citizens to band together in promoting among the electorate candidates who
espouse their political views.’” Lee v. Keith, 463 F.3d 763, 767-68 (7th Cir. 2006) (quoting
Clingman v. Beaver, 544 U.S. 581, 586 (2005)). Thus, restrictions imposed by a state on a
political party’s or candidate’s access to the election ballot may impermissibly infringe on First
Amendment rights. In addition, ballot access restrictions that treat similarly-situated parties or
candidates unequally may violate the Fourteenth Amendment right to equal protection of the laws.
Green Party of Tennessee v. Hargett, 791 F.3d 684, 695 (6th Cir. 2015) (finding that a ballot
access restriction that “imposes a greater burden on minor parties without a sufficient rationale
put forth by the state . . . violates the Equal Protection Clause”); see also Anderson v. Celebrezze,
460 U.S. 780, 786 n.7 (1980); Lubin v. Panish, 415 U.S. 709, 713-714 (1974).
In Burdick v. Takushi, 504 U.S. 428 (1992), the Supreme Court articulated the standard to
be applied when evaluating constitutional challenges to state election laws:
A court considering a challenge to a state election law must weigh the character and
magnitude of the asserted injury to the rights protected by the First and Fourteenth
Amendments that the plaintiff seeks to vindicate against the precise interests put forward
by the State as justifications for the burden imposed by its rule, taking into consideration
the extent to which those interests make it necessary to burden the plaintiff’s rights. Under
this standard, the rigorousness of our inquiry into the propriety of a state election law
depends upon the extent to which a challenged regulation burdens First and Fourteenth
Amendment rights. Thus, as we have recognized when those rights are subjected to severe
restrictions, the regulation must be narrowly drawn to advance a state interest of
from appearing on the ballot and continue to restrict the political activities of potential new parties and
their members. Lee v. Keith, 463 F.3d 763, 767 (7th Cir. 2006); see also Storer v. Brown, 415 U.S. 724,
737 (1974) (“The . . . election is long over . . . but this case is not moot, since the issues properly presented,
and their effects on independent candidacies, will persist as the . . . statutes are applied in future elections.
This is, therefore, a case where the controversy is capable of repetition, yet evading review.”) (internal
quotation marks and citations omitted); Krislov v. Rednour, 226 F.3d 851, 858 (7th Cir. 2000) (holding
that, even though the date of the primary in which the plaintiffs desired to participate had long since
passed, because the ballot access restriction at issue was still in force with respect to future elections “this
case is capable of repetition yet evading review, a recognized exception to the mootness doctrine”).
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compelling importance. But when a state election law provision imposes only reasonable,
nondiscriminatory restrictions upon the First and Fourteenth Amendment rights of voters,
the State’s important regulatory interests are generally sufficient to justify the restrictions.
Id. at 434 (internal citations and quotations omitted); see also Hargett, 791 F.3d at 693 (applying
the test established in Burdick and Anderson in an equal protection challenge to ballot restrictions
for minor parties); Lee, 463 F.3d at 767-68 (applying the Burdick standard to conclude that certain
restrictions on ballot access for independent candidates combined to severely burden the First and
Fourteenth Amendment rights of candidates and voters).
In Illinois, new political parties are permitted to form and obtain access to the ballot at the
local level. There are, however, certain restrictions with which new political parties must first
comply in order to do so. New political parties must submit a nominating petition 134 to 141 days
prior to the upcoming election that lists candidates for all offices to be filled at the upcoming
election and has been signed by at least 5% of the number of voters who voted at the next
preceding regular election. 10 Ill. Comp. Stat. 5/10-2, 5/10-6. In contrast, established political
parties do not need to run candidates for all offices in the local election. In this respect the Illinois
Election Code places a burden on the First and Fourteenth Amendment rights of new parties, their
candidates, and their supporters, which is not shared by established parties, their candidates, and
their supporters.
Defendants contend that the full slate requirement protects the legitimate state interest of
ensuring the existence of sufficient support to permit identification as a party. But there must be
some logical relationship between the asserted state interest and the burden imposed upon the
constitutional rights of those seeking to appear on the ballot. Summers v. Smart, 65 F. Supp. 3d
556, 564 (N.D. Ill. 2014). Perhaps a new party’s ability to list candidates for every open position
in the upcoming election tends to indicate the existence of a well-supported party, but the
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signature requirement (no longer challenged here) also serves that purpose and does it better.
While the signature requirement demands a new party to show public support roughly comparable
to that of an established party, “adding more candidates to the mix does not show that more
support exists among the electorate.” Id. (emphasis in original).
Defendants also argue that the full slate requirement serves the state’s interest in
preventing factionalism and party-splintering. It is unclear, however, how it serves those interests.
Again, the signature requirement would seem better suited to prevent factionalism and partysplintering, as members of a new political party would have an interest in joining forces with
similarly-minded individuals to gather the requisite signatures. In addition, the full slate
requirement would not prevent two new parties espousing the same political ideology from filing
nominating petitions under different party names with full slates on each petition. Additionally,
and importantly, the Illinois Election Code requires all candidates for a particular party to appear
on the same nominating petition, which would prevent overlapping candidates or tickets.
That the full slate requirement is ill-suited to achieve the goals espoused by Defendants is
further demonstrated by the potential for unintended consequences. Requiring a new political
party to field candidates for each and every position so that it can appear on the ballot for even
one position could encourage new parties to enlist strawmen candidates—who may be
uninterested or unqualified to run for their designated positions—just to fill empty slots. The fact
that a new party does not have a viable candidate to put forward for County Coroner, for example,
does not indicate much about the strength of the party’s overall support or its legitimacy.
Moreover, as another judge in this District recently pointed out, in some cases a new party might
be required to run a candidate for a position to which that party is ideologically opposed. See
Smart, 65 F. Supp. 3d at 563 n.3 (pointing to Lieutenant Governor as an example of a political
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office in Illinois that some new parties might oppose filling as a matter of principle). The
suggestion that a full slate of candidates serves as an indicator of a party’s legitimacy is further
weakened by the fact that even established parties frequently fail to field candidates for every
position on the ballot,3 yet the Illinois Election Code does not restrict their access to the ballot as a
result.
Defendants place a great deal of emphasis on the fact that “only a small number of states
are as generous as Illinois in permitting new political party formation at the local level.” (Def.
Reply at 4, Dkt. No. 55.)4 There are at least nine states, including Illinois, that allow new political
parties to access the ballot at the local level. (Pl. Sur-Reply at 1, Dkt. No. 57-1.) Defendants’
observation might support the conclusion that Illinois is not required to allow new party formation
at the local level, but it does not relieve the state from its obligation, once it determines to
establish a process for party formation and participation at the local level, to do so in a way that
comports with the constitution. Once new political parties are permitted access to the ballot at the
local level, there is no reason to permit the state to enact severe restrictions that are not narrowly
tailored and do not advance compelling state interests.
3
The Court provided examples in the Memorandum Opinion and Order dated September 5, 2012
addressing Defendants’ motion to dismiss. (See Dkt. No. 22 at 12-13.) More recent ballots demonstrate
that the previously-cited examples were not mere anomalies. For example, the 2014 General Election
ballot for Kane County listed no Democratic Party candidate for County Clerk, County Treasurer, or
County Board Member for Districts 9, 13, 15, or 21; and no Republican Party candidate for County Board
Member for Districts 1, 3, 7, or 17.
http://kanecountyelections.com/Candidates/Candidates.aspx?ElectID=6&PartyCode=NP&Lang=1 (last
visited February 23, 2016). The Court takes judicial notice of information available to the public about the
Kane County ballot. See Denis v. Dunlap, 330 F.3d 919, 926 (7th Cir. 2003) (taking judicial notice of
information found on the website of a government agency).
4
Defendants rely on the deposition testimony of Richard Winger, a witness who also submitted an affidavit
for Plaintiffs regarding the legislative history of the Illinois full slate requirement (Dkt. No. 40-3). Winger
is a member of the Libertarian Party in California and has been the editor of a newsletter called Ballot
Access News since 1985. (Dkt. No. 46-3 at 6, 11.) Winger has also testified as a witness in a number of
election law cases. (Dkt. No. 40-4.)
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Finally, Defendants point to prior cases from Illinois state courts and this District Court
upholding the full slate requirement. See Socialist Workers Party of Illinois v. Ogilvie, 357 F.
Supp. 109, 113 (N.D. Ill. 1972) (finding no First Amendment violation for failing to certify a new
political party with no full slate of candidates); Reed v. Kusper, 607 N.E.2d 1198, 1202 (Ill. 1993)
(noting that the statute is “unambiguous” in requiring a new party to “disclose candidates for all
available positions”); Green Party v. Henrichs, 822 N.E.2d 910 (Ill. App. Ct. 2005) (finding the
full slate requirement did not violate due process and equal protection rights).
Notably, the Illinois appellate court in Henrichs, whose opinion addressed the full slate
requirement in the most detail of the cases cited, did not consider certain arguments before the
Court in the present case that militate in favor of finding the full slate requirement to be a severe
burden. First, Henrichs did not address the signature requirement for new political parties and
whether that would be a reasonable means of having a new party show “that it is able to muster
support in the community.” Henrichs, 822 N.E.2d at 447. Second, in Henrichs, the court noted
that the full slate requirement does not prevent any individual from running, since they would be
able to run as independents. Id. This conclusion, however, fails to address the significance of
political party membership. As explained by the Court in response to Defendants’ motion to
dismiss in this case, “[p]olitical party membership and independent candidacy ‘are entirely
different and neither is a satisfactory substitute for the other.’” (Mem. Op. at 11, Dkt. No. 22
(quoting Storer v. Brown, 415 U.S. 724, 745-45 (1974)).
Plaintiffs also correctly point out that the earlier cases were decided at a time when
independent candidate petitions had to be filed six months earlier than new party petitions. (Pl.
Mot. for Summ. J. at 7-8, Dkt. No. 40-2.) The full slate requirement therefore served the purpose
of preventing independent candidates from creating “sham new parties to avoid the earlier filing
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deadline.” (Id. at 8.) As a result of the Seventh Circuit’s decision in Lee v. Keith, 463 F.3d 763
(2006), the petition deadlines were made identical for new parties and independent candidates.
The rationale for needing a separate full slate requirement for new parties therefore diminished
substantially after that point.
Illinois is the only state with a full slate requirement. Despite Defendants’ arguments to
the contrary, the Court finds it meaningful that out of 49 other states and the District of
Columbia—with their wide variety of approaches to local and state elections—none have seen fit
to impose a comparable requirement. Because of the Court finds that the full slate requirement
imposes a severe burden on the First and Fourteenth Amendment rights of new parties and their
supporters, and that the requirement is not narrowly tailored and does not advance a compelling
state interest, the Court grants summary judgment in favor of Plaintiffs.
CONCLUSION
Accordingly, the reasons discussed above, the Court finds that the full slate requirement
for new political parties under the Illinois Election Code violates the First and Fourteenth
Amendments to the United States Constitution on its face and as applied to Plaintiffs in this case.
Accordingly, Plaintiffs’ motion for summary judgment (Dkt. No. 40) is granted and Defendants’
motion for summary judgment (Dkt. No. 44) is denied.
ENTERED:
Dated: February 24, 2016
__________________________
Andrea R. Wood
United States District Judge
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