Qualls v. Colvin
Filing
26
MEMORANDUM Opinion and Order Signed by the Honorable Young B. Kim on 4/8/2016. (ma,)
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF ILLINOIS
EASTERN DIVISION
CHARLOTTE A. QUALLS,
Plaintiff,
v.
CAROLYN W. COLVIN, Acting
Commissioner, Social Security
Administration,
Defendant.
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No. 14 CV 2526
Magistrate Judge Young B. Kim
April 8, 2016
MEMORANDUM OPINION and ORDER
Charlotte Qualls applied for disability insurance benefits (“DIB”) claiming
that she is disabled by diabetes, hypertension, and back pain.
After the
Commissioner of the Social Security Administration denied her application, Qualls
filed this suit seeking judicial review. See 42 U.S.C. § 405(g). Before the court are
the parties’ cross-motions for summary judgment.1
For the following reasons,
Qualls’s motion for summary judgment is denied, the government’s motion is
granted, and the Commissioner’s decision is affirmed:
Procedural History
Qualls applied for DIB in July 2010 claiming a disability onset date of
December 31, 2009. (See Administrative Record (“A.R.”) 218.) After her application
was denied initially and upon reconsideration, (id. at 145-46), Qualls sought and
Despite receiving two extensions of time to respond to Qualls’s motion, (R. 17, 20),
the government filed its brief a day late, (R. 24). The court accepts and considers
the government’s late-filed brief in this instance, but admonishes the government
against filing late submissions without leave of court.
1
was granted a hearing before an administrative law judge (“ALJ”), (id. at 167, 188).
The ALJ held a hearing on July 16, 2012, at which Qualls, a medical expert (“ME”),
and a vocational expert (“VE”) testified. (Id. at 70-143.) On November 19, 2012, the
ALJ issued a decision finding that Qualls is not disabled. (Id. at 50-69.) When the
Appeals Council denied Qualls’s request for review, (id. at 1-6), the ALJ’s denial of
benefits became the final decision of the Commissioner, see Minnick v. Colvin, 775
F.3d 929, 935 (7th Cir. 2015). Qualls filed this lawsuit seeking judicial review of the
Commissioner’s decision, (R. 1); see 42 U.S.C. § 405(g), and the parties consented to
this court’s jurisdiction, (R. 10); see 28 U.S.C. § 636(c).
Facts
Qualls, who was 55 years old at the time of the hearing, most recently worked
as a cashier at a grocery store from 2004 until December 2009. (A.R. 271.) She also
worked briefly as a file clerk in 1998. (Id. at 132-33.) She stopped working when
she moved to Tennessee at the end of 2009 and has not worked since. (Id. at 82-83.)
She returned to Illinois in 2011. (Id. at 83.) At the hearing before the ALJ, Qualls
presented both documentary and testimonial evidence in support of her claims.
A.
Medical Evidence
Qualls received treatment for diabetes and hypertension at Lifespan Health,
a clinic in Tennessee, in January, July, and October 2010. (A.R. 401-03, 469-75.)
Her records from those visits show that she took oral medications to manage her
diabetes and complained of sleepiness on one occasion. (Id.) Shortly after her last
visit in October 2010, Dr. John Woods performed a consultative examination of
2
Qualls and reported that she suffered from diabetes, problems sleeping,
hypertension, and back pain. (Id. at 406.) He noted that she was taking medication
for diabetes but had been off insulin for over a year because she lacked insurance.
(Id.) He also wrote that she admitted to noncompliance with a diabetic diet and
complained of symptoms including tingling in her hands and arms, fatigue, and
blurry vision. (Id.) But Qualls reported that these symptoms had only a minor
effect on her ability to perform work duties. (Id.)
Regarding her fatigue, Qualls told Dr. Woods that she began having problems
sleeping in May 2008. (Id.) Although she reported falling asleep during the day
“when just sitting around,” she felt her sleepiness had a minor effect on her ability
to perform work duties. (Id.) She also reported that because of her hypertension,
stress sometimes caused dizziness, headaches, vision problems, tachycardia, and
shortness of breath. (Id.) But again, she said that these symptoms had only a
minor effect on her ability to perform work duties. (Id.) As for her back, Dr. Woods
noted that Qualls said she was hospitalized in 2008 for back pain, but was not given
a diagnosis. (Id.) She reported that her back pain was worsening and “had a major
[e]ffect on her ability to perform general tasks and work duties.” (Id.) For example,
she said her back pain prevented her from sitting comfortably for more than two
hours without having to get up. (Id. at 407.)
After performing a physical examination, Dr. Woods reported that Qualls had
no spinal tenderness or spasms, normal strength and range of motion in all major
muscle groups, a normal gait, and normal mobility. (Id. at 408-09.) He wrote that
3
Qualls was obese, but that her obesity did not adversely affect her ability to walk,
twist, turn, bend, or lift. (Id. at 410.) Dr. Woods concluded that: Qualls could
occasionally lift or carry for up to one-third of an eight-hour workday with no
restrictions; frequently lift or carry a maximum of 10 pounds for one-third to twothirds of an eight-hour workday; stand or walk with normal breaks for a total of six
hours in an eight-hour workday; and sit with normal breaks with no restrictions.
(Id. at 411.)
Dr. Seth Osafo performed another consultative physical examination of
Qualls in January 2011. (Id. at 415.) He reported that she complained of daily pain
in her back, shoulders, and feet, which was aggravated by prolonged standing,
lifting, and bending. (Id.) She also said she was sleepy “all of the time.” (Id.)
Dr. Osafo observed no gait disturbance and noted that she ambulated without an
assistive device. (Id.) He wrote that she can walk two miles, lift 10 pounds, shower,
get dressed, grocery shop, and cook. (Id.) A physical examination found no spinal
or joint tenderness, normal gait, normal joint range of motion, a negative straightleg raising test, and normal muscle strength. (Id. at 417.) Dr. Osafo concluded that
Qualls’s low-back, shoulder, and foot pain is related to degenerative arthritis which
was “clinically stable” at the time of the examination. (Id.) He further opined that
she could sit, stand, walk, carry, and handle objects without limitations.
(Id.)
Dr. George Andrews completed a state request for medical advice (“RMA”) in
February 2011 and concurred with Dr. Osafo’s findings. (Id. at 435-37.) Another
state medical consultant, Dr. Francis Vincent, agreed with Dr. Andrews’s RMA in
4
August 2011.
(Id. at 463-65.)
Around that time, Qualls went to Silver Cross
Hospital complaining of bilateral knee pain. Nurse Practioner (“NP”) Dolly Agba
obtained x-rays of Qualls’s knees, finding that the bony structures appeared intact,
that there was no evidence of joint effusion, and that joint spaces were adequately
maintained. (Id. at 514.) An arterial evaluation also came back normal and a
doppler venous ultrasound did not reveal any evidence of deep venous thrombosis.
(Id. at 515.)
In September 2011, Qualls visited Will County Community Health Center
complaining of leg pain and numbness in her left leg.
(Id. at 502.)
She was
prescribed Tylenol #3 and Neurontin, (id.), but she returned to the health center in
March 2012 complaining of left knee pain and reported that the Neurontin did not
help, (id. at 498). NP Agba recommended that she continue to take Tylenol #3 and
referred her to a podiatrist.
(Id. at 499.)
A couple weeks later Qualls saw a
podiatrist, Dr. Daniel Helmer, who found that Qualls exhibited evidence of “drop
foot” (difficulty lifting the front part of the foot)2 in her left foot. (Id. at 479.) He
diagnosed her with neuroma formation, nerve entrapment, and neuropathy
peripheral to vascular disease, and prescribed quinine tablets for her leg cramping.
(Id.) He later administered injections into her left foot on a few occasions in April
2012, and noted improvement in her condition. (Id. at 493-95.)
See Mayo Clinic, “Foot Drop,” www.mayoclinic.org/diseases-conditions/footdrop/basics/definition/con-20032918 (last visited Apr. 7, 2016).
5
2
B.
Qualls’s Hearing Testimony
At her hearing before the ALJ in July 2012, Qualls testified about how her
impairments affect her daily life. She said that she stopped driving because she fell
asleep too frequently, (A.R. 76), and that she gets sleepy if she is not moving
around, (id. at 103-04). She explained that she does laundry, vacuums, mops, goes
grocery shopping, and cooks sometimes, (id. at 77-78), but that her legs feel numb
after she stands or walks for 30 to 60 minutes, (id. at 84-85). She takes Tylenol #3
when the pain is especially bad, which she said is about twice a week. (Id. at 8788.)
In addition to pain medication, Qualls testified that the foot injections
administered by Dr. Helmer have eased her foot pain. (Id. at 88-90, 97.) In fact,
although she said that she still gets cramps, Qualls said that her foot no longer
bothers her and “isn’t a major problem for [her] these days.” (Id. at 97-98.) When
questioned by her attorney, Qualls testified that she no longer takes medication for
back pain because her back also “hasn’t bothered [her].” (Id. at 102.)
As for her work history and capabilities, Qualls testified that she last worked
as a cashier at Meijer in December 2009. (Id. at 81.) When she returned to Illinois
in 2011, she looked for work again but did not get hired. (Id. at 83.) She testified
that she could no longer work because she has difficulty standing and looking at a
computer screen. (Id. at 84.) She also said that she cannot work because her vision
is impaired and she is “always sleepy.” (Id. at 90.) When the ALJ asked if there
were “any other reasons [she] can’t work,” Qualls said “not that I know of.” (Id. at
93.) During examination by her attorney, Qualls at first said she could work full6
time as a housekeeper. (Id. at 95-96.) But upon further questioning, she testified
that she would be unable to do so because of her inability to stand for long periods
of time. (Id. at 96.)
C.
Medical Expert Testimony
The ALJ heard testimony from ME Dr. Charles Metcalf.
(A.R. 104-124.)
First, the ALJ asked the ME a number of questions regarding Qualls’s diabetes.
The ME testified that her diabetes is “under fair control” and noted that Dr. Helmer
found some decreased balance in both her feet. (Id. at 106.) The ME also pointed
out that Dr. Helmer reported some muscular weakness in Qualls’s left foot and
diminished pulses in both feet. (Id.) He agreed with Dr. Helmer’s diagnosis of
diabetic neuropathy, (id. at 107, 111-12), but could not determine the extent of the
neuropathy, (id. at 111-12). He went on to testify that there was no reason to think
Qualls’s condition was so extreme as to meet or equal a listing, but that based on
records from Dr. Helmer, she should be limited to light work and lifting 25 pounds
occasionally and 10 pounds frequently. (Id. at 112-13.)
The ME further opined that Qualls could stand or sit for six hours in a day,
but would need an option to change position from sitting to standing because of her
“possible foot drop” and leg weakness.
(Id. at 113.)
When the ALJ asked for
clarification regarding the sit/stand option, the ME explained that Qualls should
not stand for more than an hour at a time without the option of changing positions.
(Id. at 114.) He said that the sit/stand option was not “a matter of resting” but of
changing positions “to assist in balance and . . . comfort” and to avoid having to
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stand for more than two hours uninterrupted. (Id. at 114-15.) The ME further
opined that she could occasionally stoop, crawl, crouch, kneel, and bend,
occasionally use ramps and stairs, and never climb ladders, ropes, or scaffolding.
(Id. at 115-16.) Finally, the ME said Qualls should have no exposure to dangerous
moving machinery. (Id. at 116.)
Qualls’s attorney asked the ME whether the medications she took, either
singly or in combination, would lead to sleepiness or tiredness. (Id. at 122.) The
ME responded that except for Tylenol #3, which should be taken at bedtime
anyway, none of her medications would concern him for causing day-time
drowsiness. (Id. at 123.)
D.
Vocational Expert Testimony
Next the ALJ called a VE to testify regarding the types of jobs a person with
certain hypothetical limitations would be able to perform. After first asking the VE
to categorize Qualls’s past work, the ALJ then asked him to assume a hypothetical
person of Qualls’s age, education, and work history, who can frequently lift and
carry no more than 10 pounds, has no limitations as to occasional lifting and
carrying, can stand and walk a total of six hours in an eight-hour workday, has no
limitations on sitting, and has no postural limitations.
(A.R. 134.)
The VE
responded that such an individual could work as a file clerk as Qualls previously
performed it, or work as an assembler, packager, or mail clerk. (Id. at 136-38.)
The ALJ then asked the VE to consider a hypothetical individual with the
same age, education, and work history as Qualls who could perform work at the
8
light exertional level, but who would need the option to change position after
standing for one hour. (Id. at 138.) The ALJ further specified that in changing
positions, the person would not be off task. (Id. at 139.) The hypothetical person
would be able to occasionally stoop, crawl, crouch, kneel, balance, and climb ramps
and stairs, but never climb ladders, ropes, or scaffolds, and have no exposure to
dangerous moving machinery. (Id. at 138.) The VE answered that such a person
would be able to do Qualls’s past work as a file clerk both as she performed it and as
performed in the general population.
(Id. at 139.)
The VE also said that the
individual could work as a self-service sales attendant, cafeteria attendant, and
mail clerk. (Id. at 140.)
Lastly, the ALJ asked if being off task for 20 percent or more of the time or
needing two 10- to 15-minute breaks beyond what is usual and customary would
change the VE’s answers to either of the previous hypotheticals. (Id. at 140-41.)
The VE answered that either of those restrictions would preclude competitive
employment. (Id. at 141.)
E.
Post-Hearing Evidence
After the hearing, Qualls submitted x-ray results from a July 2012 visit to
Silver Cross Hospital.
(A.R. 523-24.)
The x-rays revealed some degenerative
changes in her left shoulder joint and “moderate to severe multilevel cervical
spondylosis.” (Id.)
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F.
ALJ’s Decision
On November 19, 2012, the ALJ issued a decision finding that Qualls is not
entitled to DIB.
(A.R. 53-65.)
In applying the standard five-step sequence for
assessing disability, see 20 C.F.R. §§ 404.1520(a); Stepp v. Colvin, 795 F.3d 711, 716
(7th Cir. 2015), the ALJ found at step one that Qualls has not engaged in any
substantial gainful activity since her alleged disability onset date, (A.R. 55). At step
two the ALJ found that Qualls suffers from the severe impairments of diabetes with
sensory neuropathy, cervical spine spondylosis, left knee impairment, and obesity.
(Id.) At step three the ALJ found that none of Qualls’s impairments are of listingslevel severity, either individually or in combination. (Id. at 56-57.) Before turning
to step four, the ALJ determined that Qualls has the residual functional capacity
(“RFC”) to perform light work with the option to change positions after standing for
one hour, and can occasionally climb ramps or stairs, stoop, crouch, crawl, kneel,
and balance, but never climb ladders, ropes, or scaffolds. (Id. at 57-63.) The ALJ
also determined that Qualls should have no exposure to dangerous moving
machinery. (Id. at 57.) Then at step four, the ALJ concluded that Qualls is able to
return to her previous work as a file clerk, or in the alternative, can perform other
jobs which exist in the regional economy. (Id. at 63-65.) Accordingly, the ALJ found
that Qualls is not disabled and denied her application for DIB. (Id. at 65.)
Analysis
Qualls argues that the ALJ did not adequately consider her recent x-rays in
determining her RFC, erred in assessing her need to alternate between sitting and
10
standing, and failed to properly analyze her credibility. (R. 15, Pl.’s Mem. at 1.)
This court reviews the ALJ’s decision only to ensure that it is supported by
substantial evidence, defined as “such relevant evidence as a reasonable mind
might accept as adequate to support a conclusion.” Stepp, 795 F.3d at 718 (internal
quotation omitted). Under that standard, the court will not substitute its judgment
for the ALJ’s or reconsider evidence. See Elder v. Astrue, 529 F.3d 408, 413 (7th
Cir. 2008).
At the same time, the court will not “simply rubber-stamp the
Commissioner’s decision without a critical review of the evidence” and will ensure
that the ALJ built a “logical bridge from the evidence” to the conclusion. Minnick,
775 F.3d at 935 (internal quotations and citations omitted).
A.
RFC Assessment
Qualls first argues that the ALJ failed to adequately consider x-ray results
submitted after the hearing showing that she has moderate to severe spondylosis
and degenerative arthritis in her shoulder. (R. 15, Pl.’s Mem. at 8-11.) Specifically,
Qualls contends that the ALJ “played doctor” in finding that she still has the ability
to perform light work despite these conditions, and that the ALJ should have
submitted the post-hearing records to an ME. (Id. at 9.)
The ALJ did not “play doctor” here. An ALJ improperly “plays doctor” if she
substitutes her own judgment for a physician’s opinion and makes an independent
medical finding without relying on other medical evidence in the record.
See
Clifford v. Apfel, 227 F.3d 863, 870 (7th Cir. 2000). This is not a case where the
ALJ afforded greater weight to non-examining opinions over a treating source’s
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opinion without adequately explaining why. See Campbell v. Astrue, 627 F.3d 299,
308-09 (7th Cir. 2010). Nor did the ALJ independently reach a conclusion which
contradicts medical opinions in the record. See Rohan v. Chater, 98 F.3d 966, 970
(7th Cir. 1996). Rather the ALJ acknowledged the x-ray results but concluded,
based on multiple medical opinions and the record as a whole, that greater
limitations beyond those prescribed for light work were unnecessary. (A.R. 60, 61,
63.)
In Olsen v. Colvin, 551 F. App’x 868 (7th Cir. 2014), the Seventh Circuit
rejected a claimant’s argument that the ALJ played doctor by interpreting MRIs as
showing mostly mild abnormalities. Id. at 874-75. The court found that it was the
claimant’s burden to present medical evidence supporting her claim of disability,
and that her challenge of the ALJ’s analysis of MRIs fell short because she “ha[d]
not made a serious effort to show that the ALJ’s conclusion [was] incorrect.” Id. at
875 (emphasis in original) (citation omitted). Similarly, Qualls did not provide an
opinion from a physician about the conclusion to be drawn from the various x-rays.
See id. Granted, here the x-ray results indicate that Qualls has moderate to severe
cervical spondylosis, which is more than a “mild” abnormality. (A.R. 524.) But the
ALJ gave valid reasons for why she nonetheless concluded that Qualls’s back
condition is not disabling. She cited records showing that Qualls had a normal gait,
no spinal tenderness or spasms, and normal range of motion in all joints. (Id. at 57,
60-61.) She pointed out that there is no record of further treatment accompanying
the x-rays, and that the medical record as a whole only reflects conservative and
12
infrequent treatment for her symptoms. (Id. at 60-61); see Olsen, 551 Fed. Appx. at
875 (finding significant that the physicians who ordered diagnostic testing only
recommended conservative treatment).
The ALJ further highlighted the fact that Qualls did not undergo any
physical therapy or ongoing treatment for her back pain. (See A.R. 61.) The ALJ
also cited multiple state agency medical opinions and ME testimony finding Qualls
capable of light work with certain limitations. (Id. at 62.) She acknowledged that
Qualls reported having back pain, (id. at 60-61), but explained that the medical
evidence and Qualls’s daily activities did not support any greater limitations than
provided in her RFC, (id. at 61). Indeed, Qualls explicitly denied having severe
back pain at the hearing, which occurred after the x-rays were taken. (Id. at 102.)
Nevertheless, Qualls contends that the ALJ should have submitted the x-rays
to an ME for review. (R. 15, Pl.’s Mem. at 10.) While an ALJ must summon an ME
if one is necessary to provide an informed basis for determining whether the
claimant is disabled, Green v. Apfel, 204 F.3d 780, 781 (7th Cir. 2000), Qualls has
not shown that a review by another ME was necessary, see Dardon v. Colvin, No. 12
CV 50398, 2015 WL 1915606, at *4 (N.D. Ill. Apr. 27, 2015) (citing Richardson v.
Astrue, No. 11 CV 1002, 2012 WL 4467566, at *8-9 (S.D. Ind. Sept. 26, 2012) (no
error in failing to call ME when no showing that the ALJ disregarded evidence or
failed to explain reasoning)). More expert review would have been required if no
medical evidence existed regarding Qualls’s RFC. See Martinez v. Colvin, No. 12
CV 50016, 2014 WL 1305067, at *14 (N.D. Ill. Mar. 28, 2014). In Green, which
13
Qualls relies on heavily, the ALJ erred because he decided the RFC without any
apparent medical opinion. 204 F.3d at 781. But here, Qualls has not shown that it
was necessary for the ALJ to call an ME to review the x-ray results. See Skinner v.
Astrue, 478 F.3d 836, 844 (7th Cir. 2007) (particularly in counseled cases, the
claimant bears the burden to introduce objective evidence that the ALJ should have
developed the record further). The Seventh Circuit “recognize[s] that, because it is
always possible to identify one more test or examination an ALJ might have sought,
the ALJ’s reasoned judgment of how much evidence to gather should generally be
respected.” Flener ex rel. Flener v. Barnhart, 361 F.3d 442, 448 (7th Cir. 2004).
Moreover, regulations provide that the decision to use an ME is discretionary, 20
C.F.R. § 416.927(e)(2)(iii), and as discussed above, the evidence shows that the ALJ
was well within her discretion in not calling on another ME given the substantial
evidence that Qualls’s back and shoulder pain was not so severe or disabling as to
disqualify her from light work. See Vaden v. Astrue, No. 12 CV 284, 2013 WL
1319617, at *6 (S.D. Ind. Mar. 29, 2013). Because the RFC is adequately supported,
the court affirms the ALJ’s RFC assessment.
B.
Sit/Stand Option
Qualls next challenges the ALJ’s determination that Qualls should be
allowed to change positions from sitting to standing, and vice versa, after one hour,
but that she could remain on task when changing positions. (R. 15, Pl.’s Mem. at
11-13.) More specifically, Qualls argues that the ALJ failed to get information from
the ME regarding the frequency and duration of her sit/stand option, which are
14
relevant to determining whether she can perform light work. (Id. at 12.) This
argument overlooks the ME’s testimony that she can stand for “no more than an
hour at a time without the option of changing positions.” (A.R. 114.) The ME also
testified that she can stand for six hours or sit for six hours during the day, and that
she is capable of performing light work. (Id. at 113.)
Qualls seems to take issue in particular with the ALJ’s finding that she
would not be off task when changing positions. According to Qualls, the ALJ should
have secured more information from the ME regarding how long it would take
Qualls to change positions. (See R. 15, Pl.’s Mem. at 12.) But the ME specifically
explained that for Qualls, the sit/stand option was not “a matter of resting,” but
rather just changing positions so that she does not need to stand “uninterrupted.”
(A.R. 114-15.) Based on this testimony, it was reasonable for the ALJ to conclude
that changing positions would not cause Qualls to be off task for any significant
amount of time. Although the ALJ did not explicitly ask the ME about whether
Qualls would be off task while changing positions, the ALJ was entitled to draw the
common-sense conclusion that because the ME said Qualls did not need to rest
during the transitions, she would be able to stay on task. See Castile v. Astrue, 617
F.3d 923, 929 (7th Cir. 2010). The court will not “nitpick” the ALJ’s reasoning by
finding reversible error here. See id.; Shramek v. Apfel, 226 F.3d 809, 811 (7th Cir.
2000). Because the ALJ reasonably based her finding on the ME’s testimony, the
court affirms the ALJ’s conclusions regarding Qualls’s sit/stand option.
15
C.
Limitations Analysis
Lastly, Qualls contends that the ALJ should have credited her allegations
regarding pain and fatigue. (R. 15, Pl.’s Mem. at 13-15.) Before discussing the
merits of her argument, the court notes that the Social Security Administration
recently issued a Social Security Ruling (“SSR”) updating its guidance about
evaluating symptoms in disability claims.
(effective March 28, 2016).
See SSR 16-3p, 2016 WL 1119029
The new SSR 16-3p supersedes SSR 96-7p and
eliminates the term “credibility” from the Administration’s sub-regulatory policies
to “clarify that subjective symptom evaluation is not an examination of the
individual’s character.” Id. at *1. Though SSR 16-3p post-dates the ALJ’s decision
in this case, applying a new SSR to matters on appeal is appropriate where the new
regulation is a clarification of, rather than a change to, existing law. See Pope v.
Shalala, 998 F.2d 473, 482-483 (7th Cir. 1993), overruled on other grounds by
Johnson v. Apfel, 189 F.3d 561 (7th Cir. 1999). In determining whether a new rule
constitutes a clarification or a change, courts give “great weight” to the agency’s
expressed intent to clarify a regulation “unless the prior interpretation . . . is
patently inconsistent with the later one.” Id.; see also First Nat. Bank of Chi. v.
Standard Bank & Trust, 172 F.3d 472, 479 (7th Cir. 1999); Homemakers N. Shore,
Inc. v. Bowen, 832 F.2d 408 (7th Cir. 1987). Here, the Administration specified that
the new SSR is intended to clarify its application of existing rules and to “more
closely follow our regulatory language regarding symptom evaluation.” SSR 16-3p,
2016 WL 1119029 at *1. The two SSRs are also substantially consistent, both in the
16
two-step process to be followed and in the factors to be considered in determining
the intensity and persistence of a claimant’s symptoms. Therefore, the court applies
SSR 16-3p in analyzing Qualls’s challenges to the ALJ’s evaluation of her pain and
fatigue complaints.
The court finds that Qualls’s arguments fall short under both SSR 16-3p and
the superseded SSR 96-7p. This court is required to be deferential in reviewing the
ALJ’s evaluation of Qualls’s symptoms. See Bates v. Colvin, 736 F.3d 1093, 1098
(7th Cir. 2013); see also Stepp, 795 F.3d at 720. Although the court will scrutinize
the ALJ’s assessment to determine whether it conveys any “fatal gaps or
contradictions,” it will “give the opinion a commonsensical reading rather than
nitpicking at it.” Castile, 617 F.3d at 929 (quotation and citation omitted). In this
case, the ALJ provided well-supported reasons for deciding that Qualls’s complaints
of pain are not as severe as she alleges, including inconsistencies in her own
testimony. (A.R. 61-62.) For example, the ALJ noted that Qualls complains of foot
pain, but she testified at the hearing that her foot stopped hurting. (Id. at 58.)
Indeed, Qualls said that although she still has leg cramps, her foot “doesn’t bother
[her]” and “isn’t a major problem for [her] these days.” (Id. at 97-98.) She also
testified that she no longer takes medication for back pain because her back also
“hasn’t bothered [her].” (Id. at 102.) Given Qualls’s express denial of severe pain in
her foot and back during the hearing, the ALJ was entitled to determine that her
pain was not debilitating.
17
The ALJ also noted a lack of support in the objective medical evidence for the
severity of pain Qualls alleges. Although an ALJ may not discount a claimant’s
pain allegations based solely on a lack of supporting objective evidence, 20 C.F.R.
§ 404.1529(c)(2), the ALJ may consider that factor “as probative” in assessing the
claimant’s symptoms, see Powers v. Apfel, 207 F.3d 431, 435 (7th Cir. 2000); see also
Jones v. Astrue, 623 F.3d 1155, 1161 (7th Cir. 2010) (noting that “discrepancies
between
the
exaggeration”).
objective
evidence
and
self-reports
may
suggest
symptom
The ALJ cited to treatment records showing unremarkable and
essentially normal findings from 2010 through 2011. (See A.R. 59.) For example,
she noted Dr. Woods’s findings in 2010 that Qualls had no spinal tenderness or
spasms, normal strength and range of motion in all major muscle groups, a normal
gait, and normal mobility.
(Id. at 60.)
The ALJ also cited Dr. Osafo’s report
essentially confirming Dr. Woods’s findings. (Id. at 60-61.) The ALJ further relied
on two non-examining physicians’ reports and the ME’s hearing testimony, all of
which support her evaluation of Qualls’s symptoms. (Id. at 61-63.) Accordingly, the
ALJ did not err by taking the lack of objective evidence into consideration when
deciding that Qualls’s pain is not as severe as she claims. And to the extent the
ALJ gave weight to Qualls’s statements regarding problems sitting, standing, and
walking for prolonged periods of time, she factored those limitations into her RFC
by including a sit/stand option and other postural limitations.
As for fatigue, Qualls argues that the ALJ failed to adequately address her
complaints of sleepiness. But in the cases she cites to support her argument, the
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claimants’ fatigue complaints were either unrebutted, see Cuevas v. Barnhart,
No. 02 CV 4336, 2004 WL 1588277, at *15 (N.D. Ill. July 14, 2004), or not analyzed
at all, see Coppage ex rel. Osborne v. Barnhart, No. 03 CV 3111, 2004 WL 830475, at
*10 (N.D. Ill. Apr. 14, 2004); Holland v. Barnhart, No. 02 CV 8398, 2003 WL
22078383, at *9 (N.D. Ill. Sept. 5, 2003). Here, the ALJ acknowledged Qualls’s
allegations of fatigue, including that she has problems staying alert, falls asleep
without notice, and gets drowsy from her medications. (A.R. 58.) But the ALJ
noted that there was little objective evidence in the record to support her
allegations and cited treatment notes reporting that she was “negative for fatigue”
and consistently “alert and oriented.” (Id. at 59, 61.) The ALJ also referenced
Dr. Woods’s opinion, which reported that Qualls felt her fatigue had only a “minor
effect” on her ability to perform work duties. (See id. at 406.)
Furthermore, the ME specifically testified at the hearing that none of
Qualls’s medications, either singly or in combination, concerned him for causing
daytime drowsiness. (Id. at 123.) Even so, the ALJ did tailor Qualls’s RFC to
exclude exposure to dangerous machinery. (Id. at 63.) Accordingly, the court finds
no error in the ALJ’s assessment of Qualls’s allegations of fatigue.
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Conclusion
For the foregoing reasons, Qualls’s motion for summary judgment is denied,
the government’s is granted, and the Commissioner’s decision is affirmed.
ENTER:
____________________________________
Young B. Kim
United States Magistrate Judge
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