Ruiz v. Williams et al
Filing
183
MEMORANDUM OPINION AND ORDER Signed by the Honorable Robert M. Dow, Jr. on 3/26/2018. Plaintiff's motion for leave to file a surreply 177 is granted. The Wexford Defendants' motion for summary judgment [ 139] is granted in part and denied in part. Summary judgment is granted in favor of Dr. Ghosh, Dr. Fuentez, and Wexford and against Plaintiff on Plaintiff's Eighth Amendment deliberate indifference and Fir st Amendment retaliation claims, and for Dr. Schaefer and against Plaintiff on Plaintiff's First Amendment retaliation claim. Summary judgment is denied as to the E ighth Amendment and First Amendment claims against Williams, Dr. Carter, Dr. Tilden, Ojelade, Dr. Nwaobasi, and Dr. Shearing, and as to the Eighth Amendment claim against Dr. Schaefer. The ID OC Defendants' motion for summary judgment 142 is granted in part and denied in part. Summary judgment is granted in favor of all IDOC Defendants and against Plaintiff on Plaintiff's First Amendment claim and in favor of Hardy, Whitfield, and Harrington and against Plaintiff on Plaintiff's Eighth Amendment claim. Summary judgment is denied as to the Eighth Amendment claim against Defendants Pfister and Reed. This case is set for status hearing on April 19, 2018 at 9:30 a.m. Mailed notice(cdh, )
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ILLINOIS
EASTERN DIVISION
ISRAEL RUIZ,
Plaintiff,
v.
LATONYA WILLIAMS, et al.,
Defendants.
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Case No. 14-cv-02750
Judge Robert M. Dow, Jr.
MEMORANDUM OPINION AND ORDER
Plaintiff Israel Ruiz (“Plaintiff”) brings this action against Defendants Marcus Hardy,
Christopher Whitfield, Dillard Eggemeyer, Richard Harrington, Randy Pfister, Marvin Reed, and
Louise Shicker (the “IDOC Defendants”) and Latonya Williams, Parthasarathi Ghosh, M.D.,
Imhotep Carter, M.D., Andrew Tilden, M.D., Riliwan Ojelade, Samuel Nwaobasi, M.D., Robert
Shearing, M.D., Fe Fuentez, M.D., Ronald Schaefer, M.D., and Wexford Health Sources, Inc.
(“Wexford”) (collectively, the “Wexford Defendants”) for deliberate indifference arising out of
their alleged failure to provide him with treatment for his abdominal pain and irritable bowel
syndrome (“IBS”) symptoms. This matter is before the Court on the Wexford Defendants’
motion for summary judgment [139], the IDOC Defendants’ motion for summary judgment
[142], and Plaintiff’s motion for leave to file a surreply in opposition to Defendants’ motions for
summary judgment [177]. For the reasons explained below, Plaintiff’s motion for leave to file a
surreply [177] is granted; the Court has taken into consideration the attached surreply and
Defendants’ responses to the motion to file a surreply. See [177-1], [180], [181]. The Wexford
Defendants’ motion for summary judgment [139] is granted in part and denied in part. Summary
judgment is granted in favor of Dr. Ghosh, Dr. Fuentez, and Wexford and against Plaintiff on
Plaintiff’s Eighth Amendment deliberate indifference and First Amendment retaliation claims,
and for Dr. Schaefer and against Plaintiff on Plaintiff’s First Amendment retaliation claim.
Summary judgment is denied as to the Eighth Amendment and First Amendment claims against
Williams, Dr. Carter, Dr. Tilden, Ojelade, Dr. Nwaobasi, and Dr. Shearing, and as to the Eighth
Amendment claim against Dr. Schaefer. The IDOC Defendants’ motion for summary judgment
[142] is granted in part and denied in part. Summary judgment is granted in favor of all IDOC
Defendants and against Plaintiff on Plaintiff’s First Amendment claim and in favor of Hardy,
Whitfield, and Harrington and against Plaintiff on Plaintiff’s Eighth Amendment claim.
Summary judgment is denied as to the Eighth Amendment claim against Defendants Pfister and
Reed. This case is set for status hearing on April 19, 2018 at 9:30 a.m.
I.
Background
The Court takes the relevant facts from the parties’ Local Rule 56.1 statements and
exhibits thereto, [141], [142-1], [158], [159], [160], [166], [173], [175], [176], and Plaintiff’s
affidavit [161] and exhibits thereto. The following facts are undisputed except where a dispute is
noted.
Plaintiff is an inmate in the custody of IDOC. He currently resides at Hill Correctional
Center. Plaintiff testified that on February 24, 2010, while incarcerated at Stateville Correctional
Center (“Stateville”), he felt what he describes as a “gastric eruption” in his lower right abdomen
and groin area and began experiencing overwhelming gas, constipation, rectal bleeding, and
severe abdominal pain. This lawsuit arises out of Defendants’ alleged deliberate indifference to
Plaintiff’s serious medical needs at Stateville and later when he was transferred to Pontiac
Correctional Center (“Pontiac”) and then to Menard Correctional Center (“Menard”). Plaintiff
brings the lawsuit against his medical providers (the Wexford Defendants) and IDOC employees
2
and officials (the IDOC Defendants) at all three facilities, as well as against IDOC’s medical
director, Dr. Shicker.
Wexford is a medical services provider contracted by IDOC to provide healthcare to
prisoners within IDOC correctional facilities. It is undisputed that “[c]opays are an IDOC
policy,” but disputed whether Wexford is involved in charging inmates co-pays. [158] at 33.
The Wexford Defendants contend generally that when providing treatment to IDOC inmates,
they use their own independent medical judgment, based upon their experience, education and
training.
Plaintiff disputes this, asserting instead (as detailed below) that the Wexford
Defendants ignored his complaints and their own knowledge that he could have IBS and failed to
treat him appropriately because he had previously sued Wexford and its employees.
A.
Stateville
Plaintiff was incarcerated at Stateville for twelve years, until July 16, 2012. Defendant
Marcus Hardy (“Hardy”) was the Warden of Stateville between December 1, 2009 and
December 31, 2012. Hardy’s clerks opened and sorted his mail. Hardy would not necessarily
see every letter sent to him by an inmate.
Hardy had several assistant wardens and one
administrative support staff member who were designated to review emergency grievances.
Hardy did not train these employees on these tasks. Hardy testified that he does not “intervene in
inmate[s’] [medical] care.” [142-6] at 16. However, he also testified that he or his designee
would call the health care unit administrator if a grievance was deemed an emergency and would
“want to know from our standpoint that [the inmate] was seen and that there was an assessment
done.” Id. at 19. Defendant Christopher Whitfield (“Whitfield”) was a correctional officer at
Stateville between 2003 and April 2015.
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In 2010 and 2011, Defendant Parthasarathi Ghosh, M.D. (“Dr. Ghosh”) was the site
medical director of Stateville. Among other duties, Dr. Ghosh supervised the medical staff at
Stateville, made rounds visiting patients in the infirmary, and referred patients for specialized
consultations.
During the same time at Stateville, Defendant Imhotep Carter, M.D. (“Dr.
Carter”) was the site medical director; Defendant Ronald Schaefer, M.D. (“Dr. Schaefer”) was a
staff physician; and Defendant Latonya Williams (“Williams”) was a physician’s assistant.
Williams saw inmates who signed up for sick call appointments and provided annual physical
examinations.
As described above, on February 24, 2010, Plaintiff felt a gastric eruption in his abdomen
followed by immediate pain, overwhelming gas, constipation, and an urge to use the restroom.
Plaintiff was seen and evaluated by Williams the next day, February 25, 2010. She took a stool
sample. Plaintiff does not recall if she provided any other treatment.
Williams saw Plaintiff again at sick call on March 10, 2010. Plaintiff’s complaints of
abdominal pain, overwhelming gas and constipation remained unchanged. Williams prescribed
FiberCon laxatives to treat Plaintiff’s complaints of constipation. According to Plaintiff, he told
Williams that the laxatives were making his abdominal pain worse, which prevented him from
sleeping. Plaintiff denies that Williams performed a physical exam or advised him to stop eating
soy.
Plaintiff states that he wrote Williams letters on April 29, 2010 and May 19, 2010
requesting test results and medical attention for his stomach pain. The Wexford Defendants
dispute that Williams received any correspondence from Plaintiff at any time. Plaintiff also
contends that he sent the health care unit at Stateville a letter on July 2, 2010 addressed to Dr.
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Ghosh reporting that he was experiencing stomach pain, gas, and constipation. The Wexford
Defendants do not admit to receiving any correspondence from Plaintiff at any time.
On August 3, 2010, Plaintiff sent Hardy’s office an emergency grievance. On August 11,
2010, Hardy reviewed Plaintiff’s grievance and determined that it was an emergency. Hardy
testified that he found Plaintiff’s grievance to be an emergency because Plaintiff “said he felt
something burst,” “it seemed like it was repetitive and seemed to be being addressed by
medication only,” and he wanted to “make sure that it was addressed by the medical director.”
[142-6] at 28-29. Hardy testified that he did not recall “specifically” what action he took, but
that he would have “[r]eferred to it to whoever was the designee to follow up at the time” and
“that person would have given it to the counselor assigned to that caseload.” Id. at 29.
Plaintiff was provided with a sick pass on August 11, 2010, but denies seeing a doctor on
that date. Instead, Williams saw Plaintiff again on that date. It is undisputed that Plaintiff
complained of gas, but Plaintiff contends that he also complained of abdominal pain and
constipation and that the laxatives were making his abdominal pain worse. Williams testified
that she referred Plaintiff to a physician to get a second opinion and recommended that he
discontinue offense foods. However, Plaintiff denies that Williams sent him to a physician to
address his abdominal issues.
Plaintiff maintains that he sent a letter to Hardy on August 26, 2010 explaining that he
had still not seen a doctor.
Hardy does not admit to receiving or reviewing Plaintiff’s
communications. Hardy testified, however, that if he received a letter from an inmate whose
grievance he had previously deemed to be an emergency, he had the ability to “make sure he’s
seen.” [142-6] at 32. Plaintiff believes that he also spoke to Hardy in person about his medical
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concerns; however, he did not recall how many conversations he had with Hardy or when those
conversations took place.
Plaintiff was provided with another sick call pass on September 17, 2010, but denies
seeing a doctor on that date, either. That day, Plaintiff filed another emergency grievance. The
IDOC Defendants admit that the grievance was received, but dispute that Hardy ever saw or was
aware of the grievance, which was signed by his designee. Hardy testified that the grievance was
reviewed by his designee on September 28, 2010 and determined not to be an emergency
because it appeared that Plaintiff had been seen by a doctor on September 20 (as discussed in the
next paragraph). When the Warden’s office determined that a grievance was not an emergency,
the grievance was given back to the grievance office to be returned to the inmate, who would
then have to refile it through the normal grievance process.
Plaintiff asserts that he saw Dr. Schaefer on September 20, 2010 when he had a health
care pass to see another doctor at Stateville’s seizure clinic. Plaintiff testified that he told Dr.
Shaffer all of his symptoms, including pain, constipation, and overwhelming gas, but Dr.
Schaefer “flat out denied medical treatment” and told him, “I already seen two people in the ER
today for other things other than what they came for” and that “[i]f something burst in your
stomach you would be dead already.” [141-1] at 14. According to Plaintiff, he told Schaefer:
“Look, if I have some illness that could be treated and caught sooner, and because you’re
refusing treatment, I have to continue to suffer, I told him I would sue him for the total disregard
of my pain and suffering, and he said—he shrugged his shoulders and he said: Go ahead and sue;
and he walked away.” Id. at 15. This is the only time that Plaintiff saw Dr. Schaefer.
On September 21, 2010, Plaintiff filed another emergency grievance.
The IDOC
Defendants admit that the grievance was received, but dispute that Hardy ever saw or was aware
6
of the grievance, which was signed by his designee. Hardy testified that the grievance was
reviewed by his designee on September 28, 2010 (the same day the September 17 grievance was
reviewed) and deemed not to be an emergency because it appeared from the face of the grievance
that Plaintiff had been seen by a doctor on September 20.
On November 3, 2010, Plaintiff filed another emergency grievance. The grievance was
reviewed by Hardy’s designee and deemed not to be an emergency. In all, Plaintiff testified that
he sent at least ten grievances to the Warden’s office about his abdominal pain and symptoms.
The last nine were reviewed and signed by Hardy’s designee.
Plaintiff saw Williams again in March 2011. Plaintiff again complained of abdominal
pain, gas, and constipation. Plaintiff testified that he told Williams that the laxatives were not
helping his pain, but that Williams told Plaintiff to stop writing her, that she didn’t know what
was wrong with him, and that the only person who could help was Jesus. Plaintiff further
testified that Williams saw in his file a subpoena for documents from Plaintiff’s previous lawsuit
(a deliberate indifference suit titled Ruiz v. Tilden concerning medical treatment of his seizure
disorder, see [141-1] at 18) and told him that she knew he wanted to sue her and that he should
“[g]o ahead” and write a grievance about the visit. [158] at 10. According to Plaintiff, Williams
did not examine him, provide any medical treatment, or refer him to the medical director.
Plaintiff contends that on September 22, 2011, Whitfield gave Plaintiff a pass to
Stateville’s Health Care Unit (“HCU”). Plaintiff maintains that on that same day, he twice
noticed Whitfield walking near his cell and shouted to Whitfield to allow him to visit the HCU,
but both times Whitfield walked away and did not respond to Plaintiff. Whitfield testified that
he did not recall Plaintiff or any interactions with him on September 22, 2011. Whitfield also
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testified that he has never seen any medical passes permitting Plaintiff to go to the HCU on
September 22, 2011.
In December 2011, Plaintiff saw Dr. Carter. Dr. Carter’s examination revealed positive
bowel sounds, a soft, non-tender abdomen, no blood in the stools, but small external
hemorrhoids. Dr. Carter prescribed laxatives and medicine for hemorrhoids. Plaintiff testified
that Dr. Carter ignored his complaints that he was experiencing abdominal pain, overwhelming
gas and constipation and that he kept being given laxatives even though they were not helping
his pain. On January 13, 2012, Plaintiff saw Dr. Carter again. Plaintiff denies that Dr. Carter
performed an abdominal exam at that visit. Dr. Carter prescribed Lactulose, another laxative.
Plaintiff denies that the Lactulose provided him with any relief and asserts that it increased his
abdominal pain.
Plaintiff next saw Dr. Carter on March 13, 2012.
Plaintiff denies that Dr. Carter
performed an abdominal exam at this visit. According to Plaintiff, Dr. Carter again ignored his
complaints of abdominal pain, overwhelming gas, and constipation and failed to address his pain.
Dr. Carter made a notation in Plaintiff’s medical records that Plaintiff had somatization disorder
and placed “IBS versus chronic constipation on Plaintiff’s problems list.”
[158] at 13.
Somatization disorder indicates that there are no physical or objective findings that correlate with
a patient’s subjective complaints.
Plaintiff denies that he was actually diagnosed with a
somatization disorder. Plaintiff also testified that when Dr. Carter was reviewing his medical
file, “he came across the subpoena for documents that was in there, and he immediately got mad,
and he turned to me and he said: You need to learn how to live in pain for the rest—you might be
in pain for the rest of your life, or something like that.” [142-4] at 51-52.
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Plaintiff saw Williams again on July 11, 2012. It is undisputed that Plaintiff complained
of gas and constipation, but Plaintiff contends that he also complained of abdominal pain. The
Wexford Defendants contend, and Plaintiff denies, that Williams referred Plaintiff to the medical
director. Williams testified that she would refer a patient to the medical director by writing a
note in the chart for the nurse or medical technician to implement, but Plaintiff denies that this is
IDOC procedure.
Dr. Ghosh never saw Plaintiff concerning his gastrointestinal issues. See [158] at 16.
However, Dr. Ghosh saw Plaintiff about earlier medical problems and was deposed in Plaintiff’s
prior lawsuit while he was still working at Stateville. Plaintiff asserts that he wrote numerous
letters to Dr. Ghosh, reporting that he experienced a “gastric eruption” in his stomach and was
experiencing severe abdominal pain, bloating, and rectal bleeding and was not receiving
treatment. The record contains a copy of one letter that Plaintiff purportedly sent to Dr. Ghosh
on July 1, 2010, which states that he is having “stomach pains, gas and problems using the
bathroom” and is “getting no help.” [161-3]. The Wexford Defendants dispute that Dr. Ghosh
ever saw or received any letters from Plaintiff. See [173] at 6, 12-13.
B.
Pontiac
Plaintiff was transferred to Pontiac on July 16, 2012 and remained there until January 30,
2013. Defendant Randy Pfister (“Pfister”) was the Warden of Pontiac between May 2011 and
November 2014. Defendant Marvin Reed (“Reed”) was the Assistant Warden of Programs at
Pontiac between the Spring of 2010 and July 2013. Defendant Riliwan Ojelade (“Ojelade”) was
a physician’s assistant at Pontiac while Plaintiff was incarcerated there.
Ojelade’s
responsibilities included evaluating, diagnosing, and treating patients. During the same time,
9
Defendant Andrew Tilden, M.D. (“Dr. Tilden”) was a medical doctor at Pontiac.
His
responsibilities included treating patients, among other things.
Dr. Tilden saw Plaintiff and performed a prostate exam on August 29, 2012. According
to Plaintiff, he told Dr. Tilden that for over two years he had been suffering from extreme
abdominal and groin pain and had overwhelming gas in his digestive tract, pain in his lower
back, and a lump on his rectum that bleeds. According to Plaintiff, he also told Dr. Tilden that
his symptoms were preventing him from sleeping and that the constipation medicine he had been
prescribed was actually increasing his pain.
According to Plaintiff, Dr. Tilden reviewed
Plaintiff’s medical file and saw a subpoena that was in the file, and told Plaintiff “I knew you
were full of shit” and laughed. [158] at 17; see also [161] at 6 (Plaintiff’s affidavit). Dr. Tilden
proscribed Plaintiff Dulcolax, a laxative, to be taken three days a week for three months.
Plaintiff testified that his first exchange with Reed took place in the cellhouse on
September 12, 2012, when Plaintiff stopped Reed while he was passing by on the gallery.
Plaintiff asserts that he told Reed his symptoms and that he was in pain and not being providing
treatment and asked him for help.
Plaintiff testified that Reed took his name and ID number
down and told Plaintiff “I’ll see.” [142-4] at 97.
Ojelade saw Plaintiff on September 13, 2012. Plaintiff complained of abdominal pain
and constipation. Plaintiff also maintains that he explained that he kept being given laxatives
even though they weren’t helping his pain. The Wexford Defendants maintain, but Plaintiff
denies, that Ojelade examined Plaintiff’s abdomen and found it to be normal and diagnosed
Plaintiff with hypochondriasis. Plaintiff maintains that Ojelade told him that he would not get
any help other than a pill for constipation because “the state of Illinois is broke” and therefore
any MRI or lower GI testing at an outside hospital was out of the question. [158] at 18. The
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Wexford Defendants assert, and Plaintiff denies, that Plaintiff refused the medications that
Ojelade sought to order. In his affidavit, Plaintiff also states that during the September 13 visit,
he “saw Ojelade review the subpoena in [his] medical file.” [161] at 6.
Plaintiff testified that he sent a letter to Reed on October 11, 2012. Plaintiff asserts that
the following day, Reed came by his cell and Plaintiff told Reed all his symptoms and that he
was in severe pain and that the laxatives he’d been prescribed did not help the pain. See [142-4]
at 98-99. Plaintiff testified that Reed told him that he would be put in for treatment on an
emergency basis.
Dr. Tilden saw Plaintiff on October 14, 2012 in Pontiac’s infirmary. Plaintiff explained
all of his symptoms to Dr. Tilden and told him that he was in severe pain but not getting any
medication to help. Plaintiff also told Dr. Tilden that he kept being given laxatives, which were
not treating his pain. Dr. Tilden performed a short examination of Plaintiff’s abdomen and
prescribed Plaintiff Milk of Magnesia, another laxative. Dr. Tilden said that he was going to
retrieve Plaintiff’s medical file but did not return until the next morning, when he informed
Plaintiff that he was discharged from the infirmary. Defendants maintain, and Plaintiff denies,
that Dr. Tilden continued Plaintiff’s Dulcolax tablets and added FiberLax to be taken each
morning for three months, but Plaintiff refused medication. The Wexford Defendants further
assert, and Plaintiff denies, that Plaintiff was also referred for a psychological evaluation for
anxiety.
Plaintiff testified that he sent Reed another letter regarding his medical care on October
18, 2012, explaining that he had not been provided treatment for his pain when he was admitted
to the infirmary. Plaintiff testified that he received no response to this letter. Reed testified that
he did not recall receiving the letter.
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Plaintiff testified that he sent a grievance to Pfister on December 3, 2012, and
subsequently sent Pfister two more copies of the same grievance, but received no response.
Plaintiff testified that he also sent other grievances to Pfister, which were denied without
explanation. See [142-4] at 112.
Defendant Pfister designated signatory authority to certain Pontiac employees by
authorizing other individuals to sign his name on his behalf. Defendant Pfister testified that he
did not recall receiving Plaintiff’s grievances. See [142-8] at 18-19. Plaintiff admits that he does
not know whether Pfister performed any follow up on his medical care during Plaintiff’s time at
Pontiac.
Plaintiff testified that he spoke to Reed again on January 1, 2013. According to Plaintiff,
he explained all his symptoms to Reed and told him he was not receiving any treatment for his
pain, but Reed told him that he was about to be transferred to another facility and would get
treatment there. See [142-4] at 101; [159] at 12. Plaintiff admits that he does not know whether
Reed followed up on his medical care after January 1, 2013. Plaintiff testified that he had one
final encounter with Reed on January 10, 2013, when Reed and Pfister were walking by and he
told them he was experiencing severe abdominal pain. [159] at 13; see also [142-4] at 105.
According to Plaintiff, Pfister yelled at him that he [would] get to the grievances when he got to
them, and Reed walked away. See id. at 105-106.
C.
Menard
Plaintiff was transferred to Menard on January 30, 2013. Defendant Richard Harrington
(“Harrington”) was the Warden at Menard beginning in 2013. Defendant Robert Shearing, M.D.
(“Dr. Shearing”) was the medical director and Defendants Samuel Nwaobasi, M.D. (“Dr.
Nwaobasi”) and Defendant Fe Fuentez, M.D. (“Dr. Fuentez”) were staff physicians at Menard
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during the time period at issue in Plaintiff’s complaint.
Defendant Dillard Eggemeyer
(“Eggemeyer”) was a correctional nurse working at Menard. Eggemeyer would have seen an
inmate at his cell if the inmate turned in a note to see a doctor, or if a correctional officer
determined on his own that the inmate needed to be seen by a medical professional. Eggemeyer
testified that IDOC’s treatment protocols at Menard define when nurses could dispense
medication, and that the protocol for indigestion and heartburn did not allow for nurses to
dispense pain medication. See [142-2] at 8. Plaintiff argues that the Wexford protocols did not
prohibit Eggemeyer from prescribing Plaintiff pain medication. [177] at 11; see also [159] at 15
(denying that the protocols “explicitly state that nurses are prohibited from dispensing pain
medication”). Looking at the protocols themselves, the “Nursing Intervention” set forth for
“Indigestion/Heartburn” is “Maalox or Mylanta” and “contact provider for possible order for
Zantac” (an antacid). [163] at 68. The “Nursing Intervention for “Stomach Ache (Abdominal
Pain)” is “Maalox/Mylanta” for upset stomach and “Milk of Magnesia” for constipation. Id. at
85.
Dr. Nwaobasi first saw Plaintiff on April 20, 2013. Plaintiff complained of abdominal
pain. Plaintiff contends that he told Dr. Nwaobasi that he was experiencing abdominal pain,
overwhelming gas and constipation, and explained that he kept being given laxatives even
though they weren’t helping his pain. According to Plaintiff, when Dr. Nwaobasi read Plaintiff’s
medical file and came across the subpoena from Plaintiff’s prior lawsuit, his attitude immediately
changed and he started addressing Plaintiff in a hostile tone.
According to Plaintiff, Dr.
Nwaobasi told him that his symptoms were “all in [his] head” and indicated with his finger that
Plaintiff was crazy. [158] at 21. The parties agree that Dr. Nwaobasi prescribed Tylenol to
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Plaintiff.
However, Plaintiff contends that Dr. Nwaobasi did nothing else to address his
condition or pain, and denies that Dr. Nwaobasi advised him to increase his fluid intake.
Plaintiff maintains that in March or April 2013, he saw Harrington walking down his
gallery and stopped Harrington to tell him that he was in extreme pain. According to Plaintiff,
Harrington took down Plaintiff’s name and ID number and said he would look into the issue.
Harrington testified that he had no recollection that this incident took place. Plaintiff also asserts
that he sent an unknown number of letters to Harrington while at Menard, but received no
responses. Plaintiff admits that he has no indication whether Harrington ever received his letters.
Plaintiff further asserts that he sent multiple grievances to Harrington, including grievances
submitted on March 12, April 18, April 21, and June 6, 2013.
Plaintiff asserts that on May 31, 2013, he had a conversation with Eggemeyer. Plaintiff
testified that he told Eggemeyer about all his symptoms and that he was getting laxatives but
they weren’t treating his pain. See [142-4] at 116. Eggemeyer took Plaintiff’s temperature and
blood pressure. Plaintiff testified that Eggemeyer also gave him “chewing tablets” for acid
reflux but acknowledged that they would not treat pain. Id. According to Plaintiff, “Eggemeyer
asked [him] to sign a $5.00 money voucher in order to see Dr. Shearing,” but Plaintiff “told …
Eggemeyer that he did not want to pay to see Dr. Shearing because the last time he saw Dr.
Shearing he was thrown out of his office without any treatment for the pain.” [159] at 17.
Plaintiff had no additional interactions with Eggemeyer while at Menard.
Dr. Nwaobasi saw Plaintiff again on June 19, 2013. Dr. Nwaobasi testified that he
performed a rectal exam, which was normal. Plaintiff cannot recall whether there was a rectal
exam. Plaintiff contends that Dr. Nwaobasi ignored his complaints that he was experiencing
14
abdominal pain and overwhelming gas and constipation and that he kept being given laxatives
even though they were not helping his pain.
Dr. Nwaobasi next saw Plaintiff on July 24, 2013 for his complaints of abdominal pain.
Dr. Nwaobasi testified that he could find no objective explanation for Plaintiff’s complaints and
that he diagnosed Plaintiff with hypochondria based on the fact he could not find anything to
corroborate Plaintiff’s complaints. Plaintiff denies that he was ever given a formal diagnosis of
hypochondria. According to Plaintiff, Dr. Nwaobasi again refused to do anything to address his
complaints of abdominal pain, overwhelming gas and constipation and told Plaintiff to stop
requesting to see him.
Dr. Shearing saw Plaintiff on May 15, 2013 for complaints of abdominal pain. Prior to
seeing Dr. Shearing, Plaintiff had various diagnostic tests done and each test came back negative.
The Wexford Defendants contend that Plaintiff had a negative physical examination and reported
normal bowel movements to Dr. Shearing. Plaintiff denies reporting normal bowel movements.
According to Plaintiff, when he arrived at his appointment with Dr. Shearing his medical file was
lying open and Plaintiff could see the subpoena for documents from his previous lawsuit.
Plaintiff also maintains that, in response to his complaints of pain, gas, and constipation, Dr.
Shearing told him that he could not do anything for him and that he could keep writing letters
and grievances. Plaintiff maintains that Dr. Shearing did not physically examine him and told
him to get out of his office.
On November 20, 2013, Plaintiff saw Dr. Fuentez for treatment of a skin condition.
Plaintiff told Dr. Fuentez about his abdominal pain and symptoms. Dr. Fuentez told Plaintiff that
he would have to put in for a sick call in order to be treated for his abdominal pain.
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Plaintiff submitted another grievance to Harrington on December 12, 2013. Plaintiff
testified that on December 17, 2013, Harrington “stated that my condition was an emergency,
and he sent me back to Dr. Fuentez to be treated.” [159] at 18. Dr. Fuentez saw Plaintiff on that
day. See [160] at 5. She did not treat Plaintiff but told him she would put him in to see a
specialist. See id. Two days later, Dr. Fuentez saw Plaintiff again. She ordered Bentyl, a type
of antispasmodic medicine, to quiet muscular contractions of the intestinal tract. Dr. Fuentez
never saw the grievances filed by Plaintiff and was never made aware of any grievances filed by
Plaintiff against her while she was at Menard.
On January 9, 2014, Plaintiff saw Dr. Trost (who is not a defendant). Dr. Trost has been
identified by both Plaintiff and the Wexford Defendants as an expert in this lawsuit. Dr. Trost
thought that Plaintiff might have IBS and continued his prescription for Bentyl (or dicyclomine)
and FiberCon tablets. Plaintiff reported that Bentyl relieved his symptoms.
D.
IDOC Medical Director Shicker
Defendant Shicker was the IDOC medical director between November 2009 and June 15,
2016. Shicker’s responsibilities were to oversee healthcare services for the department, create
and update policies and procedures and administrative directives related to health care, and
troubleshoot any problems that arose. Shicker has never met Plaintiff, examined Plaintiff, or
personally provided Plaintiff with any medical care.
Plaintiff states in his declaration that he sent letters to Shicker regarding his medical care
on September 18, 2011, April 12, 2012, and July 9, 2013. In each letter, Plaintiff asserts, he
stated he was experiencing extreme pain, gas, and rectal bleeding, told Shicker that none of the
doctors at Menard were treating him, and asked for help. Plaintiff testified that Dr. Shicker sent
carbon copies of his responses to Plaintiff’s letters to Dr. Carter and Hardy.
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Defendant Shicker responded to Plaintiff’s September 18, 2011 letter in writing on
September 22, 2011. He advised Plaintiff that he must go through the grievance process. Shicker
also responded to Plaintiff’s March 10, 2012 letter in writing on March 29, 2012. Shicker
advised Plaintiff that “he has been evaluated multiple times, no significant abnormalities had
been found. Healthcare found no red flags in your symptoms, and your lab tests have also been
ok.” [159] at 22. Shicker testified that it was his normal practice to “correspond or phone the
providers and find out what has been done for this individual.” [142-12] at 79.
On April 24, 2012, Shicker emailed Marna Ross, the regional nursing coordinator at
Stateville.
He requested that she review Plaintiff’s treatment for “persistent abdominal
symptoms.” [159] at 22. Ross responded that day, explaining that Plaintiff’s kidney, ureter,
bladder x-ray, CMP blood test for electrolytes and liver function, and test for pancreatitis were
all “within normal limits.” Id. On May 2, 2012, Shicker emailed Dr. Carter and Stateville HCU
administrator Royce Brown-Reed requesting an update on Plaintiff’s health. Defendant Shicker
received a response from Dr. Carter the same day describing Plaintiff’s complaints and
treatment.
Defendant Shicker made a third request for an update on Plaintiff’s medical diagnosis
and treatment. She testified that she assumed she made the request “because of the letters that
[Plaintiff] ha[d] sent [her].” [142-12] at 92. Plaintiff’s letters to Shicker and Shicker’s responses
were Plaintiff’s only interactions with Shicker between 2010 and 2014.
E.
IBS
It is undisputed that IBS is a diagnosis of exclusion of other causes of abdominal
symptoms and that cramping, bloating, and diarrhea are symptoms of IBS.
The Wexford
Defendants contend based on the testimony of Drs. Tilden, Carter, and Shearing that IBS
17
presents most frequently with diarrhea, but can present with constipation. They also contend
based on the doctors’ testimony that abdominal pain is difficult to treat and that laxatives are an
appropriate way to resolve constipation. Plaintiff objects to the consideration of this testimony
on summary judgment on the basis that Drs. Tilden, Carter and Shearing were deposed only
concerning their personal knowledge of the events at issue in this lawsuit and were not disclosed
and did not testify as expert witnesses.
Dr. Trost has been designated as an expert witness by both Plaintiff and the Wexford
Defendants. Dr. Trost testified as follows concerning whether laxatives were an appropriate
treatment for IBS:
Q. Would you ever recommend a patient take laxatives if the[y] are suffering
from IBS?
…
[A.] I wouldn’t see any role really for laxatives in the treatment of that, no.
Q. … Why not?
…
[A.] Laxatives, depending upon, there are different mechanisms of action of
different laxatives, but the primary thing they do to produce desired effect is they
stimulate the bowel to propulse, to move things through. They would take an
otherwise abnormal bowel, which is deemed to be overactive or hyperactive, and
stimulate it further, which, you know, just wouldn’t be my approach to, to taking
care of a problem like that[.]
Q.
… Sounds like it could make it worse.
…
[A]. I could see how it would exacerbate some of the symptoms.
F.
Chronic Care Clinics
IDOC provides chronic care clinics for inmates who suffer from certain chronic
conditions. There are a number and variety of condition-specific chronic care clinics at IDOC
facilities, as well as general medicine chronic care clinics. Stateville, Menard, and Pontiac did
not have specific gastrointestinal chronic care clinics while Plaintiff was incarcerated at each of
those facilities. Dr. Tilden testified that there is no gastrointestinal clinic on its own and instead
18
“it’s part of the general medicine” clinic for IDOC as a whole. [141-7] at 9. He also testified
that an inmate can be placed into a chronic care clinic at a physician’s discretion. See id. at 1011. According to Dr. Tilden, prior to 2015 patients in the chronic care clinics were seen every
four months. Id. at 11.
II.
Summary Judgment Standard
Summary judgment is proper where “the movant shows that there is no genuine dispute
as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P.
56(a). “A party asserting that a fact cannot be or is genuinely disputed must support the assertion
by … citing to particular parts of materials in the record” or “showing that the materials cited do
not establish the absence or presence of a genuine dispute, or that an adverse party cannot
produce admissible evidence to support the fact.” Fed. R. Civ. P. 56(c)(1). A genuine issue of
material fact exists if “the evidence is such that a reasonable jury could return a verdict for the
nonmoving party.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). The party
seeking summary judgment has the burden of establishing the lack of any genuine issue of
material fact. See Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). The Court “must construe
all facts and draw all reasonable inferences in the light most favorable to the nonmoving party.”
Majors v. Gen. Elec. Co., 714 F.3d 527, 532-33 (7th Cir. 2013) (citation omitted).
To avoid summary judgment, the nonmoving party must go beyond the pleadings and
“set forth specific facts showing that there is a genuine issue for trial.” Liberty Lobby, 477 U.S.
at 250. Summary judgment is proper if the nonmoving party “fails to make a showing sufficient
to establish the existence of an element essential to that party’s case, and on which that party will
bear the burden of proof at trial.” Ellis v. CCA of Tennessee LLC, 650 F.3d 640, 646 (7th Cir.
2011) (quoting Celotex, 477 U.S. at 322). The non-moving party “must do more than simply
19
show that there is some metaphysical doubt as to the material facts.” Matsushita Elec. Indus.
Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 586 (1986). In other words, the “mere existence
of a scintilla of evidence in support of the [non-movant’s] position will be insufficient; there
must be evidence on which the jury could reasonably find for the [non-movant].” Liberty Lobby,
477 U.S. at 252.
III.
Analysis
In his governing amended complaint [11], Plaintiff alleges an Eighth Amendment
deliberate indifference against the individual Wexford Defendants and the IDOC Defendants
(Count I) and against Wexford (Count II), as well as a First Amendment retaliation claim against
all of the individual Defendants (Count III).
“The Eighth Amendment’s proscription against ‘unnecessary and wanton infliction of
pain’ is violated when prison officials demonstrate ‘deliberate indifference to serious medical
needs’ of prisoners—whether the indifference ‘is manifested by prison doctors in response to
prison needs or by prison guards in intentionally denying or delaying access to medical care.’”
Lewis v. McLean, 864 F.3d 556, 562 (7th Cir. 2017) (quoting Estelle v. Gamble, 429 U.S. 97,
104 (1976)).
A deliberate indifference claim contains both an objective and a subjective
component.
“[A] prisoner must first establish that his medical condition is ‘objectively,
sufficiently serious,’ and second, that prison officials acted with a ‘sufficiently culpable state of
mind’—i.e., that they both knew of and disregarded an excessive risk to inmate health.” Id. at
562-63 (quoting Farmer v. Brennan, 511 U.S. 825, 834 (1994)).
“To state a First Amendment claim for retaliation, a plaintiff must allege that ‘(1) he
engaged in activity protected by the First Amendment; (2) he suffered a deprivation that would
likely deter First Amendment activity in the future; and (3) the First Amendment activity was at
20
least a motivating factor in the defendants’ decision to take the retaliatory action.’” Perez v.
Fenoglio, 792 F.3d 768, 783 (7th Cir. 2015) (quoting Bridges v. Gilbert, 557 F.3d 541, 546 (7th
Cir. 2009)). A prisoner’s filing of lawsuits and grievances is protected by the First Amendment,
see Bridges, 557 F.3d at 553, and “denial of medical treatment is a deprivation likely to dissuade
a reasonable person from engaging in future First Amendment activity.” Perez, 792 F.3d at 783
(citing Murphy v. Lane, 833 F.2d 106, 108 (7th Cir. 1987)).
Defendants have moved for summary judgment on all of Plaintiff’s Eighth Amendment
and First Amendment claims. As to the Eighth Amendment claims, Defendants do not challenge
(at least for purposes of summary judgment) that Plaintiff suffers from an objectively,
sufficiently severe medical condition. Instead, they argue that they responded appropriately to
Plaintiff’s medical complaints. As to the First Amendment claim, Defendants argue that there is
no evidence that their purported failure to obtain or provide medical care to Plaintiff was
motivated by Plaintiff’s earlier filing of a deliberate indifference lawsuit, Ruiz v. Tilden, against
Wexford doctors who treated his seizure disorder. The Court will begin its analysis of the
parties’ arguments with the Wexford Defendants.
A.
The Wexford Defendants
The Wexford Defendants are all medical providers who treated (or allegedly failed to
treat) Plaintiff for his complaints of severe abdominal pain and related symptoms. An inmate
need not “show that he was literally ignored” in order to establish that he was treated with
deliberate indifference. Arnett v. Webster, 658 F.3d 742, 751 (7th Cir. 2011) (citing Greeno v.
Daley, 414 F.3d 645, 653 (7th Cir. 2005)). “Prison officials must provide inmates with medical
care that is adequate in light of the severity of the condition and professional norms.” Perez, 792
F.3d at 777. That said, the Seventh Circuit has “consistently held that neither a difference of
21
opinion among medical professionals nor even admitted medical malpractice is enough to
establish deliberate indifference.” Zaya v. Sood, 836 F.3d 800, 8005 (7th Cir. 2016); see also
Cesal v. Moats, 851 F.3d 714, 721 (7th Cir. 2017); Whiting v. Wexford Health Sources, Inc., 839
F.3d 658, 662–63 (7th Cir. 2016). Yet “where evidence exists that the defendant [ ] knew better
than to make the medical decision[ ] that [he] did, then summary judgment is improper and the
claim should be submitted to a jury.” Whiting, 839 F.3d at 662–63 (quoting Petties v. Carter,
836 F.3d 722, 730-31 (7th Cir. 2016) (en banc)).
Of course, “it can be challenging to draw a line between an acceptable difference of
opinion … and an action that reflects sub-minimal competence and crosses the threshold into
deliberate indifference.” Petties, 836 F.3d at 729. Examples of when the threshold may be
crossed include “when a doctor refuses to take instructions from a specialist,” “fails to follow an
existing protocol,” or “chooses an easier and less efficacious treatment without exercising
professional judgment,” or where there is “an inexplicable delay in treatment which serves no
penological interest.” Id. at 729-30 (internal citation and quotation marks omitted). Deliberate
indifference may also be shown with “proof that the defendant’s treatment decision departed …
radically from ‘accepted professional judgment, practice, or standards.’” Whiting, 839 F.3d at
663 (quoting Petties, 836 F.3d at 730); see also Diggs v. Ghosh, 850 F.3d 905, 909 (7th Cir.
2017).
Further, a medical professional may be found to have acted with deliberate indifference
where he or she “persists in a course of treatment known to be ineffective.” Petties, 836 F.3d at
730; see also Whiting, 839 F.3d at 663.
Although “the cost of treatment is a factor in
determining what constitutes adequate, minimum-level care, medical personnel cannot simply
resort to an easier course of treatment that they know is ineffective.” Petties, 836 F.3d at 730.
22
“For example, if knowing a patient faces a serious risk of appendicitis, the prison official gives
the patient an aspirin and sends him back to his cell, a jury could find deliberate indifference
even though the prisoner received some treatment.” Id.; see also, e.g., Conley v. Birch, 796 F.3d
742, 747 (7th Cir. 2015) (material fact issue whether provision of only painkillers and ice to an
inmate suffering from suspected fracture constituted deliberate indifference); Greeno, 414 F.3d
at 655 (continuing to treat severe vomiting with antacids over three years created material fact
issue of deliberate indifference).
With these legal standards in mind, the Court turns its analysis to the individual Wexford
Defendants.
1.
Physician’s Assistant Williams
Williams, a physician’s assistant at Stateville, saw Plaintiff on five occasions. The
Wexford Defendants argue that Williams is entitled to summary judgment because the evidence
shows that she provided consistent and appropriate treatment to Plaintiff. They assert that at
Plaintiff’s first appointment with her, Williams ordered blood work and scheduled a follow-up
appointment; at his second appointment (where he appeared to be in no acute distress) she
physically examined him and prescribed a laxative for constipation; and at his third appointment
five months later (where he complained only of gas), physically examined him and then referred
him to the medical director for further work-up of his gas complaints. According to the Wexford
Defendants, Williams wrote a note in Plaintiff’s chart reflecting the referral, and a nurse or
medical technician then would be responsible for the referral. Williams testified that this is
IDOC’s procedure for referring a patient to the medical director and that her responsibilities
ended there.
23
If these facts were undisputed, then Williams would be entitled to summary judgment on
Plaintiff’s deliberate indifference claim.
But the Wexford Defendants ignore a number of
material factual disputes raised by Plaintiff’s testimony and affidavit. Plaintiff denies that
Williams ever physically examined him at any of his follow-up visits. Plaintiff also maintains
that, at all of the follow-up visits, he told Williams that he was in pain and that the laxatives she
had prescribed were making his pain worse. Further, Plaintiff disputes that Williams ever
referred him the medical director—Dr. Ghosh, who testified that he never saw Plaintiff. While
the Wexford Defendants contend that, as a matter of IDOC policy, Williams’ only responsibility
for a referral was to make a note in the patient’s chart, the only evidence of this is Williams’
testimony, which the factfinder would not be required to believe. In addition, the Wexford
Defendants ignore Plaintiff’s testimony that she told him in March 2011—after allegedly seeing
his subpoena from an earlier lawsuit in his medical file—that she did not know what was wrong
with him and to stop writing her. This evidence that Williams refused to examine or treat
Plaintiff’s abdominal pain (beyond prescribing laxatives that he reported made his pain worse),
which the trier of fact may or may not credit, precludes summary judgment in Williams’ favor.
Plaintiff’s testimony concerning Williams viewing the subpoena in his file also precludes
summary judgment on Plaintiff’s First Amendment retaliation claim against Williams. Viewing
the evidence in the light most favorable to Plaintiff, a reasonable factfinder might conclude that
Williams told Plaintiff in March 2011 that she could not do anything for him and to stop
contacting her in retaliation for Plaintiff suing Wexford medical providers previously, which a
trier of fact could infer Williams had learned by seeing a subpoena from Plaintiff in his medical
file.
The Wexford Defendants argue that Plaintiff’s testimony cannot preclude summary
judgment because the medical records that they produced do not contain a subpoena. But the
24
Wexford Defendants have not established that the subpoena was never in Plaintiff’s medical file
and it is up to the factfinder to evaluate the credibility of Plaintiff’s testimony that he saw
Williams (and other Wexford Defendants) looking at the subpoena during his medical
appointments, and Williams’ testimony denying that this occurred.
2.
Dr. Ghosh
Dr. Ghosh was the site medical director at Stateville for part of the relevant period. The
Wexford Defendants argue that Dr. Ghosh is entitled to summary judgment because he never
saw Plaintiff or rendered him any treatment, and therefore cannot be held personally responsible
for the claimed deprivation of Plaintiff’s Eighth Amendment rights. Plaintiff responds that he
sent Dr. Ghosh multiple letters and grievances about his abdominal pain and symptoms, but did
not receive any response from Dr. Ghosh, who as medical director had the power to ensure that
Plaintiff was seen by a doctor at Stateville.
The Court concludes that Dr. Ghosh is entitled to summary judgment on Plaintiff’s
deliberate indifference claim. Plaintiff’s affidavit attaches a single handwritten letter addressed
to Dr. Ghosh, which Plaintiff marked “copy.” [161-3]. But Plaintiff has identified no evidence
that Dr. Ghosh received or reviewed that letter or any other correspondence that Plaintiff
allegedly sent to him, and Dr. Ghosh denies receiving any. Instead, Dr. Ghosh testified that
letters addressed to him automatically go the office of the health care administrator, and an
individual there would review it. See [141-4] at 32. If he or she decided to bring the letter to
him, then usually he would countersign it, put it in the inmate’s medical record, and determine
the appropriate course. Id. at 31-32. Plaintiff has not identified any letters or grievances
countersigned by Dr. Ghosh. Under similar facts, the Seventh Circuit affirmed the grant of
summary judgment for the head of a “prison system’s medical hierarchy,” Dr. Elyea, where the
25
plaintiff did “not produce[] evidence that Dr. Elyea was aware of [the plaintiff’s] condition”
from the letters he alleged sent. Keller v. Elyea, 496 Fed. Appx. 665, 667 (7th Cir. Nov. 21,
2012); see also Karim v. Obaisi, 2017 WL 4074017, at *3, 9 (N.D. Ill. Sept. 14, 2017) (granting
summary judgment on deliberate indifference claim in favor of prison doctor who allegedly
failed to respond to plaintiff’s letter complaining of shortness of breath and chest pain, where the
record—which showed that “[t]here was a policy in place whereby nurses screened such letters
and would ask doctors questions about them if they determined that was necessary” and doctor
did “not recall a nurse ever approaching him with regard to a grievance letter” from the
plaintiff—“indicated that [the doctor] did not receive or read [the plaintiff’s] letter”); Sharif v.
Carter, 2017 WL 3421554, at *11–12 (N.D. Ill. Aug. 8, 2017) (granting summary judgment in
favor of Stateville’s health care unit administrator because it was not her practice to review
letters sent by inmates, and she did not read the relevant letter, so she could not have had the
knowledge required for a claim of deliberate indifference).
3.
Dr. Carter
Dr. Carter, a physician at Stateville, saw Plaintiff three times. The Wexford Defendants
argue that Dr. Carter is entitled to summary judgment because the evidence shows that he
provided complete and competent treatment each time that he examined Plaintiff. At the first
visit, Dr. Carter prescribed fiber tablets for constipation and Anusol for external hemorrhoids.
At the second exam, Dr. Carter prescribed another laxative, Laculose, for Plaintiff’s continuing
complaints of constipation. At the third exam, Dr. Carter concluded after an abdominal exam
that Plaintiff may have somatization disorder, a diagnosis indicating that there are no physical or
objective findings that correlate with a patient’s subjective complaints.
26
The Court concludes that Dr. Carter is not entitled to summary judgment. The Wexford
Defendants’ argument ignores Plaintiff’s testimony that at each of his three visits, he told Dr.
Carter that he was experiencing abdominal pain and that laxatives were not providing relief but
instead increasing his pain, yet Dr. Carter continued to prescribe laxatives. This evidence, if
credited by the fact finder, would suggest that Dr. Carter “persist[ed] in a course of treatment
known to be ineffective,” which the Seventh Circuit recognizes can support a deliberate
indifference claim. Petties, 836 F.3d at 730. Further, there is evidence that by the time of
Plaintiff’s last visit, Dr. Carter suspected that Plaintiff may have IBS, as he made a note of this in
Plaintiff’s chart, yet prescribed laxatives anyway. According to the parties’ expert, Dr. Trost,
laxatives are not an appropriate treatment for IBS and may exacerbate its symptoms. The Court
therefore agrees with Plaintiff that “Defendant Carter’s continued prescription of laxatives and
failure to prescribe any form of treatment to address [Plaintiff’s] pain, despite being aware that
[Plaintiff] may have IBS, constitute sufficient facts to create a genuine dispute as to whether he
was deliberately indifferent to [Plaintiff]’s serious medical condition.” [168] at 15.
The Wexford Defendants’ persistence in prescribing laxatives after Plaintiff repeatedly
complained that they were making his pain worse distinguishes this case from another recent
case involving a prisoner with IBS suing for deliberate indifference, Proctor v. Sood, 863 F.3d
563 (7th Cir. 2017). In that case, the evidence showed that prison doctors treated the plaintiff
with “with antispasmodic drugs, antibiotics, a stool softener, fiber, and medications to relieve his
cramping, all of which were adjusted in response to his complaints,” and therefore the plaintiff
could not show that the defendants’ actions were such a substantial departure from accepted
professional judgment, practice, or standards as to demonstrate that the doctors did not base their
decisions on their professional judgment. Id. at 568. In this case, by contrast, the trier of fact
27
could conclude that Dr. Carter continued to prescribe Plaintiff laxatives even after Plaintiff told
him that they were making his pain worse, and that this treatment was not adjusted in response to
Plaintiff’s complaints. Ultimately, Plaintiff’s pain was alleviated only when, more than a year
and a half later, Dr. Fuentez prescribed Plaintiff an antispasmodic medicine.
Dr. Carter is not entitled to summary judgment on Plaintiff’s first amendment retaliation
claim, either. According to Plaintiff, Dr. Carter saw the subpoena in his medical file at his
March 13, 2012 visit, became angry and told Plaintiff that he may have to live with pain for the
rest of his life, and again prescribed laxatives even though Plaintiff told him that they were
making the pain worse and suspected that Plaintiff had IBS—a condition that Dr. Trost testified
is not appropriately treated with laxatives. Taking the facts in the light most favorable to
Plaintiff, a juror could conclude that Dr. Carter withheld appropriate medical treatment in
retaliation for Plaintiff’s filing of an earlier lawsuit against Wexford’s medical providers.
4.
Dr. Tilden
Dr. Tilden began treating Plaintiff when he was transferred to Pontiac and saw Plaintiff
twice. The Wexford Defendants argue that Dr. Tilden is entitled to summary judgment because
on those two occasions, he provided appropriate care for Plaintiff’s subjective complaints. At
the first visit, Plaintiff complained of constipation, and Dr. Tilden prescribed a course of
laxatives.
At the second appointment, Plaintiff had “similar complaints,” but a normal
abdominal examination, but was nonetheless admitted to the infirmary for closer monitoring.
[140] at 9. Dr. Tilden then prescribed Milk of Magnesia (another laxative) and fiber tablets and
added Motrin (a pain reliever) for Plaintiff’s new complaints of back pain.
The Court concludes that Dr. Tilden is not entitled to summary judgment because there
are a number of material factual disputes that the Wexford Defendants fail to acknowledge.
28
According to Plaintiff, he told Dr. Tilden at both of his visits that he was in pain and that
laxatives were not treating his pain but were making it worse. Dr. Tilden nonetheless prescribed
laxatives at both visits, at least arguably “persist[ing] in a course of treatment known to be
ineffective.” Petties, 836 F.3d at 730. Plaintiff also denies that Dr. Tilden ever provided him
with a prescription for Motrin. Dr. Tilden is not entitled to summary judgment on the First
Amendment retaliation claim, either. Plaintiff testified that at the first visit, Dr. Tilden also saw
the subpoena in Plaintiff’s file and joked that he was “full of shit,” and then knowingly preceded
with a course of ineffective treatment. [158] at 17.
5.
Physician’s Assistant Ojelade
Ojelade, a physician’s assistant, saw Plaintiff once when he was incarcerated at Pontiac.
The Wexford Defendants argue that Ojelade is entitled to summary judgment because he
appropriately addressed Plaintiff’s complaints of abdominal pain and constipation by prescribing
laxatives, which Plaintiff refused to take. Ojelade diagnosed Plaintiff with hypochondriasis
based on his physical examination of Plaintiff, which was normal. Plaintiff responds that he told
Ojelade that laxatives were making his pain worse, but Ojelade told him that he could only give
him laxatives because the State of Illinois was broke. Plaintiff also points out that Ojelade also
could have seen from Dr. Carter’s notation that Plaintiff may have IBS, undermining his
diagnosis of hypochondriasis.
The disputed evidence identified by Plaintiff suggests that Ojelade “persist[ed] in a
course of treatment known to be ineffective” and precludes summary judgment on Plaintiff’s
deliberate indifference claim. Petties, 836 F.3d at 730. While “the cost of treatment is a factor
in determining what constitutes adequate, minimum-level care,” it is not a sufficient excuse to
“resort to an easier course of treatment that [is] known [to be] ineffective.” Id. Further, Ojelade
29
is not entitled to summary judgment on Plaintiff’s First Amendment claim because Plaintiff
stated in his affidavit that during the September 13 visit, he “saw Ojelade review the subpoena in
[his] medical file,” [161] at 6, which could support an inference that Ojelade persisted with a
course of treatment that he knew was ineffective in retaliation for Plaintiff’s prior lawsuit against
Wexford medical providers.
6.
Dr. Nwaobasi
Plaintiff saw Dr. Nwaobasi for his abdominal pain and symptoms in April, June and July
2013 while incarcerated at Menard. The Wexford Defendants argue that Dr. Nwaobasi is
entitled to summary judgment because there is no genuine dispute that his care and treatment
were appropriate. At the first visit, Dr. Nwaobasi thought Plaintiff’s pain might be related to
adhesions from a prior surgery and prescribed Tylenol and recommended that Plaintiff increase
his fluid intake. He chose not to give Plaintiff Tylenol with codeine because that is a narcotic
medication that can cause an increase in constipation. Plaintiff saw Dr. Nwaobasi in June 2013
for complaints of rectal bleeding. Dr. Nwaobasi’s rectal examination was normal. The Wexford
Defendants assert that Dr. Nwaobasi nonetheless placed Plaintiff on a course of pain medications
on this date, but their LR 56.1 statement does not support this. See [158] at 22, ¶ 43. Plaintiff
returned to Dr. Nwaobasi in July 2013 for complaints of abdominal pain. According to the
Wexford Defendants, Dr. Nwaobasi performed a physical examination, but could not find any
objective explanation for Plaintiff’s complaints and therefore diagnosed Plaintiff with
hypochondria. According to the Wexford Defendants, Dr. Nwaobasi did not prescribe new pain
medications because the prescription from the June visit was still in effect.
Plaintiff responds that Dr. Nwaobasi is not entitled to summary judgment because Dr.
Nwaobasi did not, in fact, examine Plaintiff at his first two visits and instead—after seeing the
30
subpoena in Plaintiff’s chart and becoming angry—told him he was crazy and would have to live
with the pain, even though Dr. Carter’s note in his chart indicated that he may have IBS.
According to Plaintiff, Dr. Nwaobasi’s reliance upon notations in Plaintiff’s medical chart
instead of his own examination of Plaintiff and his resulting refusal to treat Plaintiff is sufficient
to defeat Dr. Nwaobasi’s claim for summary judgment.
Dr. Nwaobasi is somewhat different than the other Wexford Defendants because there is
no indication that he continued prescribing laxatives despite Plaintiff’s complaint that he made
his abdominal pain worse, and it is agreed that at Plaintiff’s first visit Dr. Nwaobasi prescribed
Tylenol for Plaintiff’s pain.
Further, the only evidence concerning whether Dr. Nwaobasi
examined Plaintiff at the first visit is that Dr. Nwaobasi performed a rectal exam; Plaintiff could
not recall whether there was a rectal exam. However, it is disputed whether Dr. Nwaobasi
continued with the pain medication at Plaintiff’s subsequent visits.
Further, it is disputed
whether Dr. Nwaobasi “knew better” than to diagnose Plaintiff with hypochondria and allegedly
offer no treatment, given Dr. Carter’s note about potential IBS and Plaintiff’s testimony that Dr.
Nwaobasi became hostile to him after seeing the subpoena in Plaintiff’s file and told Plaintiff to
stop requesting to see him. Petties, 836 F.3d at 730-31. Given these factual disputes, the Court
concludes that Dr. Nwaobasi is not entitled to summary judgment on Plaintiff’s deliberate
indifference or First Amendment retaliation claims.
7.
Dr. Shearing
Dr. Shearing, the medical director at Menard, saw Plaintiff on May 15, 2013 for
complaints of abdominal pain. The Wexford Defendants argue that Dr. Shearing is entitled to
summary judgment because the evidence shows that Dr. Shearing performed a physical
examination but, like all the other medical providers, found no objective findings to corroborate
31
Plaintiff’s complaints and knew that Plaintiff’s prior tests came back negative for a source of his
complaints.
The Wexford Defendants also maintain that Plaintiff reported normal bowel
movements to Dr. Shearing and denied any other gastrointestinal complaints, such as nausea,
vomiting, constipation or diarrhea. Therefore, they contend, Dr. Shearing did not think that any
additional treatment was necessary.
The Wexford Defendants do not address several material factual disputes that preclude
summary judgment. Plaintiff denies that Dr. Shearing ever physically examined him, and also
contends that he told Dr. Shearing that he was still experiencing pain, gas, and constipation.
Plaintiff also points out that Dr. Shearing’s review of his file would have disclosed Dr. Carter’s
notation that Plaintiff may be suffering from IBS. Plaintiff also asserts that when he arrived at
his appointment, his medical file was lying open with his subpoena from a prior lawsuit on top.
Viewing the facts in the light most favorable to Plaintiff, a juror could conclude that Dr. Shearing
observed the subpoena from Plaintiff’s previous lawsuit and refused to provide medical
treatment on that basis, despite Plaintiff’s complaint of continuing symptoms and Dr. Carter’s
note concerning IBS. Therefore, Dr. Carter is not entitled to summary judgment on Plaintiff’s
Eighth Amendment or First Amendment retaliation claims.
8.
Dr. Fuentez
The Wexford Defendants argue that Dr. Fuentez is entitled to summary judgment because
she appropriately and successfully addressed Plaintiff’s complaints of stomach pain on the one
occasion when she saw him, by prescribing the antispasmodic medication Bentyl. Plaintiff
responds that he actually saw Dr. Fuentez on three occasions, and she was deliberately
indifferent until the third visit, when Harrington allegedly ordered her to actually provide
treatment.
32
The Court concludes that Dr. Fuentez is entitled to summary judgment on Plaintiff’s
deliberate indifference claim. The evidence shows that at his first visit for an unrelated skin
condition, Dr. Fuentez told Plaintiff that, per IDOC policy, he would need to put in for a sick call
order if he wanted to see her for his stomach complaints. Dr. Fuentez did not refuse to treat
Plaintiff; she instead told him the process to follow to be allowed to see her for his unrelated
medical issue. Plaintiff was able to see Dr. Fuentez a few weeks later and she initially stated that
she would put him in to see a specialist. The Court cannot conclude that this showed that Dr.
Fuentez was indifferent, given Plaintiff’s repeated complaints that his current treatment was not
working. While Plaintiff did not ultimately see a specialist, that became unnecessary because
Dr. Fuentez saw Plaintiff again two days later and prescribed the antispasmodic medication that
Plaintiff admits finally alleviated his stomach pain. Further, there is no evidence that Dr.
Fuentez knew about Plaintiff’s previous lawsuit against Wexford doctors or about any grievances
he filed against her. Therefore, Dr. Fuentez is also entitled to summary judgment on Plaintiff’s
First Amendment retaliation claim.
9.
Dr. Schaefer
Dr. Schaefer, a physician at Stateville, interacted with Plaintiff once while Plaintiff was
participating in the facility’s seizure clinic. The Wexford Defendants argue that Dr. Schaefer is
entitled to summary judgment because Plaintiff cannot establish that Dr. Schaefer had any
involvement whatsoever in Plaintiff’s care and treatment. Plaintiff responds that at the seizure
clinic he told Dr. Schaefer that he was experiencing severe abdominal pain and that the
medications he was being given were not effective, but Dr. Schaefer told Plaintiff that he “would
be dead already” if something had burst in his stomach and made him leave without attempting
to treat him. [168] at 17.
33
The Court concludes that the evidence as to Dr. Schaefer is sufficient for Plaintiff’s
Eighth Amendment claim to survive summary judgment. Taking the facts in the light most
favorable to Plaintiff, a jury could conclude Dr. Shaefer knew based on Plaintiff’s complaints of
severe pain that he suffered from a serious medical condition, yet disregarded the risk to
Plaintiff’s health by “ignor[ing] [his] request for medical assistance.” Petties, 836 F.3d at 729.
Perhaps a jury may conclude that it was unreasonable to expect Dr. Schaefer to drop everything
during the chronic care clinic to treat Plaintiff for a condition that was unrelated to the clinic, but
the Court cannot say as a matter of law that Dr. Schaefer’s refusal to do so did not constitute
deliberate indifference. Dr. Schaefer is, however, entitled to summary judgment on Plaintiff’s
First Amendment retaliation claim, because Plaintiff has presented no evidence that Dr. Schaefer
knew about Plaintiff’s earlier lawsuit or grievances against Wexford when he denied Plaintiff’s
request for medical treatment.
10.
Wexford
In Count II of his amended complaint, Plaintiff alleges that Wexford maintained a policy
or procedure under which inmates with serious medical conditions, like Plaintiff, were routinely
denied timely access to proper or sufficient medical care, were forced to make additional visits
and were forced to pay $5 to repeatedly see doctors who would not address their medical needs.
Plaintiff alleges that this policy or procedure resulted in the consistent failure and refusal of its
employees to provide proper or adequate medication and medical care to Plaintiff. The Wexford
Defendants move for summary judgment on Plaintiff’s claim against Wexford on the basis that
(1) the doctrine of respondeat superior does not apply to Section 1983 actions; and (2) the
undisputed facts do not support holding Wexford liable for the constitutional violations of its
34
employees under Monell v. Department of Social Services of City of New York, 436 U.S. 658
(1978).
The Court agrees that Wexford cannot be held liable for its employees’ alleged deliberate
indifference based on respondeat superior. Plaintiff argues that respondeat superior should
apply because there is evidence that Wexford structured its affairs so no one person was
responsible for Plaintiff’s care. In support, Plaintiff cites Justice Breyer’s dissent in Board of
County Commissioners v. Brown, 520 U.S. 397, 430-37 (1997), and the Seventh Circuit’s
statement in Shields v. Illinois Dept. of Corrections, 746 F.3d 782, 795 (7th Cir. 2014), that “a
new approach may be needed for whether corporations should be insulated from respondeat
superior liability under § 1983.” However, as Shields expressly recognizes, the “controlling
precedents of this court [are] clear” that “a private corporation cannot be held liable under § 1983
unless the constitutional violation was caused by an unconstitutional policy or custom of the
corporation itself,” and “[r]espondeat superior liability does not apply to private corporations
under § 1983.” Id. at 789; see also Delgado v. Ghosh, 2016 WL 316845, at *5 (N.D. Ill. Jan. 27,
2016) (same; discussing Shields); Aku v. Chicago Bd. of Ed., 2017 WL 5451808, at *7 (N.D. Ill.
Nov. 14, 2017). This Court is required to follow Seventh Circuit precedent. Therefore, Plaintiff
cannot sue Wexford on a respondeat superior theory of liability, and is limited to proceeding
under Monell.
“The critical question under Monell … is whether a municipal (or corporate) policy or
custom gave rise to the harm (that is, caused it), or if instead the harm resulted from the acts of
the entity’s agents.” Glisson v. Indiana Dep’t of Corrs., 849 F.3d 372, 379 (7th Cir. 2017) (en
banc).
This can be shown with evidence “an official policy,” a “decision by a final
decisionmaker,” or a “custom.” Id. Plaintiff argues that Wexford is liable under Monell because
35
it has an unwritten policy of refusing to enroll inmates with non-specific chronic conditions in
the general medicine chronic care clinic. According to Plaintiff, the fact that Plaintiff lived in
three different IDOC facilities, complained of persistent symptoms in all three facilities, yet was
never enrolled in the general medicine chronic care clinic, is sufficient evidence to survive
summary judgment on his Monell claim. Plaintiff also contends that the mere existence of a
general medicine chronic care clinic at IDOC facilities is not enough to absolve Wexford of
liability when the evidence shows “a pattern and practice of not enrolling inmates in the clinic,
presumably so that Wexford can continue to collect (or help its contractual partner collect) the $5
copay for nonchronic clinic health care unit appointments.” [168] at 28. According to Plaintiff,
“recent case law from the Seventh Circuit demonstrates that a correctional facility’s failure to
provide continuity of care to a single inmate can provide the basis for Monell liability.” Id. at 29
(quoting Glisson, 849 F.3d at 381 (“The critical question under Monell remains this: is the action
about which the plaintiff is complaining one of the institution itself, or is it merely one
undertaken by a subordinate actor?”)). Plaintiff’s Monell theory assumes that Plaintiff would
have received better care if he was enrolled in the chronic care clinic, because then he would
have been seen consistently by the same doctor, who was familiar with his medical history and
could track his condition.
Wexford responds that there is insufficient evidence of a policy or practice of denying
inmates with non-specific chronic conditions enrollment in the general medicine chronic care
clinic. The Court agrees. Where the alleged constitutional deprivation resulted from an implicit
policy, a plaintiff must present evidence of a widespread practice, not simply an isolated event.
Grieveson v. Anderson, 538 F.3d 763, 774 (7th Cir. 2008). The only evidence Plaintiff offers is
that he was not enrolled in the general medicine chronic care clinic for his ongoing complaints of
36
abdominal pain, which is insufficient evidence of a custom. See id. at 773-74 (pretrial detainee
did not show that alleged practice at county jail of dispensing an inmate’s entire drug
prescription at one time was widespread practice reflective of policy choice made by county
sheriff, where he did not witness such disbursements to other inmates, had no evidence
concerning the frequency of the claimed practice, and had evidence only of his personal
experience of being given his full prescription on four occasions); Clemons v. Dart, 168 F. Supp.
3d 1060, 1073-75 (N.D. Ill. 2016) (disabled inmate housed at county corrections hospital failed
to establish that housing disabled inmates in inaccessible housing units was widespread custom
or practice of county or county sheriff, where he had no evidence of the number of disabled
inmates at hospital or in county jail, no evidence that other inmates were routinely subjected to
the same treatment, did not supply data about the availability and occupancy of ADA-compliant
cells, and relied only on allegations pertaining to her own experience).
The Seventh Circuit’s recent en banc decision in Glisson does not change the Court’s
conclusion. In that case, the plaintiff, an inmate in the custody of the Indiana Department of
Corrections, had a long history of serious medical problems that pre-dated his confinement,
including laryngeal cancer. Glisson, 849 F.3d at 374. Thirty-seven days after entering custody,
he died of complications from laryngeal cancer and contributory chronic renal disease. Id. at
378, 382. The plaintiff’s estate brought a Monell deliberate indifference claim against the
Indiana Department of Corrections’ medical provider, Corizon. The en banc majority held that
summary judgment was precluded by genuine issues of material fact concerning whether
Corizon’s policymakers were deliberately indifferent by failing to adopt protocols for the
coordinated care of chronic illnesses such as Glisson’s. The majority determined that there was
evidence from which a jury could conclude that “Corizon had actual knowledge that, without
37
protocols for coordinated, comprehensive treatment, the constitutional rights of chronically ill
inmates would sometimes be violated, and in the face of that knowledge it nonetheless
‘adopt[ed] a policy of inaction.’” Glisson, 849 F.3d at 382 (quoting King v. Kramer, 680 F.3d
1013, 1021 (7th Cir. 2012)). This evidence included Corizon’s decision not to follow the Indiana
Department of Correction’s guidelines, which mandated a treatment plan for chronic cases. Id.
at 380. The majority further held that a jury could conclude that “the absence of protocols
caused [the inmate’s] death.” Id. at 382.
In this case, in contrast to Glisson, there is no evidence that Wexford consciously chose
as a matter of policy (either written or unwritten) not to enroll inmates with non-specific chronic
conditions in its general medicine chronic care clinic. The only evidence of Wexford’s policy—
as opposed to the choices of Plaintiff’s individual treatment providers—is that Wexford has a
general medicine chronic care clinic. Plaintiff’s supposition that Wexford wanted to help IDOC
collect $5 co-pays is nothing more than speculation. There is no evidence Wexford had any
agreement to help IDOC collect $5 co-pays or incentive to do so. This stands in sharp contrast to
Glisson, in which Corizon departed from Indiana Department of Corrections guidelines by
failing to adopt any policy for coordinated medical treatment.
Further, unlike in Glisson, there is no evidence that Wexford’s alleged custom resulted in
the violation of Plaintiff’s Eighth Amendment rights. All of Plaintiff’s medical treaters had
access to his records and could see the notes of other physicians who treated him. For instance,
Plaintiff complains that many of the individual Wexford Defendants were deliberately indifferent
because they saw but did not act on Dr. Carson’s note that he potentially suffered from IBS, and
that most of them also saw the subpoena that he claims was in his medical file. Further, even if
Plaintiff had been enrolled in the general medicine chronic care clinic, there is no evidence that
38
he would have seen the same medical provider or providers throughout his treatment. Nor is
there any evidence that the clinic uses the same doctors or other medical professionals at each
session of the clinic. And Plaintiff was moved to three difference IDOC facilities, which all had
different medical professionals.
Wexford had no control over IDOC’s decisions to move
Plaintiff. For these reasons, the Court concludes that Wexford is entitled to summary judgment
on Plaintiff’s Monell claim.
B.
IDOC Medical Personnel
Plaintiff brings deliberate indifference claims against IDOC medical personnel and
against prison officials and guards.1 The Court begins its analysis with the medical personnel,
since they are governed by the same legal standards as the Wexford Defendants addressed above.
1.
Nurse Eggemeyer
Defendant Eggemeyer, a correctional nurse at Menard, interacted with Plaintiff on one
occasion. The Wexford Defendants argue that Eggemeyer is entitled to summary judgment
because the undisputed evidence shows that he was not deliberately indifferent to Plaintiff’s
complaints of abdominal pain and related symptoms. According to the IDOC Defendants,
Eggemeyer examined Plaintiff by taking his temperature and blood pressure, provided him with
Maalox, and referred him to a physician for further treatment. The Wexford Defendants also
point out that, as a nurse, Eggemeyer did not have any independent authority to dispense pain
medication to Plaintiff.
Plaintiff argues that Eggemeyer is not entitled to summary judgement because he made
no effort to treat his complaints of pain, and instead gave him tablets that were meant to treat
1
Although Plaintiff’s amended complaint is unclear about which Defendants are also being sued for
retaliation in violation of the First Amendment, he does not assert in response to summary judgment that
the IDOC Defendants have violated his rights under the First Amendment. Therefore, the IDOC
Defendants are entitled to summary judgment in their favor to the extent that the First Amendment
retaliation claim has been brought against them.
39
acid reflux. Plaintiff also asserts that Eggemeyer “conditioned [Plaintiff’s] ability to see a doctor
on his payment of a $5.00 copay,” and when Plaintiff “informed … Eggemeyer that he couldn’t
afford to pay the $5.00, … Eggemeyer took no further action to ensure that [Plaintiff] get
treatment for his abdominal pain.” [168] at 15-16. In addition, Plaintiff disputes that Eggemeyer
could not dispense pain medication.
The Court concludes that Eggemeyer is entitled to summary judgment on Plaintiff’s
deliberate indifference claim. The undisputed evidence shows that Eggemeyer responded to
Plaintiff’s complaints of abdominal pain and related symptoms by examining him and offering
him Maalox. The evidence does not show that Eggemeyer thought that this would exacerbate
Plaintiff’s condition and there is no evidence that Eggemeyer could have done anything more, on
his own, to alleviate Plaintiff’s symptoms. While Plaintiff disputes that Eggemeyer could not
dispense pain medication without authorization from a doctor, Eggemeyer testified that he could
not and Wexford’s nursing protocols, while not expressly forbidding the dispensation of pain
medication, do not list pain medication as a nursing intervention for either indigestion/heartburn
or stomach ache/abdominal pain. [163] at 68, 85. Instead, the nursing protocols call for the use
of Maalox/Mylanta, id., which is what Eggemeyer gave Plaintiff.
Given his own treatment limitations, Eggemeyer offered to refer Plaintiff to a doctor.
Plaintiff claims in his brief that Eggemeyer conditioned the referral on Plaintiff paying a $5.00
co-pay, which he could not afford, but Plaintiff’s LR 56.1 statement does not support his claim
of poverty. Instead, Plaintiff states that “Eggemeyer asked [Plaintiff] to sign a $5.00 money
voucher in order to see Dr. Shearing,” but Plaintiff “told … Eggemeyer that he did not want to
pay to see Dr. Shearing because the last time he saw Dr. Shearing he was thrown out of his office
without any treatment for the pain.” [159] at 17. It was therefore Plaintiff’s choice, not
40
Eggemeyer’s alleged indifference, that resulted in Plaintiff not being referred to a doctor. For
these reasons, Eggemeyer is entitled to summary judgment.
2.
Dr. Shicker
Dr. Shicker was IDOC’s medical director during the period when the events Plaintiff
complains of occurred. Plaintiff sent Dr. Shicker three letters between September 2011 and July
2013 in which, according to Plaintiff, he stated that he was experiencing extreme pain, gas, and
rectal bleeding and not receiving medical treatment. [159] at 21. The IDOC Defendants argue
that Dr. Shicker is entitled to summary judgment because he repeatedly investigated Plaintiff’s
claims of inadequate healthcare by speaking with or emailing Plaintiff’s medical providers and
responded to Plaintiff’s letters.
The Court agrees that the evidence viewed in the light most favorable to Plaintiff is
insufficient to support a deliberate indifference claim against Dr. Shicker.
Dr. Shicker
communicated with Plaintiff’s medical providers on multiple occasions about Plaintiff’s
examinations, test results, and treatment and responded to Plaintiff’s letters. Plaintiff argues that
Dr. Shicker’s reliance on reports from Plaintiff’s treatment providers does not absolve him of
liability because, “[w]hile prison officials may rely on medical professionals, they may not do so
where they have personal knowledge via repeated complaints from the prisoner that the medical
professionals’ reports were not accurate.” [168] at 16. However, Plaintiff does not point to any
particular inaccuracies in the medical professionals’ reports or to which Plaintiff alerted Dr.
Shicker. Plaintiff also claims more generally that his letters informed Dr. Shicker that he was not
being treated. See [159] at 21. However, as Dr. Shicker’s investigation revealed, Plaintiff was,
in fact, receiving treatment; Plaintiff’s disagreement was with whether the treatment was
appropriate and effective. Further, Plaintiff does not argue that he told Dr. Shicker that he kept
41
being prescribed laxatives even though they were making his pain worse, which distinguishes
Dr. Shicker from most of the Wexford Defendants discussed above. For these reasons, the Court
concludes that Dr. Shicker is entitled to summary judgment on Plaintiff’s deliberate indifference
claim.
C.
IDOC Prison Personnel
The Court now turns to the IDOC non-medical personnel who have been named
Defendants in this action. In Petties, the Seventh Circuit explained that the most obvious
example of deliberate indifference “is a prison official’s decision to ignore a request for medical
assistance.” 836 F.3d at 729. Beyond this, non-medical prison personnel generally are “entitled
to rely” on the judgment of medical professionals, McGee v. Adams, 721 F.3d 474, 483 (7th Cir.
2013); see also King v. Kramer, 680 F.3d 1013, 1018 (7th Cir. 2012); Berry v. Peterman, 604
F.3d 435, 440 (7th Cir. 2010)), so long as they “investigate[] the complaints and refer[] them to
the medical providers who could be expected to address the [inmate’s] concerns.” Greeno, 414
F.3d at 656.
“‘The only exception to this rule is that nonmedical officers may be found
deliberately indifferent if ‘they have a reason to believe (or actual knowledge) that prison doctors
or their assistants are mistreating (or not treating) a prisoner.’” McGee, 721 F.3d at 483 (quoting
King, 680 F.3d at 1018).
Further, although “non-medical personnel not directly involved in an inmate’s medical
care are usually not liable for their review and/or denial of medical grievances,” Dobbey v.
Randle, 2015 WL 5245003, at *9 (N.D. Ill. Aug. 26, 2015) (citing Gevas v. Mitchell, 492 Fed.
Appx. 654, 660 (7th Cir. 2012)), “[a]n inmate’s correspondence to a prison administrator may …
establish a basis for personal liability under § 1983 where that correspondence provides
sufficient knowledge of a constitutional deprivation.” Perez, 792 F.3d at 781-82 (citing Vance v.
42
Peters, 97 F.3d 987, 993 (7th Cir. 1996)).
“The plaintiff must demonstrate that ‘the
communication, in its content and manner of transmission, gave the prison official sufficient
notice to alert him or her to ‘an excessive risk to inmate health or safety.’” Arnett, 658 F.3d at
755–56 (quoting Vance, 97 F.3d at 993).
With these standards in mind, the Court turns to the individual non-medical IDOC
Defendants.
1.
Warden Hardy
Hardy was the Warden of Stateville during the period relevant to Plaintiff’s deliberate
indifference claim. Plaintiff sent ten grievances to the Warden’s office. The IDOC Defendants
argue that Hardy is entitled to summary judgment on Plaintiff’s claim because his handling of
communications from Hardy was constitutionally sufficient. They explain that Hardy deemed
the first grievance an emergency and then properly delegated follow-up and Plaintiff’s
subsequent nine grievances to a designee. Plaintiff responds that, at the very least, a genuine
dispute of material fact exists as to whether Hardy was deliberately indifferent to Plaintiff’s
severe abdominal pain when (1) he failed to ensure that Plaintiff saw a physician after deeming
his condition an emergency and (2) he failed to review any subsequent grievances from Plaintiff
stating that he had still not seen a doctor.
The Court concludes that Hardy is entitled to summary judgment. It is undisputed that he
deemed Plaintiff’s first grievance an emergency. It is also undisputed that Hardy’s policy was to
delegate the follow-up to his designee. While Hardy did not specifically recall whether he did
that in Plaintiff’s case, his testimony on his general policy is not genuinely disputed. Further,
there is evidence that the designee handled Plaintiff’s subsequent nine grievances, providing
circumstantial evidence that the handling of Plaintiff’s medical complaints had been delegated to
43
Hardy’s designee. For purposes of a deliberate indifference claim, the Seventh Circuit and
district courts have held that a warden is entitled to delegate the review of grievances to a
designee. See Thomas v. Knight, 196 F. App’x 424, 429 (7th Cir. 2006) (affirming summary
judgment in favor of superintendent where designee reviewed grievance); Stallings v. Hardy,
2013 WL 5781805, at *9 (N.D. Ill. Oct. 25, 2013) (granting summary judgment in favor of
warden who lacked knowledge of Plaintiff’s grievances where warden’s designee, “as allowed
by policy,” reviewed the grievances); Kelly v. Ghosh, 2013 WL 773012, at *9 (N.D. Ill. Feb. 27,
2013) (granting summary judgment in favor of warden where warden did not review emergency
grievance but rather delegated to designee). To the extent that Hardy’s designees mishandled
Plaintiff’s grievances, Hardy’s “mere negligence in failing to detect and prevent subordinates’
misconduct is not sufficient” to sustain a claim against him for deliberate indifference. Arnett,
658 F.3d at 755.
Plaintiff asserts that the Illinois Administrative Code does not allow Defendant Hardy to
designate the handling of emergency grievances.
In particular, Plaintiff argues that “the
applicable correctional regulations required that Defendant Hardy, as the Chief Administrative
Officer, upon deeming a grievance an emergency, ‘expedite processing of the grievance and
respond to the offender,’” [168] at 6 (quoting 20 Ill. Admin. Code 504.840(b)), and under the
code “this responsibility for reviewing and addressing emergency grievances cannot be delegated
on a routine basis.” Id. (quoting 20 Ill. Admin. Code 504.805(b)). However, the code provision
prohibiting delegation does not apply to the code provision that requires expedition of a
grievance that has been deemed an emergency, because that provision does not “specifically
state[] [that] the Director or Chief Administrative Officer shall personally perform [that] dut[y].”
20 Ill. Adm. Code 504.805(b) (emphasis added); see also 20 Ill. Admin. Code 504.840(b)
44
(providing that “[i]f the Chief Administrative Officer determines that the grievance shall be
handled on an emergency basis, he or she shall expedite processing of the grievance and respond
to the offender, indicating what action shall be or has been taken”); Robinson v. Pfister, 2017
WL 2882690, at *2 (C.D. Ill. July 6, 2017) (“Plaintiff also contends that Defendant Pfister
cannot delegate the responsibility for reviewing emergency grievances.
Plaintiff is
incorrect. 20 Ill. Admin. Code 504.805(a) allows delegation unless a subpart ‘specifically states
that the ... Chief Administrative Officer shall personally perform the duties.’ The procedures for
emergency grievances do not specifically state that the Warden must personally review those
grievances.”); Couch v. Godinez, 2014 WL 7048464, at *5 (S.D. Ill. Dec. 12, 2014) (“The
[Illinois Administrative] [C]ode does not state that the director must personally review
grievances or that the Administrative Review Board cannot perform this routine function.”).
For these reasons, the Court concludes that Hardy is entitled to summary judgment on
Plaintiff’s deliberate indifference claim.
2.
Correctional Officer Whitfield
Whitfield was a correctional officer at Stateville during the time period relevant to
Plaintiff’s deliberate indifference claim. His only interaction with Plaintiff was on September
22, 2011. According to Plaintiff, Whitfield gave him a pass to the HCU, but later that day
ignored Plaintiff’s two requests to be allowed to visit the HCU.
The IDOC Defendants argue that Whitfield is entitled to summary judgment because
Plaintiff’s deliberate indifference claim against him is barred by the applicable two-year statute
of limitations. They explain that the cause of action against Whitfield accrued, at the very latest,
when Plaintiff was allowed to see a doctor in December 2011. Plaintiff responds that his claim
45
against Whitfield did not accrue until, at the earliest, July 2012, when Plaintiff was transferred
out of Stateville. Therefore, according to Plaintiff, he timely filed his complaint in April 2014.
The Court concludes that Whitfield is entitled to summary judgment based on the statute
of limitations. As both parties recognize, a two-year statute of limitations applies to Plaintiff’s
Section 1983 claims. See Kalimara v. Illinois Dep’t of Corr., 879 F.2d 276, 276-77 (7th Cir.
1989) (holding that Illinois’ two-year statute of limitations, which applies generally to actions for
damages for injury to the person, as well as to several listed intentional torts, applies to § 1983
actions brought in Illinois). “Deliberate indifference to a serious medical need is a continuing
violation that accrues when the defendant has notice of the untreated condition,” and typically
“ends only when treatment is provided or the inmate is released.” Jervis v. Mitcheff, 258 F.
App’x 3, *5-6 (7th Cir. 2007). For continuing violations, “the two-year period starts to run (that
is, the cause of action accrues) from the date of the last incidence of that violation, not the first.”
Turley v. Rednour, 729 F.3d 645, 651 (7th Cir. 2013). This allows a plaintiff to “‘reach back’ to
the beginning of the wrong, ‘even if that beginning lies outside the statutory limitations period.’”
Watkins v. Ghosh, 2011 WL 5981006, at *3 (N.D. Ill. Nov. 28, 2011) (quoting Heard v.
Sheahan, 253 F.3d 316, 319 (7th Cir. 2001)).
The Court recognized in its opinion denying Hardy’s motion to dismiss on statute of
limitations grounds that “[a] plaintiff’s claim that defendants refused to treat his condition is
deemed to have ‘continued for as long as the defendants had the power to do something about his
condition, which is to say until he left the jail.’” Ruiz v. Williams, 144 F. Supp. 3d 1007, 1016
(N.D. Ill. 2015) (citing Heard, 253 F.3d at 318); Wilson v. Groze, 800 F. Supp. 2d 949, 955
(N.D. Ill. 2011)). However, in this case, Plaintiff was provided with medical treatment by Dr.
Carter in December 2011. There is no evidence that Whitfield—a correctional officer, not a
46
warden or other supervisory employee like Hardy—had any power to do anything about
Plaintiff’s medical condition beyond letting Plaintiff use his pass for the HCU when Plaintiff
requested on September 22, 2011. Significantly, there are no allegations that Whitfield knew
that (in Plaintiff’s view) Dr. Carter failed to treat or mistreated him at his December 2011
appointment. Indeed, it is undisputed that Whitfield had no further interaction with Plaintiff.
Not surprisingly, then, Plaintiff never explains what more Whitfield could or should have done
after Plaintiff was allowed to see Dr. Carter, and provides no evidence that Whitfield could have
done anything. See Wilson, 800 F. Supp. 2d at 955 (“an Eighth Amendment violation arising out
of a defendant’s deliberate indifference to a prisoner’s serious medical needs is a continuing
violation, and thus can accrue for as long as a defendant knows about a prisoner’s serious
medical condition, has the power to provide treatment, and yet withholds treatment”). Whitfield,
as a corrections officer, obviously had no authority to overrule Dr. Carter’s treatment decisions.
Thus, to the extent that Plaintiff’s claim against Whitfield was tolled at all, tolling ended
when Plaintiff was allowed to see Dr. Carter in December 2011. The statute of limitations on
Plaintiff’s deliberate indifference claim against Whitfield therefore expired at least six months
prior to the filing of the initial complaint in this case and Defendant Whitfield is entitled to
summary judgment on Plaintiff’s untimely claim.
4.
Warden Harrington
Harrington was the Warden of Menard at the time relevant to Plaintiff’s deliberate
indifference claim. Plaintiff maintains that he told Harrington in person in March or April 2013
that he was in extreme pain and Harrington did nothing, but Harrington had no recollection of
this taking place. Plaintiff also maintains that he sent a number of letters to Harrington asking
for help, but that Harrington did not respond; Harrington did not recall receiving any letters from
47
Plaintiff. Plaintiff further asserts that he sent multiple grievances to Harrington between March
and December 2013. Harrington determined that Plaintiff’s December 12, 2013 grievance was
an emergency and sent Plaintiff to Dr. Fuentez to be treated.
Defendants argue that Harrington is entitled to summary judgment because there is no
evidence that he received Plaintiff’s letters and because he appropriately responded to Plaintiff’s
December 12, 2013 grievance by deeming it an emergency and sending him to Dr. Fuentez to be
treated. Defendants also argue that, “[g]iven the extensive medical treatment that was provided
to Plaintiff” in 2012 and 2013, Harrington (along with the other IDOC non-medical personnel
who interacted with him during this period) “was being treated properly.” [142-2] at 7.
Plaintiff responds that Harrington is not entitled to summary judgment because he
ignored numerous letters and three emergency grievances filed by Plaintiff over an eight-month
period, before finally responding to Plaintiff’s fourth grievance in December 2013.
Neither party discusses the record in sufficient detail for the Court to determine from the
briefs whether Harrington had sufficient knowledge of Plaintiff’s medical condition and alleged
lack of medical treatment to be held liable for deliberate indifference. The Court therefore
independently reviewed the transcript of Harrington’s deposition [142-10] for discussion of
Plaintiff’s letters and grievances.
Harrington testified that he did not recall receiving any
grievances or letters from Plaintiff. The transcript indicates that Plaintiff’s April 21, June 6, and
June 13, 2013 grievances were received by the Warden’s office and denied.
However,
Harrington testified that the April 21 and June 13 grievances were signed not by him, but by an
assistant warden who had the power to sign his name. Harrington admits to signing the June 6
grievance, in which Plaintiff complained of severe abdominal pain, severe lower back pain, and
overwhelming gas and that Nwaobasi was hostile toward him and told him his medical problems
48
were in his head. Harrington testified that he did not recall what happened with the grievance
but was “sure [he] contacted the Assistant Warden of Programs, who would have contacted
someone in the medical field to get an answer for [him],” because “[t]hat’s the way [he] treat[s]
every grievance.”
[142-10] at 44.
The evidence is essentially the same as the evidence
concerning Hardy’s handling of Plaintiff’s grievances, and the Court’s analysis is also the same.
Harrington’s designee reviewed the April 21 and June 13 grievances, and therefore there is no
evidence that Harrington had knowledge of the complaints set out in those grievances. While
Harrington saw and signed the June 6 grievance, his policy was to delegate follow-up of all such
grievances to his assistant warden. Harrington was allowed to designate these tasks to his
assistant wardens. Without any evidence that Harrington knew that his assistant wardens were
failing to perform their designated duties, Harrington cannot be held liable for deliberate
indifference.
5.
Warden Pfister
Pfister was the Warden of Pontiac during the time period at issue in Plaintiff’s deliberate
indifference claim. The IDOC Defendants argue that Pfister is entitled to summary judgment
because Pfister did not see or personally review any of Plaintiff’s grievances. They also argue
that given the extensive medical treatment that was provided to Plaintiff in 2012 and 2013,
Pfister was entitled to believe that Plaintiff was being treated properly.
Plaintiff responds that Pfister was deliberately indifferent to Plaintiff because he knew of
Plaintiff’s serious medical condition but did nothing to address it. In particular, Plaintiff asserts
that Pfister “knew that [Plaintiff] was in pain because he received and responded to at least one
of [Plaintiff’s] emergency grievances.” [168] at 8. As support, Plaintiff cites to his own
deposition transcript. But this does not show that Pfister personally responded to Plaintiff’s
49
grievance. And Pfister’s testimony, which Plaintiff does not address, is that he never personally
reviewed emergency grievances, but instead all grievances at Pontiac went to the Correctional
Counselor, and emergency grievances were then handed to Administrative Assistant 3, who at
the time was either Chris Melvin or Marshall Ramirez. [142-8] at 13-14.
Plaintiff also argues that Pfister knew of Plaintiff’s serious medical condition because
Plaintiff told him about it in person, yet Pfister took no action to refer him to a doctor or
specialist. The Court agrees that the evidence of this personal interaction is sufficient for
Plaintiff to withstand summary judgment on his deliberate indifference claim against Pfister.
Plaintiff testified that on January 10, 2013, he saw Pfister in the correctional facility and “again
told them about [his] medical treatment,” but Pfister yelled at him that he would get to the
grievances when he got to them, and he was not given any medical treatment before he was
transferred out of Pontiac. [142-4] at 105-106. The IDOC Defendants’ only response to this
evidence is that Plaintiff does not know whether Pfister performed any follow-up on his care.
However, it is undisputed that Plaintiff did not receive any medical treatment before he was
transferred out of Pontiac, or interact with Pfister again in person or writing, from which a jury
could infer that Pfister did not do anything to follow up on Plaintiff’s in-person complaints.
6.
Assistant Warden Reed
Reed was the Assistant Warden of Programs at Pontiac between the Spring of 2010 and
July 2013. The IDOC Defendants argue that to the extent that Reed may have received a letter
from Plaintiff on October 12, 2012 complaining that he was not receiving treatment, Reed
responded appropriately by immediately putting Plaintiff in to be seen at the HCU, where he was
admitted two days later and seen by Dr. Tilden.
50
Plaintiff argues that Reed’s response was constitutionally insufficient because, although
he had Plaintiff admitted to the hospital on an emergency basis, he took no further action to
ensure that Plaintiff received adequate medical attention. Plaintiff asserts that following his
admission to the hospital, “when Defendant Reed was made aware that [Plaintiff] was still not
given any treatment for his abdominal pain, he failed to do anything to help him.” [168] at 7.
The Court concludes that although Reed’s response to Plaintiff’s October 12 complaint
was adequate, there are material questions of fact concerning his January 1 and January 10, 2013
interactions with Plaintiff that require denial of summary judgment as to the claims against Reed.
According to Plaintiff’s testimony, he told Reed on January 1, 2013 that he was still not
receiving any treatment for his pain, but Reed did nothing but tell him that he would get
treatment after he was transferred to a different correctional facility. Plaintiff also testified that
Reed walked away on January 10, 2013 when he was telling Pfister and Reed that he had severe
abdominal pain. Plaintiff’s version of the facts suggest that Reed “ignore[d] [his] request for
medical assistance,” Petties, 836 F.3d at 729, and failed to “investigate[] the complaints and
refer[] them to the medical providers who could be expected to address the [inmate’s] concerns.”
Greeno, 414 F.3d at 656.
IV.
Conclusion
For these reasons, Plaintiff’s motion for leave to file a surreply [177] is granted. The
Wexford Defendants’ motion for summary judgment [139] is granted in part and denied in part.
Summary judgment is granted in favor of Dr. Ghosh, Dr. Fuentez, and Wexford and against
Plaintiff on Plaintiff’s Eighth Amendment deliberate indifference and First Amendment
retaliation claims, and for Dr. Schaefer and against Plaintiff on Plaintiff’s First Amendment
retaliation claim.
Summary judgment is denied as to the Eighth Amendment and First
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Amendment claims against Williams, Dr. Carter, Dr. Tilden, Ojelade, Dr. Nwaobasi, and Dr.
Shearing, and as to the Eighth Amendment claim against Dr. Schaefer. The IDOC Defendants’
motion for summary judgment [142] is granted in part and denied in part. Summary judgment is
granted in favor of all IDOC Defendants and against Plaintiff on Plaintiff’s First Amendment
claim and in favor of Hardy, Whitfield, and Harrington and against Plaintiff on Plaintiff’s Eighth
Amendment claim. Summary judgment is denied as to the Eighth Amendment claim against
Defendants Pfister and Reed. This case is set for status hearing on April 19, 2018 at 9:30 a.m.
Dated: March 26, 2018
____________________________
Robert M. Dow, Jr.
United States District Judge
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