United States of America v. Williams-Ogletree

Filing 7

MEMORANDUM Opinion and Order Signed by the Honorable Amy J. St. Eve on 10/28/2014:Mailed notice(kef, )

IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ILLINOIS
EASTERN DIVISION
UNITED STATES OF AMERICA,
Respondent,
v.
LESLIE WILLIAMS-OGLETREE,
Petitioner.

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Case No. 14 C 6596

MEMORANDUM OPINION AND ORDER
AMY J. ST. EVE, District Court Judge:
On August 25, 2014, pro se Petitioner Leslie Williams-Ogletree filed the present motion
to vacate, set aside, or correct her sentence pursuant to 28 U.S.C. § 2255. For the following
reasons, the Court denies Petitioner’s § 2255 motion and declines to certify any issues for appeal
pursuant to 28 U.S.C. § 2253(c)(2).
PROCEDURAL BACKGROUND
On March 16, 2011, a grand jury returned an indictment charging Petitioner and her two
co-defendants, Robtrel White and Larryl White, with various offenses arising from a conspiracy
to file false income tax returns in order to fraudulently obtain income tax refunds for the tax
years 2005-07. Specifically, Count 1 charged Petitioner with one count of conspiracy to submit
false claims to the United States in violation of 18 U.S.C. § 286 and Counts 2 through 6 charged
Petitioner with submitting false claims to the United States in violation of 18 U.S.C. § 287. On
January 16, 2013, a jury returned a guilty verdict against Petitioner on each count. On May 9,
2013, the Court sentenced Petitioner to concurrent terms of 51 months in prison on each count
— which was at the low end of Petitioner’s guideline range of 51-63 months.

Petitioner appealed her sentence to the United States Court of Appeals for the Seventh
Circuit arguing that the Court erred in calculating the tax loss under U.S.S.G. § 2T1.1(c)(1) and
in assessing the sentencing factors under 18 U.S.C. § 3553. On June 3, 2014, the Seventh
Circuit affirmed. See United States v. Williams-Ogletree, 752 F.3d 658 (7th Cir. 2014).
Petitioner then filed this timely motion to vacate, set aside, or correct her sentence pursuant to 28
U.S.C. § 2255.
LEGAL STANDARD
“Relief under [§ 2255] is available only in extraordinary situations, such as an error of
constitutional or jurisdictional magnitude or where a fundamental defect has occurred which
results in a complete miscarriage of justice.” Blake v. United States, 723 F.3d 870, 878-79 (7th
Cir. 2013). In other words, under § 2255, relief “is available only when the ‘sentence was
imposed in violation of the Constitution or laws of the United States,’ the court lacked
jurisdiction, the sentence was greater than the maximum authorized by law, or it is otherwise
subject to collateral attack.” Torzala v. United States, 545 F.3d 517, 521 (7th Cir. 2008)
(quoting 28 U.S.C. § 2255). Accordingly, a § 2255 motion is not a substitute for a direct
criminal appeal nor is it a means by which a defendant may appeal the same claims a second
time. See Bousley v. United States, 523 U.S. 614, 621, 118 S.Ct. 1604, 140 L.Ed.2d 828 (1998)
(relief under 2255 “will not be allowed to do service for an appeal”). Nevertheless, because
claims of ineffective assistance of counsel often involve evidence outside of the trial record, such
claims may be brought for the first time in a § 2255 motion. See Massaro v. United States, 538
U.S. 500, 504, 123 S.Ct. 1690, 155 L.Ed.2d 714 (2003).

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ANALYSIS
Construing her pro se § 2255 motion liberally, see Ambrose v. Roeckeman, 749 F.3d 615,
618 (7th Cir. 2014), Petitioner brings an ineffective assistance of trial counsel claim in violation
of the Sixth Amendment. To establish constitutionally ineffective assistance of trial counsel,
Petitioner must show that (1) her trial attorney’s performance “fell below an objective standard
of reasonableness,” informed by “prevailing professional norms” and (2) “but for counsel’s
unprofessional errors the result of the proceeding would have been different.” Strickland v.
Washington, 466 U.S. 668, 688, 694, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). “To reflect the
wide range of competent legal strategies and to avoid the pitfalls of review in hindsight, [the
Court’s] review of an attorney’s performance is highly deferential and reflects a strong
presumption that counsel’s conduct falls within the wide range of reasonable professional
assistance.” Groves v. United States, 755 F.3d 588, 591 (7th Cir. 2014) (citation omitted). To
establish prejudice, it is not enough “to show that the errors had some conceivable effect on the
outcome of the proceeding,” instead trial counsel’s errors must be “so serious as to deprive the
defendant of a fair trial, a trial whose result is reliable.” Morgan v. Hardy, 662 F.3d 790, 802
(7th Cir. 2011) (quoting Strickland, 466 U.S. at 687, 693). If Petitioner fails to make a proper
showing under one of the Strickland prongs, the Court need not consider the other. See id. at
697 (“a court need not determine whether counsel’s performance was deficient before examining
the prejudice suffered by the defendant”).
I.

Court’s Communication with Probation Officer
First, Petitioner argues that her trial counsel was constitutionally ineffective because he

failed to object to a recess taken at sentencing. Petitioner maintains that she was prejudiced

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because during the recess, the Court conferred with the probation officer in chambers without the
presence of counsel. Petitioner cannot establish that her counsel’s failure to object to this recess
prejudiced her because district courts are permitted to consult with probation officers, who are
officers of the federal courts, without counsel present. See United States v. Reyes, 283 F.3d 446,
455 (2d Cir. 2002); 18 U.S.C. § 3602. In other words, the United States Probation Office is part
of the judicial branch of government, therefore, the Court may discuss sentencing issues with
probation officers because they serve under the direction of the federal courts. See id. at 455-56;
United States v. Veteto, 945 F.2d 163, 166 (7th Cir. 1991). Therefore, Petitioner’s first
ineffective assistance of trial counsel claim is without merit.
II.

Government’s Sentencing Exhibit
Next, Petitioner argues that her trial counsel was constitutionally ineffective because he

failed to challenge the reliability, authenticity, and method by which the government acquired
logs sheets introduced at sentencing. The River Forest Police Department seized the log sheets
at issue from the apartment of Petitioner’s co-defendant in June 2007. The log sheets tracked the
filing of false tax returns for the year 2006. (11 CR 0203, R. 190, Sent. Tr., at 7-10.) At
sentencing, the government argued that the tax log sheets, along with other evidence, established
Petitioner’s participation in the conspiracy and reflected the total loss amount as exceeding
$1,000,000. (Id. at 26.)
Here, Petitioner cannot establish that her counsel’s conduct meets Strickland’s
insufficient performance standard because the Federal Rules of Evidence do not apply at
sentencing proceedings, and thus counsel’s failure to object to the admission of the tax log sheets
was not in error. See Fed.R.Evid. 1101(d)(3); United States v. Ghiassi, 729 F.3d 690, 695 (7th

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Cir. 2013) (at sentencing, “the district court is not bound by the rules of evidence and, so long as
it is reliable, may consider a wide range of evidence, including hearsay, that might otherwise be
inadmissable at trial.”); see, e.g., United States v. Stapleton, No. 04 C 1303, 2004 WL 1965710,
at *3 (N.D. Ill. Aug. 31, 2004). Furthermore, the logs sheets were reliable based on the
government’s detailed explanation of the method by which the River Forest police seized the log
sheets, the entries on the log sheets, and the case agent’s work concerning the log sheets. (Sent.
Tr. at 7-11.) As such, Petitioner’s second ineffective assistance of counsel argument fails.
III.

Restitution
Petitioner further maintains that her trial counsel provided constitutionally ineffective

assistance of counsel by failing to challenge the restitution order in terms of “actual loss and/or
intended loss” attributed to her. The Court first notes that defense counsel filed a detailed
objection to the Presentence Investigation Report (“PSR”), including objections to the loss
amount. (11 CR 0203, R. 160, Objections to PSR, at 2-5, 8.) Counsel also challenged the
restitution amounts in Petitioner’s sentencing memorandum. (R. 161, Sent. Mem., at 6-7.) At
sentencing, the Court considered and discussed Petitioner’s PSR objections in detail, along with
counsel’s arguments regarding the log sheets. In sum, defense counsel rigorously challenged the
loss amount, and thus the Court would be hard-pressed to conclude that counsel’s performance
was constitutionally deficient under Strickland as to this aspect of Petitioner’s sentencing.
Also, Petitioner argues that counsel erred by failing to request a hearing to identify the
victim of the scheme to defraud because as an agency of the United States, the Internal Revenue
Service (“IRS”) cannot be a victim under the circumstances. Counsel’s failure to request a
hearing to identify the victim falls within the “wide range of professionally competent

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assistance,” because it is well-established under the Mandatory Victim Restitution Act
(“MVRA”), 18 U.S.C. § 3663A, that a governmental agency, such as the IRS, can be a victim.
See United States v. Leahy, 464 F.3d 773, 793 (7th Cir. 2006). Hence, Petitioner’s third basis for
her ineffective assistance of trial counsel claim is unavailing.
IV.

Failure to Prepare for Trial
Petitioner also argues that counsel did not properly prepare for trial. In particular, she

contends that counsel failed to investigate evidence, including discovery provided by the
prosecution, that was crucial to her defense. Petitioner explains that this evidence included her
co-conspirator, Robtrel White, paying another individual for aiding him in launching the tax
fraud scheme.1 She further posits that counsel was unprepared for trial because he asked her
about witnesses on the Thursday before her trial started on Monday.
Evidence in the record, however, reveals that counsel filed numerous pre-trial motions
concerning trial witnesses approximately four to five months before trial started. He also filed
evidentiary pre-trial motions, motions to produce evidence, proposed jury instructions, proposed
voir dire, and responded to the government’s numerous pre-trial motions. At trial, counsel
argued that the government witnesses’ testimony focused on her co-conspirators’ misconduct
and that no one had identified Petitioner as being involved in the scheme to defraud. At
sentencing, counsel vigorously challenged the government’s position that Petitioner participated
in the tax scheme in 2007.

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Petitioner makes numerous arguments highlighting the government’s reliance on
Robtrel White, along with other instances of the government’s alleged errors, without explaining
how these errors support her ineffective assistance of trial counsel claim.
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As the Seventh Circuit teaches, when determining ineffective assistance of counsel, “[i]t
is essential to evaluate the entire course of the defense, because the question is not whether the
lawyer’s work was error-free, or the best possible approach, or even an average one.” Williams
v. Lemmon, 557 F.3d 534, 538 (7th Cir. 2009). Viewing counsel performance as a whole,
Petitioner has not overcome the strong presumption that counsel’s performance was
constitutionally reasonable under Strickland. See Mendoza v. United States, 755 F.3d 821, 830
(7th Cir. 2014). Further, Petitioner has failed to argue, let alone establish, that counsel’s
performance prejudiced her, namely, that but for counsel’s errors, there is a reasonable
probability that the outcome of her trial would have been different. See Mosley v. Butler, 762
F.3d 579, 587 (7th Cir. 2014). Thus, Petitioner’s arguments in this respect are without merit.
V.

Mental Health Information in PSR
Next, Petitioner contends that defense counsel provided constitutionally ineffective

assistance of counsel because he failed to object to unverified information in the PSR concerning
her past mental health care treatment. To give context, Petitioner’s PSR shows that the
probation officer could not verify information regarding her mental health treatment in 1997 at a
hospital that no longer exists. The probation officer, however, did verify other aspects of
Petitioner’s mental health care treatment.
Counsel’s decision not challenge the unverified information or emphasize Petitioner’s
mental health at sentencing was well within an objective standard of reasonableness under
Strickland. Petitioner is an intelligent women with a college degree in business and training in
tax preparation, who was involved in a sophisticated scheme to defraud.

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The Court specifically asked Petitioner at her sentencing hearing if she had reviewed the
PSR and if she had “any additional comments, corrections, or objections beyond these” raised by
her lawyer. (11 CR 0203, R. 190, Sent. Tr., at 3.) Petitioner acknowledged that she had read the
PSR and told the Court that she did not have any other comments, corrections, or objections to
the PSR. (Id.) Under the circumstances, and after observing Petitioner in court throughout her
criminal proceedings, the Court cannot say that trial counsel erred by not challenging the
unverified information from 1997. Also, her mental health care treatment carried little weight at
sentencing under 18 U.S.C. § 3553(a) in light of the seriousness of the offense, her education
level and training, and her continued denial of her involvement in the scheme. Accordingly,
Petitioner has failed to establish that her defense counsel was constitutionally ineffective
concerning her mental health care issues.
VI.

Minimal or Minor Role
Last, Petitioner argues that counsel failed to argue mitigating factors at sentencing or

object to the PSR based on her minimal or minor role in the scheme. Counsel, however, did
argue mitigating factors in Petitioner’s sentencing memorandum and at her sentencing hearing.
Therefore, there is no factual basis to support Petitioner’s first argument. In addition, trial
counsel acted within the wide range of professional competence when he did not argue that
Petitioner was entitled to a minor-participant reduction under U.S.S.G. § 3B1.2, because
Petitioner’s role in the scheme to defraud the United States was not limited, but extensive in light
of her essential skills in preparing tax returns and electronically filing them. See United States v.
Wang, 707 F.3d 911, 917 (7th Cir. 2013). Petitioner’s argument that Robtrel White was more
culpable does not diminish the fact that she actively participated in the scheme. See United

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States v. Sandoval-Velazco, 736 F.3d 1104, 1107 (7th Cir. 2013) (defendant must show “that he
was substantially less culpable than the average participant in the conspiracy”). Moreover, the
Court imposed an enhancement pursuant to U.S.S.G. § 3B1.1(a) on Robtrel White for his role in
the offense as an organizer and leader of criminal activity. Therefore, Petitioner’s last
ineffective assistance of trial counsel claim is without merit.
II.

Evidentiary Hearing
Because the motion, files, and records of this case conclusively show that Petitioner is

not entitled to any relief under § 2255, the Court need not hold an evidentiary hearing under the
circumstances. See Yu Tian Li, 648 F.3d at 532; Koons v. United States, 639 F.3d 348, 354-55
(7th Cir. 2011); 28 U.S.C. § 2255(b).
III.

Certificate of Appealability
Under the 2009 Amendments to Rule 11(a) of the Rules Governing Section 2255

Proceedings, the “district court must issue or deny a certificate of appealability when it enters a
final order adverse to the applicant.” Therefore, the Court must determine whether to grant
Petitioner a certificate of appealability pursuant to 28 U.S.C. § 2253(c)(2) in the present
Memorandum, Opinion, and Order. See Gonzalez v. Thaler, ___ U.S. ___, 132 S.Ct. 641, 649
n.5, 181 L.Ed.2d 619 (2012).
Under 28 U.S.C. § 2253(c)(2), a petitioner does not have the absolute right to appeal a
district court’s denial of her § 2255 motion, instead, she must first request a certificate of
appealability. See Miller-El v. Cockrell, 537 U.S. 322, 335, 123 S.Ct. 1029, 154 L.Ed.2d 931
(2003). A petitioner is entitled to a certificate of appealability only if she can make a substantial
showing of the denial of a constitutional right. See id. at 336; Fleming, 676 F.3d 621, 625 (7th

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Cir. 2012). Under this standard, Petitioner must demonstrate that “reasonable jurists could
debate whether (or, for that matter, agree that) the petition should have been resolved in a
different manner or that the issues presented were adequate to deserve encouragement to proceed
further.” Miller-El, 537 U.S. at 336 (quoting Slack v. McDaniel, 529 U.S. 473, 484, 120 S.Ct.
1595, 146 L.Ed.2d 542 (2000)).
Petitioner has not established that jurists of reason would debate that the Court should
have resolved her ineffective assistance of trial counsel claim differently, especially in light of
defense counsel’s overall performance that was constitutionally reasonable. See Williams, 557
F.3d at 538. Therefore, the Court declines to certify any issues for appeal pursuant to 28 U.S.C.
§ 2253(c)(2).
CONCLUSION
The Court denies Petitioner’s motion to vacate, set aside, or correct her sentence pursuant
to 28 U.S.C. § 2255 and declines to certify any issues for appeal pursuant to 28 U.S.C. §
2253(c)(2).
Dated: October 28, 2014
ENTERED

______________________________
AMY J. ST. EVE
United States District Court Judge

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