Jha v. Richardson et al
Filing
65
MEMORANDUM Opinion and Order: Defendant's Motion for Summary Judgment 49 is granted. Signed by the Honorable Rebecca R. Pallmeyer on 3/27/2018. Mailed notice. (etv, )
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF ILLINOIS
EASTERN DIVISION
DR. ARUNA JHA,
Plaintiff,
v.
DAVID J. SHULKIN, 1 Secretary of the
Department of Veteran Affairs, and
Defendant.
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No. 14 C 9041
Judge Rebecca R. Pallmeyer
MEMORANDUM OPINION AND ORDER
The United States Department of Veterans Affairs employed Plaintiff Aruna Jha as a
social worker at the Hines VA Medical Center from 2012 to 2015.
Jha alleges that her
supervisors in the Spinal Cord Injury division of the VA discriminated against her on the bases
of her age and national origin, subjected her to a hostile work environment, and retaliated
against her for engaging in protected conduct, in violation of her rights under Title VII of the Civil
Rights Act of 1964, 42 U.S.C. §§ 2000e-2000e-17, and the Age Discrimination in Employment
Act of 1967, 29 U.S.C. §§ 621-634. Defendant has moved for summary judgment on each of
Plaintiff’s claims. For the reasons explained here, the motion is granted.
BACKGROUND
Plaintiff Aruna Jha immigrated to the United States from India in 1978, when she was 22
years old. (Dep. of Aruna Jha (hereafter “Jha Dep.”) [52-2], at 8, 35, Ex. 1 to Def.’s Statement
of Facts (hereafter “DSOF”) [52].)
She earned a Ph.D. in Clinical Social Work from the
University of Illinois at Chicago in 2001, and began working for the Department of Veterans
Affairs in 2009. (Id. at 7; DSOF ¶ 2.) Jha later applied for a managerial position in the Spinal
Cord Injury (SCI) division of the Hines VA Medical Center in Hines, Illinois. (Jha Dep. 18-19;
1
During the pendency of this case, David J. Shulkin replaced Robert A. McDonald
as Secretary of the Department of Veterans Affairs. Shulkin has been substituted as the proper
Defendant. See FED. R. CIV. P. 25(d).
DSOF ¶ 3.) SCI Director Michael Richardson interviewed Jha and hired her as a Clinical Social
Work Manager in February 2012, subject to a “probationary period.” (Def.’s Am. Answer to
Third Am. Compl. [47], at ¶ 9; DSOF ¶ 3; Jha Dep. 16.)
Jha’s duties initially included supervising a team of four social workers and managing a
home health aid program. (Jha Dep. 14.) She did not provide direct social work services to
patients in this supervisory role. (Id.) In January 2013, however, before her probationary period
ended, Jha “was relieved of her supervisory responsibilities” and “assigned to a line staff
capacity” in the SCI division. (DSOF ¶ 4; Jha Dep. 16.) It is not clear from the record who
made this decision, or why it was made. Jha remained “at the same grade level” following the
change, but she was “given charge of 98 long-term care, home care patients” and was “told that
[she] was also the outpatient social worker from that point on.” (Jha Dep. 19-20.) Allyson
Vanscoy, one Jha’s “prior direct reports,” replaced Jha as supervisor of the social-work team.
(Id. at 17-18.) Vanscoy was under forty years of age at the time and is “non-Asian.” (Def.’s Am.
Answer ¶ 17.)
Jha contacted the equal-employment opportunity office (EEO) at the Department of
Veterans Affairs in September 2013.
(Pl.’s Statement of Add’l Material Facts (hereafter
“PSAMF”) [60-1], at ¶ 44.) It is unclear from the record what prompted this contact, which
occurred more than nine months after Jha says she was replaced as social work supervisor.
Jha has testified that she spoke with a woman at the Department’s EEO office named Lelar
Taylor and “expressed to her my concerns about the growing hostility within spinal cord injury
and the lack of clarity about my job description in the new position that I had been assigned.”
(Ex. 8 to Pl.’s Resp. Br. [58].) According to Jha, she also told Taylor that she “was not filing a
written complaint at that time” and that she was “concerned about whether this information of
my having visited the EEO’s office would be carried back to Dr. Richardson.” (Id.)
2
I.
Jha’s Suspensions from Work
Jha’s working relationship with Richardson and Vanscoy appears to have deteriorated
over the next several months. On November 22, 2013, Jha was suspended from work without
pay for three days.
(PSAMF ¶ 52; Jha Dep. 72.) The parties dispute the circumstances that
led to this suspension. Defendant contends that Richardson suspended Jha in November 2013
because of her failure to follow her supervisor’s orders. (Def.’s Resp. to PSAMF [63] ¶ 51.)
Defendant cites a letter Richardson wrote to Jha in April 2014, which stated, among other
things, that Jha’s three-day suspension in November 2013 was premised on “two charges of
negligent work performance; failure to follow SCI/D Home Care Program standards; failure to
follow supervisory directions; and two charges of negligent work performance in [Jha’s]
documentation of a patient’s medical record.” (Richardson Letter of April 4, 2014 (hereafter
“April 4 Letter”), at ¶ 5, Ex. 5 to DSOF.) Defendant provided no further details about these
incidents.
Plaintiff contends that Richardson suspended Jha because of discriminatory or
retaliatory animus. (Pl.’s Resp. Br. 6.) The only admissible evidence she cites to support this
contention, however, is her own testimony that Richardson once admitted to Jha and others at a
staff meeting that he had previously “built a case” against “a doctor who was also Indian.” 2 (Jha
Dep. 69-70.) She also testified that she “believe[s] that age may have been a factor” in her
interactions with Richardson, “in that . . . I was pretty close to Dr. Richardson in age and his
preference may have been for younger people who would accept his leadership style and
directives in a more compliant way.” (Id. at 35.) But she has not provided any further detail
about why she believes this.
2
Jha testified that she “believe[s]” this doctor’s name is Siddiqui. Neither party
has provided any further details about Siddiqui or his interactions with Richardson. Jha also
cites her testimony that “one or two people of Indian descent” told her, at some point, that
Richardson “didn’t really like Indians,” but she offers no other support for these hearsay
statements.
3
Tensions between Jha and her supervisors persisted after she returned from her threeday suspension. Jha inadvertently allowed her professional license to expire on November 30,
2013, and then counseled 33 patients before she was able to renew it on December 12. 3
(DSOF ¶¶ 15-16.) At some point in December, Richardson and an unidentified “social work
supervisor” learned (the record does not say how) that Jha’s license was expired at the time she
counseled these patients. Richardson and the supervisor contacted each of the 33 patients to
notify them of the lapse in Jha’s license and to explain that, although “the VA felt there was no
associated harm . . . the facility determined that disclosure was the right thing to do.” (DSOF
¶ 17.) Defendant has not suggested that disclosure was required by law. The following month,
in January 2014, Jha recorded conflicting information in a patient’s medical record and then
failed to “redact and revise” the conflicting portions of that record when “her supervisor” directed
her to do so. 4 (Id. at ¶¶ 13-14; April 4 Letter ¶ 1(l)-(m).) On February 18, Jha’s supervisor
directed her to “place a consult for a patient” and to “determine if . . . accommodations were
needed” for the patient’s annual evaluation. (April 4 Letter ¶ 1(k); DSOF ¶ 12.) Jha did not
contact the patient or “place the consult” until March 3, the day before the patient’s evaluation
was scheduled to occur. (Id.; Pl.’s Resp. to DSOF ¶ 12.) The following week, on March 11, Jha
failed to attend a mandatory staff meeting. (DSOF ¶ 10; Pl.’s Resp. to DSOF ¶ 10.)
On April 4, 2014, Richardson wrote a letter to Jha notifying her of a “proposal” to
suspend her again, this time for 14 days. (DSOF ¶ 10; April 4 Letter.) As grounds for the
3
Jha admitted in her deposition that her license expired on November 30, 2013,
and was renewed on December 12, 2013 (see Jha Dep. 47-48), but she now purports to deny
that she practiced social work without a license during this period because “the State never took
any adverse action of any kind against [Jha’s] social work license.” (Pl.’s Resp. to DSOF ¶¶ 1516.) It is unclear what kind of “adverse action” Jha is referring to here. Regardless, she cites no
evidence to support her current position, and she offers no explanation for the apparent
contradiction between that position and what she admitted in her deposition testimony.
4
Jha now purports to deny that she failed to follow her supervisor’s directions, but
it is unclear whether her position is that she did follow those directions or whether she never
received any such directions in the first place, and she cites no evidence to support either
version. (See Pl.’s Resp. to DSOF [60-1], at ¶¶ 13-14).
4
proposed suspension, Richardson cited each of the incidents noted in the paragraph above.
(April 4 Letter ¶ 1.) He also cited allegations that Jha had arrived for work several hours late,
without permission from her supervisor, on February 26 and 28, 2014; had violated VA’s privacy
policy by conducting a computer search for patient records authored by Richardson, and then
accessed confidential patient information in those files without a legitimate reason; and had
violated the VA’s privacy policy again on March 5 by printing “progress notes” containing
patients’ Social Security numbers and other private information, and then leaving those
progress notes “unattended in the SCI printing area.” (Id.)
Richardson informed Jha of her
right to reply orally or in writing to the proposed suspension, and to submit evidence “showing
why the charges are unfounded and any other reasons why this proposed suspension should
not be affected [sic].” (Id. at ¶ 2.)
Based on Jha’s responses, Richardson “decided to drop” the charges relating to Jha’s
absences from work and her alleged breaches of VA privacy policies. (Richardson Letter of
June 6 (hereafter “June 6 Letter”), 2014, Ex. 7 to DSOF.)
He “sustained” the remaining
charges, however, and informed Jha that she would be suspended from work from June 16,
2014 through June 29, 2014. (Id.)
II.
Jha’s EEO Complaints
On May 21, 2014, before Richardson issued his final decision regarding Jha’s 14-day
suspension, Jha filed a formal complaint with the Department of Veterans Affairs Office of
Employment
Discrimination
Complaint
Adjudication
(hereafter
“EEO
agency”).
Jha
subsequently amended the complaint twice. None of these administrative complaints are in the
record, but the EEO agency’s final decision on those complaints lists the claims Jha presented.
(Final Agency Decision, April 21, 2015, Ex. 11 to DSOF.) Jha did not present a charge relating
to the decision to “relieve” her of her supervisorial duties in January 2013. Rather, her charges,
as amended, were limited to her suspensions from work, Richardson’s disclosure to patients
5
that she had counseled them without a license, and the following additional events, the facts of
which the parties do not seriously dispute.
a.
Respite admission
In February 2014, a home care nurse (not named in the record) asked Michael
Richardson for permission to admit to the hospital a veteran whose roof was leaking due to
snow damage. (DSOF ¶ 6.) Richardson denied the request because it would constitute a
“respite admission”—that is, an admission not for the purpose of medical treatment, but rather to
“provide the veteran with relief from the hazardous conditions at his home.” (Id.) The veteran
was nevertheless admitted to the hospital—the parties do not specify by whom—after speaking
with a patient advocate. (Id.) At some point during this process—again, the parties do not
specify when—Jha spoke with the home care nurse regarding “travel arrangements” for the
veteran. (Id. at ¶ 7.)
The day after the veteran was admitted, Richardson convened a meeting with Jha and
“the home care staff” to discuss the SCI division’s policy regarding respite admissions. (Id. at
¶ 8.)
During this meeting, Richardson asserted that the veteran’s admission had been
“instigated by the home care social worker (that is, by Jha) rather than by the home care nurse.
(Id.)
b.
Unlocked File Drawers
At some point in 2014—Jha told the EEO agency this occurred on August 25, 2014, but
stated in her deposition that this was a “typo” and the actual date was January 3, 2014 (Jha
Dep. 49)—Alyson Vanscoy was looking for two file folders relating to outstanding payments to
vendors, and asked Jha whether the folders were in Jha’s file drawer. (DSOF ¶¶ 18-21.) Jha
opened the drawer—which she was surprised to find was unlocked—and found the folders
inside. (Id.) Jha subsequently sent an e-mail to Vanscoy claiming that someone must have
broken into her office and put the folders in her drawer for the purpose of holding her
responsible. (Id. at ¶ 21.) Defendant denies that Jha suffered any disciplinary consequences
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as a result of the folders being there. (Id.) Plaintiff believes the folders were “planted” (Jha
Dep. 53), but she has not cited any evidence to support this belief.
c.
Folders on Fee Clerk’s Desk
In August 2014, Jha asked a “fee clerk” to “file” several folders. (DSOF ¶ 22.) The clerk
told Jha to leave the folders on the clerk’s desk, and Jha complied. (Id.) Vanscoy subsequently
asked Jha “what were these folders doing on the fee clerk’s desk? You were not supposed to
leave them there.” (Id.; Jha Dep. 54-55.) Plaintiff contends that leaving these types of folders 5
on the fee clerk’s desk was common practice, and has cited testimony to this effect from the fee
clerk. (Pl.’s Resp. Br. 10; Ex. 5 to Pl.’s Resp. Br.)
d.
Performance review
Also in August 2014, Jha asked to have her attorney present at her “midterm review”
with Vanscoy. (DSOF ¶ 24.) An unidentified paralegal employed by Defendant advised Jha
that her union representative, not a private attorney, should accompany Jha at the review. (Id.)
An unidentified individual from Jha’s union then informed Jha that the union would not represent
her at the midterm review because she had already engaged a private attorney to represent her
in her EEO proceedings. (Id.) On August 21, Jha wrote an email to Vanscoy stating that “I
would prefer the mid-term review in writing. If you insist on meeting in person, I’ll accept the
document but will not participate in any discussion because of the lack of clarity on the
representation issues.” (Id. at ¶ 28; Jha E-Mail of August 21, 2014, Ex. 9 to DSOF.) Vanscoy
subsequently sent Jha her midterm review via e-mail. (DSOF ¶ 29.) In this e-mail, Vanscoy
stated that she was sending the review via e-mail “[b]ecause you refused to come for an inperson midterm review.” (Id.) Neither party has presented any evidence regarding the content
of this review.
5
It is unclear from the record what was in these folders, or whether they were the
same folders or the same type of folders that Jha found in her file drawer, either in August or in
January.
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e.
Performance Improvement Plan
Vanscoy subsequently drafted a “performance improvement plan” (PIP) that she
intended “to assist with and help Jha improve her documentation.” (DSOF ¶ 31.) Vanscoy met
with Jha and “the union president” (who neither party identifies by name) to discuss the PIP.
(Id. at ¶ 34.)
Vanscoy made changes to the document based on the union president’s
recommendations, but none of the parties signed the document. (Id.)
On November 3, 2014, Vanscoy sent an e-mail about the PIP to Jha. This e-mail states,
“You have not responded to matters involving the PIP since 08/29 when you indicated, ‘that I
will get back to you.’ Your appraisal period is being extended through November 28th, 2014.
Your PIP commenced on 08/28/14 and the first meeting was scheduled for 09/05/14. I have
been performing chart reviews and I included the first 3 evaluations (attached).” (Vanscoy EMail of Nov. 3, 2014, Ex. 9 to DSOF.) Vanscoy’s summary of the evaluations states that Jha
“did not meet some of the PIP requirements week 1, but [was] successful weeks 2-3.” (Id.) Jha
responded that neither she nor her attorney had ever received “any notification from any party
that the PIP was being activated.”
(Jha E-Mail of Nov. 4, 2014, Ex. 9 to DSOF.)
On
November 24, Vanscoy informed Jha via e-mail that “[a]ll aspects” of Jha’s PIP “will be
postponed until further notice.”
(Vanscoy E-Mail of Nov. 24, 2014, Ex. 9 to DSOF.)
On
December 9, Vanscoy requested that Jha submit a signed “performance appraisal” form that
Vanscoy had given Jha to sign on August 28, 2014. (Jha E-Mail of Dec. 9, 2014, Ex. 9 to
DSOF.) Jha responded that “we did not agree on the PIP” and “the PIP has been on hold since
11-17-14.”
(Id.)
Vanscoy then told Jha that, because her “PIP was never formalized or
implemented or in effect,” Vanscoy was “proceeding with issuing your FY 14 performance
appraisal and closing that out.” (Vanscoy E-Mail of Dec. 10, 2014, Ex. 9 to DSOF.) Neither
party has presented any evidence regarding the contents of this “performance appraisal.”
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III.
Procedural Posture
Jha filed this lawsuit on November 12, 2014, before the EEO agency issued a decision
on her administrative complaint.
(Compl. [3].)
The agency subsequently denied Jha’s
administrative complaint on April 16, 2015, and the VA apparently terminated Jha’s employment
shortly thereafter.
(See Third Am. Compl. ¶¶ 39-40.)
Jha challenged her termination in
proceedings before the Merit Systems Protection Board, and those proceedings were still
pending as of May 1, 2017.
(See MSPB Notice, Ex. 3 to Pl.’s Resp. Br.)
Defendant
subsequently moved to dismiss Jha’s lawsuit to the extent that it asserted claims relating to her
termination, arguing that Jha had not exhausted her administrative remedies.
This court
granted Defendant’s motion and dismissed Plaintiff’s claims relating to her termination, but
allowed Plaintiff to proceed on the remaining claims in her Third Amended Complaint. (See
Order of Jan. 25, 2016 [34].) These claims allege that Defendant retaliated and/or intentionally
discriminated against Jha on the basis of her age and national origin, by disciplining her and
harassing her while she was still a VA employee. Defendant has moved for summary judgment
[49].
DISCUSSION
To prevail on a motion for summary judgment, the moving party must show that “there is
no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of
law.” FED. R. CIV. P. 56(a). A fact is material if it “might affect the outcome of the suit under the
governing law.” Burton v. Downey, 805 F.3d 776, 783 (7th Cir. 2015) (quoting Anderson v.
Liberty Lobby, Inc., 477 U.S. 242, 248 (1986)). A dispute is genuine where “the evidence is
such that a reasonable jury could return a verdict for the nonmoving party.” Anderson, 477 U.S.
at 248. The moving party’s burden “may be discharged by ‘showing’ – that is, pointing out to the
district court – that there is an absence of evidence to support the nonmoving party’s case.”
Celotex Corp. v. Catrett, 477 U.S. 317, 325 (1986).
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In all employment discrimination cases, the “proper question to ask” at the summary
judgment stage “is ‘whether the evidence would permit a reasonable factfinder to conclude that
the plaintiff’s race, ethnicity, sex, religion, or other proscribed factor caused the discharge or
other adverse employment action.’” Ferrill v. Oak-Creek-Franklin Joint School District, 860 F.3d
494, 499 (7th Cir. 2017) (quoting Ortiz v. Werner Enterprises, Inc., 834 F.3d 760, 765 (7th Cir.
2016)). The burden-shifting analysis derived from McDonnell-Douglas Corp. v. Green, 411 U.S.
792 (1973) is “a common, but not exclusive, method of establishing a triable issue of intentional
discrimination.” Volling v. Kurtz Paramedic Services, Inc., 840 F.3d 378, 383 (7th Cir. 2016). It
“identifies one pattern of evidence that would enable a reasonable juror to find discrimination—
namely, a pattern showing that the plaintiff belonged to a protected class, met her employer’s
legitimate expectations, suffered an adverse employment action, and was similarly situated to
other employees who were not members of the protected class and who were treated better,
provided that the defendant fails to articulate a reasonable alternative explanation or the plaintiff
shows that the proffered alternative explanation is a pretext.”
Bowen v. Bd. of Election
Commissioners of City of Chicago, No. 16 C 217, 2017 WL 3334854, at *3 (N.D. Ill. Aug. 4,
2017) (Feinerman, J.) But this mode of analysis “is not the only way to assess circumstantial
evidence of discrimination.”
Id.
Evidence that a proscribed factor caused an adverse
employment action “must be considered as a whole, rather than asking whether any particular
piece of evidence proves the case by itself.” Ortiz, 834 F.3d at 765.
I.
Employment Actions at Issue
To determine whether a proscribed factor caused an adverse employment action, the
court must first determine which, if any, of Defendant’s actions in this case qualify as “adverse.”
The definition of an adverse employment action is broad, but “not everything that makes an
employee unhappy is an adverse employment action.” Lewis v. City of Chicago, 496 F.3d 645,
653 (7th Cir. 2007). An employment action must be materially adverse to the plaintiff to trigger
disparate-treatment liability under federal employment discrimination statutes. “[A] materially
10
adverse employment action is one which visits upon a plaintiff ‘a significant change in
employment status.’ Such changes can involve the employee’s current wealth, his career
prospects, or changes to work conditions that include humiliating, degrading, unsafe, unhealthy,
or otherwise significant negative alteration in the workplace.” Boss v. Castro, 816 F.3d 910, 917
(7th Cir. 2016) (citation omitted). The adversity standard for retaliation claims is somewhat less
stringent than for disparate treatment claims, though “‘petty slights or minor annoyances’ won’t
do.” Nair v. Nicholson, 464 F.3d 766, at 768 (7th Cir. 2006) (quoting Burlington Northern &
Santa Fe Ry. v. White, 548 U.S. 53, 126 S. Ct. 2405, 2409, 2414 (2006)). “The test is whether
the conduct alleged as retaliation would be likely to deter a reasonable employee from
complaining about discrimination.” Id. at 768-69.
In either case, an adverse action can be a single action or event, such as a discharge, or
a series of lesser actions that, when considered together, create “a discriminatorily hostile or
abusive environment.” Boss, 816 F.3d at 917. The court considers in turn whether Defendant
subjected Plaintiff to a discriminatorily hostile or abusive work environment, and, if not, whether
any of Defendant’s individual actions qualify as adverse.
a.
Hostile work environment
To defeat summary judgment on a hostile work environment claim, a plaintiff must
present evidence showing that “(1) the work environment was both objectively and subjectively
hostile; (2) the harassment was based on membership in a protected class or in retaliation for
protected behavior; (3) the conduct was severe or pervasive; and (4) there is a basis for
employer liability.” Boss, 816 F.3d at 920. In this case, Jha’s evidence falls far below the
threshold for a hostile work environment. Many of the incidents she cites amount to little more
than orders from her employer to perform basic administrative tasks in a timely fashion, such as
revising a medical report to clarify conflicting information, maintaining an active professional
license, making travel and lodging arrangements for patients, checking her files for overdue
vendor payments, and safeguarding confidential information about patients. Richardson’s
11
comment at a staff meeting about Jha “instigating” a “respite admission” perhaps exaggerated
Jha’s role in that process, but such a comment cannot possibly be described as “severe”
harassment. So too for Vanscoy’s comment to Jha that she “was not supposed to” leave file
folders on the fee clerk’s desk, and Vanscoy’s characterization, in a private e-mail to Jha, of
Jha’s request to receive her midterm review in writing as a “refusal” by Jha to meet in person.
None of this even begins to approach the type of workplace harassment that courts have found
to be actionable discrimination. Compare Hall v. City of Chicago, 713 F.3d 325 (7th Cir. 2013)
(reversing summary judgment for defendant who forbade plaintiff’s co-workers from speaking
with her, excluded plaintiff from all workplace meetings, became physically aggressive toward
plaintiff and repeatedly tried to “bump” her when passing her in hallways, and expressed his
desire to “slap” and “go postal on” plaintiff on multiple occasions), and Pucino v. Verizon
Wireless Communications, Inc., 618 F.3d 112 (2d Cir. 2010) (reversing summary judgment for
defendant whose foremen repeatedly called plaintiff “stupid” and “bitch,” harshly and publicly
criticized plaintiff on multiple occasions for conduct they tolerated among male employees, and
routinely denied plaintiff access to work tools in favor of male employees with less seniority),
with Nichols v. Michigan City Plant Planning Dep’t, 755 F.3d 594, 601 (7th Cir. 2014) (affirming
summary judgment for defendant whose employees referred to plaintiff as “black n---r” on one
occasion and “boy” on another, brought plaintiff food but “slam[ed] the tray into his chest,”
refused to tell plaintiff where a janitorial closet was located, “ma[de] a mess for [plaintiff] to clean
up,” and “bait[ed]” plaintiff to “steal a purse and money from an open register”), and Boss, 816
F.3d at 920 (rejecting claim that employer engaged in retaliatory harassment where plaintiff
presented only “a mishmash of complaints about overwork rather than about a place permeated
with intimidation, ridicule, and insult.”).
The conduct Plaintiff Jha complains of was neither
severe nor pervasive. Her hostile environment claim fails.
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b.
Individual actions
Most of the discrete events Plaintiff has cited do not qualify as adverse. It is not clear
that Plaintiff was actually ever subjected to a PIP, but even if she was, she has not presented
any evidence that the tasks that the plan required of her were more than a minor annoyance.
See Davis v. Time Warner Cable of Southeast Wisconsin, L.P., 651 F.3d 664, 677 (7th Cir.
2011) (“Performance improvement plans, particularly minimally onerous ones like that here, are
not, without more, adverse employment actions.”)
She has not presented any evidence,
meanwhile, that negative consequences of any kind flowed from her midterm performance
review, Vascoy’s reprimand regarding file folders left on the fee clerk’s desk, Richardson’s
disclosure to patients that Jha counseled them without a license, or Richardson’s comment that
Jha “instigated” an improper “respite admission.” “Unfair reprimands or negative performance
reviews, unaccompanied by tangible job consequences, do not suffice [as evidence of material
adversity].” Boss, 816 F.3d at 919.
Jha’s termination, by contrast, as well as her suspensions from work, were clearly
adverse employment actions. See Russell v. Bd. of Trustees of Univ. of Illinois at Chicago, 243
F.3d 336, 341 (7th Cir. 2001) (citing cases finding disciplinary suspensions to be adverse
employment actions).
But the court has already dismissed any claims premised on Jha’s
termination, as she had not exhausted her administrative remedies on those claims. (See Order
of Jan. 25, 2016.) That leaves only her suspensions and her January 2013 reassignment as
potential bases for her claims at this stage.
The court need not decide whether Jha’s reassignment qualifies as adverse, because
Jha did not present any charge relating to it in her EEO complaints. “Generally, a plaintiff may
not bring claims under Title VII that were not originally included in the charges made to the
EEOC,” Sitar v. Indiana Dep’t of Transportation, 344 F.3d 720, 726 (7th Cir. 2003)—or, in the
case of federal employees, to the applicable agency’s EEO office, Reynolds v. Tangherlini,
737 F.3d 1093, 1100 (7th Cir. 2013). Nor could Jha argues that her uncharged claims are “like
13
or reasonably related” to the charge(s) made to the EEO agency, Sitar, 344 F.3d at 726: each of
the EEO charges involved allegations of discriminatory discipline and harassment, rather than
reassignment, demotion, or failure to promote. See Moore v. Vital Products, Inc., 641 F.3d 253,
257 (7th Cir. 2011) (discriminatory discharge claim was not like or related to claims of
discriminatory harassment); Jones v. Res-Care, Inc., 613 F.3d 665, 670 (7th Cir. 2010) (claim
that employer discriminatorily dissuaded plaintiff from applying for a new position was not
reasonably related to claims of discriminatory tuition reimbursement and retaliatory discipline).
And the “like or reasonably related” doctrine is not available to revive a challenge to a discrete
act that occurred months prior to the filing of administrative charges.
II.
Disparate Treatment
As Plaintiff’s disciplinary suspensions are the only adverse employment actions for
which she has exhausted her administrative remedies, the court next decides “whether the
evidence would permit a reasonable factfinder to conclude” that Jha’s age, race, or national
origin “caused” those suspensions. Ortiz, 834 F.3d at 765.
Jha has not provided any evidence of explicit discriminatory animus, such as derogatory
comments about her age or national origin. Although she has testified that she “believe[s] that
age may have been a factor” in Richardson’s various decisions, she has not explained why she
believes this or presented any evidence that supports her belief. With regard to national origin,
Jha has testified that Richardson stated during a staff meeting that, in Jha’s words, he “built a
case” against “a doctor who was also Indian.” But Jha has not provided any details explaining
what she means by “built a case,” or suggested that Richardson “built” this “case” because the
doctor was Indian.
Nor has Jha provided sufficient circumstantial evidence to establish a prima facie case of
age or national origin discrimination.
She has not established that she was meeting her
employer’s legitimate expectations at the time of her suspensions. Indeed, virtually all of the
evidence in this case suggests that Jha was not meeting her employer’s legitimate expectations.
14
This evidence suggests that, prior to both of her suspensions, Jha repeatedly ignored or failed
to timely implement directives from her supervisors.
Defendant cites these incidents as
legitimate, non-discriminatory reasons for suspending Jha. And Plaintiff has offered no
evidence—beyond her own conclusory allegations that discriminatory animus was the real
reason she was suspended—that suggests Defendant’s rationales are not credible. This is not
enough to defeat Defendant’s motion for summary judgment on her claims of disparate
treatment based on age and national origin.
III.
Retaliation
Plaintiff’s retaliation claims fail for similar reasons. The law requires Plaintiff to present
evidence of “a causal link between [her] protected activity and the adverse employment action.”
Boss, 816 F.3d at 918. Plaintiff has not presented any evidence showing retaliatory animus.
Although the timing of her first suspension (November 2013) is somewhat suspicious, as it
occurred less than two months after she contacted the VA’s EEO office, she did not file a formal
complaint until the following May, and she has not pointed to any evidence that suggests her
supervisors were aware of her preliminary EEO contacts until shortly before her formal
complaint was filed. Jha claims that she told the EEO counselor that she was concerned about
Richardson becoming aware of her inquiries. There is no evidence that Richardson actually
knew of those inquiries before her November 2013 suspension.
Richardson presumably did know about Jha’s protected activity at the time he made the
final decision to suspend Jha a second time, as she filed her formal EEO complaint on May 21,
2014, and Richardson informed Jha of his decision on June 6. But Richardson’s knowledge is
not sufficient by itself for a reasonable jury to infer the requisite “causal link between [Jha’s]
protected activity” and her 14-day suspension, Boss, 816 F.3d at 918.
As with claims of
disparate treatment, a plaintiff relying on circumstantial evidence to establish a prima facie case
of retaliation must show, inter alia, that she was meeting her employer’s legitimate expectations
at the time of the adverse employment action in question. The court has already concluded that
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Jha was not, that Defendant has articulated legitimate, non-discriminatory (and non-retaliatory)
rationales for suspending her, and that Plaintiff has presented no evidence that these rationales
are pretexts. Defendant’s motion for summary judgment is granted with regard to Plaintiff’s
retaliation claim.
CONCLUSION
A reasonable jury could not conclude from the evidence in the record that Defendant
suspended Plaintiff from work for a prohibited reason. Nor could a reasonable jury conclude
from this evidence that Defendant subjected Plaintiff to a hostile work environment. Defendant’s
Motion for Summary Judgment [49] is granted.
ENTER:
Dated: March 27, 2018
_______________________________________
REBECCA R. PALLMEYER
United States District Judge
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