Konrad et al v. AbbVie, Inc. et al
Filing
106
MOTION by Defendants AbbVie, Inc., Abbott Laboratories, Inc. for judgment as a Matter of Law Pursuant to Federal Rule of Civil Procedure 50(A), and Memorandum in Support (Yeary, Michelle)
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF ILLINOIS
IN RE: TESTOSTERONE REPLACEMENT
THERAPY PRODUCTS LIABILITY
LITIGATION
CASE NO. 1:14-CV-01748
MDL 2545
JUDGE MATTHEW F. KENNELLY
This Document Relates to:
Konrad v. AbbVie Inc.,
Case No. 1:15-cv-00966
DEFENDANTS’ MOTION FOR JUDGMENT AS A MATTER OF LAW PURSUANT TO
FEDERAL RULE OF CIVIL PROCEDURE 50(A), AND MEMORANDUM IN SUPPORT
TABLE OF CONTENTS
Page
LEGAL STANDARD......................................................................................................................1
A.
PLAINTIFF FAILED TO PRESENT SUBSTANTIAL
EVIDENCE THAT ANY ADDITIONAL WARNING WOULD
HAVE PREVENTED HIS HEART ATTACK .......................................................1
1.
2.
B.
Plaintiff Did Not Overcome The Statutory Presumption That
AndroGel Is Not “Unreasonably Dangerous”............................................. 1
Plaintiff Failed to Present Substantial Evidence That Any Lack of
Warning Caused His Heart Attack .............................................................. 4
PLAINTIFF FAILED TO PRESENT SUBSTANTIAL
EVIDENCE THAT ABBVIE MADE A FALSE STATEMENT
OF MATERIAL FACT, OR THAT ANY SUCH STATEMENT
CAUSED HIS HEART ATTACK...........................................................................7
1.
No False Statement ..................................................................................... 7
2.
No Reliance on Any Misrepresentation ...................................................... 9
3.
No Fraudulent Concealment ..................................................................... 12
C.
PLAINTIFF FAILED TO PRESENT SUBSTANTIAL
EVIDENCE THAT PLAINTIFF WOULD NOT HAVE HAD A
HEART ATTACK BUT-FOR ANDROGEL ........................................................14
D.
PLAINTIFF FAILED TO PRESENT SUBSTANTIAL
EVIDENCE IN SUPPORT OF COMPENSATORY OR
PUNITIVE DAMAGES ........................................................................................16
1.
Compensatory Damages ........................................................................... 16
2.
Punitive Damages ..................................................................................... 17
CONCLUSION ..............................................................................................................................20
i
TABLE OF AUTHORITIES
Page(s)
CASES
Adkins v. Nestle Purina PetCare Co.,
973 F. Supp. 2d 905 (N.D. Ill. 2013) .......................................................................................12
Ball v. Mallinkrodt Chem. Works,
381 S.W.2d 563 (Tenn. Ct. App. 1964) .................................................................................5, 6
Ball v. Overton Square, Inc.,
731 S.W.2d 536 (Tenn. Ct. App. 1987) ...................................................................................20
Barnes v. Kerr Corp.,
418 F.3d 583 (6th Cir. 2005) .....................................................................................................1
Bearden v. Honeywell Int’l, Inc.,
2010 WL 1223936 (M.D. Tenn. Mar. 24, 2010) .....................................................................14
Berroyer v. Hertz,
672 F.2d 334 (3d Cir. 1982).....................................................................................................18
BMW of N. Am., Inc. v. Gore,
517 U.S. 559 (1996) .................................................................................................................19
Borner v. Autry,
284 S.W.3d 216 (Tenn. 2009)..................................................................................................16
Collins v. Danek Med., Inc.,
1999 WL 644813 (W.D. Tenn. Mar. 23, 1999) .....................................................................4, 6
Colombini v. Westchester Cty. Healthcare Corp.,
808 N.Y.S.2d 705 (N.Y. App. Div. 2005) ...............................................................................19
Cone v. Hankook Tire Co., Ltd.,
2017 WL 401795 (W.D. Tenn. Jan. 25, 2017) ........................................................................16
Daly v. Wacker-Chemie AG,
2014 WL 3810595 (E.D. Tenn. Aug. 1, 2014) ........................................................................12
Flax v. DaimlerChrysler Corp.,
272 S.W.3d 521 (Tenn. 2008)....................................................................................................2
Florek v. Vill. of Mundelein, Ill.,
649 F.3d 594 (7th Cir. 2011) .....................................................................................................1
Ford Motor Co. v. Lonon,
398 S.W.2d 240 (1966) ..........................................................................................................7, 9
ii
Fornoff v. Parke Davis & Co.,
105 Ill. App. 3d 681 (1982) .....................................................................................................18
In re Fosamax Prod. Liab. Litig.,
924 F. Supp. 2d 477 (S.D.N.Y. 2013)........................................................................................7
Frausto v. Cooper Tire & Rubber Co.,
2014 WL 581724 (M.D. Tenn. Feb. 13, 2014) ..........................................................................2
Gentry v. Hershey Co.,
687 F. Supp. 2d 711 (M.D. Tenn. 2010) ....................................................................................3
Goins v. Clorox Co.,
926 F.2d 559 (6th Cir. 1991) .....................................................................................................3
Hale v. Ostrow,
166 S.W.3d 713 (Tenn. 2005)..................................................................................................15
Harden v. Danek Med., Inc.,
985 S.W.2d 449 (Tenn. Ct. App. 1998) .................................................................................4, 6
Harrison v. Addington,
955 N.E.2d 700 (Ill. App. Ct. 2011) ........................................................................................15
Heft v. Moore,
351 F.3d 278 (7th Cir. 2003) .....................................................................................................1
Hodge v. Craig,
382 S.W.3d 325 (Tenn. 2012)....................................................................................................7
Hollymatic Corp. v. Holly Sys., Inc.,
620 F. Supp. 1366 (N.D. Ill. 1985) ............................................................................................8
Holt v. Am. Progressive Life Ins. Co.,
731 S.W.2d 923 (Tenn. Ct. App. 1987) .....................................................................................9
Home Sav. & Loan Ass’n of Joliet v. Schneider,
483 N.E.2d 1225 (Ill. 1985) .....................................................................................................17
Huddleston v. Harper,
2015 WL 3964791 (Tenn. Ct. App. June 30, 2015) ................................................................13
Ira Green, Inc. v. Military Sales & Serv. Co.,
2013 WL 5912525 (D.R.I. Oct. 16, 2013) ...............................................................................17
Jackson v. Sunkenberg,
2000 WL 66045 (Tenn. Ct. App. Jan. 27, 2000) .....................................................................16
Johnson v. Volvo Truck Corp.,
2010 WL 55317 (E.D. Tenn. Jan. 4, 2010) ................................................................................4
iii
Kelly v. Nordyne, Inc.,
2008 WL 11342578 (E.D. Tenn. Sept. 8, 2008) ........................................................................7
Kibbler v. Richards Med. Co.,
1992 WL 233027 (Tenn. Ct. App. Sept. 23, 1992) ....................................................................4
King v. Danek Med., Inc.,
37 S.W.3d 429 (Tenn. Ct. App. 2000) ...................................................................................4, 6
Kopczick v. Hobart Corp.,
721 N.E.2d 769 (Ill. App. Ct. 1999) ........................................................................................18
United States v. Krilich,
159 F.3d 1020 (7th Cir. 1998) ...................................................................................................8
Leeper v. Cook,
688 S.W.2d 94 (Tenn. Ct. App. 1985) .....................................................................................14
Loitz v. Remington Arms Co.,
563 N.E.2d 397 (Ill. 1990) .......................................................................................................17
McClenahan v. Cooley,
806 S.W.2d 767 (Tenn. 1991)..................................................................................................15
McConkey v. McGhan Med. Corp.,
144 F. Supp. 2d 958 (E.D. Tenn. 2000) ...................................................................................13
McKee v. Moore,
648 P.2d 21 (Okla. 1982) .........................................................................................................18
Meadow v. Nibco, Inc.,
2016 WL 2986350 (M.D. Tenn. May 24, 2016)......................................................................12
United States v. Miller,
734 F.3d 530 (6th Cir. 2013) .....................................................................................................8
Mills v. Bluecross Blueshield of Tennessee,
2017 WL 78488 (E.D. Tenn. Jan. 9, 2017) ..............................................................................12
Moore v. C.R. Bard, Inc.,
217 F. Supp. 3d 990 (E.D. Tenn. 2016) ...............................................................................1, 14
Moore v. Remington Arms Co.,
427 N.E.2d 608 (Ill. App. Ct. 1981) ........................................................................................18
Morgan v. Brush Wellman, Inc.,
165 F. Supp. 2d 704 (E.D. Tenn. 2001) ...................................................................................13
Mosser v. Fruehauf Corp.,
940 F.2d 77 (4th Cir. 1991) .....................................................................................................18
iv
Mutuelle Generale Francaise Vie v. Life Assur. Co. of Pennsylvania,
688 F. Supp. 386 (N.D. Ill. 1988) ..............................................................................................7
Nader v. Allegheny Airlines, Inc.,
626 F.2d 1031 (D.C. Cir. 1980) ...............................................................................................19
In re Neurontin Mktg., Sales Practices & Prod. Liab. Litig.,
618 F. Supp. 2d 96 (D. Mass. 2009) ........................................................................................11
Philip Morris USA v. Williams,
549 U.S. 346 (2007) .................................................................................................................19
Privette v. CSX Transp., Inc.,
79 F. App’x 879 (6th Cir. 2003) ..........................................................................................2, 12
Proffer v. Six Flags Great Am., Inc.,
2000 WL 1741924 (N.D. Ill. Nov. 22, 2000) ..........................................................................18
Richards v. Michelin Tire Corp.,
21 F.3d 1048 (11th Cir. 1994) .................................................................................................19
Ritter v. Custom Chemicides, Inc.,
912 S.W.2d 128 (Tenn. 1995)....................................................................................................7
Roboserve, Inc. v. Kato Kagaku Co.,
78 F.3d 266 (7th Cir. 1996) .....................................................................................................17
Rodriguez v. Stryker Corp.,
2011 WL 31462 (M.D. Tenn. Jan. 5, 2011) ...............................................................................6
Rural Developments, LLC v. Tucker,
2009 WL 112541 (Tenn. Ct. App. Jan. 14, 2009) ...................................................................12
Sanford v. L’Oreal USA S/D, Inc.,
2017 WL 2376922 (M.D. Tenn. June 1, 2017)........................................................................14
Satcher v. Honda Motor Co.,
52 F.3d 1311 (5th Cir. 1995) .............................................................................................18, 19
Sec. Fed. Sav. & Loan Ass’n of Nashville v. Riviera, Ltd.,
856 S.W.2d 709 (Tenn. Ct. App. 1992) .....................................................................................9
Shah v. Racetrac Petroleum Co.,
338 F.3d 557 (6th Cir. 2003) ...................................................................................................13
Sigler v. Am. Honda Motor Co.,
532 F.3d 469 (6th Cir. 2008) ...................................................................................................14
Smith v. Pfizer Inc.,
688 F. Supp. 2d 735 (M.D. Tenn. 2010) ..................................................................................13
v
State Farm Mut. Auto Ins. v. Campbell,
538 U.S. 408 (2003) .................................................................................................................19
Strange v. Collins,
2007 WL 1412541 (C.D. Ill. May 7, 2007) .............................................................................17
Strayhorn v. Wyeth Pharm., Inc.,
737 F.3d 378 (6th Cir. 2013) .........................................................................................1, 12, 14
Stricklan v. Patterson,
2008 WL 4791485 (Tenn. Ct. App. Nov. 4, 2008) ..................................................................16
Taylor v. Mooney Aircraft Corp.,
464 F. Supp. 2d 439 (E.D. Pa. 2006) .......................................................................................19
Townsend v. Sears, Roebuck & Co.,
879 N.E.2d 893 (Ill. 2007) .......................................................................................................17
Walker v. Sunrise Pontiac-GMC Truck, Inc.,
249 S.W.3d 301 (Tenn. 2008)....................................................................................................7
Yanase v. Auto. Club of So. Cal.,
260 Cal. Rptr. 513 (Cal. Ct. App. 1989) ....................................................................................8
STATUTES & RULES
Fed. R. Civ. P. 50(a) ........................................................................................................................1
T.C.A. § 29-28-102 ......................................................................................................................1, 2
T.C.A. § 29-28-104 ..........................................................................................................................2
T.C.A. § 29-28-105 ....................................................................................................................2, 14
T.P.I.-Civil 3.21 .............................................................................................................................15
T.P.I.-Civil 3.22 .............................................................................................................................15
T.P.I.-Civil 8.36 ...............................................................................................................................9
T.P.I.-Civil 10.18 .........................................................................................................................7, 9
vi
Defendants AbbVie Inc. and Abbott Laboratories (collectively “AbbVie”) respectfully
move for judgment as a matter of law under Rule 50(a) of the Federal Rules of Civil Procedure.
As set forth below, the evidence presented during Plaintiff Konrad’s case was insufficient to
allow a reasonable jury to find in his favor on any of his claims.
LEGAL STANDARD
“If a party has been fully heard on an issue during a jury trial and the court finds that a
reasonable jury would not have a legally sufficient evidentiary basis to find for the party on that
issue, the court may . . . grant a motion for judgment as a matter of law.” Fed. R. Civ. P. 50(a).
To avoid the entry of a judgment as a matter of law, there must be “‘substantial affirmative
evidence’” that would support a jury verdict in the non-movant’s favor. See, e.g., Florek v. Vill.
of Mundelein, Ill., 649 F.3d 594, 601 (7th Cir. 2011) (quoting Heft v. Moore, 351 F.3d 278, 284
(7th Cir. 2003)). As set forth below, Plaintiff failed to present substantial affirmative evidence
that would allow a reasonable jury to conclude that he met the elements of any of his claims.
A.
PLAINTIFF FAILED TO PRESENT SUBSTANTIAL EVIDENCE THAT
ANY ADDITIONAL WARNING WOULD HAVE PREVENTED HIS
HEART ATTACK
Plaintiff’s negligence and strict liability claims are predicated on a failure-to-warn theory.
That theory required him to prove that: “(1) the warnings at issue were defective; (2) the
defective warning made the product unreasonably dangerous; and (3) the inadequate labeling
proximately caused the claimed injury.” Moore v. C.R. Bard, Inc., 217 F. Supp. 3d 990, 995
(E.D. Tenn. 2016); Barnes v. Kerr Corp., 418 F.3d 583, 590 (6th Cir. 2005).
1.
Plaintiff Did Not Overcome The Statutory Presumption That
AndroGel Is Not “Unreasonably Dangerous”
All of Plaintiff’s claims are governed by the Tennessee Products Liability Act (“TPLA”).
See, e.g., T.C.A. § 29-28-102(6); Strayhorn v. Wyeth Pharm., Inc., 737 F.3d 378, 401 (6th Cir.
1
2013) (TPLA governs “regardless of the legal theory advanced”); Privette v. CSX Transp., Inc.,
79 F. App’x 879, 890 (6th Cir. 2003) (TPLA “exclusive and preemptive”). With respect to his
failure-to-warn claim, the TPLA requires Plaintiff to prove that AndroGel was “defective” or
“unreasonably dangerous.” See T.C.A. § 29-28-105(a).
Plaintiff did not attempt to prove that AndroGel was “defective,” which would have
required evidence or testimony that AndroGel was “unsafe for normal or anticipatable handling
and consumption.” T.C.A. § 29-28-102(2). Plaintiff chose not to pursue a “defect” theory at
trial—he presented no evidence or testimony that AndroGel was unsafe for normal consumption.
Instead, Plaintiff’s failure-to-warn claim rests solely on his contention that AndroGel was
“unreasonably dangerous.” The TPLA defines a product as “unreasonably dangerous” if it (A) is
“dangerous to an extent beyond that which would be contemplated by the ordinary consumer
who purchases it, with the ordinary knowledge common to the community as to its
characteristics,” or (B) “would not be put on the market by a reasonably prudent manufacturer or
seller.” T.C.A. § 29-28-102(8); Moore, 217 F. Supp. at 994. The determination of whether a
product is “unreasonably dangerous” must consider customary manufacturing practices “by other
manufacturers … of similar products.” T.C.A. § 29-28-105(b).
The TPLA establishes a rebuttable presumption that a product is not unreasonably
dangerous if the manufacturer complied with applicable regulations. See T.C.A. § 29-28-104(a);
Frausto v. Cooper Tire & Rubber Co., 2014 WL 581724, at *2 (M.D. Tenn. Feb. 13, 2014).
That presumption “was designed to give refuge to the manufacturer who is operating in good
faith and [in] compliance of what the law requires him to do.” Flax v. DaimlerChrysler Corp.,
272 S.W.3d 521, 536 (Tenn. 2008) (citation and internal quotation marks omitted).
Here, AbbVie is entitled to the presumption because it complied with all applicable FDA
regulations: the FDA approved AndroGel as safe and effective (Tr. 713:11–21; 715:2–6); the
2
FDA approved the AndroGel labeling at issue (Tr. 715:2–6; 880:19–21); and the FDA reviewed
and approved AbbVie’s advertisements for AndroGel (see, e.g., Tr. 809:25–811:7; 865:13–16;
867:11–13; 869:2–10; 889:22–890:1). This evidence is not contested. Dr. Kessler declined to
opine that any of AbbVie’s conduct violated FDA regulations, and no other qualified expert
testified otherwise. (Tr. 798:15–23; 799:12–20). AbbVie is thus entitled to the presumption that
AndroGel is not unreasonably dangerous. See, e.g., Goins v. Clorox Co., 926 F.2d 559, 562 (6th
Cir. 1991) (finding manufacturers entitled to rebuttable presumption where there was
uncontroverted testimony that, inter alia, “the warning . . . had been approved by the EPA, and
was in full compliance with all applicable federal standards”); Gentry v. Hershey Co., 687 F.
Supp. 2d 711, 718 (M.D. Tenn. 2010) (finding presumption applicable where there was “no
evidence that Hershey failed to comply with” regulations).
Plaintiff failed to rebut the TPLA’s presumption. Plaintiff testified to his own
expectations, but presented no evidence or testimony regarding “ordinary” consumer
expectations based on common knowledge, nor any evidence or testimony asserting that a
prudent manufacturer would not have “put [AndroGel] on the market,” nor that AbbVie’s
manufacturing or labeling for AndroGel differed from those of any other TRT manufacturer. Dr.
Ardehali admitted that his opinions about the adequacy of the AndroGel labeling warning are
directly at odds with the FDA’s. (Tr. 1484:13–22 (“I disagree with the FDA.”).) And although
Dr. Kessler opined that a prudent manufacturer would not have marketed AndroGel as AbbVie
did (Tr. 740:20–741:3; 745:25–746:9; 790:21–24), he offered no opinion whatsoever that the
FDA-approved warnings in the AndroGel labeling were inadequate. Dr. Pence admitted that the
AndroGel label contained warnings about heart attacks. (Tr. 2442:15–2444:2.) Moreover, the
uncontroverted evidence demonstrates that AndroGel had essentially the same labeling and
chemical composition as the entire class of TRT drugs. (Tr. 721:8–14; 722:16–21; 756:16–22.)
3
Judgment as a matter of law is accordingly warranted on Plaintiff’s strict liability and
negligence claims. See, e.g., Johnson v. Volvo Truck Corp., 2010 WL 55317, at *6 (E.D. Tenn.
Jan. 4, 2010) (granting summary judgment and finding no expert “can confirm that a specific
defect or unreasonably dangerous condition existed”); Kibbler v. Richards Med. Co., 1992 WL
233027, at *3 (Tenn. Ct. App. Sept. 23, 1992) (“In light of the absence of expert testimony that
the product was either defective or unreasonably dangerous, the trial court properly directed a
verdict for defendant.”).
2.
Plaintiff Failed to Present Substantial Evidence That Any Lack of
Warning Caused His Heart Attack
Even if Plaintiff had demonstrated that AndroGel’s labeling rendered it “unreasonably
dangerous,” he failed to present substantial evidence that any additional warning would have
prevented his heart attack.
Tennessee recognizes the “independent knowledge” defense, which provides that a
plaintiff cannot prevail on a failure-to-warn theory if his physician was independently aware of
the risk at issue, irrespective of whether the defendant warned of it. See, e.g., Harden v. Danek
Med., Inc., 985 S.W.2d 449, 451 (Tenn. Ct. App. 1998) (observing that failure to warn claim
pertains to risks “not otherwise known to the physician” and that “the learned intermediary
doctrine may shield a manufacturer from liability when the physician was independently aware
of the risks”); Collins v. Danek Med., Inc., 1999 WL 644813, at *9 (W.D. Tenn. Mar. 23, 1999)
(“[T]he product manufacturer will not be liable if the plaintiff’s physician independently knew of
the risks . . . . [here] it is clear that Dr. Wood was independently aware[.]”); King v. Danek Med.,
Inc., 37 S.W.3d 429, 453 (Tenn. Ct. App. 2000) (“[Plaintiffs] failed to establish that the
defendants’ alleged failure to warn was the proximate cause . . . . [Their] physicians were well
experienced in the use of internal fixation devices . . . . [and] relied upon their own knowledge
4
and judgment.”); Ball v. Mallinkrodt Chem. Works, 381 S.W.2d 563, 568 (Tenn. Ct. App. 1964)
(affirming refusal to submit failure-to-warn claim to jury because the doctor was aware of the
product’s toxicity and had relied on his own experience in choosing to use it).
Here, Dr. Overby admits that when he prescribed AndroGel for Plaintiff, he already was
aware of possible cardiovascular concerns associated with AndroGel. He testified that at the
time of Plaintiff’s prescription, it was “routine” for him to monitor patients’ blood counts for
increased risk for serum viscosity, and he explained why: “And the reason that I do that,
though, is myocardial infarction, stroke. Even at that time, raising the red blood cell mass was
known to be a risk with testosterone therapy.” (Overby 175:1–10.) Consistent with that, Dr.
Overby testified that even “back then” it was his “typical practice” to “check the complete blood
count to make sure [the patients] were not having an increase [in] red blood cell mass” when he
was measuring testosterone levels. (Id. 96:10–19.)
Furthermore, no reasonable jury could find that Dr. Overby was unaware of TRT’s
possible cardiovascular risk at the time of Plaintiff’s prescription given that Dr. Overby admits
he may have even discussed such risks with Plaintiff at the time—something that would have
been impossible if Dr. Overby had been unaware of the alleged risk at issue. When asked to
confirm that he “could not have” had such a discussion with Plaintiff in 2010, Dr. Overby
responded: “We could have had the discussion . . . . [A]t that point for sure, I was discussing the
risk of increased hematopoiesis and release of red blood cells . . . . So indirectly there would be
always the risk for heart attack even before the FDA warning of that . . . that’s something we
were always following.” (Id. 138:18–139:17 (emphases added); id. 197:8–17 (providing
substantially the same answer to the same question); see also id. 1626:22–24 (Plaintiff
acknowledging that he and Dr. Overby may have discussed risks).)
5
Under the “independent knowledge” doctrine, Dr. Overby’s admissions that he was
aware of “myocardial infarction” risks and elevated red blood cell counts associated with TRT
“[e]ven at that time” of Plaintiff’s prescription are fatal to Plaintiff’s failure-to-warn claim.1 See
Harden, 985 S.W.2d at 451; Collins, 1999 WL 644813, at *9; King, 37 S.W.3d at 453; Ball, 381
S.W.2d at 568.
Plaintiff’s admissions likewise make clear that he would not have read (and therefore
could not have heeded) any additional warning of risk in the AndroGel labeling. He testified that
although he received the AndroGel labeling, he did not read it (Tr. 1592:22–1593:3; 1623:9–22
(Q: “Did you read the label, Mr. Konrad?” . . . . A: “I did not read the entire label document.” Q:
“You didn't read any of the label, did you?” A: “Not that I can recall.” Q: “So no matter what
the label said, you wouldn't have seen it, right?” A: “I saw it. I didn't read it.”) (emphasis
added).) He stated it was not his “practice” to “read the risks information in the label or the
brochure of the medications [he was] taking,” and he instead “go[es] to the doctor” for that
information. (See Tr. 1626:13–18.) He also admitted that he took AndroGel despite it warning
of an increased risk of prostate cancer, even though he has a history of prostate cancer in his
family and his father passed away from the disease. (Tr. 1624:11–1625:5; 1639:18–20.)2
1
Moreover, that Dr. Overby prescribed Plaintiff AndroGel despite its stated prostate cancer risk and with
the knowledge of Plaintiff’s family history of prostate cancer further demonstrates that he would not have
declined to prescribe AndroGel for Plaintiff had it included language regarding uncertain cardiovascular
risk. (See Tr. 1639:25–1640:2.) To this day, even after the label now warns of a possible cardiovascular
risk, Dr. Overby continues to prescribe TRTs for his patients. (Overby 113:9–12; 125:11–14.) He
essentially admitted that from his standpoint, the new warning makes little difference in his prescribing
assessments. (Id. 131:7–20 (“It is not necessarily that I am fearful of using the prescription. I’ve always
screened the patient appropriately.”).)
2
Plaintiff’s “failure to test” theory is subsumed under his warning claim, which fails for the reasons
discussed above. Rodriguez v. Stryker Corp., 2011 WL 31462, at *9 (M.D. Tenn. Jan. 5, 2011) (“[T]here
is no broadly recognized ‘duty to test’ in Tennessee.”), aff’d, 680 F.3d 568, 574 (6th Cir. 2012) (“This
argument collapses into the failure-to-warn claim.”).
6
B.
PLAINTIFF FAILED TO PRESENT SUBSTANTIAL EVIDENCE THAT
ABBVIE MADE A FALSE STATEMENT OF MATERIAL FACT, OR
THAT ANY SUCH STATEMENT CAUSED HIS HEART ATTACK
1.
No False Statement
Plaintiff’s misrepresentation concerning a product claim and intentional
misrepresentation claim require Plaintiff to prove, among other things, that AbbVie made a false
statement of material fact. See, e.g., Ford Motor Co. v. Lonon, 398 S.W.2d 240, 247 (1966)
(citing Restatement (2d) of Torts § 402B, Cmt. (g)), abrogated on other grounds, 821 S.W.2d
925 (Tenn. 1991); T.P.I.-Civil 10.18, Cmt.; Hodge v. Craig, 382 S.W.3d 325, 343 (Tenn. 2012);
Walker v. Sunrise Pontiac-GMC Truck, Inc., 249 S.W.3d 301, 311 (Tenn. 2008); Kelly v.
Nordyne, Inc., 2008 WL 11342578, at *5 (E.D. Tenn. Sept. 8, 2008).
Throughout the entirety of his direct and cross examinations, Dr. Kessler did not identify
any false statement of material fact in AbbVie’s advertising. This is a dispositive failure of
proof. See, e.g., In re Fosamax Prod. Liab. Litig., 924 F. Supp. 2d 477, 489 (S.D.N.Y. 2013)
(“Plaintiff has failed to show that Merck’s statement that Fosamax is ‘safe and effective for the
treatment of osteoporosis and Paget’s disease’ is false.”).
To be sure, Dr. Kessler opined “[t]hat it would be false or misleading to market and
promote AndroGel for these non-approved indications because it would imply that safety and
efficacy were established,” and that “the marketing for symptoms . . . was false and misleading
because it implies that the drug is safe and effective for those uses.” (Tr. 766:8–11; 791:8–12)
(emphases added). An implication, however, does not satisfy the requirement of a false
representation. See, e.g., Ritter v. Custom Chemicides, Inc., 912 S.W.2d 128, 131 (Tenn. 1995)
(“There is no . . . assertion that information supplied was false . . . . Advertisements and even
direct statements that the product was ‘effective’ does not constitute proof that the defendant
supplied false information.”); Mutuelle Generale Francaise Vie v. Life Assur. Co. of
7
Pennsylvania, 688 F. Supp. 386, 395 (N.D. Ill. 1988) (in context of fraud claim, observing that
plaintiff “provided no case support for such ‘implicit’ representations being actionable in tort”);
Hollymatic Corp. v. Holly Sys., Inc., 620 F. Supp. 1366, 1370 (N.D. Ill. 1985) (“[W]e hold that
the threshold for bringing a fraud action under the scheme or device exception is not met where
the claimant alleges no more than an implied promise or representation as the predicate for
fraud.”); Yanase v. Auto. Club of So. Cal., 260 Cal. Rptr. 513, 516 (Cal. Ct. App. 1989) (in
evaluating a negligent misrepresentation tort requiring a “positive assertion,” court found “the
doctrine does not apply to implied representations”).3 Because AbbVie never stated, in any of its
advertisements, that AndroGel had been approved as safe and effective for age-related
hypogonadism, symptoms of aging, and/or andropause—and because Plaintiff failed to identify
any such statements—AbbVie did not make any false representations.
Even if an implication were actionable in a misrepresentation tort, Dr. Kessler admitted
that the “Low T” and “low testosterone” language in the brochure that Plaintiff received was not
misleading or problematic (Tr. 883:8–13); that the description of the AndroGel indication in the
brochure Plaintiff received was not misleading or problematic (Tr. 881:2–10); that the
descriptions of symptoms that Dr. Kessler calls “implied benefits” in the “Shadow” ad that
Plaintiff saw were also found in the FDA-approved labeling and Medication Guide (Tr. 814:14–
815:6; 816:15–817:16; 880:18–21); and that the FDA-approved Medication Guide also stated
that “AndroGel is used to treat adults who have low or no testosterone” (Tr. 877:2–6).
3
This distinction has been routinely recognized in the context of statutes requiring a “false statement.”
See, e.g., United States v. Miller, 734 F.3d 530, 543 (6th Cir. 2013) (in prosecution requiring “false
statement” to bank, court observed that statute “‘does not generally cover misleading statements’” nor
“implied representations”); United States v. Krilich, 159 F.3d 1020, 1029 (7th Cir. 1998) (observing that
under the Supreme Court precedent, “a misleading implication differs from a false statement,” and finding
that defendant did not benefit from principle because case involved “literally false statements”).
8
Dr. Kessler further admitted that the FDA reviewed ads that said “some men have low
testosterone” (Tr. 811:8–23); ads referring to “Low T” (Tr. 865:21–866:22); and ads containing
language regarding symptoms (Tr. 865:21–866:22 (FDA reviewed ad that said “losing energy,”
“moody,” and “all the symptoms,” yet only provided unrelated comments).) Dr. Kessler further
admitted that overall, the FDA reviewed and never criticized AbbVie’s branded ads (see, e.g.,
890:7–12; 897:4–9); the FDA never commenced an enforcement action against AbbVie with
respect to ads (Tr. 900:3–17); and the FDA never sent AbbVie a warning letter with respect to
unbranded ads (Tr. 893:4–7; see also 828:23–829:2 (Kessler acknowledging the “low T shadow
ad” was “well known to the FDA”)).
2.
No Reliance on Any Misrepresentation
Had Plaintiff identified a false representation of a material fact, he would still need to
demonstrate that he justifiably relied on the representation and that such reliance caused his heart
attack. See Tr. 154:8–25; 155:11–156:1; T.P.I.-Civil 8.36, 10.18; Ford Motor, 398 S.W.2d at
250; Holt v. Am. Progressive Life Ins. Co., 731 S.W.2d 923, 927 (Tenn. Ct. App. 1987) (damage
must result “from a justifiable reliance”); Sec. Fed. Sav. & Loan Ass'n of Nashville v. Riviera,
Ltd., 856 S.W.2d 709, 712–13 (Tenn. Ct. App. 1992) (finding reliance was not reasonable where
individual relied on representations regarding property value even though he was well informed,
sophisticated, and “actually warned”). He did not do so.
For his part, Mr. Konrad admits that he did not ask his doctor about AndroGel
specifically and indeed, that he never knew anything about or even heard of AndroGel before it
was prescribed for him. (Tr. 1616:7–13.) Mr. Konrad has thus necessarily conceded that he did
not rely on any company representations about AndroGel whatsoever. With respect to
unbranded materials, Mr. Konrad admits that he has no memory of ever filling out an ADAM
questionnaire (Tr. 1616:14–1619:19), and that he has never visited the isitlowt.com website (Tr.
9
1619:20–23). Mr. Konrad does claim that he was influenced by an unbranded “shadow ad,” but
as discussed above, his expert conceded that the “Low T” language and supposed “implied
benefits” were included in materials reviewed and approved by the FDA, and thus they were
neither false nor misleading. Supra pp. 8–9. Mr. Konrad admits that he relied on his
physician—not AbbVie advertisements—to start taking AndroGel. (Tr. 1602:25–1603:4 (Q:
“And you trusted Dr. Overby?” A: “Yes, I did.” Q: “[Y]ou trusted him to weigh the risks and
benefits of medications before prescribing them to you, right?” A: “Yes.”); 1587:25–1588:16
(“[Dr. Overby] recommended that we take a blood test and to test my testosterone level . . . . I
believe [he performed] a CT scan and a vein scan, kind of like an echocardiogram, but also did
like an ultrasound . . . . [He later] told me that I had low T, and he gave me a prescription for
AndroGel.”); Tr. 1589:2–6 (“He said that I had low testosterone reading . . . . He gave me the
pamphlet.”).) Finally, Plaintiff does not recall Dr. Overby ever telling him that he had agerelated hypogonadism, which further undermines any claim that he relied on purported
representations regarding age-related hypogonadism. (Tr. 1622:25–1623:8; see also Overby Tr.
172:8–19 (Dr. Overby diagnosed Plaintiff with secondary hypogonadism); id. 172:20–173:1 (Dr.
Overby testifying he believed Plaintiff’s secondary hypogonadism was manifestation of
metabolic syndrome).)
Plaintiff also failed to present substantial evidence that Dr. Overby relied on any
misrepresentation made by AbbVie. Quite the opposite, Dr. Overby’s admissions make clear
that he made an independent medical judgment and was not swayed by any marketing materials,
branded or unbranded:
He testified that an AndroGel sales representative visited his office every other month at
the time of Plaintiff’s prescription, and yet he does not recall “anything” about their
presentations. (Overby 117:14–18.)
10
He is unfamiliar with any AndroGel marketing campaign. (Id. 120:12–16; 120:24–121:2
(“I don’t watch TV . . . I don’t see the commercials.”).)
He did not receive “questionnaires” in 2010. (Id. 122:18–123:6.)
He already had ample experience prescribing TRTs. (Id. 85:22–86:2 (Q. “How often did
you prescribe testosterone replacement therapy, to the best of your recollection?” A. “I
wouldn’t say daily, but I would say three or four times a week.”); 86:4–10 (Q. “How long
have you been prescribing [TRT]?” “A. For 16 years, since 2000 . . . since 1997, as a
resident.”).)
He relied on his own independent judgment and experience to prescribe AndroGel for
Plaintiff, after a thorough workup. (See id. 103:4–9 (Q. “[Y]ou would use [prescribing
data] in counseling your patients as to . . . the risks and benefits of the drug?” A. “In
addition to my experience clinically, yes.”); 131:20–24 (“As far as Mr. Konrad is
concerned, I don't think you could have a more clear workup as he had had . . . as far as
screening in the workup.”) (emphasis added); 136:20–137:4 (Q. “Prior to prescribing
AndroGel, you performed what you determined were the appropriate blood tests first.
Correct?” A. “Correct.” Q. “And was it your medical opinion at the time that Mr.
Konrad’s testosterone was in a range where you felt it was proper to prescribe
AndroGel?” A. “Yes.”); 156:20–157:1 (Q. “Have you ever made . . . a decision to
prescribe a medication based entirely on the recommendations of a pharmaceutical
representative or information that you obtained from a pharmaceutical company?” A.
“No.”); 168:17–169:24 (Q. “[D]id you make a professional judgment at that time about
whether or not it was a good treatment option for him to go on AndroGel?” A. “I did.”).)
He felt more comfortable prescribing AndroGel to Plaintiff than he did to most patients,
even today. (Id. 173:2–174:5.)
11
Dr. Overby admitted that he was not motivated by any misconception about age-related
hypogonadism by stating that he understood patients should not necessarily be treated for
age-related declines in testosterone. (Id. 91:1–4 (“And you do have to counsel the
patient. You are going to expect some change with age, and you don't necessarily need to
treat something that is just a number.”); see also id. 199:21–200:4 (expressing
understanding that patients should not be treated with testosterone just because they are
getting older).)
Plaintiff failed to present substantial evidence of reliance, and accordingly AbbVie is
entitled to judgment as a matter of law on Plaintiff’s misrepresentation claims. See, e.g., In re
Neurontin Mktg., Sales Practices & Prod. Liab. Litig., 618 F. Supp. 2d 96, 112 (D. Mass. 2009)
(dismissing “all fraud claims alleging affirmative misrepresentations or a suppression of
information as part of a national marketing campaign because there is no allegation of reliance
on specific statements or misrepresentations”).
3.
No Fraudulent Concealment
Plaintiff also cannot prevail under a misrepresentation theory framed as fraudulent
concealment. First, AbbVie maintains that Plaintiff should not be able to proceed under three
separate, duplicative misrepresentation claims, all of which are subsumed under the TPLA.4
Second, even considering the concealment claim in isolation, under Tennessee law “[t]he duty to
4
The TPLA is the exclusive remedy for products liability claims in Tennessee, and accordingly, Plaintiff
only has a single cause of action under that statute. See, e.g., Strayhorn, 737 F.3d at 401; Privette, 79 F.
App’x at 890; Meadow v. Nibco, Inc., 2016 WL 2986350, at *1–2 (M.D. Tenn. May 24, 2016)
(dismissing “various theories” and requiring “single TPLA claim”); Adkins v. Nestle Purina PetCare Co.,
973 F. Supp. 2d 905, 918 (N.D. Ill. 2013) (dismissing common law product liability claims because the
TPLA “is the exclusive avenue” under Tennessee law); Rural Developments, LLC v. Tucker, 2009 WL
112541, at *9 (Tenn. Ct. App. Jan. 14, 2009) (holding that two causes of action based on “the same
lynchpin theory of liability” were “duplicitous” [sic] and affirming dismissal of one) (citing 61A Am. Jur.
2d Pleading § 53); Daly v. Wacker-Chemie AG, 2014 WL 3810595, at *11 (E.D. Tenn. Aug. 1, 2014)
(dismissing “duplicative” fraudulent concealment claim based on “the same facts” underlying
misrepresentation claim). AbbVie respectfully submits that it would be erroneous and prejudicial to ask
the jurors to decide three separate claims for misrepresentation, all of which are subsumed by the TPLA.
12
disclose arises in three distinct circumstances: (1) where there is a previous definite fiduciary
relation between the parties, (2) where it appears one or each of the parties to the contract
expressly reposes a trust and confidence in the other, and (3) where the contract or transaction is
intrinsically fiduciary and calls for perfect good faith.” Shah v. Racetrac Petroleum Co., 338
F.3d 557, 571 (6th Cir. 2003) (quoting Domestic Sewing Mach. Co. v. Jackson, 83 Tenn. 418,
425 (1885) (internal quotation marks omitted); Huddleston v. Harper, 2015 WL 3964791, at
*4–5 (Tenn. Ct. App. June 30, 2015).
None of those three enumerated circumstances are presented: there is no fiduciary,
contractual, nor confidential relationship between AbbVie and Plaintiff. Thus, as a matter of
law, the fraudulent concealment claim is not viable. See, e.g., Mills v. Bluecross Blueshield of
Tennessee, 2017 WL 78488, at *5 (E.D. Tenn. Jan. 9, 2017) (no viable fraudulent concealment
claim where none of three enumerated scenarios present); Morgan v. Brush Wellman, Inc., 165
F. Supp. 2d 704, 721–22 (E.D. Tenn. 2001) (holding in context of product liability case that
plaintiffs could not pursue fraudulent concealment claim against chemical manufacturer because
none of the Domestic Sewing circumstances applied); McConkey v. McGhan Med. Corp., 144 F.
Supp. 2d 958, 965–66 (E.D. Tenn. 2000) (in product liability action brought by patients against
implant manufacturer, finding fraudulent concealment claim not viable based on absence of
fiduciary or contractual relationship).5
If the theory were viable, Plaintiff would still have to demonstrate that AbbVie actively
concealed a material fact and did so with the intention of deceiving Plaintiff. See Tr. 156:8–21;
5
Some courts have predicted that the Tennessee Supreme Court would expand fraudulent concealment
claims to the product liability context. See, e.g., Smith v. Pfizer Inc., 688 F. Supp. 2d 735, 753 (M.D.
Tenn. 2010). By contrast, when the Sixth Circuit evaluated whether to expand fraudulent concealment
beyond the three circumstances set forth in Domestic Sewing, it declined: “Despite a few outliers, federal
courts considering fraudulent concealment under Tennessee law have made clear that Domestic Sewing is
the governing law . . . . We decline to anticipate that the Tennessee Supreme Court would extend the
Simmons and Lonning cases to the context of a franchise dispute.” Shah, 338 F.3d at 571–72, n.9.
13
Leeper v. Cook, 688 S.W.2d 94, 96 (Tenn. Ct. App. 1985) (“[T]here must be something more
than mere silence, or a mere failure to disclose known facts. There must be a concealment, and
the silence must amount to fraud.”) (quoting Patten v. Standard Oil Co., 165 Tenn. 438, 443, 55
S.W.2d 759 (Tenn. 1933)). Plaintiff did not present substantial affirmative evidence of active
concealment of information with an intent to deceive. Dr. Kessler specifically testified that he
was not opining on AbbVie’s subjective intent, and Plaintiff failed to present any qualified
testimony that would satisfy the intent requirement. (Tr. 801:8–12.).
The fraudulent concealment claim also fails for the same reliance and causation issues
discussed with respect to Plaintiff’s other misrepresentation theories. See Bearden v. Honeywell
Int'l, Inc., 2010 WL 1223936, at *5 (M.D. Tenn. Mar. 24, 2010) (dismissing fraudulent
concealment claim where plaintiff failed to point to particular facts indicating he read and relied
upon materials with purported omissions).
C.
PLAINTIFF FAILED TO PRESENT SUBSTANTIAL EVIDENCE THAT
PLAINTIFF WOULD NOT HAVE HAD A HEART ATTACK BUT-FOR
ANDROGEL
Under the TPLA, an “essential element” of all of Plaintiff’s claims is that AndroGel was
a but-for and proximate cause of his heart attack. T.C.A. § 29-28-105(a); Sanford v. L’Oreal
USA S/D, Inc., 2017 WL 2376922, at *2 (M.D. Tenn. June 1, 2017); Strayhorn, 737 F.3d at 401;
Sigler v. Am. Honda Motor Co., 532 F.3d 469, 483 (6th Cir. 2008); Tr. 156:23–157:1; Moore,
217 F. Supp. 3d at 994–95.
Plaintiff’s specific causation expert, Dr. Cuculich, failed to opine that Plaintiff’s heart
attack would not have occurred but-for his use of AndroGel. Cf. Tr. 165:2–3.6 Indeed, Plaintiff
6
Dr. Cuculich instead opined about whether AndroGel was a “substantial factor” in bringing about
Plaintiff’s heart attack, which only goes toward the legal cause element: “AbbVie’s product or conduct
was a legal cause of Mr. Konrad’s heart attack if it was a substantial factor in bringing about the heart
attack and the heart attack could have been reasonably foreseen or anticipated by a person of ordinary
14
failed to present any expert testimony whatsoever asserting that AndroGel was the but-for cause
of his heart attack. Plaintiff has accordingly failed to prove the essential element that “without
[AndroGel], his heart attack would not have occurred.” Tr. 157:2–5 (emphasis added)); T.P.I.Civil 3.21; Hale v. Ostrow, 166 S.W.3d 713, 718 (Tenn. 2005) (“[W]e must ask whether the
plaintiff’s injury would have happened ‘but for’ the defendants’ act.”). Dr. Cuculich also admits
that a critical aspect of his opinion—the size of Plaintiff’s plaque—is an assumption that he
made. (Tr. 1782:10–14; see also Harrison v. Addington, 955 N.E.2d 700 (Ill. App. Ct. 2011)
(mere “speculation” or “conjecture” cannot create a fact issue).) Finally, Dr. Cuculich admits
that based on Plaintiff’s prescription supply, it would have been physically impossible for
Plaintiff to have taken the full prescribed dose of AndroGel consistently for the entire six-week
period he claims to have used it. (Tr. 1800:13–1802:17; see also Tr. 1627:4–22 (Plaintiff failing
to explain same issue).) That is a dispositive admission because Plaintiff presented no evidence
whatsoever that AndroGel can cause heart attacks in patients who, like Plaintiff, used AndroGel
intermittently.
Plaintiff’s general causation expert, Dr. Ardehali, admits that there is no clinical or
epidemiological study demonstrating an increased risk of cardiovascular events for men under 60
(Tr. 1543:19–1544:4); that, in fact, the only study that specifically looked at people under 55
found no statistically significant association (Tr. 1543:12–21); and that there is no study
examining a two-month duration of testosterone use (Tr. 1551:15–18).
intelligence and care.” Tr. 157:8–12; T.P.I.-Civil 3.22; McClenahan v. Cooley, 806 S.W.2d 767, 775
(Tenn. 1991).
15
D.
PLAINTIFF FAILED TO PRESENT SUBSTANTIAL EVIDENCE IN
SUPPORT OF COMPENSATORY OR PUNITIVE DAMAGES
1.
Compensatory Damages
Plaintiff has the burden of proving compensatory damages. Cone v. Hankook Tire Co.,
Ltd., 2017 WL 401795, at *2 (W.D. Tenn. Jan. 25, 2017) (citing Inman v. Union Planters Nat’l
Bank, 634 S.W.2d 270, 272 (Tenn. Ct. App. 1982)). Tennessee courts require an expert opinion
that the amount of claimed medical expenses is “reasonable and necessary.” Stricklan v.
Patterson, 2008 WL 4791485, at *4 (Tenn. Ct. App. Nov. 4, 2008) (“An injured plaintiff can
recover for reasonable and necessary medical expenses associated with the treatment of the
injury. However, in order to recover for these expenses, expert opinion must be offered
regarding the reasonableness and necessity of the physician's services and charges.”); Borner v.
Autry, 284 S.W.3d 216, 218 (Tenn. 2009) (“In all but the most obvious and routine cases,
plaintiffs must present competent expert testimony to meet this burden of proof.”).
Although Dr. Cuculich testified that he believed Plaintiff’s “treatment” was reasonable
and necessary (Tr. 1666:21–1667:1), Plaintiff presented no expert testimony that the amount of
his medical expenses was reasonable and necessary, and accordingly he has failed to satisfy his
burden of proof. See, e.g., Stricklan, 2008 WL 4791485, at *4 (“[T]o recover for these expenses,
expert opinion must be offered regarding the reasonableness and necessity of the physician’s
services and charges”); Jackson v. Sunkenberg, 2000 WL 66045, at *2 (Tenn. Ct. App. Jan. 27,
2000) (“plaintiff must present expert medical testimony regarding the reasonableness and
necessity of those charges”) (emphases added). Even where the necessity of treatment is not
disputed, that does not entitle a plaintiff to unlimited medical expenses; instead, he must provide
expert testimony that the particular expenses he seeks were reasonable. See, e.g., Stricklan, 2008
WL 4791485 at *4 (upholding award where expert “went through the bills … and discussed in
16
detail the expenses”). Because Plaintiff failed to offer expert testimony justifying the specific
expenses for which he seeks reimbursement, he has failed to meet his burden of proof that those
charges were “reasonable and necessary.”7
2.
Punitive Damages
Under Illinois law, punitive damages may be awarded only for conduct “committed with
fraud, actual malice, deliberate violence or oppression, or when the defendant acts willfully, or
with such gross negligence as to indicate a wanton disregard of the rights of others.” See Loitz v.
Remington Arms Co., 563 N.E.2d 397, 402 (Ill. 1990) (citation omitted); Home Sav. & Loan
Ass'n of Joliet v. Schneider, 483 N.E.2d 1225, 1228 (Ill. 1985) (punitive damages allowed only
“where the fraud is gross, or the case presents other extraordinary or exceptional circumstances
clearly showing malice and willfulness.”).8 The conduct must involve “some element of outrage
similar to that usually found in crime,” which is to say conduct done “with an evil motive” or
“with reckless indifference to the rights of others.” Loitz, 563 N.E.2d at 402. Where the
evidence establishes only “garden variety fraud,” the Seventh Circuit has held that under Illinois
law, the question of punitive damages “is not even submitted to the jury.” Roboserve, Inc. v.
Kato Kagaku Co., 78 F.3d 266, 276 (7th Cir. 1996). Illinois courts are particularly skeptical of
punitive damages in the products liability context. In such actions, the plaintiff must
7
Without compensatory damages, Plaintiff cannot prevail on any claim. See, e.g., Strange v. Collins,
2007 WL 1412541, at *2 (C.D. Ill. May 7, 2007) (“[B]ecause damages are an essential element of a tort
claim, the finding of zero damages means that plaintiffs failed to meet their burden of proof. The
Judgment on the defamation claim must be vacated and an amended judgment must be entered, showing
judgment as a matter of law in favor of defendant and against plaintiffs.”); Ira Green, Inc. v. Military
Sales & Serv. Co., 2013 WL 5912525, at *2 (D.R.I. Oct. 16, 2013) (entering judgment in favor of
defendant where jury found liability but no damages).
8
Because this Court ruled that Illinois law governs punitive damages, AbbVie argues this issue under
Illinois law. AbbVie maintains that under Illinois conflict-of-law principles, the law of the place of a
plaintiff’s residence and injury applies—here, Tennessee. Townsend v. Sears, Roebuck & Co., 879
N.E.2d 893, 908–09 (Ill. 2007). Tennessee law prohibits punitive damages if a defendant substantially
complied with applicable regulations, and imposes a monetary cap. See T.C.A. § 29-39-104(a)(5), (e).
AbbVie submits these rules should apply.
17
demonstrate that the defendant acted “with flagrant indifference to the public safety.” Moore v.
Remington Arms Co., 427 N.E.2d 608, 615–18 (Ill. App. Ct. 1981). Plaintiff must show the
manufacturer had “knowledge of the unreasonably dangerous condition,” and “knowledge or
notice that this condition is likely to cause injury.” See Kopczick v. Hobart Corp., 721 N.E.2d
769, 775–76 (Ill. App. Ct. 1999).
Here, Plaintiff has not presented substantial evidence that AbbVie acted with a “flagrant
indifference to the public safety.” Plaintiff’s case rests upon a still-debated (and dubious)
scientific claim that AndroGel increases the risk of heart attack. The very existence of such a
debate forecloses a finding that AbbVie flagrantly disregarded a known risk likely to cause
injury. See Fornoff v. Parke Davis & Co., 105 Ill. App. 3d 681, 693 (1982) (applying Illinois
law to find no reckless disregard for safety and noting in part that “[t]he evidence showed that at
least two studies questioned the use of pitocin orally” but “[o]ther studies disputed such findings
as did all of defendant's experts”).9 “It is not enough that the manufacturer perceive in a product
some possible risk.” See, e.g., Mosser v. Fruehauf Corp., 940 F.2d 77, 85 (4th Cir. 1991)
(applying West Virginia law consistent with “the common law as expressed generally by the
Restatement”); Proffer v. Six Flags Great Am., Inc., 2000 WL 1741924, at *5–7 (N.D. Ill. Nov.
22, 2000) (finding punitive damages unavailable under Illinois law where defendant did not have
knowledge of any “obvious” danger). Additionally, AbbVie consistently provided safety
information regarding cardiovascular risks to the FDA, and it complied with all applicable safety
9
See also Satcher v. Honda Motor Co., 52 F.3d 1311, 1316 (5th Cir. 1995) (applying Mississippi law and
finding no entitlement to punitive damages where, in part, “there is a genuine dispute in the scientific
community”); Berroyer v. Hertz, 672 F.2d 334, 342 (3d Cir. 1982) (applying Virgin Islands law, which
has adopted the “common law, as expressed in the restatements,” and reversing punitive damages award
in light of the “difference of medical opinion” among experts “on the degree of cancer risk”); see also
McKee v. Moore, 648 P.2d 21, 24 (Okla. 1982) (applying Oklahoma law and finding manufacturer’s duty
to warn turns on what was known or knowable from “research, adverse reaction reports, scientific
literature and other available methods”).
18
regulations. This likewise precludes punitive damages, as it is well-settled that “compliance with
a statutory standard” typically “bar[s] liability for punitive damages.” See Prosser and Keeton on
Torts, § 36 at 233 n.41 (5th ed. 1984).10
Judgment as a matter of law should further be granted on the issue of punitive damages
because the evidence that Plaintiff relies upon in support of his claim has no “nexus” to his own
heart attack, which means any punitive damages award would be unconstitutional. See, e.g.,
Philip Morris USA v. Williams, 549 U.S. 346, 353 (2007) (holding that the “Due Process Clause
forbids a State to use a punitive damages award to punish a defendant for injury that it inflicts
upon nonparties”); BMW of N. Am., Inc. v. Gore, 517 U.S. 559, 585 (1996) (noting that punitive
damages award should be related “to the actual harm inflicted on the plaintiff”); State Farm Mut.
Auto Ins. v. Campbell, 538 U.S. 408, 422–23 (2003) (due process does not permit courts, in the
calculation of punitive damages, to adjudicate the merits of other parties’ hypothetical claims
against a defendant under the guise of the reprehensibility analysis.”). As explored above,
Plaintiff admits he never read the AndroGel labeling that he received, that he never even heard of
AndroGel when it was prescribed for him, and he does not recall ever being told he had agerelated hypogonadism. (Supra pp. 9–10; Tr. 1612:1–4; 1623:6–8.) Plaintiff’s doctor admits he
already was aware of and may have even discussed possible cardiovascular risks associated with
10
See, e.g., Satcher v. Honda Motor Co., 52 F.3d 1311, 1317 (5th Cir. 1995) (vacating punitive damages
award for failure to install leg guards in part because “no government or agency thereof has ever required
them”); Richards v. Michelin Tire Corp., 21 F.3d 1048, 1059 (11th Cir. 1994) (vacating punitive damages
award in part because “the record demonstrates that Appellant complied with all requisite Federal Motor
Vehicle Safety Standards”); Nader v. Allegheny Airlines, Inc., 626 F.2d 1031, 1035 (D.C. Cir. 1980)
(setting aside punitive damages award and finding that “[a]n airline may not be condemned as a wanton
wrongdoer for conforming to the standards set and the practices approved by the agency charged with the
duty of regulating it”); Taylor v. Mooney Aircraft Corp., 464 F. Supp. 2d 439, 448 (E.D. Pa. 2006)
(granting summary judgment to preclude punitive damages claim against aircraft manufacturer that
“complied with all applicable regulations” including “FAA airworthiness standards”), aff’d on other
grounds, 265 F. App’x 87 (3d Cir. 2008); Colombini v. Westchester Cty. Healthcare Corp., 808 N.Y.S.2d
705, 709 (N.Y. App. Div. 2005) (holding that manufacturer “established its entitlement to judgment as a
matter of law” on punitive damages in part because it provided an instruction manual with warnings “in
compliance with all applicable industry and regulatory standards”).
19
AndroGel at the time of Plaintiff’s prescription, that he never saw any AndroGel marketing
material, and that he did not make prescribing decisions based on sales and marketing materials.
(Supra pp. 10–11.) Any punitive damages award based on these essential components of
Plaintiff’s case would accordingly be unconstitutional. 11
CONCLUSION
For the foregoing reasons, AbbVie respectfully requests that the Court enter judgment in
AbbVie’s favor on Mr. Konrad’s claims.
Dated: October 3, 2017
Nathan E. Hoffman
Dechert LLP
35 W. Wacker Dr., Suite 3400
Chicago, IL 60601-1608
Tel: (312) 646-5800
nathan.hoffman@dechert.com
By: /s/ David M. Bernick
David M. Bernick
Paul, Weiss, Rifkind, Wharton &
Garrison LLP
1285 Avenue of the Americas
New York, NY 10019-6064
Tel: (212) 373-3000
dbernick@paulweiss.com
Hope S. Freiwald
Friedrich-Wilhelm W. Sachse
Michelle Hart Yeary
Dechert LLP
2929 Arch St., Cira Centre
Philadelphia, PA 19104-2808
Tel: (215) 994-4000
hope.freiwald@dechert.com
will.sachse@dechert.com
michelle.yeary@dechert.com
Counsel for AbbVie Inc.
Counsel for AbbVie Inc. and Abbott
Laboratories
11
Plaintiff’s failure to prove compensatory damages, supra 20–21, also necessarily means he is not
entitled to punitive damages. See Ball v. Overton Square, Inc., 731 S.W.2d 536, 539 (Tenn. Ct. App.
1987) (“actual, compensatory damages [are] a prerequisite to punitive damages”).
20
CERTIFICATE OF SERVICE
I, David Bernick, hereby certify that on October 3, 2017, the foregoing document was
filed via the Court’s CM/ECF system, which will automatically serve and send email notification
of such filing to all registered attorneys of record.
/s/ David Bernick
David Bernick
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