Stallings v. Lanson et al
Filing
80
MEMORANDUM Opinion and Order. Defendants' motion for summary judgment 64 is granted in its entirety. Plaintiff's "motion to respond/oppose to defendants' statement of facts according to Local rule 56.1" 73 , which the Cour t construes as a response to Defendants' summary judgment submissions rather than a substantive motion, is denied. The Clerk is directed to enter final judgment in favor of Defendants. Any future dates are stricken. This case is closed. Signed by the Honorable Jorge L. Alonso on 9/10/2018. Notices mailed by judge's staff (ntf, )
IN THE UNITED STATES DISTRICT COURT FOR THE
NORTHERN DISTRICT OF ILLINOIS
EASTERN DIVISION
Jasmon Stallings (B-83576),
Plaintiff,
v.
Lt. Best, et al.,
Defendants.
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Case No. 16 C 11063
Judge Jorge L. Alonso
MEMORANDUM OPINION AND ORDER
Plaintiff Jasmon Stallings, an Illinois prisoner, contends that he was deprived of due
process when, after a prison disciplinary committee found that he had violated prison rules
prohibiting contraband, he was confined for six months in segregation with rampant pests.
Defendants, the Illinois Department of Corrections committee members who presided over
Stallings’s hearing, have moved for summary judgment pursuant to Federal Rule of Civil
Procedure 56. Defendants’ motion [64], memorandum [65], Local Rule 56.1 statement [66], and
Local Rule 56.2 “Notice to Pro Se Litigant Opposing Motion for Summary Judgment” [67];
Stallings’s response (styled as a “motion to respond/oppose to defendants statement of facts
according to local rule 56.1”) [73]; Declaration [74]; and “statement of disputed factual issue”
[75]; and Defendants’ reply [76] and response to Stallings’s declaration [77] are before the
Court. For the reasons stated below, Defendants’ motion is granted.
I.
Northern District of Illinois Local Rule 56.1
Stallings is proceeding pro se. 1 Defendants thus served him with a “Notice to Pro Se
Litigant Opposing Motion for Summary Judgment” (Dkt. 67) that explains how to respond
1
In mid-2017, Stallings asked the Court to recruit counsel to represent him. (Dkt. 27.) The Court
properly to a motion for summary judgment and statement of material facts under Federal Rule
of Civil Procedure 56 and Local Rule 56.1. Under the Court’s Local Rules, a moving party must
provide “a statement of material facts as to which [it] contends there is no genuine issue.”
Cracco v. Vitran Exp., Inc., 559 F.3d 625, 632 (7th Cir. 2009). “The opposing party is required
to file ‘a response to each numbered paragraph in the moving party’s statement, including, in the
case of any disagreement, specific references to the affidavits, parts of the record, and other
supporting materials relied upon.’” Id. (citing N.D. Ill. R. 56.1(b)(3)(B)).
In response to Defendants’ statement of facts, Stallings filed a 15-page document entitled
“motion to respond/opose [sic] to defendants statement of facts according to Rule 56.1” in which
he generally agreed or disagreed with Defendants’ factual statements with some narrative, and
attached 76 pages of exhibits. (Pl. Resp., Dkt. 73). He also submitted a “declaration in
opposition” to Defendants motion (Pl. Decl, Dkt. 74), and a “Statement of Disputed Factual
Issues.” 2 (Pl. Stmt. Dkt. 75.) Defendants responded to Stallings’ Statement of Disputed Factual
Issues. (Dkt. 77.) Because Stallings is proceeding pro se, notwithstanding some deficiencies in
his compliance with Rule 56.1, the Court has interpreted his responses generously and will
construe them as favorably as the record and Local Rule 56.1 permit, to the extent that he has
pointed to admissible evidence in the record that corresponds to Defendants’ facts or could
properly testify himself about the matters asserted. See Hanners v. Trent, 674 F.3d 683, 691 (7th
declined at that time, without prejudice to renewal of the request, because Stallings had not
demonstrated reasonable efforts to find counsel on his own and because Stallings appeared
capable of handling the next steps in the litigation. (Dkt. 31.) Stallings did not renew his request.
2
Rather than factual issues, this Statement consists almost entirely of a series of open-ended
legal questions beginning with “whether,” e.g., “whether defendants violated plaintiff 14th
amendment”; “whether plaintiff witness should’ve been called,” “whether the elleged [sic]
homemade alcohol should’ve been tested for alcohol”; “whether both occupants of cell should’ve
received a ticket.” (Pl. SODF, pg. 1.) Plaintiff’s legal arguments will be addressed below.
2
Cir. 2012); Sistrunk v. Khan, 931 F. Supp. 2d 849, 854 (N.D. Ill. 2013); Fed. R. Evid. 602. With
these standards in mind, the Court turns to the relevant facts.
II.
Factual Background
On January 13, 2016, correctional officials conducted a shakedown search of Stateville
Correctional Center’s E-House, cell 329, which Jasmon Stallings, an Illinois prisoner now
housed in Lawrence Correctional Center, then shared with cellmate Stanley Yurgaitis. (Def.
SOF, ¶¶ 1-2, 8-10; Pl. SOF, Dkt. 74 ¶ 4.) As is relevant here, three types of documents appear to
have been created in conjunction with the shakedown search: (1) an Incident Report; (2) a
Shakedown Record/Confiscated Contraband document (which Stallings labels a “shakedown
slip”); and (3) an Offender Disciplinary Report for Stallings (which the parties deem a “ticket”).
(Def. SOF ¶ 10; Dkt. 66-3, pgs. 28, 31, 33; Pl. Resp., Dkt. 73, pgs. 21, 24, 25.) 3
The Incident Report documents the finding of “1 laundry bag hanging in cell [329]
containing (12) bottles of what appears to be ‘hooch[,]’ 4 . . . “a bag of ‘mash[,]’ . . . (1)
homemade ‘stinger’ and (1) cassette tape player with wrong I/M numbers scratched off,” and
states that “[d]uring a [sic] interview with I.A. and T.R.T. members, I/M Stallings admitted to
3
Although Stallings purports to dispute multiple facts related to these documents, the parties
generally appear to agree on the contents of the documents and the course of events at issue.
Unless otherwise noted, Stallings disputes not the existence or actual content of these documents
but the correctness of the contents, for example, whether he should have been ticketed for
disciplinary infractions, was guilty of the disciplinary infractions, admitted to possessing
contraband, etc. His legal arguments will be addressed below.
4
The parties describe “hooch” as “homemade wine.” (Def. SOF ¶ 14); see also Mitchell v.
McKeithen, No. 5:14cv157-MW/CJK, 2016 WL 8856694, at * (N.D. Fla. Mar. 23, 2016) (“The
[record] seem[s] to indicate that [hooch] is some sort of (poorly) jail-made alcoholic beverage.”)
(further citations omitted); Bouman v. Broome, Civil Action No. 3:13cv847 KS-MTP, 2015 WL
5604275, at *6 (S.D. Miss. Sept. 23, 2015) (noting affiant’s statement that “inmates use fruit to
create a type of intoxicant commonly known as ‘hooch,’” which is “strictly prohibited in the
prison setting because of the associated safety and security concerns”); Ascherman v. Catt, No.
IP 00-133—CH/K, 2003 WL 1562213, at *1 (S.D. Ind. Feb. 26, 2003) (“WVCF prisoners often
try to steal fruit juice from cans of fruit so that they can make alcohol (popularly known as
‘hooch’).”).
3
being in possession of said contraband items.” Def. SOF ¶ 10 (citing Ex. 2 ¶ 4); Pl. Resp., Dkt.
73, pg. 24.) The shakedown slip lists “(12) bottles of Hooch[,] (1) bag of mash[,] (1) homemade
stinger[, and] (1) cassette player with I/M number scratched off” and indicated that the items
were “major contraband” and “properly disposed of.” (Def. SOF ¶ 10 (citing Ex. 2 ¶ 4); Pl.
Resp., Dkt. 73, pg. 21.)
Finally, the disciplinary ticket, which was provided to Stallings on January 19, 2016,
listed offenses of “203 Drugs & Drug paraphernalia” and “308 contraband” and indicated that
the reporting Sergeant had “found 1 laundry bag hanging in the cell containing (12) bottles
[obscured text] 5 ‘hooch[,]’ . . . “a bag of ‘mash[,]’ . . . “(1) homemade ‘stinger’ and (1) cassette
player with I/M numbers scratched off. All items were confiscated,” and “[d]uring an interview
with I.A. and T.R.T. I/M Stallings admitted to being in possession of said contraband items.”
(Def. SOF ¶¶ 10, 21-23; Dkt. 66-3, pg. 28; Pl. Resp., Dkt. 73, pg. 25.) Stallings complained to
the officer who delivered the ticket to him that both he and his cellmate should have received
tickets for contraband in their cell and asked her to list his cellmate as a witness, but she instead
“threw the ticket in [his] cell.” (Pl. Decl., Dkt. 74 ¶ 6.)
The ticket indicated that “[y]ou may ask that witnesses be interviewed, and, if necessary
and relevant, they may be called to testify during your hearing. You may ask that witnesses be
questioned along lines you suggest. You must indicate in advance of the hearing the
5
Stallings insists that this completely scribbled-through text reads “of what appears to be,” and
thus, before it was obscured, documented the discovery of twelve bottles “of what appears to be
hooch.” (Pl. Resp., Dkt. 73, pgs. 7, ¶ 35; 9, ¶ 37 (emphasis added.)) He seems to contend that
there were two versions of the ticket—one with the obscuring scribbles before “hooch” and one
without. (Id. at 7, 9; see also Pl. Decl., Dkt. 74 ¶ 13) The Court, however, has been unable to
locate within the record any version of the disciplinary ticket in which the text preceding
“hooch” is unobscured. Instead, Stallings’ handwritten note “original ticket” on a copy of the
Incident Report within his exhibits suggests that he is in fact comparing the language in the
Incident Report with the language of the disciplinary ticket to infer the content of the obscured
text. (See Pl. Resp., Dkt. 73, pgs. 24, 25.)
4
witnesses you wish to have interviewed and specify what they could testify by filling out the
appropriate space on this form, tearing it off, and returning it to the Adjustment
Committee. You may have staff assistance if you are unable to prepare a defense. You may
request a reasonable extension of time to prepare for your hearing.” (Def. SOF ¶ 25 (emphasis
added.)) Stallings did not fill in and submit the blank witness portion of the form before the
hearing. (Id. ¶¶ 26, 30; Pl. Resp., Dkt. 73, pg. 25; Pl. Decl., Dkt. 74 ¶ 4 (“They also stress I
didn’t go by asking for a witness the proper way.”)).
On January 25, 2016, the Adjustment Committee, consisting of Defendants Lieutenant
Charles Best and then-counselor Lakeisha Acklin, presided over a hearing regarding Stallings’s
disciplinary ticket. (Id. ¶¶ 3-5, 31-33; see also 20 Ill. Admin Code § 504.70 (requiring “at least 2
members” of adjustment committee, including, “[t]o the extent possible, a person representing
the counseling staff”)). At the hearing, Stallings brought mental health records and admitted that
he possessed the cassette player but denied responsibility for the other items found during the
shakedown search of his cell. (Pl. Decl., Dkt. 74 ¶ 8.) Stallings disclaimed knowledge of the
contents of the bottles found in his cell but nevertheless insisted that the shakedown uncovered
his cellmate’s “eight soda bottles” of “mixed fruit from meal (breakfast trays),” rather than
“hooch.” (Def. SOF ¶¶ 14-16; Pl. Decl., Dkt. 74 ¶ 4; Pl. Resp., Dkt. 73, pg. 67.) Stallings
informed the committee that only he (and not his cellmate) had gotten a disciplinary ticket for
items found in the cell they shared, which he believed to be against protocol; he further asked
that his cellmate be called as a witness and that the committee “talk to I.A. Shaw [and] look at
the cameras.” (Pl. Decl., Dkt. 74 ¶ 8.) He denied having admitted to possessing any contraband
5
except the altered cassette player. (Pl. Decl., Dkt. 74 ¶ 6.) Lt. Best refused to call Stalling’s
cellmate as a witness 6 and said he would “talk to I.A.” (Id.)
Over Stalling’s objections, the committee found him guilty of both listed violations and
recommended disciplinary action, including six months’ segregation. (Id. ¶¶ 51, 52, 54, 55; Pl.
Decl., Dkt. 74, ¶ 9.) The January 25, 2016 Final Adjustment Committee Final Summary Report
stated that both the reporting officer and shakedown report documented “12 bottles of hooch, a
bag of mash, 1 homemade stinger, and 1 cassette player with numbers scratched off,” that
Stallings in person had “admitted to possessing the Walkman,” and, finally, emphasized that the
“[i]ncident report submitted by Sgt. Hanson reflects inmate Stallings admitted that all contraband
items were in his possession,” satisfying the committee that Stallings “did in fact violate the
charges cited.” (Def. SOF ¶ 51-52; Dkt. 66-2, pg. 35-36; Pl. Resp., Dkt. 73, pgs. 22-23.)
Stallings never spoke to Best or Acklin again. (Def. SOF, Dkt. 66-1, pg. 21 (76:2-11.)) 7
Stallings was moved to F-House segregation after the disciplinary finding. (Def. SOF ¶
55.) After his transfer, Stallings’ former cellmate, Stanley Yurgaitis, sent him an affidavit
claiming ownership of the “bottles of fruit.” 8 (Dkt. 66-1, pgs. 18-19 (67:15-69:18; Pl. Resp., Dkt.
6
In another apparently unrelated disciplinary proceeding, Stallings was able to have witnesses
interviewed. (Pl. Decl., Dkt. 74 ¶ 13) (presumably referring to Pl. Resp., Dkt 73., pg. 33.) He
provides no background regarding how and when he made a request for witnesses for that
hearing.
7
Stallings under oath at his deposition testified that the disciplinary hearing was “the last time
[he] talked to [Best],” but he now claims, completely inconsistently, that he “conversed with” or
“complained to” Best “numerous times” “while [Best would] be in in F-house . . . walking
around” during Plaintiff’s segregation term. (Dkt. 74, pgs. 3, 4.) The inconsistent post-deposition
statements in Stallings’ declaration are insufficient to create a disputed issue of fact as to whether
Stallings spoke to Best after the hearing. See Janky v. Lake County Convention & Visitors
Bureau, 576 F.3d 356, 362 (7th Cir. 2009) (“[L]itigants cannot create sham issues of fact with
affidavits that contradict” sworn testimony) (internal quotation marks omitted).
8
Stallings testified that he “didn’t even know [Yurgaitis] was going to write the affidavit” and
“didn’t receive it until [he] was in F House.” (Dkt. 66-1, pgs. 18-19 (67:15-69:18); Pl. Decl. ¶
74.) This is consistent with the affidavit’s date of January 26, 2016, one day after Stallings’
6
73, pg. 84.) During his six months in segregation, Stallings encountered numerous mice and
cockroaches. (Def. SOF ¶ 55; Pl. Decl., Dkt. 74 ¶¶ 10, 11.) Cockroaches invaded early-morning
breakfast trays, and Stallings once bit into one; he immediately vomited and had diarrhea for two
weeks. (Def. SOF ¶¶ 60-62; Pl. Decl., ¶ 11.) After this incident he began to cover his breakfast
trays. (Def. SOF ¶ 63.) He also believes a roach may have crawled into his ear while he slept one
night, as for a month his hearing in one ear was decreased. (Def. SOF ¶ 64; Def. Resp. Pl SOF. ¶
11.) One night, in the dark, Stallings felt a mouse scamper across his bare foot and felt his foot
being scratched or bitten; he requested but did not receive treatment for the resulting scratch. (Id.
¶¶ 65-66, 73; Pl. Resp., Dkt. 73 ¶ 73.)
Stallings submitted grievances and communications regarding the disciplinary result and
segregation conditions but was dissatisfied with the responses. (See Pl. Resp., Dkt. 73, pgs. 7883, 85, 88-93.) This lawsuit followed. The Court dismissed without prejudice any Defendants not
mentioned in the body of the complaint, as well as any claim for unconstitutional conditions of
confinement directed at Best or Acklin, as Stallings’ allegations did not suggest that Best or
Acklin knew of the particular conditions of Stallings’s segregation cell but failed to respond
reasonably. (Id., pgs. 3-4.) Nevertheless, the Court found that Stallings’s allegations that
Defendants denied him constitutionally required procedural protections in conjunction with
ordering a term of six months of disciplinary segregation that potentially implicated his liberty
disciplinary hearing. (Pl. Resp., Dkt. 73, pg. 84.) In his declaration, Stallings asserts that he
received the affidavit before his transfer and showed it to a passing correctional officer, who took
a copy with her. (Pl. Decl., Dkt. 74 ¶ 7.) He faults the disciplinary committee for not
“mention[ing]” the affidavit (that he testified he had not yet received) in its final decision. (Pl.
Resp., Dkt. 73 ¶ 49.) Again, these post-deposition attempts to alter unequivocal deposition
testimony (which also conflicts with the documentary evidence) regarding when he received the
affidavit do not create a disputed issue of fact.
7
interest in avoiding atypical and significant hardships in relation to the ordinary incidents of
prison life warranted further investigation. (Dkt. 4, pgs. 2-3.)
Defendants moved for summary judgment on this claim. In response, Stallings appears
improperly to seek to add a claim that Best was deliberately indifferent to his segregation cell
conditions. The Court, however, will not consider this eleventh hour addition. See Watkins v.
Learn It Sys., No. 14-CV-8422, 2016 WL 5080490, at *3 (N.D. Ill. Sept. 20, 2016) (“[A]
plaintiff’s response to a motion for summary judgment cannot add claims to his complaint.”)
(citing Shanahan v. City of Chicago, 82 F.3d 776, 781 (7th Cir. 1996)); see also Nichols v. Best,
No. 15 C 2946, 2017 WL 3872488, at *4 (N.D. Ill. Sept. 5, 2017) (“A district court is not
required to consider a new claim first raised in opposition to a motion for summary judgment.”).
In any event, his attempted addition relies upon his declaration that he told Best of his
segregation cell conditions, which, as discussed above, is inconsistent with Stallings’s sworn
testimony that he never interacted with Best after his disciplinary hearing. Thus, the Court will
only consider Stalling’s due process challenge to his disciplinary proceedings.
III.
Analysis
Defendants argue that they are entitled to summary judgment because the conditions of
Stallings’s six months in segregation did not implicate a liberty interest, and that, regardless, he
received all of the process due to him. Stallings contends that the conditions were sufficiently
serious, that he did not receive all required procedural protections, and that the disciplinary
decision was flawed. For the following reasons, Defendants’ motion for summary judgment is
granted.
The federal due process clause does not protect an inmate against “every change in the
conditions of confinement having a substantial adverse impact on the prisoner.” Sandin v.
8
Conner, 515 U.S. 472, 478 (1995) (citing Meachum v. Fano, 427 U.S. 215, 224 (1976)). Instead,
“the procedural protections of the Due Process Clause will only be triggered if state action
implicates a constitutionally protected interest in life, liberty, or property.” Lekas v. Briley, 405
F.3d 602, 607 (7th Cir. 2005).
In the context of prison disciplinary proceedings, a prisoner is entitled to due process
protections, such as the procedural mechanisms set forth in Wolff v. McDonnell, 418 U.S. 539,
559, 565-66 (1974), only when the penalty faced by the prisoner implicates a liberty interest
because it affects the nature or duration of his confinement. Sandin, 515 U.S. at 486 (noting that
confinement “did not exceed similar, but totally discretionary, confinement in either duration or
degree of restriction”); Lekas, 405 F.3d at 607 (“[I]t follows that a plaintiff cannot under Section
1983 complain of procedural due process violations unless the state has first deprived him or her
of such a constitutionally protected interest.”) (citations omitted); Eichwedel v. Chandler, 696
F.3d 660, 675 (7th Cir. 2012) (discussing loss of good-conduct credits); Marion v. Columbia
Correction Inst., 559 F.3d 693, 698 (7th Cir. 2009) (long-term disciplinary confinement); Kervin
v. Barnes, 787 F.3d 833, 836-37 (7th Cir. 2015) (other disciplinary confinement). Stallings does
not suggest that discipline affected the duration of his overall confinement so the Court will
consider if the nature of his six-month segregation confinement implicated a liberty interest and
then address the process provided during his disciplinary proceedings.
A.
Liberty Interest
The Court begins by distinguishing between claims challenging an inmate’s conditions of
confinement and due process claims, like Stallings’s, that challenge the circumstances of an
inmate’s placement in particular conditions. The Supreme Court has emphasized that when “a
particular amendment ‘provides an explicit textual source of constitutional protection’ against a
particular source of government behavior, ‘that amendment and not the more generalized notion
9
of substantive due process, must be the guide for analyzing these claims.’” Albright v. Oliver,
510 U.S. 266, 273 (1994) (citing Graham v. Connor, 490 U.S. 386, 395 (1989)). The Court thus
takes care to maintain the distinction between this claim, for which the conditions of
confinement must be so atypical and significant as to implicate a liberty interest, and a claim for
deliberate indifference of prison officials to objectively serious conditions of confinement, which
arises under the Eighth Amendment. See Townsend v. Fuchs, 522 F.3d 765, 772 (7th Cir. 2008)
(“The issue of the cell conditions in TLU is best analyzed as a claim brought under the Eighth
Amendment.”).
The mere placement of an inmate in disciplinary segregation does not implicate a due
process liberty interest. Sandin, 515 U.S. at 485-86. Instead, the conditions potentially rise to the
level of a due process violation if they pose an “atypical and significant hardship . . . in relation
to the ordinary incidents of prison life.” Id. at 484; see also Eichwedel, 696 F.3d at 675; Marion.,
559 F.3d at 698. Accordingly, “the right to litigate disciplinary confinements has become
vanishingly small.” Wagner v. Hanks, 128 F.3d 1173, 1175 (7th Cir. 1997).
“[S]ix months of segregation is not such an extreme term, and, standing alone, would not
trigger due process rights.” Marion, 559 F.3d at 698. Nonetheless, allegations of six months in
segregation will trigger an inquiry into the conditions of that confinement. See Hardaway v.
Meyerhoff, 734 F.3d 740, 743 (7th Cir. 2013) (explaining that segregation duration of six months
and one day “alone is insufficient to rise to the level of a Fourteenth Amendment violation” and
addressing the conditions of segregation). When determining whether conditions of segregation
rise to the level of an “atypical and significant hardship,” the Court must consider “the combined
import of the duration of the segregative confinement and the conditions endured by the prisoner
during that period.” Marion, 559 F.3d at 697-98. While indefinite placement in an environment
10
designed to deprive a prisoner of human contact or sensory stimuli, along with revocation of
parole eligibility meets this standard, Wilkinson v. Austin, 545 U.S. 209, 224 (2005), mere
exposure to unsavory conditions worse than those experienced in general population housing
generally will not. See Hardaway, 734 F.3d at 744 (holding that more than six months in
segregation with confrontational cellmate behind solid metal door and with mere weekly shower
and yard access was insufficient); Townsend, 522 F.3d at 771 (“[E]ven extremely harsh prison
conditions may not be so ‘atypical’ as to create the liberty interest the [Supreme] Court
contemplated [in Sandin].”).
Here, during his six months in segregation, Stallings asserts that he was exposed to sixlegged pests that invaded his food trays and body and four-legged pests that skittered over him in
the dark. While these conditions are harsh and undesirable, they did not arguably deprive him of
human contact or sensory stimuli, and courts have repeatedly found that similar—and arguably
worse—cell conditions for extended periods were insufficient to create a protected liberty
interest. For example, another court examining the conditions of an inmate’s six-month stay in
Stateville’s F House, which allegedly included prevalent vermin such as cockroaches, black
bugs, spiders, and mice, infrequent trash removal, a stained toilet, and insufficient cleaning
supplies, held that the conditions were “not so harsh or atypical of the ordinary incidents of
prison life to give rise to constitutional due process concerns with his disciplinary hearing.”
Sanchez v. Walker, No. 09 C 2289, 2010 WL 5313815, at *6, 7 (N.D. Ill. Dec. 17, 2010); see
also Hardaway, 734 F.3d at 744 (finding that inmate’s six-month segregation “failed to
demonstrate a deprivation of rights that could be considered ‘atypical and significant hardship’”);
see also Coleman v. Baldwin, No. 15 C 5596, 2016 WL 537970, at *4 (N.D. Ill. Feb. 11, 2016)
(holding that six months in segregation with insects, mice, broken windows, shower restrictions,
11
and denial of wheelchair and walking cane did not implicate plaintiff’s liberty interests);
Chapman v. Willis, No. 7:12-CV-00389, 2013 WL 2322947, at *11 n.10 (W.D. Va. May 28,
2013) (holding that alleged transfer from “pristine single cell” in one facility to another facility
that was “a ‘dirty, filthy, stinking, roach and rat infested sewer’ with cramped cells, no hot water,
broken windows, and rampant drug use” was insufficient to allege “atypical or significant
hardship”); Edwards v. Miller, No. 15CV0174-LAB (JMA), 2016 WL 1623449, at *6 (S.D. Cal.
Feb. 23, 2016), report and recomm. adopted sub nom. Edwards v. CDCR, No. 15CV174-LAB
(JMA), 2016 WL 1618219 (S.D. Cal. Apr. 22, 2016) (finding that more than five months in cells
that were “either too cold or too hot,” with unsanitary showers, “rampant” cockroaches, drinking
water with chemicals that caused dry mouth, and unsanitary food preparation failed to
demonstrate conditions “severe enough to constitute a significant departure from the range of
ordinary confinement so as to give rise to a protected liberty interest”); Williams v. Sanders, No.
10-1131, 2010 WL 4687840, at *2 (C.D. Ill. Nov. 4, 2010) (“Transferring a prisoner from the
general population to segregation unit” with “noisy, unsanitary cells” did “not present the type of
atypical, significant deprivation in which a state might conceivably create a liberty interest,” and
is “‘within the expected parameters of the sentence imposed by a court of law.’”).
Thus, although the conditions Stallings experienced were no doubt unpleasant, they did
not implicate a liberty interest. Accordingly, Stallings’s segregation did not implicate procedural
due process requirements. In the interests of completeness, however, the Court will still address
the process provided to him.
B.
Process Provided
Where an inmate’s liberty interest is implicated, “due process requires that he receive
advance written notice of the charges, the chance to present testimony and documentary evidence
12
to an impartial decisionmaker, and a written explanation, supported by at least ‘some evidence’
in the record.” Lagerstrom v. Kingston, 463 F.3d 621, 624 (7th Cir. 2006) (citations omitted); see
also Gibson v. Pollard, 610 Fed. App’x. 571, 574 (7th Cir. 2015) (“The prison did all that it was
required to do” when it notified the inmate of the charge and allowed him to appear at the
disciplinary hearing and rebut the recommendation that he be placed in segregation).
As an initial matter, to the extent that Stallings believes that the mere issuance of an
allegedly false disciplinary ticket against him violates his rights, he is mistaken. Generally, a
correctional officer’s purported fabrication of a disciplinary charge does not, by itself, give rise
to a due process violation. Lagerstrom, 463 F.3d at 625. The Seventh Circuit has “long held that
as long as procedural protections are constitutionally adequate, we will not overturn a
disciplinary decision solely because evidence indicates the claim was fraudulent,” McPherson v.
McBride, 188 F.3d 784, 787 (7th Cir. 1999); McSwain v. Hendren, No. 2:17-CV-00158-LJMMJD, 2017 WL 1382789, at *2 (S.D. Ind. Apr. 18, 2017) (“A prison inmate does not have a
constitutional right to be free from false or baseless disciplinary charges.”) (citing Lagerstrom,
463 F.3d at 624-25).
Due process in the context of a prison disciplinary hearing consists of five requirements:
(1) advance, written notice of the disciplinary charges; (2) assistance of a fellow inmate or prison
staff member in cases where the inmate is illiterate or the complexity of the issues makes it
unlikely that the inmate will be able to defend himself comprehensively; (3) an opportunity to
call witnesses and present documentary evidence to the extent consistent with institutional safety
and correctional goals; (4) a written statement by the factfinder indicating the evidence relied on
and the reasons for disciplinary action; and (5) confirmation that the disciplinary board’s
decision is supported by “some evidence.” Superintendent, Mass. Corr. Inst., Walpole v. Hill,
13
472 U.S. 445, 454 (1985); Wolff, 418 U.S. at 563-72. Stallings challenges only the last three
elements.
i.
Opportunity to Present Testimony and Evidence
In arguing that he did not receive all process due, Stallings insists that his during-hearing
request to call his cellmate as a witness was ineffectual, but he concedes that he did not follow
protocol to identify his cellmate as a witness prior to the hearing. Although he wanted the officer
who delivered the ticket to complete it for him, the requisite portion of the form was blank in the
ticket he received. He concedes that he did not fill it in and submit it, as the form explicitly
instructed him to do. (Def. SOF ¶¶ 25-26; Pl. Resp., Dkt. 73, pg. 25.) Nor does Stallings suggest
that he sought a related continuance, much less that he showed “good cause” for one under the
circumstances. See 20 Ill. Admin. Code § 504.80 (providing that inmate may submit witness
requests and questions for witnesses “prior to the hearing,” that “Adjustment Committee may
disapprove witness requests that are not received prior to the hearing,” and that inmate “may,
upon written request and for good cause shown, be granted additional time”)). This does not
indicate a violation of his rights.
Next, although Stallings wanted mental health personnel to be notified of his charges and
be present at the ensuing hearing, “there is no due process right for mental health to be notified
after an inmate is charged with an offense in a prison disciplinary hearing.” Querry v. Warden,
No. 1:17-cv-02708-TWP-MPB, 2018 WL 2321098, at *3 (S.D. Ind. May 22, 2018). And, even if
prison procedure provided for mental health personnel to be notified, violations of prison
procedure alone do not give rise to a constitutional violation upon which a civil rights claim may
rest, as federal courts do not enforce state law or regulations. 9 Wells v. Butler, No. 17-CV-029-
9
Similarly, Stallings’s argument that correctional practice dictated that correctional officials
14
DRH, 2017 WL 1366051, at *4 (S.D. Ill. Apr. 12, 2017) (citing Archie v. City of Racine, 847
F.2d 1211, 1217 (7th Cir. 1988) (en banc); Pasiewicz v. Lake Cnty. Forest Preserve Dist., 270
F.3d 520, 526 (7th Cir. 2001)). Stallings indicates, moreover, that he brought mental health
records with him to his hearing. (Pl. Stmt., Dkt. 75, pg. 11.)
Further, although Stallings devotes much of his argument to what he perceives to be an
inconsistency between the language of the Incident Report (noting the finding of “what appears
to be hooch”) and the language of the Disciplinary ticket (noting the finding of “[obscured text]
hooch”), the Court can conceive of no potential due process violation from any inconsistency
between the language in those documents. After all, Stallings concedes that he knew of and made
arguments based upon the language differences at his hearing. (Pl. Decl., Dkt. 74, pgs. 3, 4; Pl.
Stmt., Dkt. 75, pg. 7.) The committee’s adverse ruling does not affect whether he knew of and
was afforded the opportunity to raise the issue.
ii.
Written Statement by Factfinder
Stallings next purports to dispute that the Adjustment Committee issued a sufficient
written statement of the evidence. (Pl. Resp., Dkt. 73, pg. 10 ¶ 49.) Again, however, he does not
dispute the existence of the Final Summary Report or provide any basis to find that it fails to
comport with minimal due process requirements. Regardless, any contention that the Final
Summary Report is constitutionally deficient fails, as the report listed the evidence relied on and
should have written both him and his cellmate disciplinary tickets (which Defendants deny) for
contraband found in their shared cell does not suggest a violation of federal law. Gray v. Taylor,
714 F. Supp. 2d 903, 910 (N.D. Ill. 2010) (“Even if Stateville officials violated departmental
rules, the matter does not implicate the Constitution. Violations of state law are not, in and of
themselves, actionable as constitutional violations.”). In any event, unlike cases in which both
cellmates deny the ownership of contraband in their cell, here, the reports of the shakedown
indicated that Stallings had accepted responsibility for all contraband items, which seems to
explain why a ticket would have been issued only to him. Although Stallings disputes claiming
any items but the cassette player, he was aware that only he had been issued a ticket for all items
when he attended his disciplinary hearing and, in fact, argued that issue.
15
the reasons for disciplinary action, see Hill, 472 U.S. at 454, as it states that the decision was
based upon the reporting officer’s “reflect[ion]” regarding the contraband found (“12 bottles
hooch, a bag of mash, 1 homemade stinger, and 1 cassette player with numbers scratched off”),
“shakedown records,” and the “[i]ncident report by Sgt Hanson,” which “reflects that Stallings
admitted that all contraband items were in his possession.” (Def. SOF ¶¶ 51-52, 54; Pl. Resp.
Dkt. 73, pg. 22.)
iii.
Findings Supported by “Some Evidence”
Finally, Stallings disputes the committee’s disciplinary finding that he was guilty of the
listed infractions (except that he continues to concede that he possessed an altered cassette
player). The “requirements of due process are satisfied if some evidence supports the decision by
the prison disciplinary board,” i.e., if “there is any evidence in the record that could support the
conclusion reached by the disciplinary board.” Hill, 472 U.S. at 455-56. “In reviewing a decision
for some evidence, courts are not required to conduct an examination of the entire record,
independently assess witness credibility, or weigh the evidence, but only determine whether the
prison disciplinary board’s decision . . . has some factual basis.” McPherson, 188 F.3d at 786
(quotation marks omitted). “This is a lenient standard, requiring no more than a modicum of
evidence. Even meager proof will suffice, so long as the record is not so devoid of evidence that
the findings of the disciplinary board were without support or otherwise arbitrary.” Spicer v.
Warden, No. 3:17-CV-579-JD-MGG, 2018 WL 1912723, at *1 (N.D. Ind. Apr. 23, 2018) (citing
Webb v. Anderson, 224 F.3d 649, 652 (7th Cir. 2000)).
Here, Stallings admits that he consistently accepted responsibility for the cassette player
found in his cell, and he addresses no arguments to the “stinger” or “mash” found in his cell. The
committee’s finding that officers found “hooch” attributable to Stallings is supported by “some
16
evidence.” See Henry v. Cate, No. 12-CV-1760-LAB-WMC, 2014 WL 197768, at *1 (S.D. Cal.
Jan. 14, 2014) (holding that correctional officer’s statement that he found “jars filled with an
orange pulpy liquid” and “strong odor of alcohol” was “certainly ‘some evidence’ that [plaintiff]
possessed inmate-manufactured alcohol”); Barker v. Brown, No. 2:13-cv-269-JMS-WGH, 2015
WL 500877, at *3 (S.D. Ind. Feb. 5, 2015) (noting that report of finding “3 gallons of what
appears and smells like ‘Hooch’” that was confiscated and “destroyed provided sufficient
evidence for disciplinary action of Indiana prisoner). That Stallings now makes statements
contrary to those documented in the reports does not alter this result. See Troiano v. Thomas, No.
3:11-cv-01004-BR, 2012 WL 2522291, at *5 (D. Or. June 28, 2012) (upholding discipline
despite inmate’s “present assertion that the liquid was only juice” due to presence of alcohol and
report that inmate had said he saved juice from grapefruit and was “attempting to do something
with it”).
And, because “only evidence that was presented to the Adjustment Committee is relevant
to this analysis,” Hamilton v. O’Leary, 976 F.2d 341, 346 (7th Cir. 1992), this conclusion is not
undermined by the affidavit Stallings’s cellmate later sent him, which the committee could not
have considered. Nor was Stallings, as he suggests, entitled to have the hearing officers
personally examine the bottles found in his cell or to a test for alcohol content on the “hooch,”
see Wilson-El v. Zatecky, No. 1:13-cv-01343-JMS-TAB, 2014 WL 6674773, at *4 (S.D. Ind.
Nov. 25, 2014) (rejecting inmate’s “argument that the Board improperly refused his request for a
test [of the purported alcohol found in his cell during a shakedown] because he is not entitled to
such a test at a prison disciplinary hearing”) (citations omitted), much less a chain-of-custody
document, which has no conceivable impact here. After all, Stallings appears to admit that
correctional officers found the bottles referred to in the shakedown documents in his cell (he
17
disputes the content of the bottles, not their existence); there simply is no suggestion that any
mix-up or mistake may have been made as to those bottles or their content. See Webb, 224 F.3d
at 652–53 (“Absent some affirmative indication that a mistake may have been made, e.g. Meeks
[v. McBride], 81 F.3d [717], 721 [(7th Cir. 1996)] (prisoner number on toxicology report did not
match petitioner’s number, another prisoner had same name as petitioner, and the two prisoners
had been confused before), we cannot say that the toxicology report and chain of custody form
fail to qualify as ‘some evidence’ from which prison officials could conclude that [plaintiff] had
used marijuana.”) (citing United States v. Brown, 136 F.3d 1176, 1182 (7th Cir. 1998)
(hypothetical possibility of tampering does not render evidence inadmissible, but goes instead to
the weight of the evidence)); Easton v. U.S. Corrs. Corp., 45 F.3d 430 (6th Cir. 1994) (rejecting
inmate’s argument of faulty chain of custody because “[d]ue process [] does not require that
these procedures be so comprehensive as to preclude any possibility of error”)). Thus, “some
evidence” supported the committee’s findings.
Accordingly, Defendants’ motion for summary judgment is granted.
IV.
Post-Judgment Options
Should Stallings want to appeal, he must file a notice of appeal with this Court within
thirty days of the entry of judgment. See Fed. R. App. P. 4(a)(1). In that event, he will be liable
for the $505.00 appellate filing fee regardless of the appeal’s outcome. See Evans v. Ill. Dep’t of
Corr., 150 F.3d 810, 812 (7th Cir. 1998). If the appeal is found to be non-meritorious, Stallings
could be assessed a “strike” under 28 U.S.C. § 1915(g). A prisoner who accumulates three
“strikes” because three federal cases or appeals have been dismissed as frivolous or malicious or
for failure to state a claim may not file suit in federal court without pre-paying the filing fee
unless he is in imminent danger of serious physical injury. Ibid. If Stallings seeks leave to
18
proceed in forma pauperis on appeal, he must file a motion for leave to proceed in forma
pauperis in this Court. See Fed. R. App. P. 24(a)(1). Any such motion must specify the issues
that he intends to present on appeal. See Fed. R. App. P. 24(a)(1)(C).
Plaintiff need not bring a motion to reconsider this Court’s ruling to preserve his
appellate rights. However, if Plaintiff wishes the Court to reconsider its judgment, he may file a
motion under Federal Rule of Civil Procedure 59(e) or 60(b). Any Rule 59(e) motion must be
filed within 28 days of the entry of this judgment. See Fed. R. Civ. P. 59(e). The time to file a
motion pursuant to Rule 59(e) cannot be extended. See Fed. R. Civ. P. 6(b)(2). A timely Rule
59(e) motion suspends the deadline for filing an appeal until the Rule 59(e) motion is ruled upon.
See Fed. R. App. P. 4(a)(4)(A)(iv). Any Rule 60(b) motion must be filed within a reasonable
time and, if seeking relief under Rule 60(b)(1), (2), or (3), must be filed no more than one year
after entry of the judgment or order. See Fed. R. Civ. P. 60(c)(1). The time to file a Rule 60(b)
motion cannot be extended. See Fed. R. Civ. P. 6(b)(2). A Rule 60(b) motion suspends the
deadline for filing an appeal until the Rule 60(b) motion is ruled upon only if the motion is filed
within 28 days of the entry of judgment. See Fed. R. App. P. 4(a)(4)(A)(vi).
V.
Conclusion
For the reasons stated, Defendants’ motion for summary judgment [64] is granted in its
entirety. Plaintiff’s “motion to respond/oppose to defendants statement of facts according to
Local rule 56.1” [73], which the Court construes as a response to Defendants’ summary
judgment submissions rather than a substantive motion, is denied. The Clerk is directed to enter
final judgment in favor of Defendants. Any future dates are stricken. This case is closed.
9/10/2018
Jorge L. Alonso
United States District Judge
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