Bell v. Berryhill
Filing
27
ORDER: Plaintiff Frank B's request that the ALJ's decision denying his claim for SSI benefits be reversed or remanded for further proceedings 10 is denied, and the Commissioner's motion for summary judgment asking that the decision be affirmed 18 is granted. The Clerk is directed to enter judgment in favor of the Commissioner. Signed by the Honorable Sheila M. Finnegan on 11/25/2019. Mailed notice. (dal, )
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ILLINOIS
EASTERN DIVISION
FRANK B.,
Plaintiff,
v.
ANDREW M SAUL,
Commissioner of Social Security,1
Defendant.
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No. 18 C 2099
Magistrate Judge Finnegan
ORDER
Plaintiff Frank B. filed this action seeking review of the final decision of the
Defendant Commissioner of Social Security (the “Commissioner”) denying Plaintiff’s
claim for supplemental security income (“SSI”) under Title XVI of the Social Security Act.
(Doc. 1). The parties consented to the jurisdiction of a United States Magistrate Judge
pursuant to 28 U.S.C. § 636(c), and the case was reassigned to this Court. (Docs. 8-9).
Plaintiff has now filed a Memorandum requesting that the Commissioner’s decision be
reversed and the case be remanded for further proceedings (Doc. 10), and the
Commissioner has responded with a Motion for Summary Judgment asking that the
decision be affirmed. (Doc. 18). After careful review of the record and the parties’
respective arguments, the Court concludes that the Commissioner’s decision denying
Plaintiff’s SSI application was supported by substantial evidence for the reasons
explained below.
Accordingly, Plaintiff’s request for remand is denied, and the
Commissioner’s Motion for Summary Judgment is granted.
1
Commissioner Saul is substituted for his predecessor, Nancy A. Berryhill, pursuant to Fed.
R. Civ. P. 25(d).
BACKGROUND
I.
Procedural History
Plaintiff protectively filed his SSI application on July 30, 2014, claiming disability
beginning on January 3, 2010, due to bad teeth, sickle cell, bad prostate, irregular
heartbeat, and dizziness. (R. 63-64, 146-51).2 Although he claimed disability dating back
to January 2010, the application sought benefits beginning after July 2014, as SSI
benefits are not payable until the month after the application’s filing date. 20 C.F.R.
416.335. Plaintiff was 39 years old when his application was filed, which is defined as a
younger individual age 18-49. (R. 30, 64). See also 20 C.F.R. 416.963.
The application was denied initially on October 7, 2014 (R. 81-84) and on
reconsideration on June 23, 2015. (R. 89-92). Plaintiff then requested a hearing (R. 9496), which was held before Administrative Law Judge (“ALJ”) Luke Woltering on
November 3, 2016, where Plaintiff was represented by counsel. (R. 37). Both Plaintiff
and Vocational Expert (“VE”) Cheryl Hoiseth testified at the hearing. (R. 38). The ALJ
denied Plaintiff’s claim in a decision dated April 7, 2017, finding Plaintiff has a residual
functional capacity (“RFC”) to perform light work with certain restrictions as described to
the VE, and could perform several jobs (housekeeper cleaner, cafeteria attendant, and
laundry worker) which existed in significant numbers in the national economy. (R. 20-31).
Plaintiff sought review with the Appeals Council (R. 144-45), but that request was
denied on January 30, 2018 (R. 1-6), rendering the ALJ’s April 2017 decision final and
reviewable by this Court. Shauger v. Astrue, 675 F.3d 690, 695 (7th Cir. 2012). Plaintiff
now makes the following arguments for reversal: (1) the ALJ improperly assessed the
2
Citations to the Certified Copy of the Administrative Record filed by the Commissioner
(Doc. 7) are indicated herein as “R.”
2
medical opinions of the agency consultative and non-reviewing examiners; (2) the ALJ
failed to consider properly Plaintiff’s claimed fatigue and tiredness; and (3) the ALJ
applied an incorrect standard when assessing Plaintiff’s claimed symptoms as “not
entirely consistent with the medical evidence and other evidence in the record.” (Doc. 10,
at 7-15). For the reasons explained below, the Court rejects each of these arguments.
II.
Plaintiff’s Educational and Work History
Plaintiff was 34 years old at the time of his alleged disability onset. (R. 64). He is
single, has no children, and lives in a basement apartment in his aunt’s house. (R. 43,
290). Plaintiff has an eighth-grade education completed in 1997 (R. 166) and last worked
part-time in 2010 as a self-employed carpet cleaner with his brother. (R. 44, 319). He
did this work two to four hours a day two to three times a week for about eight years, and
claims that he gave it up due to joint pain and fatigue, and that his health prevented any
other work. (R. 171, 178). As Plaintiff has not worked since 2010, he has engaged in no
substantial gainful activity since filing his application. (R. 22, 159-60, 166, 171, 178).
III.
Plaintiff’s Medical History
A.
Plaintiff’s Physical Impairments
Although Plaintiff’s SSI application cited other impairments (bad teeth, sickle cell,
bad prostate, irregular heartbeat, and dizziness), he alleged disability in the proceedings
below due to fibromyalgia, rheumatoid arthritis, gout, and degenerative disc disease.
(R. 64, 252). Plaintiff argues that his symptoms of back pain, muscle pain, weakness,
and fatigue predated his application. (Doc. 10, at 1). The records cited in support of this
assertion relate to three visits to the Delnor Community Hospital Emergency Department
and a follow up with an internist in the fall of 2011 concerning urinary, abdominal, and
prostate issues. (R. 258-74, 276-80, 346, 377, 380, 394, 398-99).
3
At the initial visit on September 26, 2011, Plaintiff was diagnosed with acute cystitis
and prescribed a course of Cipro. (R. 274). During the second visit on October 23,
however, Plaintiff reported that he had not taken the Cipro as directed because it caused
diarrhea, and his pain returned after he eventually finished the prescription. (R. 276-77).
He complained of abdominal and back pain migrating to his extremities and muscle aches
all over, and expressed concern that he had cancer or a mass in his abdomen causing
him pain. (Id.). To rule out diverticulitis and gallbladder disease, a comprehensive
metabolic panel and abdominal and pelvic CT scans were taken, all of which were
unremarkable. (R. 277-80). Given these results, Plaintiff was assured he had no acute
condition, directed to see an internist, and prescribed Norco for pain in the interim. (Id.).
Plaintiff returned to Delnor’s ED six days later on October 29, 2011, again
complaining of abdominal pain radiating to his back and difficulty urinating, along with
rectal pain and fatigue. (R. 279-80). He also repeated his concern about having cancer,
and stated he was experiencing swelling in his lower extremities, pointing specifically to
his upper thighs which he believed were swollen at the time of this examination. (R. 27981). But the attending physician (Dr. Christopher Oie) detected no obvious sign of
swelling in Plaintiff’s lower extremities. (Id.). Accordingly, based on Plaintiff’s symptoms
and the relief he experienced with intermittent use of antibiotics, Dr. Oie concluded that
Plaintiff was likely suffering with prostatitis and prescribed another antibiotic (Augmentin)
to address it. (R. 280-81, 394). Dr. Oie also advised Plaintiff that “his extensive workups
speak strongly against” any sign of cancer, and that he needed to complete his course of
antibiotics and follow up with an internist. (R. 281).
Plaintiff next consulted an internist to whom he had been referred (Dr. Algimantas
Kerpe, also of Delnor Hospital) on November 14, 2011.
4
(R. 278, 346).
He again
complained of urinary discomfort, but declined a rectal exam, and further declined a
urinalysis due to cost. (R. 346). Based on the workup done the previous month, which
Dr. Kerpe noted was “quite extensive,” he again diagnosed Plaintiff with prostatitis,
continued him on an antibiotic (Bactrim) to treat it, and directed Plaintiff to follow up if
symptoms persisted or as needed. (Id.).
B.
Treatment After the Filing of Plaintiff’s Application
The record indicates no further complaints regarding Plaintiff’s prostatitis or any
other condition for the next three years. He then filed his application for SSI benefits in
July 2014 and underwent a medical consultative examination with Dr. Liana Palacci on
September 24, 2014. (R. 290-93). Dr. Palacci noted Plaintiff’s history of cystitis and
prostatitis, and Plaintiff complained of urination difficulties, pain radiating to his back and
testicles, weakness, and dizziness. (Id.). During a physical examination, however, Dr.
Palacci found normal strength and range of motion in Plaintiff’s upper and lower
extremities, a non-antalgic gait without an assistive device, and normal grip strength and
use of his hands. (Id.). Dr. Palacci therefore diagnosed a history of recurrent prostatitis
with recurrent symptoms and obesity (Plaintiff was 5’11” and weighed 286 pounds). (Id.).
Shortly after this examination, Plaintiff sought treatment with the following physicians.
1.
Dr. Estefan Roy
On December 18, 2014, Plaintiff saw Dr. Estefan Roy of the Family Health Center
in Chicago for a check-up and complaints of headache and body pain. (R. 298-99). In
the Admitting Evaluation form for this visit, Dr. Roy noted a complaint of chronic knee pain
and a history of prostate disease, chest pain, dizziness/fainting, and headache. (Id.).
Several months later on May 5, 2015, Plaintiff visited the Delnor ED, complaining of lower
back pain, dizziness, and fatigue. (R. 391). He was diagnosed with low back pain and
5
tiredness, prescribed Antivert for the dizziness, and directed to follow up with a family
medicine physician. (Id.). Three days later, Dr. Roy ordered an x-ray of Plaintiff’s lumbar
spine, which was normal. (R. 363).
The next month, on June 11, 2015, Dr. Roy ordered x-rays of Plaintiff’s right knee,
foot, hand, and wrist, listing a diagnosis of rheumatoid arthritis. (R. 353-56). But these
images were also normal, except for a small spur and calcification noted at the insertion
of the achilles tendon on Plaintiff’s right foot. (Id.). Five months after these x-rays, on
November 16, 2015, Dr. Roy completed a Return to Work/School Note stating that
Plaintiff “has a hard time” with “standing and walking for a long time.” (R. 348).
2.
Dr. Fadi Habib
Shortly after Plaintiff’s May 5, 2015 visit to the Delnor ED (R. 391) and the May 8,
2015 lumbar x-ray ordered by Dr. Roy (R. 363), Plaintiff sought treatment with a urologist
located at the same address as Dr. Roy’s Family Health Center, Dr. Fadi Habib. In an
initial appointment on May 19, 2015, Dr. Habib noted Plaintiff’s complaints of abdominal
and pelvic pain, tenderness and pain in his genitals, and difficulties with urination, along
with lower back pain, muscle aches and weakness, and swelling of the extremities.
(R. 312-14). A physical examination revealed edema in Plaintiff’s right hand and left leg,
but he reported no current back or joint pain, arthralgias, or fatigue. (Id.). Dr. Habib
diagnosed prostatitis, for which he prescribed Levaquin. (R. 315).
Plaintiff saw Dr. Habib again on October 20, 2015. (R. 366-68). Although he
reported continuing joint pain, back pain, and arthralgias, his pain was better at the time
of this appointment; he had no edema, swelling in the extremities, muscle aches,
weakness, or fatigue; and he was thus “[m]uch better overall.” (Id.). Dr. Habib repeated
6
his diagnosis of prostatitis and prescribed Flomax to treat Plaintiff’s nocturia (need to
urinate during the night). (R. 366).
3.
Dr. Winston Sequeira
A month after Plaintiff first consulted Dr. Habib, he next began treatment with a
rheumatologist, Dr. Winston Sequeira of Rush University Hospital, upon referral from Dr.
Estefan Roy.
(R. 435).
During his first appointment on June 23, 2015, Plaintiff
complained of pain in his joints and lower back, and stated that he had stopped working
due to the joint pains and fatigue. (R. 435-40). Based on a physical examination,
however, Dr. Sequeira noted that while Plaintiff grimaced with movement of his joints, he
had full range of motion and no tenderness in the joints of his upper extremities
(shoulders, elbows, wrists, and hands) and lower extremities (hips, knees, ankles, and
toes), as well as normal proximal and distal muscle power. (R. 437). Dr. Sequeira also
reviewed x-rays of Plaintiff’s pelvis and lumbar spine taken that day. The pelvic x-ray was
within normal limits (R. 337, 437), and the lumbar x-ray indicated minimal retrolisthesis of
L5 over S1, mild facet arthropathy at L4-5 and L5-S1, and was otherwise unremarkable.
(R. 336, 438). Based on these results, Dr. Sequeira concluded that Plaintiff had no
“objective signs of joint disease” and recommended that he take an over the counter
medication (500 mg Naprosyn) twice a day as needed. (R. 440).
The next day (June 24, 2015), Plaintiff again visited Delnor’s ED complaining of
leg and knee pain (R. 386), and x-rays of his knees and left foot were taken. (R. 333-35,
340-42). The right knee x-ray indicated a small bony spur and possible tendinopathy at
that location, and both knee x-rays showed a slight heterogeneity that could represent
some nonspecific inflammation, but there were no fractures or dislocations, and the joint
spaces of both knees appeared normal. (Id.). Plaintiff was diagnosed with bilateral leg
7
pain and a knee sprain, prescribed tramadol for pain, and directed to follow up with his
primary doctor. (R. 386).
Two weeks later on July 9, 2015, Plaintiff returned to Dr. Sequeira, complaining of
joint pain rated at 7.5 on a scale of 1 to 10, primarily in the knees, ankles, back, and
shoulders, tenderness in all 18 fibromyalgia points, and fatigue. (R. 443). But a physical
examination again indicated no edema and full range of motion and strength in all of
Plaintiff’s extremities. (R. 444, 447). Dr. Sequeira also opined that the previous x-rays
of Plaintiff’s hands, wrists, and knees were “essentially normal,” and that he was “unable
to appreciate” any calcification at the achilles tendon noted on the previous x-ray of
Plaintiff’s right foot. (R. 338, 446-47). The blood tests taken at Plaintiff’s last appointment
also indicated no autoimmune disorder. (R. 446-47). Based on these findings and the
prior x-rays of Plaintiff’s pelvis and lumbar spine that also showed no objective signs of
joint disease, Dr. Sequeira concluded that the etiology of Plaintiff’s joint pain “has been
unidentifiable,” but his diffuse tender points were “consistent with fibromyalgia,” for which
Dr. Sequeira prescribed Elavil. (Id.). He also recommended that Plaintiff increase his
activity level with stretching, swimming, and walking, and follow up in three months. (Id.).
Plaintiff next visited Dr. Sequeira on October 13, 2015. (R. 449). He reported
feeling better for about a month after starting the Elavil prescribed at his last visit, but still
complained of fatigue and pain in his hands, elbows, shoulders, knees, feet, and lower
back. (Id.). Plaintiff also reported that his legs swell with any activity, and brought photos
showing swelling in his feet and one of his hands. (Id.). But again, Dr. Sequeira’s physical
examination indicated no swelling or tenderness, full range of motion in Plaintiff’s upper
and lower extremities, and normal proximal and distal muscle power. (R. 451). Dr.
Sequeira thus reported that Plaintiff’s examination was “normal other than multiple tender
8
points over the muscles and complaints of pain with movement of his knees.” (R. 454).
He therefore continued the same medications and directed Plaintiff to return if he
experienced any joint swelling so that his knee could be aspirated “to exclude gout,” since
Plaintiff’s recent uric acid level was borderline. (Id.).
Plaintiff saw Dr. Sequeira again on March 3, 2016, complaining of fatigue, severe
pain in his upper back, and recent swelling over his entire body. (R. 455-56). He
explained that he had not come to see Dr. Sequeira at the time as he was directed to do
because he had no one to bring him in for an appointment, and he brought a photo
showing swelling in his hand that reportedly lasted five days. (R. 455). But as before,
Dr. Sequeira’s physical examination indicated normal proximal and distal muscle power,
and full range of motion without swelling in Plaintiff’s upper extremities, albeit with
complaints of pain and generalized tenderness over his lower back. (R. 457). Dr.
Sequeira posited that the recent swelling in Plaintiff’s hand might have been due to an
acute attack of gout, and noted the need to check Plaintiff’s uric acid (which previously
tested at the high end of a normal range) to confirm. (R. 430, 454, 457-58).
4.
Dr. Patricia Roy
Although the record reflects no further appointments with Dr. Estefan Roy after his
November 2015 Return to Work Note, Plaintiff continued to see Dr. Patricia Roy (Dr.
Estefan Roy’s daughter) who practiced in the same office. (R. 49, 465). During an
appointment on December 16, 2015, Plaintiff similarly reported recent swelling in his right
wrist, knees, and ankles. (R. 465). Dr. Roy diagnosed a rheumatoid arthritis flare and
fibromyalgia, and directed Plaintiff to return in two weeks if his symptoms did not improve.
(Id.). She also completed a Medical Evaluation form for the State of Illinois Department
of Health and Human Resources “to determine eligibility for assistance or employability
9
status.” (R. 422-25). In this Evaluation, Dr. Roy noted tenderness and reduced range of
motion in Plaintiff’s right wrist and mild tenderness in his knees, but that Plaintiff’s
ambulation was normal. (R. 423). She also reported at most a 20% reduced capacity
walking, bending, stooping, climbing, sitting, and pushing; that Plaintiff is able to lift up to
twenty pounds at a time and up to ten pounds frequently during an eight-hour day, five
days a week; and no physical limitation in his gross or fine manipulation, finger dexterity,
or ability to stand or perform activities of daily living. (R. 425).
At his next appointment on May 10, 2016, Plaintiff again complained of pain in his
wrists, elbows, and knees, and his right hand was swollen. (R. 464). Plaintiff also
reported that his rheumatologist (Dr. Sequeira) had changed his diagnosis from
rheumatoid arthritis to fibromyalgia. (Id.). Dr. Roy similarly diagnosed fibromyalgia and
ordered a test of Plaintiff’s uric acid (as Dr. Sequeira had also suggested) which was
reported at 7.8 (above the normal range of up to 7.0 or 7.7). (R. 373, 430, 458, 464).
Five months later, on October 10, 2016, Plaintiff again visited the Delnor ED, and was
diagnosed with acute idiopathic gout at an unspecified site, fibromyalgia, and tiredness.
(R. 411-12). He was prescribed allopurinol for the gout and tramadol for pain, and
directed to see an internist. (Id.).
Plaintiff followed up with Dr. Patricia Roy on October 18, 2016, complaining of
swelling in his right heel, lower back pain, muscle spasms, balance issues, and dizziness,
among a list of 17 problems. (R. 463). Dr. Roy diagnosed fibromyalgia and fatigue and
directed Plaintiff to return in two weeks. (Id.). During his next appointment on November
14, 2016, Plaintiff reported that he was no longer seeing his rheumatologist (Dr. Sequeira)
because he was told he probably has no autoimmune problem, as his autoimmune
workup was all negative. (R. 462). He again complained of fatigue, pain all over his body,
10
muscle soreness, and dizziness, along with numbness and tingling. (Id.). Dr. Roy again
diagnosed fibromyalgia, for which she prescribed amitriptyline (Elavil) and referred
Plaintiff to physical therapy. (Id.).
C.
Agency Opinions
In addition to the foregoing treating physicians, Plaintiff underwent two medical
consultative examinations with agency physicians. As noted above, the first was on
September 24, 2014 with Dr. Liana Palacci, who diagnosed recurrent prostatitis and
obesity. (R. 292). The second was with Dr. Benjamin Lumicao on June 4, 2015. (R. 31823).
When reviewing Plaintiff’s history, Dr. Lumicao noted Plaintiff’s complaints of
swelling off and on in his feet and arms, and joint pain in his lower back, hips, knees,
wrists, and hands, all at a level of 8-9 (on a scale of 1 to 10) and increasing with activity.
(R. 318). Plaintiff also advised Dr. Lumicao that he had been diagnosed with both
recurrent prostatitis and rheumatoid arthritis. (Id.).
Dr. Lumicao’s physical examination once again revealed full muscle strength, no
inflammation, and full range of motion in Plaintiff’s hips, knees, and ankles, but
tenderness on palpitation of his hips, knees, feet, and hands. (R. 321-22). Plaintiff also
had full strength in his upper extremities and full range of motion in his shoulder, elbow,
and wrist joints, but complained of pain with all movements. (Id.). He also had no swelling
in his hands and showed only “slightly reduced” grip strength (4 out of 5 bilaterally) and
“mild difficulty in performing manipulations with either hand.” (Id.). Dr. Lumicao observed
that Plaintiff “has some difficulty in movements secondary to his weight” (R. 319) and
walks slowly, but without a limp or staggering, does not use an assistive device, and can
walk more than 50 feet without assistance. (R. 322). He also noted Plaintiff’s claim of
“difficulty walking more than 1/2 block because of the joint pains.” (Id.). Based on this
11
examination and the information that Plaintiff provided, Dr. Lumicao diagnosed chronic
prostatitis, obesity, and hypertension, and further listed rheumatoid arthritis “by history.”
(Id.). He also stated that Plaintiff “has some difficulty in prolonged standing, walking,
lifting, and carrying due to obesity and chronic joint pains.” (R. 323).
Shortly after Dr. Lumicao’s June 2015 examination, a non-examining agency
reviewer (Dr. Lenore Gonzalez) relied upon Dr. Lumicao’s opinions when considering
Plaintiff’s RFC during reexamination of Plaintiff’s application. (R. 76-77). Dr. Gonzalez
opined that Plaintiff is capable of light work (standing and/or walking about six hours
during an eight-hour day and lifting up to 20 pounds occasionally and 10 pounds
frequently), but has “slightly reduced grip strength and difficulty with manipulations” due
to rheumatoid arthritis, and is therefore “best served avoiding more than occasional fine
and gross manipulations bilaterally.” (Id.). When forming these opinions, however,
neither Dr. Lumicao nor Dr. Gonzalez had the benefit of the subsequent opinions of
Plaintiff’s rheumatologist (Dr. Sequeira) ruling out joint disease (R. 440, 446-47, 464) or
Plaintiff’s family practice physician (Dr. Patricia Roy) stating that Plaintiff has no limitations
in standing, gross or fine manipulation, or the finger dexterity of either hand. (R. 425).
IV.
Disposition of Plaintiff’s Application
A.
The Administrative Hearing
Plaintiff appeared with counsel at a hearing before the ALJ on November 3, 2016
(R. 37) and testified regarding his muscle and joint pain, prostate problems, stomach
irritation, breathing difficulties, dizziness, and fatigue. (R. 45-47). He also described
swelling of his feet, ankles, hands, and knuckles, but admitted that his medications
(tramadol and gabapentin) provide at least some relief. (R. 45, 49-51). Plaintiff stated
that he can sit for about fifteen minutes before needing to change positions, stand for
12
about ten minutes at a time, walk a quarter of a mile, and lift less than a gallon of milk.
(R. 52-53). He also described problems reaching with his right arm and using his hands,
such as for buttoning a shirt, opening a jar, writing for long periods, and holding a cup.
(R. 55-57). Plaintiff explained that he lives with his aunt and uncle and relies on them for
help with cooking, cleaning, taking his medicine, dressing, and bathing (R. 43, 53-55) and
depends on his aunt to take him to the doctor. (R. 44, 47). He claimed spending about
half the day lying down due to weakness and fatigue (R. 54) and that he has problems
focusing, understanding, forgetting, and concentrating. (R. 57-58).
In response to questions from the ALJ, the VE testified about the ability of a
hypothetical person of Plaintiff’s age and education who could perform light work (lift up
to twenty pounds occasionally and ten pounds frequently). (R. 59). The ALJ also added
the limitations that such a person be limited to frequent handling and fingering bilaterally,
and only occasionally balance, stoop, kneel, crouch, crawl, and climb ladders, ropes,
scaffolds, ramps, and stairs. (R. 59). The VE testified that such a person could perform
the representative jobs of housekeeper/cleaner, cafeteria attendant, and laundry worker.
(R. 59-60). And if the individual were instead limited to occasional hand use, the VE
testified that two jobs would still be available – usher and counter clerk. (R. 60). The ALJ
also asked the VE about jobs for a hypothetical person of Plaintiff’s age and education
who was instead limited to sedentary work (lifting up to ten pounds), frequent handling
and fingering bilaterally, could occasionally balance, stoop, crouch, and climb ramps and
stairs, and could not kneel, crawl, or climb ladders, ropes, or scaffolds. (R. 60). The VE
testified that such a person could perform the representative jobs of order clerk,
information clerk, and document preparer. (Id.). But if such a person were instead limited
13
to occasional handling and fingering, no jobs would be available. (R. 61). And in all
cases, the person would need to be on task about 85% of the workday. (Id.).
B.
The ALJ’s Decision
The ALJ denied Plaintiff’s claim for SSI benefits in his April 7, 2017 decision.
Although he found that Plaintiff has several severe impairments (obesity, inflammatory
arthritis, gout, fibromyalgia, and lumbar spine degenerative disc disease), the ALJ found
no impairment or combination of impairments that meets or medically equals the severity
of a listed impairment. (R. 22-25). The ALJ also determined that Plaintiff has the RFC to
perform light work with frequent handling and fingering bilaterally as described to the VE
during the hearing. (R. 26-30). Based on this RFC and the VE’s testimony that such a
person could perform the representative jobs of housekeeper cleaner, cafeteria attendant,
and laundry worker, the ALJ concluded that Plaintiff is able to perform work that exists in
significant numbers in the national economy and therefore not disabled. (R. 30-31).
Plaintiff now challenges this conclusion, particularly the ALJ’s findings that he is capable
of the walking and standing requirements of light work and frequent handling and
fingering. For the reasons explained below, the Court rejects these arguments.
DISCUSSION
I.
Governing Standards
A.
Five-Step Inquiry
To recover SSI benefits, a claimant must establish that he is disabled within the
meaning of the Social Security Act. Snedden v. Colvin, No. 14 C 9038, 2016 WL 792301,
at *6 (N.D. Ill. Feb. 29, 2016). A person is disabled if he is unable to perform “any
substantial gainful activity by reason of any medically determinable physical or mental
impairment which can be expected to result in death or which has lasted or can be
14
expected to last for a continuous period of not less than 12 months.”
42 U.S.C.
§ 423(d)(1)(A). The following five-step inquiry is required to determine whether a claimant
is disabled: (1) Is the claimant presently unemployed? (2) Is the claimant’s impairment
severe? (3) Does the impairment meet or equal one of the impairments enumerated in
the regulations? (4) Is the claimant unable to perform his former occupation? and (5) Is
the claimant unable to perform any other work? 20 C.F.R. § 404.1520.
B.
Standard of Review
Judicial review of the Commissioner’s final decision is authorized by 42 U.S.C.
§ 405(g). But in so doing, the Court may not engage in its own analysis of whether Plaintiff
is severely impaired. Young v. Barnhart, 362 F.3d 995, 1001 (7th Cir. 2004). Nor may
the Court “displace the ALJ’s judgment by reconsidering facts or evidence or making
credibility determinations.” Castile v. Astrue, 617 F.3d 923, 926 (7th Cir. 2010) (quoting
Skinner v. Astrue, 478 F.3d 836, 841 (7th Cir. 2007)). A court “will reverse an ALJ’s
determination only when it is not supported by substantial evidence, meaning ‘such
relevant evidence as a reasonable mind might accept as adequate to support a
conclusion.’” Pepper v. Colvin, 712 F.3d 351, 361-62 (7th Cir. 2013) (quoting cases).
In making this determination, the Court must “look to whether the ALJ built an
‘accurate and logical bridge’ from the evidence to [his] conclusion that the claimant is not
disabled.” Simila v. Astrue, 573 F.3d 503, 513 (7th Cir. 2009) (quoting Craft v. Astrue, 539
F.3d 668, 673 (7th Cir. 2008)). The ALJ need not, however, “provide a complete written
evaluation of every piece of testimony and evidence.” Pepper, 712 F.3d at 362 (quoting
Schmidt v. Barnhart, 395 F.3d 737, 744 (7th Cir. 2005)). Still, where the Commissioner’s
decision “‘lacks evidentiary support or is so poorly articulated as to prevent meaningful
15
review,’ a remand is required.” Hopgood ex rel. L.G. v. Astrue, 578 F.3d 696, 698 (7th
Cir. 2009) (quoting Steele v. Barnhart, 290 F.3d 936, 940 (7th Cir. 2002)).
II.
Analysis
A.
The ALJ’s Assessment of the Medical Opinions
Plaintiff’s first challenges the ALJ’s assessment of two agency medical opinions
(by consultative examiner Dr. Lumicao and non-reviewing examiner Dr. Gonzalez), as a
means to attack the ALJ’s finding that Plaintiff is capable of both the standing and walking
requirements of light work and the additional limitation of frequent handling and fingering.
(Doc. 10, at 7-10). According to Plaintiff, the combination of portions of these two opinions
(while rejecting other portions) requires restricting him to sedentary work with occasional
hand use, in which case the VE confirmed there would be no jobs and a disability finding
would be required. (Id.). The Court addresses each argument in turn.
1.
Opinions Regarding Plaintiff’s Abilities to Stand and Walk
Plaintiff’s attempt to avoid the standing and walking requirements of light work
relies on the isolated statement in the June 2015 consultative examination report of Dr.
Lumicao that Plaintiff “has some difficulty in prolonged standing, walking, lifting, and
carrying due to obesity and chronic joint pains.” (R. 323). Citing SSR 83-12, Plaintiff
argues that “prolonged standing or walking” is “contemplated for most light work,” and the
difficulty standing and walking noted by Dr. Lumicao is therefore “inconsistent” with the
ALJ’s finding that Plaintiff can perform light work. (Doc. 10, at 7).3 From this premise,
3
Notably, SSR 83-12 makes this observation in the context of addressing an issue not
raised here, regarding whether a claimant who must alternate sitting and standing is functionally
capable of “the prolonged sitting contemplated in the definition of sedentary work” or the
“prolonged standing or walking contemplated for most light work.” 1983 WL 31253, at *4 (Jan 1,
1983). As discussed below, however, the functional requirements of light work are set out
elsewhere in SSR 83-10, 1983 WL 31251, at *5 (Jan 1, 1983).
16
Plaintiff argues that the ALJ “reversibly erred” by failing to provide “good explanation” for
according only some weight to Dr. Lumicao’s opinion “and rendering a functional capacity
finding that stood inapposite.” (Doc. 10, at 7). The Court disagrees on all points.
Contrary to Plaintiff’s assertion, the ALJ provided solid reasons for according Dr.
Lumicao’s statement that Plaintiff has “some difficulty” with prolonged standing and
walking only some (as opposed to full) weight. As even Plaintiff acknowledges, the ALJ
explained that this statement is “vague” in its failure “to specify the degree of limitation”
that Plaintiff experiences standing or walking. (Id.; R. 29). The ALJ also found that this
isolated remark only “partially follows from” Dr. Lumicao’s physical examination of Plaintiff
(R. 29), since his report documented several detailed findings regarding Plaintiff’s ability
to stand and walk (unaddressed by Plaintiff here) that were more probative of his RFC.
As the ALJ discussed, Dr. Lumicao reported that Plaintiff had a slow gait but no limping
or staggering and no use of an assistive device, full range of motion and strength in his
lower extremities, only mild difficulties getting on and off the examining table and with
complex walking exercises, and his straight leg raises were negative. (R. 27, citing
R. 321-22). Based on these findings and the prior consultative examination of Dr. Palacci
which similarly found full range of motion and strength in Plaintiff’s lower extremities
(R. 292), the ALJ reasonably found that Plaintiff “is able to stand or walk frequently during
a normal workday.” (R. 29).4
4
The Court also notes that Dr. Lumicao’s additional statement regarding Plaintiff’s difficulty
with prolonged walking and standing follows and relates at least partly to Plaintiff’s own report
during the examination that he “has difficulty walking more than 1/2 block because of the joint
pains.” (R. 322-23). It is well settled that an ALJ is free to discount such a medical opinion based
on a claimant’s subjective complaint, even when reported by an agency expert. See, e.g.,
Winsted v. Berryhill, 923 F.3d 472, 478 (7th Cir. 2019) (ALJ properly discounted agency opinion
“based on only one evaluation” that “largely reflected” the claimant’s “subjective reporting”) (citing
and quoting Rice v. Barnhart, 384 F.3d 363, 371 (7th Cir. 2004) (ALJ should rely on medical
17
As importantly, particularly in light of Dr. Lumicao’s additional examination findings,
his isolated remark that Plaintiff has “some difficulty” with “prolonged” walking or standing
is hardly “inapposite” to the ALJ’s light work determination, as Plaintiff now suggests. The
full range of light work “requires standing or walking, off and on, for a total of
approximately 6 hours of an 8-hour workday.” SSR 83-10, 1983 WL 31251, at *6. That
is precisely what the agency reviewer (Dr. Gonzalez) concluded Plaintiff is capable of
doing after fully considering Dr. Lumicao’s report. (R. 76-78). On reconsideration of
Plaintiff’s application, Dr. Gonzalez found that Plaintiff is able to stand and/or walk about
6 hours in an 8-hour workday, and therefore capable of light work. (Id). And to support
this determination, Dr. Gonzales recited Dr. Lumicao’s detailed findings regarding
Plaintiff’s slow but unassisted gait and full range of motion and strength in his lower
extremities, albeit with complaints of muscle aches and joint pain. (R. 76). Dr. Gonzalez’s
opinion thus demonstrates that Dr. Lumicao’s opinion is fully consistent (not “inapposite”)
with the ALJ’s determination that Plaintiff is capable of light work. 5
Failing to confront Dr. Lumicao’s examination findings or Dr. Gonzalez’s careful
consideration of them, Plaintiff argues that the ALJ should have credited only Dr.
Lumicao’s isolated statement that Plaintiff has “some difficulty” with “prolonged” walking
and standing because it is supported by “other record evidence.” (Doc. 10, at 8-9). But
opinions “based on objective observations,” not subjective complaints”).
5
Although Plaintiff himself relies heavily on Dr. Gonzalez’s opinion in a different respect
(regarding his capacity for fine and gross manipulations), he argues that her opinion regarding
Plaintiff’s capacity for light work should be disregarded because it “stands in conflict with Dr.
Lumicao, an Agency examining physician.” (Doc. 10, at 10 n.8). But again, Plaintiff fails to
address Dr. Gonzalez’s detailed bases for her light work determination, or the fact that those
bases came from Dr. Lumicao’s report. Dr. Gonzalez’s light work determination is thus fully
consistent with Dr. Lumicao’s opinion, and both are fully supportive of the ALJ’s similar
determination that Plaintiff is capable of light work.
18
if anything, the additional evidence that Plaintiff cites reinforces the ALJ’s conclusion that
Plaintiff is capable of light work. For example, Dr. Sequeira’s treatment records similarly
show that Plaintiff had full range of motion and an absence of swelling in his lower
extremities (R. 437, 440, 444, 451), just as Drs. Lumicao and Palacci found. (R. 292,
321-22). Based on these findings, numerous x-rays demonstrating that Plaintiff’s lumbar
spine, pelvis, hips, knees, and feet were all essentially normal, and blood tests that
showed no sign of an autoimmune disorder, Dr. Sequeira concluded that Plaintiff had no
objective sign of joint disease and instead attributed his “unidentifiable” joint pain to
fibromyalgia. (R. 440, 446-47). Nor did Dr. Sequeira endorse any limitations in Plaintiff’s
walking ability. To the contrary, he recommended that Plaintiff increase his activity level
with stretching, swimming, and walking. (R. 447).
Plaintiff’s reliance on Dr. Estefan Roy’s November 2015 to “Return to Work” Note
fares no better. While one might guess at the few words scribbled on this form (perhaps:
“The bearer has a hard time doing physical work including standing & walking for a long
time”), it provides none of the information needed to determine the degree of limitation in
walking or standing that Plaintiff experiences or its impact on his ability to work. (R. 348).
For instance, Dr. Roy failed to complete the sections indicating the dates to which it
applies, whether Plaintiff is “incapacitated” or not, and whether and when he may “return
to unrestricted work” or “return to restricted work.” (Id.). And unlike Dr. Lumicao’s detailed
report, Dr. Roy’s one-line note lacks any other information from which Plaintiff’s condition
might be discerned. Given its brevity and omissions, the ALJ reasonably discounted this
incomplete statement as “generally illegible” and “vague.” (R. 29).
The emergency room records on which Plaintiff relies fall short for similar reasons.
(Doc. 10, at 9, citing R. 386-87, 411-18). None of these records makes any findings
19
regarding Plaintiff’s physical condition or functional limitations. They merely document a
gout episode for which Plaintiff was prescribed medication (R. 411-12) and his complaints
of leg and knee pain (R. 386-87), whereas Drs. Palacci, Lumicao, and Sequeira
consistently found no swelling and no reduced strength or range of motion in his
extremities, and Drs. Palacci and Lumicao found him able to ambulate unassisted. As
noted above, treatment notes reporting subjective complaints are insufficient to overcome
such objective evidence supportive of the ALJ’s determination. See supra note 4. Nor
was the ALJ required to seek out further specificity regarding potential limitations from
any treating or examining physician as Plaintiff now suggests (Doc. 10, at 8), when the
record already contained functional assessments sufficient for the ALJ to render a
decision. See Britt v. Berryhill, 889 F.3d 422, 427 (7th Cir. 2018) (no requirement to recontact medical expert “for an explanation of the inconsistencies between her report and
those of other doctors” where “the record contained adequate information for the ALJ to
render a decision”) (citing Skinner v. Astrue, 478 F.3d 836, 843-44 (7th Cir. 2007)).
In addition to the detailed findings of Drs. Palacci, Lumicao, and Sequeira,
Plaintiff’s canvassing of the evidence also overlooks the Medical Evaluation conducted
by Dr. Patricia Roy in December 2015. (R. 425, 465). Unlike Dr. Estefan Roy’s one-line
assessment, Dr. Patricia Roy offered specific findings quantifying the degree of limitation
in Plaintiff’s walking ability, whether due to his obesity or fibromyalgia. For the specific
purpose of determining Plaintiff’s “employability status,” she opined that he ambulates
normally (unassisted), has no limitation in his ability to stand, and has at most a 20%
reduction in his ability to walk. (R. 423, 425). Like the findings of Drs. Palacci, Lumicao,
and Sequeira discussed above, Dr. Patricia Roy’s findings are similarly supportive of the
ALJ’s determination that Plaintiff is capable of light work. See, e.g., Bell v. Apfel, 221
20
F.3d 1338, 2000 WL 1015897, at *1-2, 5 (7th Cir. 2000) (medical opinions reporting 20%
reduced capacity to walk supportive of light work RFC determination) (unpublished). 6
2.
Opinions Regarding Plaintiff’s Hand Use
Plaintiff’s attack on the ALJ’s determination of frequent gross and fine manipulation
similarly fails to address several medical opinions and treatment records that support this
conclusion. As the ALJ explained, the record includes two opinions regarding Plaintiff’s
hand use that indicate no impairment.
(R. 27-28).
During her September 2014
consultative examination, Dr. Palacci found normal grip strength and that Plaintiff was
able to make fists, oppose fingers, and perform various manipulative tasks, such as hold
coins, turn doorknobs, button shirts, and tie shoelaces. (R. 291-92). Dr. Patricia Roy’s
December 2015 Medical Evaluation similarly reported no impairment (“Full Capacity”) in
gross and fine manipulation and the finger dexterity of both hands.
(R. 425).
Dr.
Sequeira’s treatment records also indicated repeatedly that Plaintiff had full range of
motion and an absence of swelling in each hand, and that the x-rays of his hands and
wrists were normal. (R. 437, 440, 446, 451). But the ALJ also considered Dr. Lumicao’s
finding of “slightly decreased” grip strength (4 out of 5 bilaterally) and “mild difficulty in
performing manipulations with either hand” (R. 321), and that Plaintiff sometimes
presented with hand swelling. (R. 26-27, citing 314; see also R. 464). And Plaintiff
documented his swollen hand on other occasions with photographs that he brought to Dr.
6
Although Bell is unpublished and therefore not precedential, the Court is persuaded by its
reasoning and that of other district courts in this Circuit that have reached the same conclusion.
See, e.g., Cecil v. Colvin, No. 13-cv-233, 2014 WL 1425871, at *8, 11 (S.D. Ill. April 11, 2014)
(reliance on medical opinion rating claimant’s ambulation as normal (unassisted) and capacity to
walk and stand “as only 20% reduced” supported light work RFC determination); Penny v. Astrue,
No. 08-2270, 2010 WL 1931312, at *5 (C.D. Ill. May 13, 2010) (medical evaluation that claimant
had a 20-50% reduced capacity to walk and stand was consistent with light work RFC
determination).
21
Sequeira. (R. 449, 455). Reasonably balancing all of this evidence, the ALJ found
Plaintiff capable of frequent handling and fingering bilaterally. (R. 28-29).
But Plaintiff’s challenge features a different piece of evidence – Dr. Gonzalez’s
non-examination review of Plaintiff’s application on reexamination, where she opined that
Plaintiff has “slightly reduced grip strength and difficulty with manipulations” due to
rheumatoid arthritis, and is therefore “best served avoiding more than occasional fine and
gross manipulations bilaterally.” (R. 76-77). Once again, Plaintiff argues that the ALJ
“provided no supported record basis for supplanting the reasoned judgment of Dr.
Gonzalez, an agency expert and medical professional.” (Doc. 10, at 10). And once again,
the Court disagrees.
As even Plaintiff acknowledges, while the ALJ accepted Dr. Gonzalez’s opinion in
all other respects, he clearly explained that her basis for restricting Plaintiff to occasional
hand use (Dr. Lumicao’s June 2015 consultative examination report of “slightly
decreased” grip strength and “mild difficulty” with hand manipulations) “does not warrant
the extreme reduction of only occasional manipulative activity.” (R. 28; see also Doc. 10,
at 10 and n.8). The ALJ also explained that Dr. Gonzalez “never had the opportunity to
examine, or even meet with and question, the claimant.” (R. 28). Thus, given the “slight
loss of functioning” found by Dr. Lumicao and the “other generally unremarkable physical
examinations” of Plaintiff’s hands and hand use (which were mostly unavailable to Dr.
Gonzalez), the ALJ reasonably found that Plaintiff “would be able to perform handling and
fingering frequently, as opposed to occasionally.” (R. 28-29). This analysis was more
than proper.
Among the evidence unavailable to Dr. Gonzalez at the time of her June 2015
review was Dr. Patricia Roy’s December 2015 Medical Evaluation, which found no
22
impairment in gross or fine manipulation or the finger dexterity of either hand. (R. 425).
Dr. Gonzalez also lacked the benefit of Dr. Sequeira’s treatment records reporting normal
x-rays and blood tests and repeatedly finding no reduced range of motion or swelling of
Plaintiff’s hands and wrists. (R. 437, 440, 446-47, 451). The records from Dr. Sequeira
and Dr. Patricia Roy also discredited the diagnosis of rheumatoid arthritis (R. 440, 44647, 464) on which Dr. Gonzalez expressly relied in reaching her conclusion that Plaintiff
should be limited to occasional hand use. (R. 76: “He was diagnosed with rheumatoid
arthritis.”; R. 77: “Due to RA the claimant has slightly reduced grip and difficulty with
manipulations. He is best served by avoiding more than occasional fine and gross
manipulations bilaterally.”). The ALJ’s decision to discount a non-examining agency
opinion rendered in the absence of this full record was not merely reasonable, it was
required.
“ALJs may not rely on outdated opinions of agency consultant’s ‘if later
evidence containing new, significant medical diagnoses reasonably could have changed
the reviewing physician’s opinion.’” Lambert v. Berryhill, 896 F.3d 768, 776 (7th Cir. 2018)
(quoting Moreno v. Berryhill, 882 F.3d 722, 728 (7th Cir. 2018)).
Plaintiff’s argument that the ALJ failed to “reconcile” his frequent hand use finding
with evidence of Plaintiff’s hand and wrist swelling (Doc. 10, at 10) similarly disregards
the ALJ’s reasoning and the records he cited to support it. As the ALJ explained, Plaintiff
testified that medications helped his swelling (R. 28, 51) and reported to Dr. Sequeira that
Elavil made him feel better for about a month. (R. 28-29, 449). Plaintiff’s suggestion that
the ALJ lacked an independent medical assessment to support his conclusion that
Plaintiff is capable of frequent hand use during a normal workday (Doc. 10, at 10) also
ignores the facts. As the ALJ further explained, Dr. Patricia Roy found Plaintiff had full
capacity for gross and fine manipulation and finger dexterity bilaterally “during an 8 hour
23
workday, five days a week,” even while Plaintiff was complaining of hand and wrist
swelling, tenderness, and pain. (R. 28, 423, 425, 465). It was the ALJ who, in an
abundance of caution and to Plaintiff’s benefit, reduced his RFC determination to only
frequent hand use to accommodate Plaintiff’s complaints of hand swelling. (R. 26-29).
This conclusion was more than well supported. 7
For all of these reasons, the Court finds no error in the ALJ’s RFC determination
that Plaintiff is capable of frequent gross and fine manipulation. But the Court also notes
that any such error would be harmless, since the VE’s testimony established that there
would still be jobs available even if Plaintiff were limited to light work with occasional hand
use. (R. 60). Conversely, any error in the ALJ’s determination that Plaintiff is capable of
the standing and walking requirements of light work would be harmless, as the VE also
established that there would be jobs available for someone capable of only sedentary
work but also frequent hand use. (R. 60-61). In sum, Plaintiff must defeat both RFC
determinations of light work and frequent hand use to overcome the ALJ’s non-disability
finding. And this Court finds no error in either.
B.
The ALJ’s Assessment of Plaintiff’s Claimed Fatigue and Tiredness
Plaintiff next challenges the ALJ’s assessment of his claimed fatigue and tiredness
when determining his RFC.
Plaintiff argues that these symptoms are “documented
throughout the record,” and that the ALJ “acknowledged” that fatigue and tiredness are
7
Plaintiff attempts to discredit Dr. Patricia Roy’s assessment of no impairment in gross or
fine manipulation or finger dexterity (R. 425) by questioning whether she “tested for manipulative
limitations as Dr. Lumicao did.” (Doc. 23 at 5). Putting aside the reliability of Dr. Roy’s Medical
Evaluation (on which Plaintiff himself relies), the argument is moot in any event, since the ALJ
discounted Dr. Roy’s opinion of no manipulative limitations in order to accommodate both Dr.
Lumicao’s findings of slightly decreased grip strength and mild manipulative abilities (R. 321, 327)
and Plaintiff’s complaints of hand swelling. (R. 28-29).
24
symptoms of his fibromyalgia, but “reversibly erred by failing to continue this assessment
to analyze and set forth the vocational impact” of these symptoms. (Doc. 10, at 11). He
further contends that this alleged error is outcome determinative, since Plaintiff testified
that he needs to lie down each day due to fatigue, and the VE testified that the allowable
off-task time for the jobs he listed was only 15%. (Id. at 11-12). But as the Commissioner
correctly responds, the ALJ repeatedly considered Plaintiff’s claims of fatigue and the
evidence relating to those complaints, including Plaintiff’s testimony, but properly found
that the record supports no greater limitations in Plaintiff’s RFC. (Doc. 19, at 6-8, citing
R. 25-26, 29). The Court agrees that the ALJ properly considered this issue and that his
RFC fully addressed the evidence to which Plaintiff now points.
Contrary to Plaintiff’s contentions, the ALJ expressly acknowledged his testimony
claiming “chronic fatigue” but found that his medical history fails to demonstrate that this
symptom (along with the others Plaintiff listed) was as severe as alleged. (R. 26). That
conclusion was well supported. As the ALJ explained, Dr. Patricia Roy’s December 2015
Medical Evaluation found no physical impairment in Plaintiff’s ability to handle daily
activities during an 8-hour workday. (R. 28, citing R. 425). Dr. Estefan Roy also noted
no issue with daytime drowsiness in December 2014. (R. 299). Dr. Habib similarly
indicated in both May and October 2015 that Plaintiff reported no sleep disturbances or
fatigue. (R. 313-14, 368). And as the Commissioner notes (and Plaintiff does not
dispute), no opinion states that Plaintiff is unable to work due to fatigue. (Doc. 19 at 6).
As the Commissioner also argues (Doc. 19, at 7-88), the treatment records that
Plaintiff now claims “documented” his fatigue and tiredness (Doc. 10, at 11) merely recite
his complaints of those symptoms. (E.g., R. 45, 54, 196, 280, 435, 443, 449-50, 456,
462). As explained above, it is proper to discount medical records that merely track a
25
claimant’s subjective complaints. See supra note 4; see also Cooley v. Berryhill, 738 Fed.
App’x 877, 880-81 (7th Cir. 2018) (ALJ was not “required to rely” on treatment notes
indicating fatigue that “appear simply to recite [claimant’s] own subjective complaints”).
And the records Plaintiff cites that indicate a diagnosis of “fatigue” or “tiredness” (e.g.,
391, 411, 463) contain no explanation or support for that one-word diagnosis and are thus
no more probative. See Cooley, 738 Fed. App’x at 879-80 (ALJ properly discounted
treatment records diagnosing fatigue supported only by claimant’s subjective report: “An
ALJ may discount a doctor’s statements that are not adequately explained if the treatment
notes do not clarify the doctor’s reasoning.”). Nor do any of these records indicate that
any fatigue Plaintiff does experience limits his activities. To the contrary, Dr. Sequeira
recommended that Plaintiff increase his activity level, even while acknowledging his claim
of fatigue. (R. 443, 447).
Plaintiff’s hearing testimony that he needs to lie down half the day due to weakness
or fatigue (R. 54) similarly fails to substantiate that claim in the absence of any
corroborating objective evidence. See Imse v. Berryhill, 752 Fed. App’x 358, 360-62 (7th
Cir. 2018) (ALJ properly disregarded claimant’s hearing testimony of needing to lie down
or nap 90 minutes to 4 hours a day 2 to 5 days a week, where “no physician, treating or
otherwise, has ever indicated that there was a medical reason why she would need to lay
down/nap as frequently as alleged during the day”). As noted above, Plaintiff’s medical
record not only fails to mention that he spends half the day lying down, it includes several
contradictory treatment notes indicating an absence of fatigue, daytime drowsiness, or
any difficulty handling daily activities during a normal 8-hour workday. (R. 299, 313-14,
368, 425). On this record, there was no need for the ALJ to address Plaintiff’s testimony
that he spends half of every day lying down. See Green v. Saul, 781 Fed. App’x 522, 528
26
(7th Cir. 2019) (ALJ not required to address claimant’s alleged need to nap two hours
every day due to fatigue that was “not supported by evidence other than her testimony,
which the ALJ did not credit”).
Even Plaintiff does not argue that this uncorroborated testimony requires remand.
Rather, he emphasizes “that the ALJ found fibromyalgia a severe impairment and
Plaintiff’s fatigue and tiredness a symptom of that impairment.” (Doc. 23, at 6). But of
course, finding an impairment and acknowledging its symptoms do not by themselves
require a disability determination, only an analysis of their severity and impact on an ability
to work. And contrary to Plaintiff’s suggestion, the ALJ did not “fail to set forth an
assessment of Plaintiff’s fatigue.” (Id.). As the Commissioner correctly argues (Doc. 19,
at 6), the ALJ assessed both Plaintiff’s “allegations of diminished activities due to fatigue”
and a note submitted by his aunt stating that she “helps him with some of his daily
activities like cooking, cleaning, and taking him back and forth to the doctor.” (R. 26, 29,
245). But the ALJ reasonably concluded in light of a well-developed medical record that,
although Plaintiff may experience some fatigue as a symptom of his fibromyalgia, that
symptom is not as severe as he alleged, and instead fully accommodated by an RFC
limiting him to light work with other restrictions. (R. 26-30). For all of these reasons,
Plaintiff’s bare testimony alleging a need to lie down half the day is insufficient to show
that the limited RFC determined by the ALJ failed to accommodate his fatigue.
C.
The ALJ’s Evaluation of Plaintiff’s Subjective Complaints
Finally, Plaintiff challenges the ALJ’s evaluation of his subjective complaints on a
wide array of grounds. He argues that the ALJ: (1) applied an “incorrect legal standard”
when evaluating his claimed symptoms; (2) failed to explain which symptoms were
credited and discredited; (3) improperly relied on objective medical evidence to discredit
27
his pain and other symptoms; (4) failed to determine “the frequency and duration of gout
attacks and the corresponding functional impact”; (5) improperly relied on his
conservative treatment without considering his reasons for lack of other treatment;
(6) failed to consider the factors required under SSR 16-3p; and (7) misconstrued one of
his medical records to suggest symptom exaggeration. (Doc. 10, at 12-15). As explained
below, the Court finds no merit in any of these arguments, as each is debunked by a fair
reading of the ALJ’s decision and the full record which he thoroughly considered.
1.
The Legal Standard Applied by the ALJ
Plaintiff first takes issue with the legal standard applied by the ALJ when assessing
his subjective complaints. According to Plaintiff, the ALJ incorrectly considered whether
Plaintiff’s claims were “entirely consistent with the medical evidence and other evidence
in the record,” whereas the regulations require a decision based on “the preponderance
of the evidence offered at the hearing or otherwise included in the record.” (Doc. 9, at 12,
quoting R. 27 and 20 C.F.R. 404.953(a)).8 But as the Commissioner correctly contends,
Plaintiff’s argument disregards the ALJ’s proper explanation that he “considered all
symptoms and the extent to which these symptoms can reasonably be accepted as
consistent with the objective medical evidence and other evidence, based on the
requirements of 20 C.F.R. 416.929.” (Doc. 19, at 11-12, citing R. 26). The ALJ further
explained, after fully considering the evidence in keeping with this standard, that Plaintiff’s
“statements concerning the intensity, persistence, and limiting effects of these symptoms
are not entirely consistent with the medical evidence and other evidence in the record for
the reasons explained in this decision” and “have been found to affect the claimant's
8
Although Plaintiff incorrectly cites § 404.953(a), the same standard is set forth in 20 C.F.R.
§ 416.1453(a), which applies to SSI claims and therefore the instant case.
28
ability to work only to the extent they can reasonably be accepted as consistent with the
objective medical and other evidence.” (R. 27, emphasis added). As the Commissioner
correctly argues, this explanation demonstrated the ALJ’s proper application of the
standard required by § 416.929(a), not a deviation from the preponderance standard
required by § 416.1453(a). (Doc 19, at 11-12, quoting § 416.929(a): “we consider all your
symptoms, including pain, and the extent to which your symptoms can reasonably be
accepted as consistent with the objective medical evidence and other evidence.”).
Tellingly, Plaintiff cites no other language in the ALJ’s decision suggesting that he
misapplied the preponderance standard of § 416.1453(a). And in fact, the ALJ’s decision
and RFC determination demonstrate that he fully complied with that standard as well. As
the foregoing language makes clear, the ALJ did not reject Plaintiff’s symptoms if they
were merely inconsistent with any piece of evidence, but rather, credited his symptoms
“to the extent they can reasonably be accepted as consistent with the objective medical
and other evidence” as “explained in this decision.” (R. 27). Indeed, to Plaintiff’s benefit,
the ALJ accepted some of Plaintiff’s claimed symptoms in light of the full record, even
though they were inconsistent with significant pieces of evidence considered in isolation.
As the ALJ explained, although Drs. Palacci and Patricia Roy found full grip strength and
hand use (R. 292, 425), he limited Plaintiff to frequent gross and fine manipulation to
accommodate his complaints of hand pain and swelling. (R. 27-29). While Drs. Palacci,
Lumicao, and Sequeira repeatedly found full range of motion and strength in Plaintiff’s
upper and lower extremities (R. 292, 321, 437, 440, 444, 451), the ALJ limited him to a
reduced exertional workload of light work. (R. 28). And while Dr. Palacci also found
Plaintiff could perform knee squats (R. 292), the ALJ limited him to only occasional
climbing, balancing, stooping, kneeling, crouching, and crawling. (R. 27-28).
29
Plaintiff’s claim that the ALJ wrongly required his subjective complaints to jibe with
every piece of evidence in the record is thus belied by the ALJ’s explicit reasoning and
result. But in any event, even if the ALJ had referred to an incorrect legal standard for
evaluating Plaintiff’s claimed symptoms (which he did not), Seventh Circuit authority
makes clear that the use of such boilerplate “does not automatically undermine or
discredit the ALJ’s conclusion if he otherwise points to information that justifies his
credibility determination.” Burmester v. Berryhill, 920 F.3d 507, 510 (7th Cir. 2019)
(quoting Pepper v. Colvin, 712 F.3d 351, 367-68 (7th Cir. 2013)).9 The ALJ did so here.
As explained below, the ALJ provided sound, well-supported reasons for his assessment
of each claimed symptom or limitation that he did not fully credit, and in each case further
explained why he credited it to the lesser extent that he did.
2.
Symptoms Credited and Discredited
Plaintiff next complains that the ALJ failed to explain which symptoms he did and
did not credit. (Doc. 10, at 12-13). But as discussed above, the ALJ made clear that he
partially discredited Plaintiff’s complaints of difficulty with prolonged standing and walking
based on consultative and treating examinations that demonstrated a normal gait and no
use of an assistive device (R. 292, 322), normal strength and range of motion in Plaintiff’s
lower extremities (R. 292, 321, 437, 440, 444, 451)), full ability to stand, and only 20%
reduction in his capacity to walk. (R. 425). Based on this evidence, the ALJ reasonably
9
Indeed, the Seventh Circuit has affirmed ALJ decisions using the same “not entirely
consistent” phrasing where the ALJ properly provided record-based reasons for the challenged
symptom evaluation. See, e.g., Cooley, 738 Fed. App’x 877, 880, 882 (7th Cir. 2018) (affirming
assessment of fibromyalgia and other symptoms, including fatigue); Reed v. Colvin, 656 Fed.
App’x 781, 786-88 (7th Cir 2016) (“the ALJ’s credibility finding rests on a number of
inconsistencies undermining Reed’s complaints that her leg injury prevents her from working” and
“thus is tied to evidence in the record and is not patently wrong, so we will not disturb that
assessment”).
30
found that Plaintiff “is able to stand or walk frequently during a normal workday.” (R. 2729). The ALJ also explained that he partially discredited Plaintiff’s complaints of difficulty
using his hands based on consultative and treating examinations indicating normal grip
strength and full use of his hands and fingers (R. 292, 425), and only slightly reduced grip
strength and mildly difficulty performing manipulations with either hand. (R. 321). After
properly balancing these evaluations, the ALJ reasonably found Plaintiff “able to perform
handling and fingering frequently, as opposed to occasionally.” (R. 28-29).
Once again, Plaintiff confronts none of this evidence or the ALJ’s careful
consideration of it. Instead, Plaintiff points yet again to his unsubstantiated hearing
testimony claiming that he spends half the day lying down (R. 54) and complains “there
is no indication whether, or to what degree, the ALJ credited [Plaintiff’s] need to lie down
during the day due to his fatigue and weakness.” (Doc. 10, at 13). But as explained
above, while the ALJ found that Plaintiff may experience some fatigue as a symptom of
his fibromyalgia, he reasonably discounted Plaintiff’s claim that his fatigue is disabling
(requiring him to lie down half the day) as inconsistent with the record, including Dr.
Patricia Roy’s December 2015 Medical Evaluation finding no physical impairment in
Plaintiff’s ability to handle daily activities during a normal 8-hour workday. (R. 28-29,
425). Dr. Estefan Roy similarly indicated no issue with daytime drowsiness a year earlier
in December 2014. (R. 299). Given this evidence and the lack of any other indication
that Plaintiff needed to spend time lying down during the day, the ALJ committed no error
in rejecting that claim. See Green v. Saul, 781 Fed. App’x at 528 (no error in ALJ’s failure
to address in RFC claimant’s alleged need to nap two hours every day due to fatigue that
was “not supported by evidence other than her testimony,” even though the medical
record indicated she would experience “daytime sleepiness or drowsiness”).
31
3.
Consideration of Objective Medical Evidence
Plaintiff’s argument that the ALJ relied too heavily on his objective medical record
fares no better. According to Plaintiff, the ALJ wrongly focused on objective findings to
discredit his claims of fibromyalgia-related pain and limitations, when “fibromyalgia is not
manifested by typical objective findings.”
(Doc. 10, at 13).
But as even Plaintiff
acknowledges (id.), the ALJ gave due consideration to these claims by finding that
Plaintiff’s demonstration of all 18 fibromyalgia tender points “supports severe
fibromyalgia.” (R. 27). And while the ALJ also properly noted Plaintiff’s normal knee,
foot, hand, pelvis, and lumbar spine x-rays (R. 27), and normal examination findings
showing full range of motion and strength in his upper and lower extremities (R. 27, 29),
he did not rely on these objective findings alone when determining the extent of Plaintiff’s
limitations. Rather, as discussed above, the ALJ also considered functional evaluations
by both agency consultative examiners and Plaintiff’s own treating physician showing a
normal gait, no need for an assistive device, unimpaired or only mildly limited hand use,
and full physical ability to conduct daily activities during a normal 8-hour workday. (R. 2729). After properly balancing this evidence, the ALJ meaningfully credited Plaintiff’s
claimed limitations by restricting him to only light exertional work with frequent gross and
fine manipulation and occasional climbing, balancing, stooping, kneeling, crouching, and
crawling. (R. 27-29).
Thus, the ALJ’s decision shows that he thoroughly considered the many functional
assessments in Plaintiff’s record that indicated no or only minimal impairment, in
combination with the many normal objective findings that also indicated lesser limitations
than he alleged, to arrive at an RFC that was consistent with all of that evidence. This
32
analysis was perfectly proper. See Cooley, 738 Fed. App’x at 882 (acknowledging in
fibromyalgia case that “the consistency of [a claimant’s] complaints with the medical
record may be considered as probative of her credibility”) (citing Jones v. Astrue, 623
F.3d 1155, 1161 (7th Cir. 2010) (“discrepancies between objective medical evidence and
self-reports may suggest symptom exaggeration”)). But even if the ALJ had relied too
heavily on normal objective findings (which he did not), that still would not “undermine”
the considerable functional evidence that further supports the ALJ’s RFC determination
or require remand. See Cooley, 738 Fed. App’x at 882 (“any errors concerning the
inconsistency of Cooley’s complaints with the medical record do not undermine the
evidence that does support the credibility determination. Thus, we cannot say the ALJ’s
decision was patently wrong”).
4.
Frequency of Gout Attacks
Plaintiff next contends that the ALJ “failed to determine the frequency and duration
of gout attacks and the corresponding functional impact.” (Doc. 10, at 14). But this too
is inaccurate. As the ALJ observed, Plaintiff’s six-year medical record includes just one
blood test indicating a uric acid level above the normal range in May 2016 and one
diagnosis of gout in October 2016. (R. 27). As for the functional impact of these findings,
the ALJ further observed that Plaintiff’s uric acid was normal when previously tested,
undermining a conclusion of “persistent” gout. (R. 27-28). He also noted that “there have
been significant periods since the application during which the claimant has not engaged
in treatment or has not taken any medication for those symptoms,” as Plaintiff reported at
both consultative examinations (in September 2014 and June 2015) that he was not
taking any prescription pain medications. (R. 28, 290, 318). The ALJ also cited Plaintiff’s
33
testimony and report to Dr. Sequeira confirming that his medications had been at least
somewhat effective in controlling his symptoms when he did have them. (R. 28, 51: “It
calms down the actual, the swelling a little.”; R. 449: “he felt better for about a month”
after Elavil prescription).
Based on this evidence, the ALJ reasonably found that Plaintiff’s gout and other
impairments did not preclude full-time employment, but limited him to light exertional work
to accommodate them. (R. 26-30). No additional predictions regarding the frequency or
duration of Plaintiff’s gout attacks were required. See Craig v. Colvin, No. 11-cv-2925,
2014 WL 7004970, at *3 (N.D. Ill. Dec. 11, 2014) (“there is no requirement that the ALJ
determine precisely the number of times per year that a claimant experiences gout
attacks”); see also Burmester, 920 F.3d at 509-10 (affirming light work RFC determination
where claimant had gout and other impairments with no specific finding as to the
frequency or duration of gout attacks).10
5.
Conservative Treatment
Plaintiff’s attempt to challenge the ALJ’s consideration of his conservative and
intermittent treatment is similarly unsupported. He complains that the ALJ failed to
“explore” the reasons for his treatment history, such as when he had insurance, what it
covered, and his difficulty getting to appointments due to dependence on his aunt for
transportation. (Doc. 10, at 14). But all of these factors were thoroughly explored during
10
Contrary to Plaintiff’s suggestion (Doc. 10, at 14), Thomas v. Astrue, No. 09 C 1219, 2011
WL 2039577 (N.D. Ill May 25, 2011), holds no differently. There, the ALJ improperly determined
without medical support that the claimant’s gout and other impairments were only “mild,” and
“went so far as to question whether they existed at all,” despite confirming diagnoses and
evidence of gout attacks every two weeks. Id. at *4, 10. The ALJ made no such improper
pronouncement here. He merely noted (accurately) that Plaintiff’s record contained only one
blood test showing a high uric acid level and one diagnosed gout attack. (R. 27-28).
34
the hearing. In response to questions from the ALJ, Plaintiff testified about depending on
his aunt for transportation to doctor’s appointments (R. 44, 47, 54), and the ALJ
appropriately noted that fact in his decision. (R. 29). Also during the ALJ’s examination,
Plaintiff explained that he had procured insurance about two and a half years before the
hearing (so by the time of his July 2014 application) and that Dr. Patricia Roy took over
when Dr. Habib no longer accepted that insurance. (R. 46, 48).
None of these facts undermines the ALJ’s accurate observation that “there have
been significant periods since the application during which the claimant has not engaged
in treatment or has not taken any medication for those symptoms.” (R. 28). As Plaintiff
admitted, he had insurance throughout this timeframe and physicians were overseeing
his care. (R. 46-48).11 And while Plaintiff identified one period before his October 2016
gout diagnosis when his aunt was unable to take him to the doctor (R. 47), the ALJ’s
decision took full consideration of Plaintiff’s treatment and diagnosis during this period
and did not fault him for failing to procure it sooner. (R. 27). Rather, the ALJ accurately
observed that there were other “significant periods” since Plaintiff’s July 2014 application
during which he did not engage in treatment or take pain medications for his symptoms,
as he reported in both September 2014 and June 2015. (R. 28, citing 290, 318). See
Summers v. Colvin, 634 Fed. App’x 590, 592 (7th Cir. 2016) (claimant’s “explanation that
she did not have insurance or reliable transportation” failed to “address her circumstances
during the period” of conservative treatment noted by the ALJ).
11
The court also notes that Plaintiff regularly presented for doctors’ appointments and
emergency room visits between December 2014 and November 2016, indicating that he was able
to seek care throughout this timeframe. See R. 298-99: 12/18/14; R. 391: 5/5/15; R. 312-14:
5/19/15; R. 435-40: 6/23/15; R. 386: 6/24/15; R. 443-47: 7/9/15; R. 449-54: 10/13/15; R. 366-68:
10/20/15; R. 348: 11/16/15; R. 422-25, 465: 12/16/15; R. 455-58: 3/3/16; R. 464: 5/10/16;
R. 411-12: 10/10/16; R. 463: 10/18/16; R. 462: 11/14/16.
35
6.
SSR 16-3p
Plaintiff’s argument that the ALJ failed to address the credibility factors required by
SSR 16-3p similarly disregards his detailed decision. Contrary to Plaintiff’s assertion
(Doc. 10, at 14-15), the ALJ carefully considered the medications Plaintiff has taken over
time, including narcotic pain medication.12 But the ALJ also noted that Plaintiff “has not
used high-grade pain medications regularly” (R. 29) and was using not such prescriptions
at his consultative examinations in September 2014 and June 2015. (R. 28). Given this
and Plaintiff’s relative improvement when using medications as prescribed, the ALJ
reasonably determined that his impairments do not preclude light exertional work. (R. 23,
28-30; see also R. 366-68: reports to Dr. Habib - “Much better overall” and “pain is better”
after Levaquin prescription; R. 447-49: reports to Dr. Sequeira - “He feels a little better
with Naprosyn” and “felt better for about a month” after Elavil in addition to Naprosyn).
Plaintiff’s further criticism that the ALJ overstated the effectiveness of his medications is
also unpersuasive. (Doc. 10, at 15). Consistent with Plaintiff’s reports to Dr. Sequeira
and Habib of feeling better after various prescriptions (R. 366-68, 447-49), and his
testimony that arthritis medication calms his swelling “a little” (R. 51), the ALJ found
Plaintiff’s medications “relieved his swelling” and were “somewhat effective” and
“relatively effective in controlling his symptoms.” (R. 28-29).
The ALJ also considered Plaintiff’s claims of diminished daily activities due to
fatigue (R. 29) and difficulties performing daily activities independently (R. 26), and
addressed a note submitted by Plaintiff’s aunt explaining that she “helps him with some
12
See R. 24 (“The Claimant has previously used Cipro and Norco but no longer has active
prescriptions for these.”); R. 27 (“In October 2016, treating sources diagnosed gout and
prescribed allopurinol. . . . At various times, the claimant has used cyclobenzaprine, amitriptyline
[Elavil], gabapentin, tramadol, and meclizine.”).
36
of his daily activities like cooking, cleaning, and taking him back and forth to the doctor.”
(R. 26, 245). But given Plaintiff’s conservative treatment, intermittent use of prescription
pain medication, radiography indicating normal or mildly impaired extremities, and
“generally unremarkable physical examinations,” the ALJ reasonably found Plaintiff’s
alleged impairments not as severe as alleged.
(R. 26-30).
Although Plaintiff may
disagree with that assessment, this Court may not “reweigh evidence, resolve conflicts,
decide questions of credibility, or substitute its judgment for that of the Commissioner.”
Burmester, 920 F.3d at 510 (quoting Lopez ex rel. Lopez v. Barnhart, 336 F.3d 535, 539
(7th Cir. 2003) (brackets omitted).13
7.
Symptom Exaggeration
Finally, Plaintiff argues that the ALJ misconstrued one of Dr. Sequeira’s treatment
records noting a “[d]ubious muscle strength exam” (R. 444) as “evidence that the claimant
put forth less than maximal effort during examination.” (R. 28). According to Plaintiff, this
“perceived inconsistency” is unsupported because Plaintiff ultimately demonstrated full
muscle strength during this exam. (Doc. 10, at 15). But as even Plaintiff concedes, the
note indicates at least “some question of strength testing.” Id. And other portions of the
same report raise similar questions. After noting full strength and range of motion in
Plaintiff’s upper and lower extremities, no edema, essentially normal x-rays of his upper
and lower extremities, pelvis, and lumbar spine, and blood tests that also showed no sign
13
Plaintiff also suggests that the ALJ failed to consider any aggravating or precipitating
factors, but fails to identify any such factors that the ALJ overlooked. (Doc. 10, at 15). In any
event, the ALJ’s thorough examination of Plaintiff during the hearing regarding his claimed
symptoms and limitations (R. 43-54) and the additional questioning by his counsel (R. 54-59)
were sufficient to demonstrates that the ALJ took any such potential factors into account. See
Prochaska v. Barnhart, 454 F.3d 731, 738 (7th Cir. 2006) (“The hearing transcripts show that he
heard extensive testimony from Prochaska regarding her allegations of aggravating factors, even
if he did not discuss those allegations in his opinion.”).
37
of an autoimmune disorder, this record stated that the etiology of Plaintiff’s joint pain was
“unidentifiable” and recommended that he increase his activity level with, among other
things, walking. (R. 444-47). And while Dr. Sequeira also stated that Plaintiff’s diffuse
tender points were “consistent with fibromyalgia” (R. 447), it was not unreasonable for the
ALJ to construe this report as implying some doubt about his claimed symptoms.
Other records do the same. Despite persistent complaints of muscle weakness
(R. 313, 436, 450, 456), Plaintiff’s treating and examining physicians repeatedly found full
muscle strength and range of motion in all extremities. (R. 292, 321, 437, 440, 444, 451,
457). He has made widely inconsistent statements about the distance he is able to walk
without resting. (R. 210: 7 steps; R. 194: 20 feet; R. 318: a half block; R. 437, 440, 449:
a block; R. 53: a quarter mile). He testified that he is unable to perform manual tasks like
buttoning a shirt that he was able to do during his first consultative examination (R. 55,
291) and even after his treating physician reported no impairment in the use of his hands
or fingers over a year later. (R. 425). And both agency reviewers found Plaintiff’s claimed
symptoms “significantly more limiting” than the evidence suggested. (R. 68, 76). On this
record, the Court finds no error in the ALJ’s inference that Plaintiff “put forth less than full
effort during examinations” or his conclusion that Plaintiff’s limitations are not as limiting
as he alleged. (R. 28-30).14
14
See Hall v. Berryhill, 906 F.3d 640, 644 (7th Cir. 2018) (ALJ’s credibility assessment
supported by substantial evidence where claimant made inconsistent statements about his
limitations, his presentation of symptoms was inconsistent with multiple doctors finding a normal
gait and range of motion, and one of his physical therapy records stated that he was “self-limiting”
and “exaggerated” the severity of his pain); Getch v. Astrue, 539 F.3d 473, 483 (7th Cir. 2008)
(“The ALJ reasonably discounted Mr. Getch’s testimony given the discrepancy between his
reports of disabling gout and medical reports documenting Mr. Getch’s normal range of motion,
ability to walk and stand without significant limitation, and absence of joint swelling or other gout
symptoms. It therefore was not patently wrong for the ALJ to conclude that, although Mr. Getch’s
impairments were real, he had exaggerated their impact on his ability to work.”).
38
CONCLUSION
For the foregoing reasons, Plaintiff Frank B’s request that the ALJ’s decision
denying his claim for SSI benefits be reversed or remanded for further proceedings (Doc.
10) is denied, and the Commissioner’s motion for summary judgment asking that the
decision be affirmed (Doc. 18) is granted. The Clerk is directed to enter judgment in favor
of the Commissioner.
ENTER:
Dated: November 25, 2019
_____________________________
SHEILA FINNEGAN
United States Magistrate Judge
39
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