Thomas v. Pfister et al
Filing
129
MEMORANDUM Opinion and Order signed by the Honorable Elaine E. Bucklo on 8/24/2021. (PDF with signature). Mailed notice. (mgh,)
Case: 1:18-cv-04311 Document #: 129 Filed: 08/24/21 Page 1 of 15 PageID #:856
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ILLINOIS
EASTERN DIVISION
Donzell Thomas,
Plaintiff,
v.
Randy Pfister, et al.
Defendants.
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)
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)
) No. 18-cv-4311
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)
Memorandum Opinion and Order
Plaintiff Donzell Thomas brings the instant action claiming
that he received constitutionally inadequate medical care because
he was denied sufficiently tinted eyewear for his injured, lightsensitive eye while an inmate at Stateville Correctional Center
(“Stateville”).
Defendant Timothy Fahy, O.D., has moved for
summary judgment [115].
For the reasons that follow, Dr. Fahy’s
motion is granted in part and denied in part.
I.
Due to a gunshot injury sustained in 1984, Mr. Thomas suffers
from optic nerve damage.
ECF No. 119-1 at 19:13-18.
A symptom of
that damage is that one of Mr. Thomas’s pupils is larger than the
other, which causes Mr. Thomas to be hypersensitive to light.
No. 119-2 at 111:15-21, 113:4-7.
ECF
Light sensitivity, if left
Case: 1:18-cv-04311 Document #: 129 Filed: 08/24/21 Page 2 of 15 PageID #:857
untreated, can result in headaches and discomfort for the patient.
Id. at 148:7-10.
There is no pharmaceutical or surgical fix for
light sensitivity--rather, the treatment is to wear tinted or
Transitions (photochromic) lenses “to cut down the amount of
ultraviolet light and some of the normal light entering” the eye.
Id. at 112:13-23.
To treat his injury, Mr. Thomas wore wire-frame Transitions
lenses until he became incarcerated with the Illinois Department
of Corrections (“IDOC”).
ECF No. 119-1 at 21:9-22:5.
In 2011,
Mr. Thomas’s glasses were replaced with consistently tinted Eagleframe glasses, which he received while at Stateville. Id. at 22:211, 150:20-23.
Unfortunately, however, those glasses were broken
during an institutional “shakedown” in or around 2013--both arms
snapped and the lenses became scratched to the point of limiting
visibility.
Id.
at 14:21-24; 129:8-9; 152:4-7.
Mr. Thomas
contends that he complained about his broken glasses, including to
prison
optometrists,
starting
2013,
but
was
unsuccessful
in
obtaining a replacement pair. ECF No. 7 ¶¶ 18-19. In the meantime,
although
tape
is
technically
considered
prison
contraband
at
Stateville, Mr. Thomas was able to tape the arms onto his glasses
and continue wearing them, except during an approximately sixmonth period in 2018, when the tape was confiscated and he was
unable to obtain replacement tape.
132:11-133:6; 152:8-15.
2
ECF No. 119-1 at 130:10-11;
Case: 1:18-cv-04311 Document #: 129 Filed: 08/24/21 Page 3 of 15 PageID #:858
Dr. Fahy, an optometrist, first began working for Wexford
Health
Sources,
Inc.
(“Wexford”),
the
private
company
that
provides inmate medical care at Stateville and other prisons, in
October 2016.
ECF No. 125 ¶ 2.
On December 5, 2016, Mr. Thomas
visited Dr. Fahy, and Dr. Fahy prescribed Mr. Thomas a pair of
large Nate-frame (hard-frame) glasses with “Transitions grey”
lenses which he noted was for “UV protection / photophobia.”
No. 119-2 at 115.
glasses,
ECF
Mr. Thomas did not immediately receive those
however.
At
Stateville,
prescriptions
for
both
Transitions lenses and “Nate” hard-frame glasses must be sent for
collegial review to the medical director of Wexford. Id. at 38:1839:4, 66:11-67:23.
On or about December 22, 2016, the optometry nurse, Kara
Matakiewicz, showed Dr. Fahy an email from Bill Shevlin with
Stateville Intelligence.
ECF No. 125 ¶ 6.
Mr. Shevlin had been
asked whether Mr. Thomas and a list of other inmates who had been
prescribed hard Nate frames and/or Transitions lenses would be
able
to
order
considerations.
those
Id.
glasses
in
light
of
prison
security
He replied, “We do not approve of the plastic
frames because there is metal inside the frame.
The transition
lenses do not apply here since the inmates are locked in their
cells for 23 hours a day, also this can constitute in concealment
of their identity.”
ECF No. 119-2 at 117 (emphasis in original).
3
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On January 11, 2017, after seeing this email and without
setting
up
another
appointment
with
Mr.
Thomas
or
otherwise
informing him, Dr. Fahy changed Mr. Thomas’s prescription to a
standard rubber “Eagle”-frame pair of glasses with clear plastic
lenses, citing “safety issues” with the previous prescription.
ECF No. 119-2 at 116, 118.
Those glasses were delivered to Mr.
Thomas, but he returned them on May 31, 2017 because (1) they were
not tinted or Transitions lenses, and (2) they were too small to
fit his face.
ECF No. 125 ¶ 20.
When Mr. Thomas returned the
glasses, Dr. Fahy’s notes indicate that he offered to order Mr.
Thomas a larger rubber frame with clear lenses, but Mr. Thomas
declined. ECF No. 119-2 at 120. Mr. Thomas denies that he declined
the larger glasses.
ECF No. 119-1 at 55:5-9.
Dr. Fahy’s notes
also indicate that he offered Mr. Thomas Solar Rolz, which are
made of a thin, tinted, rollable plastic and can be worn underneath
a pair of glasses.
23.
ECF No. 119-2 at 120; ECF No. 119-2 at 80:3-
Solar Rolz are commonly handed out at the eye doctor after a
patient’s pupils have been dilated.
Id. at 80:3-11.
Mr. Thomas
declined the Solar Rolz because he still had possession of his
taped and scratched prescription tinted glasses from 2011, which
he judged to be more helpful than the Solar Rolz would be.
ECF
No. 119-1 at 56:6-14.
On September 18, 2017, Dr. Fahy examined Mr. Thomas again,
and noted that he presented with photophobia, or light sensitivity.
4
Case: 1:18-cv-04311 Document #: 129 Filed: 08/24/21 Page 5 of 15 PageID #:860
ECF No. 119-2 at 121.
He filled out a medical services referral
and report requesting Transitions grey lenses for Mr. Thomas’s
photophobia.
director
Id. at 133. On October 25, 2017, the Wexford medical
approved
Transitions
collegial review.
lenses
Id. at 134.
for
Mr.
Thomas
after
a
Dr. Fahy prescribed Mr. Thomas
large-frame “Eagle Master” rubber glasses with “Transitions grey”
lenses on November 6, 2017.
Id. at 122.
The order went through
and the new glasses were sent to Stateville on November 13.
ECF
No. 125 ¶ 29.
On June 21, 2018, Mr. Thomas initiated the instant lawsuit.
ECF No. 1.
On July 23, 2018, Mr. Thomas saw Dr. Fahy again.
No. 119-2 at 124.
ECF
Dr. Fahy’s notes provide that Mr. Thomas
reported photophobia even with the new glasses because the lenses
were not darkening.
Id.
He wrote, “Patient reports photophobia
in all lighting,” and “Patient states that new spectacle lenses
‘do not darken in sunlight.’
lighting; constant wear.”
Patient requests tint for indoor
Id. (emphasis in original).
Dr. Fahy
thought it was possible the lenses were defectively manufactured,
but
because
Mr.
Thomas
did
not
bring
the
glasses
appointment, Dr. Fahy was unable to inspect them himself.
126:18-127:13.
to
the
Id. at
A few months later, however, on October 31, 2018,
a correctional officer was able to bring Mr. Thomas’s spectacles
to the clinic.
Id.
Dr. Fahy brought the glasses outside so they
could be illuminated by direct sunlight, and he observed the
5
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glasses darken to what he guessed was approximately 60% light
blockage.
Id. at 125.
On January 7, 2019, Mr. Thomas again came to see Dr. Fahy,
complaining again about photophobia with his current glasses.
at 126.
Dr. Fahy’s notes provide:
Id.
“indoor lighting does not
activate PGX [photo grey extra transitional lenses] enough to
provide relief for patient.”
Id. at 134:19-135:3; 126.
Dr. Fahy
prescribed eye drops, but did not address Mr. Thomas’s chief
complaint regarding his glasses.
Id. at 137:2-16.
On June 19, 2019, this court denied in part Wexford’s and Dr.
Fahy’s motions to dismiss.
2019,
Dr.
Fahy
recalls
ECF No. 54.
that
the
Soon thereafter, in July
Stateville
facility
medical
director, Dr. Henze, came to tell him personally that they had
just gotten “approval for Mr. Thomas to have a Nate frame, which
is a plastic, more sturdy frame . . . .
And he was going to get
his permanently-tinted lenses.” ECF No. 119-2 at 62:12-16, 141:1219.
Dr. Fahy filled out an optical prescription order on July 31,
2019 for tinted hard Nate-frame spectacles for Mr. Thomas.
128.
Id. at
Mr. Thomas received those glasses in 2019 and has been
satisfied with them.
ECF No. 119-1 at 59:6-16.
II.
“Summary judgment is proper if the moving party ‘shows that
there is no genuine dispute as to any material fact and the movant
is entitled to judgment as a matter of law.’”
6
McDaniel v. Progress
Case: 1:18-cv-04311 Document #: 129 Filed: 08/24/21 Page 7 of 15 PageID #:862
Rail Locomotive, Inc., 940 F.3d 360, 367 (7th Cir. 2019) (quoting
Fed. R. Civ. P. 56(a)).
“We ‘consider all of the evidence in the
record in the light most favorable to the non-moving party, and we
draw all reasonable inferences from that evidence in’ that party’s
favor.”
Id. (citing Bunn v. Fed. Deposit Ins. Corp. for Valley
Bank Ill., 908 F.3d 290, 295 (7th Cir. 2018)).
Mr. Thomas sued Dr. Fahy both in his individual capacity and
in his official capacity as an employee of Wexford, “which is
tantamount to a claim against Wexford.”
ECF No. 54 at 8.
I turn
first to the individual-capacity claim.
“Deliberate indifference to a prisoner’s serious medical
needs may constitute cruel and unusual punishment under the Eighth
Amendment.”
Hildreth v. Butler, 960 F.3d 420, 425 (7th Cir. 2020)
(citing Campbell v. Kallas, 936 F.3d 536, 544-45 (7th Cir. 2019)).
“To determine if the Eighth Amendment has been violated in the
prison medical context, we perform a two-step analysis, first
examining whether a plaintiff suffered from an objectively serious
medical condition, and then determining whether the individual
defendant
Petties
was
v.
deliberately
Carter,
836
indifferent
F.3d
722,
to
727-28
that
(7th
condition.”
Cir.
2016).
Negligence or recklessness is not enough; a prison official acts
with deliberate indifference when “an official actually knew of
and disregarded a substantial risk of harm.”
omitted).
7
Id. at 728 (emphasis
Case: 1:18-cv-04311 Document #: 129 Filed: 08/24/21 Page 8 of 15 PageID #:863
Here,
Dr.
Fahy
does
not
argue
that
Mr.
Thomas
suffering from an objectively serious medical condition.
was
not
He does
contend, however, that Mr. Thomas does not offer any “verifying
medical evidence” that the delay in his receiving sufficiently
tinted glasses1 caused him any harm.
ECF No. 117 at 7.
It is true
that Mr. Thomas must “place verifying medical evidence in the
record to establish the detrimental effect of delay in medical
treatment.”
Grieveson v. Anderson, 538 F.3d 763, 779 (7th Cir.
2008) (emphasis removed) (citing Langston v. Peters, 100 F.3d 1235,
1240 (7th Cir. 1996)).
evidence.
Here, however, the record includes such
Dr. Fahy observed personally that one of Mr. Thomas’s
Dr. Fahy points out that Mr. Thomas was newly in possession of
the rubber-frame Transitions glasses Dr. Fahy prescribed at the
time he initiated the lawsuit in 2018, and Mr. Thomas averred in
the complaint that the lenses did not transition “at all.” ECF
No. 7 ¶ 36.
As the litigation progressed, Mr. Thomas changed
course and began asserting that the glasses transitioned to some
extent, but they did not transition sufficiently to meet his needs.
Dr. Fahy argues that by failing to amend his complaint to that
effect, Mr. Thomas forfeited the argument. ECF No. 117 at 2-4. I
disagree. Medical records from approximately the time the lawsuit
was initiated in summer 2018 suggest that Mr. Thomas did not
believe then that the lenses transitioned--and Dr. Fahy had not
yet tested them by holding them up to the sunlight. ECF No. 1192 at 124-25. While it is true that a plaintiff may not amend his
complaint through a brief in opposition to a motion for summary
judgment, “that caselaw is entirely beside the mark where (as here)
the facts have been fully developed through discovery and a party
is then really engaged in nothing more than the essential
equivalent of amending the pleadings to conform to the evidence.”
Umar v. Johnson, 173 F.R.D. 494, 503 (N.D. Ill. 1997); see also
Ash v. Wallenmeyer, 879 F.2d 272, 274 (7th Cir. 1989) (“The federal
rules do not contemplate that parties will amend their pleadings
to reflect new information obtained in the discovery process.”).
1
8
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pupils was more dilated than the other, which he noted correlates
to light sensitivity.
ECF No. 119-2 at 111:17-21, 113:4-7, 121.
Mr. Thomas complained that lack of access to the spectacles he
needed to correct his light sensitivity caused dry eyes and
migraines.
See, e.g., ECF No. 119-1 at 62:22-63:5.
Dr. Fahy
admitted that Mr. Thomas complained to him about headaches, and
that headaches are a symptom of untreated light sensitivity.
No. 119-2 at 183:1-7.
ECF
And Dr. Fahy also testified that subjective
complaints of headaches and discomfort are the only possible
evidence of photophobia-induced migraines:
objective signs.
“Nothing as far as
Wouldn’t be able to look into a patient’s eye
and see repercussions from [light] exposure.”
Id. at 148:7-13.
Accordingly, there is evidence in the record that the delay in
treatment “unnecessarily prolonged and exacerbated” Mr. Thomas’s
migraine-related pain.
See Grieveson, 538 F.3d at 779 (citing
Williams v. Liefer, 491 F.3d 710, 715-16 (7th Cir. 2007)).
is sufficient.
That
See, e.g., id. (issues of fact precluded summary
judgment where prison delayed inmate’s medical treatment 1.5 days
after learning he had broken nose).
Dr. Fahy next argues he was not deliberately indifferent to
Mr. Thomas’s medical needs.
First, Dr. Fahy contends that each
and every pair of glasses he prescribed to Mr. Thomas--including
the
pair
with
clear
ultraviolet (“UV”) light.
lenses--included
protection
ECF No. 117 at 5.
That argument is not
9
against
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well taken.
There is no evidence in the record that UV protection
alone would have been sufficient to treat Mr. Thomas.
Dr. Fahy
himself said in his deposition that the recommended treatment for
Mr. Thomas’s condition would be “getting something like darker
tint or Transitions lenses to cut down the amount of ultraviolet
light and some of the normal light entering [the eye].”
119-2 at 112:13-19 (emphasis added).
ECF No.
Moreover, Dr. Fahy’s notes
reflect that Mr. Thomas complained that the Transitions lenses Dr.
Fahy
prescribed--which
had
UV
protection--did
sufficiently “to provide relief” from his headaches.
not
darken
Id. at 126.
Dr. Fahy testified generally that he “had no reason to not believe”
Mr. Thomas’s complaints of headaches and light sensitivity.
Id.
at 105:20-22.
Dr. Fahy also contends that IDOC prevented him from ordering
Transitions or tinted lenses for Mr. Thomas because of security
concerns.
ECF No. 117 at 5-6.
Mr. Thomas disputes that IDOC
prevented him from having the eyeglasses he sought, and claims
that security informed him that he was eligible to receive tinted
or Transitions spectacles.
See ECF No. 119-1 at 12:18-14:12.
There is evidence in the record, however, that there were security
considerations at play--for example, the December 2016 email in
which Mr. Shevlin stated that Stateville Intelligence did not
approve of hard “Nate” frames and Transitions lenses, which could
pose a security risk.
ECF No. 125 ¶ 6.
10
Despite these security
Case: 1:18-cv-04311 Document #: 129 Filed: 08/24/21 Page 11 of 15 PageID #:866
concerns,
however,
Mr.
Thomas
was
issued
tinted
glasses
at
Stateville in 2011, he obtained Transitions lenses in late 2017
following a Wexford collegial review, and he received his current
pair
of
tinted
Nate-frame
spectacles
in
2019.
Taking
all
reasonable inferences in favor of Mr. Thomas, as I must at summary
judgment, the fact that Mr. Thomas was able to obtain tinted and
hard-framed glasses at Stateville three times over a period of
eight years suggests that despite any general security policies to
the contrary, Wexford was able to prescribe and obtain tinted
and/or hard-framed glasses for inmates if necessary.
Accordingly,
a question of fact remains as to whether Mr. Thomas’s treatment
delay can be attributed to IDOC’s security concerns.
Finally, Dr. Fahy argues that Mr. Thomas cannot show that Dr.
Fahy was the proximate cause of any injury.
ECF No. 117 at 7-8.
Specifically, Dr. Fahy points to Mr. Thomas’s refusal to accept
the Solar Rolz that Dr. Fahy offered to Mr. Thomas on May 31, 2017.
See ECF No. 119-2 at 120.
Because Mr. Thomas refused the Solar
Rolz, he contends, Mr. Thomas was the intervening cause of his own
harm, and Dr. Fahy cannot be subject to liability.
See Broadfield
v. Williams, 768 F. App’x 544, 548-49 (7th Cir. 2019) (medical
officer was not liable for inmate’s injury after inmate stopped
taking prescribed medication).
But questions of fact remain regarding whether Mr. Thomas’s
refusal of the Solar Rolz caused his injury.
11
Solar Rolz are made
Case: 1:18-cv-04311 Document #: 129 Filed: 08/24/21 Page 12 of 15 PageID #:867
of a flimsy, rollable plastic, and a jury could find that they
would have offered Mr. Thomas nothing but a temporary fix--one
that he did not need at that moment because he already had a
temporary fix, his broken tinted glasses, waiting for him in his
cell.
See ECF No. ECF No. 119-1 at 56:6-14.
Moreover, by the
time Mr. Thomas refused the Solar Rolz, it had already been more
than five months since Mr. Thomas’s initial visit with Dr. Fahy,
and Dr. Fahy had already changed his initial order for Transitions
lenses.
Even if the Solar-Rolz refusal cuts off liability in May
2017, in other words, Mr. Thomas may be able to show deliberate
indifference before that point.
Accordingly, a jury could find that Dr. Fahy knew of Mr.
Thomas’s
photophobia
and
headaches,
knew
the
serious, and nevertheless refused him treatment.
condition
was
I decline to
grant summary judgment on the individual-capacity claim against
Dr. Fahy.
III.
Mr. Thomas also brought a § 1983 claim against Dr. Fahy in
his official capacity as an employee of Wexford.
There is no
respondeat superior liability for the actions of an employee of a
private corporation acting under the color of state law.
Howell
v. Wexford Health Sources, Inc., 987 F.3d 647, 653 (7th Cir. 2021)
(citing Shields v. Ill. Dep’t of Corrections, 746 F.3d 782, 786
(7th Cir. 2014)).
Instead, to support his claim, Mr. Thomas “must
12
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show that the violation was caused by (1) an express . . . policy;
(2) a widespread and persistent practice that amounted to a custom
approaching the force of law; or (3) an official with final
policymaking authority.”
Id. (citing Monell v. Dep’t of Social
Servs., 436 U.S. 658, 690-91 (1978)).
Dr. Fahy argues that Mr. Thomas has not established that there
is any Wexford policy, custom, or practice that caused Mr. Thomas’s
injuries.
Mr. Thomas made no attempt to respond or defend his
official-capacity claim in his brief in response to Dr. Fahy’s
motion for summary judgment; accordingly, the official-capacity
clam is waived.
See Abrego v. Wilkie, 907 F.3d 1004, 1012 (7th
Cir. 2018).
Even if it had not been waived, however, summary judgment
would have been appropriate on the official-capacity claim.
the
complaint,
Mr.
Thomas
alleged
that
Wexford’s
relevant
policies, practices, and customs included:
A) A
failure
to
properl[y]
examine
prisoners[’]
continued need for assistive equipment in accordance
with established policies;
B) Failure
to
properly
train,
supervise,
discipline,
monitor, counsel and otherwise control staff in the
provision of reasonable accommodations to disabled
prisoners[;] and
13
In
Case: 1:18-cv-04311 Document #: 129 Filed: 08/24/21 Page 14 of 15 PageID #:869
C) Failure to accommodate prisoners with medical care
that treats and/or alleviates pain, discomfort and
stress through the care of Stateville’s health care
staff and/or outside visits when necessary.
ECF No. 7 ¶ 53.
I have seen no evidence in the record, however,
of any such widespread custom or practice beyond the circumstances
of Mr. Thomas’s own experience.
“One instance of purported
deliberate indifference is not enough to support Monell liability
resting on a practice or policy.”
Johnson v. Wexford Health
Source, Inc., No. 17-cv-3213, 2020 WL 2128735, at *4 (N.D. Ill.
May 5, 2020) (citing Thomas v. Cook Cnty. Sheriff’s Dep’t, 604
F.3d 293, 303 (7th Cir. 2010)); accord Robinson v. Wexford Health
Sources, Inc., No. 16-cv-6185, 2019 WL 7290849, at *2 (N.D. Ill.
Dec. 30, 2019) (collecting cases).
Mr. Thomas did assert during his deposition that Wexford had
a policy and practice of limiting care to inmates in an effort to
cut costs.
See ECF No. 119-1 at 44:14-45:24.
But Mr. Thomas’s
evidence for that is scant--he claims that in 2016, Dr. Fahy told
him that Nurse Matakiewicz had told Dr. Fahy that Mr. Thomas could
not have the lenses he wanted because Wexford had a practice of
cost cutting.
ECF No. 125 ¶¶ 13-14.
He also claims that another
nurse named Amy told him that Wexford had a cost-cutting policy.
ECF No. 119-1 at 44:22-45:9.
This evidence is properly excluded
14
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as hearsay.2
widespread
And in any event, when attempting to establish a
custom
through
indirect
proof,
“a
‘plaintiff
must
introduce evidence demonstrating that the unlawful practice was so
pervasive
that
acquiescence
on
the
part
of
apparent and amounted to a policy decision.’”
policymakers
was
Dixon v. Cnty. of
Cook, 819 F.3d 343, 348 (7th Cir. 2016) (citation omitted).
Mr.
Thomas falls short of this standard.
For the foregoing reasons, the motion for summary judgment
[115] is granted in part and denied in part.
Summary judgment is
granted as to the official-capacity claim against Dr. Fahy, but
the case may continue against Dr. Fahy in his individual capacity.
ENTER ORDER:
________________________
Elaine E. Bucklo
United States District Judge
Dated: August 24, 2021
I cannot consider the evidence as non-hearsay statements of an
opposing party’s agent or employee under Federal Rule of Evidence
801(d)(2)(D) because, at minimum, it is not clear that Nurse
Matakiewicz and Nurse Amy were employed by Wexford. See ECF No.
119-2 (Fahy Dep.) at 48:18-49:4 (stating that he is not sure if
Nurse Matakiewicz is employed by IDOC or Wexford, and that some
nurses are employed by the state and others by Wexford); see also
Hildreth, 960 F.3d at 428 (upholding decision to exclude affidavit
under Federal Rule of Evidence 801(d)(2)(D) because plaintiff
“failed to show that the nurses who allegedly made the[] statements
were employed by Wexford, and he failed to confirm that the
statements were made within the scope of employment”).
2
15
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