Jordan v. Mayer et al
Filing
6
ORDER REFERRING CASE to Magistrate Judge Stephen C. Williams. Signed by Judge Michael J. Reagan on 7/16/2014. (tjk)
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF ILLINOIS
DONALD JORDAN, #B-66331
Plaintiff,
vs.
CLINT MAYER, LT. HUGHES
RICHARD HARRINGTON,
JASON HART, and COWAN,
Defendants.
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Case No. 14-cv-00723-MJR
MEMORANDUM AND ORDER
REAGAN, District Judge:
Plaintiff Donald Jordan, an inmate currently incarcerated at Pontiac Correctional
Center (“Pontiac”), brings this pro se civil rights action for deprivations of his constitutional
rights pursuant to 42 U.S.C. § 1983. The complaint is now before the Court for a preliminary
review pursuant to 28 U.S.C. § 1915A. Under § 1915A, the Court is required to promptly screen
prisoner complaints to filter out nonmeritorious claims. 28 U.S.C. § 1915A(a). The Court is
required to dismiss any portion of the complaint that is legally frivolous, malicious, fails to state
a claim upon which relief may be granted, or asks for money damages from a defendant who by
law is immune from such relief. 28 U.S.C. § 1915A(b).
The Complaint
The facts pertinent to the Court’s threshold review are as follows: Plaintiff Jordan
Duncan shared a cell with inmate Earl Faber, who is allegedly a Vice Lord member. Doc. 1, p.
10. In late February 2014, Faber received a kite (note) from inmate Michael Smith stating that
Faber must pay Vice Lord gang dues; if he did not, the letter stated, he would be attacked by
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other Vice Lord members. Id. On the evening of February 22, 2014, Plaintiff contends that
Faber and another inmate, Burks (also a Vice Lord), had a heated argument while they were each
in their own cells (cell 124 and 126, respectively). Burks had been directed by Smith to attack
Faber if Faber did not pay his dues. Plaintiff asserts that Burks stated he would “get” Faber in
the morning. Id. at 11. Meanwhile, Plaintiff and other inmates were divvying up time to make
calls on a single cell phone that was being shared amongst them. Id. When it came time for
Burks to use the phone, Plaintiff alleges that Burks yanked the cord and severed it. Id.
Fearful that Burks would follow through on his threat to attack Faber, Plaintiff
sent a note that evening to Internal Affairs and the cell house sergeant and lieutenant informing
them that the Vice Lords were planning to attack Faber. Id. The next morning, Plaintiff was
interviewed by Defendant Mayer (Sergeant of Internal Affairs) regarding the alleged threat.
During the interview, Mayer repeatedly asked Plaintiff why he was holding his head down.
When Plaintiff explained that he his psychotropic medications made him a little drowsy, Mayer
purportedly stated, “Your fucking crazy, your an nut job for taking all those medications. . . . I
don’t believe anything your saying. I know [Burk] he use to be one of my workers. And I know
[Smith] has some rank in this building for the Vice Lords, he’s going to do something for me –
so just drop this situation.” Id. (typos and errors in original). Plaintiff responded that he couldn’t
drop it because he was afraid that they would attack him as well, since he and Faber were
friends. Plaintiff states that Mayer then forcefully grabbed Plaintiff’s head, raised him up by his
head, put his hands around his throat and said that he was going to give Plaintiff a year in
segregation. Id.
Burks, Smith, Faber and Plaintiff were all placed in segregation pending the
investigation. Id. at 12. Burks and Smith were released from segregation two days later and
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Faber was released a week or so thereafter. Id. On March 5, 2014, Plaintiff was issued a
disciplinary report and charged with “Impeding or Interfering with an Investigation”; “Damage
or Misuse of Property”; and “Giving False Information to an Employee.” Plaintiff filed a request
to have Faber testify as a witness at his disciplinary hearing. Id. at 26, Ex. C. On March 10,
2014, Plaintiff appeared before the Adjustment Committee Hearing Board, which consisted of
Defendants Hughes, Hart, and Cowan. Id. at 8. Faber had not been called as a witness. When
Plaintiff protested and requested a continuance, Hughes responded, “oh well” and “that’s not
going to happen.” Id. Plaintiff alleges that the Board issued a decision without reviewing
Plaintiff’s statement or allowing Plaintiff to call any witnesses.
Relying on “information”
received from “five confidential sources,” the Board found that Plaintiff had been “untruthful in
his kite and interview.” Based again on this, the Board found Plaintiff guilty of “Impeding or
Interfering with an Investigation” and “Giving False Information to an Employee.” Id. at 27.
The Board further concluded that Plaintiff had an argument with Burks over the phone and had
pulled out and destroyed the phone cord while Burks was talking on the phone. Id. The final
summary report states that phone calls were monitored and corroborated this finding.
Id.
Nonetheless, Plaintiff was found not guilty of “Damage or Misuse of Property.” Id. Based on
the nature of the offense, Plaintiff was sentenced to one year C-Grade, one year segregation, and
one year commissary restrictions. Id.
Plaintiff filed multiple administrative grievances
complaining about Defendant Mayer’s conduct as well as the Board’s handling of the
disciplinary hearing.
Plaintiff has also written letters to Defendant Harrington, warden at
Menard during the time in question, and Godinez, Director of the Illinois Department of
Corrections.
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Although the body of the complaint does not explicitly state that Plaintiff was
subsequently transferred out of Menard and into Pontiac Correctional Center (“Pontiac”),
Plaintiff has scribbled out his address at Menard and substituted in an address at Pontiac. Id. at
1, 19.
A review of the Illinois Department of Corrections inmate locator website
(www2.illinois.gov/idoc) confirms that Plaintiff is now housed at Pontiac.
Request for Temporary Restraining Order and Preliminary Injunction
In his prayer for relief, Plaintiff requests monetary damages and attorney fees. In
addition, although Plaintiff did not file a motion for a preliminary injunction or temporary
restraining order, he requests both in his prayer for relief. Doc. 1, p. 19. This is the only mention
of a preliminary injunction or temporary restraining order made throughout the entire complaint,
and Plaintiff fails to specify what precisely he seeks to enjoin.
Since Plaintiff has been
transferred to Pontiac, the only possible ongoing violation would be if Plaintiff remains in
segregation at Pontiac – but it is unclear whether or not that is the case. All of the other claims
raised in this matter relate to past conduct or conditions related to his confinement specifically at
Menard. Any request for injunctive relief as to those claims is moot. The Court, however,
cannot be put in the position of guessing what relief Plaintiff seeks. As such, without expressing
any opinion on the merits of any of Plaintiff’s other claims for relief, the Court is of the opinion
that neither a TRO nor a preliminary injunction should be issued in this matter at this time.
If Plaintiff wishes to pursue a preliminary injunction or temporary restraining
order, he may request either or both in a separate motion.
However, the motion should
specifically identify what Plaintiff seeks to enjoin and any relevant facts in support of the motion.
Plaintiff should bear in mind that a TRO is an order issued without notice to the party to be
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enjoined that may last no more than 14 days. FED. R. CIV. P. 65(b)(2). A TRO may issue without
notice only if:
(A) specific facts in an affidavit or a verified complaint clearly show that
immediate and irreparable injury, loss, or damage will result to the movant before
the adverse party can be heard in opposition; and (B) the movant’s attorney
certifies in writing any efforts made to give notice and the reasons why it should
not be required.
FED. R. CIV. P. 65(b)(1). Likewise, the United States Supreme Court has emphasized that a
“preliminary injunction is an extraordinary and drastic remedy, one that should not be granted
unless the movant, by a clear showing, carries the burden of persuasion.” Christian Legal Soc’y
v. Walker, 453 F.3d 853, 870 (7th Cir. 2006) (quoting Mazurek v. Armstrong, 520 U.S. 968, 972
(1997) (emphasis in original)). In considering whether to grant injunctive relief, a district court
must weigh the relative strengths and weaknesses of a plaintiff’s claims in light of a five-part test
that has long been part of the Seventh Circuit’s jurisprudence.
Specifically, a plaintiff must establish: (1) that there is a reasonable or substantial
likelihood that he would succeed on the merits; (2) that there is no adequate remedy at law; (3)
that absent an injunction, he will suffer irreparable harm; (4) that the irreparable harm suffered
by plaintiff in the absence of the injunctive relief will outweigh the irreparable harm that
defendants will endure were the injunction granted; and (5) that the public interest would be
served by an injunction. Teamsters Local Unions Nos. 75 and 200 v. Barry Trucking, 176 F.3d
1004, 1011 (7th Cir. 1999); Judge v. Quinn, 612 F.3d 537, 546 (7th Cir. 2010); Pro’s Sports Bar
& Grill, Inc. v. City of Country Club Hills, 589 F.3d 865, 872-73 (7th Cir. 2009).
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Discussion
To facilitate the orderly management of future proceedings in this case, and in
accordance with the objectives of Federal Rules of Civil Procedure 8(e) and 10(b), the Court
finds it appropriate to organize the claims in Plaintiff’s pro se amended complaint, as shown
below. The parties and the Court will use these designations in all future pleadings and orders,
unless otherwise directed by a judicial officer of this Court. The designation of these counts does
not constitute an opinion as to their merit.
Accepting Plaintiff’s allegations as true, as the Court must do at this preliminary
stage, the Court finds that Plaintiff has articulated the following constitutional claims, which
shall receive further review:
Count 1:
Defendant Mayer used excessive force against Plaintiff in violation of the
Eighth Amendment’s prohibition against cruel and unusual punishment.
Plaintiff alleges that Defendant Mayer grabbed Plaintiff’s head and throat and
threatened Plaintiff. The intentional use of excessive force by prison guards against an inmate
without penological justification constitutes cruel and unusual punishment in violation of the
Eighth Amendment and is actionable under § 1983. See Wilkins v. Gaddy, 559 U.S. 34 (2010);
DeWalt v. Carter, 224 F.3d 607, 619 (7th Cir. 2000). An inmate must show that an assault
occurred, and that “it was carried out ‘maliciously and sadistically’ rather than as part of ‘a goodfaith effort to maintain or restore discipline.’” Wilkins, 559 U.S. at 40 (citing Hudson v.
McMillian, 503 U.S. 1, 6 (1992)). An inmate seeking damages for the use of excessive force
need not establish serious bodily injury to make a claim, but not “every malevolent touch by a
prison guard gives rise to a federal cause of action.” Wilkins, 559 U.S. at 37-38 (the question is
whether force was de minimis, not whether the injury suffered was de minimis); see also Outlaw
v. Newkirk, 259 F.3d 833, 837-38 (7th Cir. 2001). This is a factual determination that cannot be
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resolved at the pleadings stage of this case. Thus, Plaintiff may proceed on his excessive force
claim against Defendant Mayer at this time.
Count 2:
Defendant Mayer discriminated against Plaintiff for being mentally ill in
violation of the Equal Protection Clause.
The complaint contains a general allegation that there is a “widespread unwritten
policy, custom, and practice for staff to discriminate against participants in the Mental Health
programs.”1 Doc. 1, p. 12.
More specifically, Plaintiff alleges that Defendant Mayer
discriminated against him on the basis of his mental illness in violation of the Equal Protection
Clause. It is not entirely clear whether Plaintiff’s equal protection claim relates solely to the
handling of this incident or if he intends to assert is a broader claim about the general treatment
of mentally ill inmates.
Plaintiff has included the statements of two other inmates who
participate in the mental health program. See Doc. 1, Exhibits H and I. These inmates support
Plaintiff’s contention that mentally ill inmates receive differential treatment.
Mental illness is not considered a suspect classification for purposes of scrutiny
under the Equal Protection Clause, see City of Cleburne v. Cleburne Living Center, 473 U.S. 432
(1985). However, an inmate “need not allege the presence of a suspect classification or the
infringement of a fundamental right in order to state a claim under the Equal Protection Clause.
The lack of a fundamental constitutional right or the absence of a suspect class merely affects the
court's standard of review; it does not destroy the cause of action.” Durso v. Rowe, 579 F.2d
1365, 1372 (7th Cir. 1978).
Instead, “in the absence of fundamental rights or a suspect
classification, equal protection requires only that a classification which results in unequal
treatment bear some rational relationship to a legitimate state purpose.” Id. (quoting French v.
1
Plaintiff has not named as a defendant “staff at Menard,” nor could he proceed on a claim against “staff” or
“Menard” or even the Illinois Department of Corrections under § 1983.
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Heyne, 547 F.2d 994, 997 (7th Cir. 1976)). The Court finds that the complaint has sufficiently–
albeit minimally–stated an equal protection claim against Defendant Mayer.
Count 3:
Defendant Mayer retaliated against Plaintiff for filing grievances and
reporting threats made by other inmates.
Prison officials may not retaliate against inmates for filing grievances or
otherwise complaining about their conditions of confinement. See, e.g., Gomez v. Randle, 680
F.3d 859, 866 (7th Cir. 2012); Walker v. Thompson, 288 F.3d 1005 (7th Cir. 2002); DeWalt v.
Carter, 224 F.3d 607 (7th Cir. 2000). To state a claim of retaliation “[a]ll that need be specified
is the bare minimum facts necessary to put the defendant on notice of the claim so that he can
file an answer.” Higgs v. Carver, 286 F.3d 437, 439 (7th Cir. 2002).
Plaintiff asserts that Defendant Mayer sent Plaintiff to segregation because
Plaintiff refused to comply with Mayer’s demand that Plaintiff drop his request for an
investigation into the threats made against his cellmate. Plaintiff also claims that Mayer filed a
false disciplinary report against Plaintiff when Plaintiff filed a grievance complaining about
Mayer’s conduct. Plaintiff, moreover, contends that Mayer further retaliated against Plaintiff by
telling other inmates that Plaintiff had snitched on them.
An inmate has a First Amendment right to file grievances about the conditions of
his confinement. See Gomez v. Randle, 680 F.3d 859, 866 (7th Cir. 2012). Inmates must also
have a right to notify the administration when other inmates engage in extortion or threatening
behavior without fear of retaliation. At issue here is whether Plaintiff experienced an adverse
action that would likely deter First Amendment activity in the future, and if the First Amendment
activity was “at least a motivating factor” in Mayer’s decision to take disciplinary action against
Plaintiff. Bridges v. Gilbert, 557 F.3d 541, 551 (7th Cir. 2009). This is a question that cannot be
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resolved at the pleadings stage of this case. Thus, Plaintiff may proceed on his retaliation claim
against Mayer at this time.
Count 4:
Defendants Hughes, Hart, and Cowan deprived Plaintiff of his right to due
process at his disciplinary hearing.
Prison disciplinary hearings satisfy procedural due process requirements where an
inmate is provided: (1) written notice of the charge against the prisoner twenty four (24) hours
prior to the hearing; (2) the right to appear in person before an impartial body; (3) the right to
call witnesses and to present physical/documentary evidence, but only when doing so will not
unduly jeopardize the safety of the institution or correctional goals; and (4) a written statement of
the reasons for the action taken against the prisoner. See Wolff v. McDonnell, 418 U.S. 539, 56369 (1974); Cain v. Lane, 857 F.2d 1139, 1145 (7th Cir. 1988). Here, Plaintiff claims that
Defendants Hughes, Hart, and Cowan (as members of his Adjustment Committee Hearing
Board) denied him due process of law when they denied him the right to call a witness at his
disciplinary hearing and refused to continue the hearing until such time when his witness could
be called. Moreover, Plaintiff contends that the Board further violated his due process rights
when it failed to review evidence in the case outside of the disciplinary report.
While not every deprivation of a protected interest triggers due process
protections, the Seventh Circuit has noted that “a liberty interest may arise if the length of
segregated confinement is substantial and the record reveals that the conditions of confinement
are unusually harsh.” Marion v. Columbia Correction Inst., 559 F.3d at 697-98 (7th Cir. 2009)
(collecting cases). In Marion, the court concluded that a term of 240 days of segregation may
implicate liberty interests and remanded the case for further scrutiny of the actual conditions of
confinement. Id. at 698-99. Marion further noted, “Our decision that Mr. Marion's complaint
states a claim is consistent with the decisions of our sister circuits. Indeed, other courts of
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appeals have held that periods of confinement that approach or exceed one year may trigger a
cognizable liberty interest without any reference to conditions.” Id.
Following the disciplinary hearing, the Board sentenced Plaintiff to a one-year
term in disciplinary segregation. Plaintiff does not provide much detail regarding the conditions
of his segregation other than the fact that segregation has disrupted his receipt of mental health
services, which he alleges has been detrimental to his mental health. It seems quite possible that
the Board’s disciplinary action implicated a liberty interest and therefore, Plaintiff was entitled to
the due process protections specified in Wolff, including the right to call witnesses (with certain
exceptions). Therefore, dismissal of Plaintiff’s due process claims against Defendants Hughes,
Hart, and Cowan would be inappropriate at this stage. Plaintiff may proceed with his request for
monetary damages against these individuals.
Count 5:
Defendant Harrington violated Plaintiff’s rights when he failed to adequately
respond to Plaintiff’s grievances.
Lastly, Plaintiff contends that Defendant Harrington was directly involved in each
constitutional deprivation because he was notified of the problems, but failed to do a
comprehensive investigation into the matter. Plaintiff contends that Harrington, as warden, was
ultimately responsible for the well-being of inmates at Menard. There is no supervisory liability
in a § 1983 action; thus to be held individually liable, a defendant must be “‘personally
responsible for the deprivation of a constitutional right.’” Sanville v. McCaughtry, 266 F.3d 724,
740 (7th Cir. 2001) (quoting Chavez v. Ill. State Police, 251 F.3d 612, 651 (7th Cir. 2001). A
civil rights action against state officials under 42 U.S.C. § 1983 is “a cause of action based upon
personal liability and predicated upon fault; thus, liability does not attach unless the individual
defendant caused or participated in a constitutional deprivation.” Sheik-Abdi v. McClellan, 37
F.3d 1240, 1248 (7th Cir. 1994) (citing Wolf-Lillie v. Sonquist, 699 F.2d 864, 869 (7th Cir.
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1983)); see also Pepper v. Village of Oak Park, 430 F.3d 809, 810 (7th Cir. 2005). Typically, an
official who rules “against a prisoner on an administrative complaint does not cause or contribute
to the violation. A guard who stands and watches while another guard beats a prisoner violates
the Constitution; a guard who rejects an administrative complaint about a completed act of
misconduct does not.” George v. Smith, 507 F.3d 605, 609-10 (7th Cir. 2007) (emphasis added).
In other words, the official “must know about the conduct and facilitate it, approve it, condone it,
or turn a blind eye....” Gentry v. Duckworth, 65 F.3d 555, 561 (7th Cir. 1995) (citations omitted).
Plaintiff contends that Defendant Harrington was informed of Plaintiff’s situation,
reviewed the investigation, and approved of the disciplinary actions taken against Plaintiff. At
this juncture, more facts are needed to determine whether that was in fact the case. Therefore,
this claim against Defendant Harrington, in his individual capacity, shall also receive further
consideration.
In summary, Plaintiff may proceed on his excessive force claim (Count 1), equal
protection claim (Count 2), and retaliation claim (Count 3) against Defendant Mayer; and his due
process claims (Count 4) against Defendants Hughes, Hart, and Cowan. Plaintiff may also
proceed on (Count 5) against Defendant Harrington. Because Plaintiff is also seeking injunctive
relief, but has moved to Pontiac, the Court shall add S.A. Godinez, Director of the Illinois
Department of Corrections, as a Defendant in his official capacity for purposes of injunctive
relief. See Fed. R. Civ. P. 21; Fed. R. Civ. P. 17(d);2 see also Gonzalez v. Feinerman, 663 F.3d
311, 315 (7th Cir. 2011) (proper defendant in a claim for injunctive relief is the government
official responsible for ensuring any injunctive relief is carried out).
2
Federal Rule of Civil Procedure 21states in pertinent part: “On motion or on its own, the court may at any time,
on just terms, add or drop a party.” Rule 17(d) provides: “A public officer who . . . is sued in an official capacity
may be designated by official title rather than by name, but the court may order that the officer’s name be added.”
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Pending Motion
Plaintiff’s motion for leave to proceed in forma pauperis (Doc. 2) remains
pending and shall be addressed by the Court in a separate order.
Plaintiff’s motion for recruitment of counsel (Doc. 3) also remains pending and
shall be referred to United States Magistrate Judge Williams and addressed in a separate order.
Disposition
IT IS HEREBY ORDERED that Plaintiff’s claim for damages against
Defendant MAYER on COUNTS 1, 2, and 3; and Defendants HUGHES, HART, and
COWAN on COUNT 4 shall proceed. Plaintiff may also proceed on his claim for damages on
COUNT 5 against Defendant HARRINGTON.
IT IS FURTHER ORDERED that the Clerk shall add Defendant S.A.
GODINEZ in his official capacity for purposes of injunctive relief only.
The Clerk of Court shall prepare for Defendants MAYER, HUGHES, HART,
COWAN, HARRINGTON, and GODINEZ: (1) Form 5 (Notice of a Lawsuit and Request to
Waive Service of a Summons), and (2) Form 6 (Waiver of Service of Summons). The Clerk is
DIRECTED to mail these forms, a copy of the complaint, and this Memorandum and Order to
each Defendant’s place of employment as identified by Plaintiff. If a Defendant fails to sign and
return the Waiver of Service of Summons (Form 6) to the Clerk within 30 days from the date the
forms were sent, the Clerk shall take appropriate steps to effect formal service on that Defendant,
and the Court will require that Defendant to pay the full costs of formal service, to the extent
authorized by the Federal Rules of Civil Procedure.
With respect to a Defendant who no longer can be found at the work address
provided by Plaintiff, the employer shall furnish the Clerk with the Defendant’s current work
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address, or, if not known, the Defendant’s last-known address. This information shall be used
only for sending the forms as directed above or for formally effecting service.
Any
documentation of the address shall be retained only by the Clerk. Address information shall not
be maintained in the court file or disclosed by the Clerk.
Plaintiff shall serve upon Defendants (or upon defense counsel once an
appearance is entered), a copy of every pleading or other document submitted for consideration
by the Court. Plaintiff shall include with the original paper to be filed a certificate stating the
date on which a true and correct copy of the document was served on Defendants or counsel.
Any paper received by a district judge or magistrate judge that has not been filed with the Clerk
or that fails to include a certificate of service will be disregarded by the Court.
Defendants are ORDERED to timely file an appropriate responsive pleading to
the complaint and shall not waive filing a reply pursuant to 42 U.S.C. § 1997e(g).
Pursuant to Local Rule 72.1(a)(2), this action is REFERRED to United States
Magistrate Judge Williams for further pre-trial proceedings, which shall include a determination
on the pending motion for recruitment of counsel (Doc. 3).
Further, this entire matter shall be REFERRED to United States Magistrate
Judge Williams for disposition, pursuant to Local Rule 72.2(b)(2) and 28 U.S.C. § 636(c), if all
parties consent to such a referral.
If judgment is rendered against Plaintiff, and the judgment includes the payment
of costs under § 1915, Plaintiff will be required to pay the full amount of the costs, even if his
application to proceed in forma pauperis is granted. See 28 U.S.C. § 1915(f)(2)(A).
Plaintiff is ADVISED that at the time application was made under 28 U.S.C.
§ 1915 for leave to commence this civil action without being required to prepay fees and costs or
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give security for the same, the applicant and his or her attorney were deemed to have entered into
a stipulation that the recovery, if any, secured in the action shall be paid to the Clerk of the
Court, who shall pay therefrom all unpaid costs taxed against plaintiff and remit the balance to
plaintiff. Local Rule 3.1(c)(1).
Finally, Plaintiff is ADVISED that he is under a continuing obligation to keep the
Clerk of Court and each opposing party informed of any change in his address; the Court will not
independently investigate his whereabouts. This shall be done in writing and not later than 7
days after a transfer or other change in address occurs. Failure to comply with this order will
cause a delay in the transmission of court documents and may result in dismissal of this action
for want of prosecution. See FED. R. CIV. P. 41(b).
IT IS SO ORDERED.
DATED: July 16, 2014
s/ MICHAEL J. REAGAN
United States District Judge
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