Bartolini et al v. Abbott Laboratories, Inc
Filing
188
ORDER appointing the Honorable Daniel J. Stack (Ret.) as Special Master. Signed by Judge Nancy J. Rosenstengel on 4/5/2017. (jmw)
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF ILLINOIS
J.F., a minor by BEATRICE SIFUENTES
individually as next friend of J.F., et al.,
and
E.R.Q., a minor by CHRISTINA
RAQUEL individually as next friend of
E.R.Q.,
Plaintiffs,
vs.
ABBOTT LABORATORIES, INC.,
Defendant.
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Case No. 14-CV-847-NJR-SCW
Case No. 15-CV-702-NJR-SCW
ORDER
ROSENSTENGEL, District Judge:
On March 27, 2017, the Court entered a Notice and Order regarding the
potential appointment of a Special Master. (Doc. 585). The Order directed the parties to
“file any objections to the Court’s intent to appoint the Honorable Daniel J. Stack [Ret.]
as Special Master… on or before April 3, 2017.” (Doc. 585, p. 2). The deadline to object
has passed. Plaintiffs did not file an objection; Defendant filed an affirmative consent to
the appointment of the Honorable Daniel J. Stack as Special Master (Ret.). (Doc. 594).
I.
Appointment of the Special Master
With no objection to the Court’s proposal to appoint The Honorable Daniel J.
Stack (Ret.) as Special Master, the Court enters this Order of Appointment in the cases
of Raquel, Sifuentes, Pyszkowski (E.P.) and Pyszkowski (C.P.). Judge Stack’s contact
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information is as follows:
The Honorable Daniel J. Stack
711 N. 11th St.
St. Louis, Missouri 63101
djstack@me.com
618-792-8604
http://aequitasadr.com/team/daniel-j-stack/
This appointment is made pursuant to Federal Rule of Civil Procedure 53 and the
inherent authority of the Court. 1 As Rule 53 requires, the Court sets out below the duties
and terms of the Special Master and reasons for appointment and directs the Master to
“proceed with all reasonable diligence.” FED. R. CIV. P. 53(b)(2).
II.
Rule 53(b)(2)
The following discussion sets forth the details of the appointment as required by
Rule 53:
A. Special Master’s Duties
Rule 53(a)(1)(A) states the Court may appoint a Special Master to “perform duties
consented to by the parties.” In addition, Rule 53(a)(1)(C) states the Court may appoint a
Special Master to “address pretrial and posttrial matters that cannot be effectively and
timely addressed by an available district judge or magistrate judge of the district.” The
Court has reviewed legal authority addressing the duties of a Special Master that are
“Beyond the provisions of [Fed. R. Civ. P. 53] for appointing and making references to Masters, a federal
district court has ‘the inherent power to supply itself with this instrument for the administration of justice
when deemed by it essential.’” Schwimmer v. United States, 232 F.2d 855, 865 (8th Cir. 1956) (quoting In re:
Peterson, 253 U.S. 300, 311 (1920)); see Ruiz v. Estelle, 679 F.2d 1115, 1161 n. 240 (5th Cir. 1982), cert. denied,
460 U.S. 1042 (1983) (same); Reed v. Cleveland Bd. of Educ., 607 F.2d 737, 746 (6th Cir. 1979) (the authority to
appoint “expert advisors or consultants” derives from either Rule 53 or the Court’s inherent power).
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permitted under the Federal Rules of Civil Procedure and Article III of the Constitution.2
Consistent with this legal authority and the currently-anticipated needs of the Court,
and considering that the parties do not object, the Court holds that the Special Master
shall have the authority to perform the following duties. 3
1. Initial Duties
The Special Master’s initial duties shall be as follows:
Evaluate the parties’ objections to deposition designations and make
recommendations and reports to the Court on these objections.
Given the fast approaching trial and often unexpected last minute filings, the Court
reserves the right to expand the Special Master’s duties as follows:
Evaluate any motions in limine and provide the Court with formal and
informal recommended rulings on those motions.
Evaluate any other motions the parties may file, and provide the Court
with formal and informal recommended rulings on those motions.
Provide periodic status reports to the Court.
Make formal or informal recommendations and reports to the parties, and
make recommendations and reports to the Court, regarding any matter
pertinent to the above- listed duties.
Communicate and meet with the parties and attorneys as needs may arise
in order to permit the full and efficient performance of these duties.
Employ staff as may be necessary to assist the Special Master in
performing his duties. The Special Master shall incur only such fees and
expenses as may be reasonably necessary to fulfill his duties.
See generally FED. R. CIV. P. 53, advisory committee’s notes, 2003 amendment (discussing the range of
duties and authority of a Special Master); Appointing Special Masters and Other Judicial Adjuncts: A Handbook
for Judges (5th ed. 2013).
3 This list is meant to be illustrative, not comprehensive. The Court may amend this Order to add
additional duties. With regard to the “Initial Duties” listed here, the Court will meet with the Special
Master to determine: (1) which motions the Court will rule upon itself without first receiving a formal,
written recommended ruling, and (2) which motions it will ask the Special Master to provide a formal,
written recommended ruling should the need arise.
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2. Other Duties
The Court also may call upon the Special Master to undertake any of the
following additional duties:
Assist with preparation for attorney conferences (including formulating
agendas), court scheduling, and case management.
Assist with legal analysis of the parties’ motions or other submissions,
whether made before, during, or after trials, and make recommended
findings of fact and conclusions of law.
Assist with responses to media inquiries.
Direct, supervise, monitor, and report upon implementation and
compliance with the Court’s Orders, and make findings and
recommendations on remedial action if required.
Interpret any agreements reached by the parties.
Propose structures and strategies for attorneys fee issues and fee
settlement negotiations, review fee applications, and evaluate parties’
individual claims for fees, as may become necessary.
Administer, allocate, and distribute funds and other relief, as may become
necessary.
Adjudicate eligibility and entitlement to funds and other relief, as may
become necessary.
Monitor compliance with structural injunctions, as may become necessary.
B. Communications with the Parties and the Court
Rule 53(b)(2)(B) directs the Court to set forth “the circumstances, if any, in which
the [Special Master] may communicate ex parte with the court or a party.” The Special
Master may communicate ex parte with the Court at the Special Master’s discretion,
without providing notice to the parties, regarding logistics, the nature of his activities,
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management of the litigation, and other appropriate procedural matters, as well as to
assist the Court with legal analysis of the parties’ submissions. The Special Master may
communicate ex parte with any party or his attorney, as the Special Master deems
appropriate, for the purpose of ensuring the efficient administration and management
and oversight of this case, and for the purpose of mediating or negotiating a resolution
of any dispute related to this case. The Special Master shall not communicate to the
Court any substantive matter the Special Master learned during an ex parte
communication between the Special Master and any party.4
C. Special Master’s Record
Rule 53(b)(2)(C) states that the Court must define “the nature of the materials to
be preserved and filed as a record of the [Special Master’s] activities.” The Special Master
shall maintain normal billing records of his time spent on this matter, with reasonably
detailed descriptions of his activities and matters worked upon. If the Court asks the
Special Master to submit a formal report or recommendation regarding any matter, the
Special Master shall submit such report or recommendation in writing, for filing on the
case docket. The Special Master need not preserve for the record any documents created
by the Special Master that are docketed in this or any other court, nor any documents
received by the Special Master from counsel or parties in this case.
The Court may later limit the Special Master’s ex parte communications with the Court with respect to
certain functions, if the role of the Special Master changes. See, e.g., In re: Propulsid Products Liab. Litig., 2002
WL 32156066 (E.D. La. Aug. 28, 2002) (after the Special Master was given additional mediation duties, the
scope of his ex parte communications with the parties and the Court, as well as his record-keeping
obligations, changed); Rule 53(b)(4) (noting that an order of appointment may be amended). On the other
hand, such imposition of different limits on ex parte communications does not necessarily require
amendment of this Order.
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D. Review of the Special Master’s Rulings
Rule 53(b)(2)(D) directs the Court to state “the time limits, method of filing the
record, other procedures, and standards for reviewing the [Special Master’s] orders,
findings, and recommendations.” The Special Master shall either: (1) reduce any formal
order, finding, report, ruling, or recommendation to writing and file it electronically on
the case docket via Electronic Case Filing (“ECF”), or (2) issue any formal order, finding,
report, ruling, or recommendation on the record before a court reporter. Given the
expedited schedule in this case and pursuant to the Court’s authority under Rule
53(f)(2), any party may file an objection to an order, finding, report, ruling, or
recommendation by the Special Master within 7 calendar days of the date it was filed;
failure to meet this deadline results in permanent waiver of any objection to the Special
Master’s orders, findings, reports, rulings, or recommendations.
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Absent timely
objection, the orders, findings, reports, rulings, and recommendations of the Special
Master shall be deemed approved, accepted, and ordered by the Court, unless the Court
explicitly provides otherwise.
If the Special Master issues an informal ruling or order that is not on the record
either orally, via email, or through other writing, and a party wishes to object to that
ruling or order, the party shall ask the Special Master to formalize the ruling or order by
filing it on the docket or appearing before a court reporter. Such request shall be made
within three days of issuance of the informal order or ruling, else the opportunity to
Rule 53(f)(2) provides that parties may file objections “no later than 21 days after a copy of the [Special
Master’s order, report, or recommendations] is served, unless the court sets a different time.”(Emphasis
added). Motions for extensions of time to file objections will not normally be granted unless good cause is
shown. The Special Master may, however, provide in his order, finding, report, or recommendation that
the period for filing objections to that particular document is some period longer than 7 calendar days, if a
longer period appears warranted
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object shall be waived. The procedures and deadlines outlined in this section shall then
apply.
As provided in Rule 53(f)(4,5), the Court shall decide de novo all objections to
conclusions of law made or recommended by the Special Master; the Court shall set
aside a ruling by the Special Master on a procedural matter only for an abuse of
discretion. The Court shall retain sole authority to issue final rulings on matters formally
submitted for adjudication, unless otherwise agreed by the parties, and subject to waiver
of objection to written orders or recommendations as noted above.
E. Compensation
Rule 53(b)(2)(E) states that the Court must set forth “the basis, terms, and
procedure for fixing the [Special Master’s] compensation;” see also Rule 53(g)
(addressing compensation).
The Special Master will be paid $400 per hour for working time, plus
reimbursement for reasonable travel and other expenses incurred by the Special
Master. The fees and expenses of the Special Master are to be divided evenly between
the parties. The Special Master may employ other persons to provide clerical and
secretarial assistance; such persons shall be under the supervision and control of the
Special Master, who shall take appropriate action to ensure that such persons preserve
the confidentiality of matters submitted to the Special Masters for review.”
F. Other Matters
1. Affidavit
Rule 53(b)(3)(A) notes that the Court may enter an Order of appointment “only
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after the [Special Master] files an affidavit disclosing whether there is any ground for
disqualification under 28 U.S.C. § 455.” See also Fed. R. Civ. P 53(a)(2) (discussing
grounds for disqualification). The required affidavit has been submitted, disclosing no
grounds for disqualification. (Doc. 586).
2. Cooperation
The parties and their counsel, including their successors in office, agents, and
employees, shall fully cooperate with the Special Master, and any staff or consultant
employed by the Special Master, and observe faithfully the requirements of any orders
of the Court and rulings by the Special Master. The Parties shall timely comply with
rulings of the Special Master issued pursuant to this Order. Pursuant to Rule 53(c)(2),
the Special Master may, if appropriate, “impose on a party any noncontempt sanction
provided by Rule 37 or 45, and may recommend a contempt sanction against a party
and sanctions against a nonparty.” As an agent and officer of the Court, the Special
Master (and those working at his direction) shall enjoy the same protections from
being compelled to give testimony and from liability for damages as those enjoyed by
other federal judicial adjuncts performing similar functions. 6
3. Access to Information
The parties will make readily available to the Special Master any and all
individuals, information, documents, materials, programs, files, databases, services,
facilities and premises under their control, which the Special Master requires to
perform his duties. The parties will make readily available to the Special Master any
See, e.g., Atkinson-Baker & Assocs., Inc. v. Kolts, 7 F.3d 1452, 1454-55 (9th Cir. 1993) (applying the doctrine
of absolute quasi-judicial immunity to a Special Master).
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and all facilities, files, databases, computer programs and documents necessary to
fulfill the Special Master’s functions under this Order.
The Special Master may require reports from any party in a format specified by
the Special Master as reasonably required to enable the Special Master to perform all
assigned duties.
IT IS SO ORDERED.
DATED: April 5, 2017
__________________________
NANCY J. ROSENSTENGEL
United States District Judge
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