Harris v. Shah et al
Filing
7
ORDER REFERRING CASE to Magistrate Judge Donald G. Wilkerson. Signed by Judge Nancy J. Rosenstengel on 3/14/2016. (tjk)
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF ILLINOIS
BRANDON D. HARRIS,
No. k97763,
Plaintiff,
vs.
VIPEN SHAH,
WEXFORD MEDICAL SOURCES,
CNATINA FOOD SERVICES,
SUZANN BAILEY,
DIRECTOR OF IDOC, and
WARDEN LASHBROOK,
Defendants.
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Case No. 16-cv-00144-NJR
MEMORANDUM AND ORDER
ROSENSTENGEL, District Judge:
Plaintiff Brandon D. Harris is an inmate currently housed in Pinckneyville Correctional
Center. Pursuant to 42 U.S.C. § 1983, Plaintiff brings this action for deprivations of his
constitutional rights with respect to the soy diet served at Pinckneyville and the resulting adverse
side effects, which have not been treated.
This case is now before the Court for a preliminary review of the complaint pursuant to
28 U.S.C. § 1915A. The Court is required to dismiss any portion of the complaint that is legally
frivolous, malicious, fails to state a claim upon which relief may be granted, or asks for money
damages from a defendant who by law is immune from such relief. 28 U.S.C. § 1915A(b).
An action or claim is frivolous if “it lacks an arguable basis either in law or in fact.”
Neitzke v. Williams, 490 U.S. 319, 325 (1989). Frivolousness is an objective standard that refers
to a claim that any reasonable person would find meritless. Lee v. Clinton, 209 F.3d 1025, 1026-
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27 (7th Cir. 2000). An action fails to state a claim upon which relief can be granted if it does not
plead “enough facts to state a claim to relief that is plausible on its face.” Bell Atlantic Corp. v.
Twombly, 550 U.S. 544, 570 (2007). The claim of entitlement to relief must cross “the line
between possibility and plausibility.” Id. at 557. At this juncture, the factual allegations of the
pro se complaint are to be liberally construed. See Rodriguez v. Plymouth Ambulance Serv., 577
F.3d 816, 821 (7th Cir. 2009).
The Complaint
According to the complaint, a primarily soy-based diet is served at Pinckneyville
Correctional Center. Plaintiff contends that soy has caused him to experience fatigue,
constipation (along with rectal bleeding), stomach pain, diarrhea, and extreme gas, which in turn
has caused physical altercations between Plaintiff and other inmates. It is noted that female
inmates successfully sued to eliminate soy from their diet plan, but male inmates are still served
a soy diet, despite the known health risks.
According to Plaintiff, Defendants Dr. Shah, Wexford Medical Sources, Cantina Food
Services, Food Administrator Suzann Bailey, the Director of the Illinois Department of
Corrections, and Warden Lashbrook were all aware of the adverse medical consequences and
conspired to implement the soy diet plan, thereby subjecting Plaintiff to deliberate indifference in
violation of the Eighth and Fourteenth Amendments.
More specifically, it is alleged that Cantina Food Services serves a soy-based diet at the
prison in order to save millions of dollars. In turn, Wexford Health Sources and its contract
physician, Dr. Shah, have a policy of not acknowledging and treating the medical implications of
such a diet and not responding to related complaints. Dr. Shah purportedly does not even
document soy related illnesses within the prison, and he advises inmates like Plaintiff to just
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drink more water or buy more food from the commissary. When Plaintiff told Warden Lashbook
that his severe gas had caused several physical altercations, she advised him to “learn to duck.”
Plaintiff also wrote to “the IDOC,” but did not receive an answer. Plaintiff seeks compensatory
and punitive damages.
Based on the allegations in the complaint, the Court finds it convenient to divide the pro
se action into the following counts. The parties and the Court will use these designations in all
future pleadings and orders, unless otherwise directed by a judicial officer of this Court. The
designation of these counts does not constitute an opinion as to their merit.
Count 1: Defendants, individually and in conspiracy, have endangered
Plaintiff’s health by serving him a soy-based diet, in violation of
the Eighth Amendment; and
Count 2: Dr. Shah was deliberately indifferent to Plaintiff’s serious medical
needs, in violation of the Eighth Amendment.
Plaintiff’s reference to the Fourteenth Amendment is construed not as a stand-alone due
process claim, but rather as merely an acknowledgement that the Eighth Amendment is
applicable to the states via the Fourteenth Amendment. Any intended due process claim should
be considered dismissed without prejudice under the Twombly pleading standard.
Discussion
The Eighth Amendment to the United States Constitution protects prisoners from being
subjected to cruel and unusual punishment. U.S. CONST., amend. VIII. See also Berry v.
Peterman, 604 F.3d 435, 439 (7th Cir. 2010). Eighth Amendment protection extends to
conditions of confinement that pose a substantial risk of serious harm, including health and
safety. See Estate of Miller, ex rel. Bertram v. Tobiasz, 680 F.3d 984 (7th Cir. 2012). A prison
official may be liable “only if he knows that inmates face a substantial risk of serious harm and
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disregards that risk by failing to take reasonable measures to abate it.” Farmer v. Brennan, 511
U.S. 825, 847 (1994).
Prison officials can also violate the Eighth Amendment’s proscription against cruel and
unusual punishment when their conduct demonstrates “deliberate indifference to serious medical
needs of prisoners.” Estelle v. Gamble, 429 U.S. 97, 104 (1976). A medical condition need not
be life-threatening to be serious; rather, it can be a condition that would result in further
significant injury or unnecessary and wanton infliction of pain if not treated. Gayton v. McCoy,
593 F.3d 610, 620 (7th Cir. 2010). Even those not directly involved in providing medical care—
“non-medical defendants”—can be liable. See Perez v Fenoglio, 792 F.3d 768, 781-782 (7th Cir.
2015).
The allegations underlying Counts 1 and 2 regarding the soy-based diet and failure to
alter the diet or offer Plaintiff medical care for the side effects fall within the ambit of the Eighth
Amendment, but that does not end the analysis.
Conspiracy
From Plaintiff’s perspective, all defendants have participated in a conspiracy. Claims of
conspiracy necessarily require a certain amount of factual underpinning to survive preliminary
review. See Woodruff v. Mason, 542 F.3d 545, 551 (7th Cir. 2008) (quoting Massey v. Johnson,
457 F.3d 711, 716 (7th Cir. 2006)). “To establish the existence of a conspiracy, a plaintiff must
demonstrate that the conspirators have an agreement to inflict injury or harm upon him.” Sow v.
Fortville Police Dep’t., 636 F.3d 293, 304–05 (7th Cir. 2011). “The agreement may be inferred
from circumstantial evidence, but only if there is sufficient evidence that would permit a
reasonable jury to conclude that a meeting of the minds had occurred and that the parties had an
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understanding to achieve the conspiracy’s objectives.” Id. at 305 (quoting Hernandez v. Joliet
Police Dept., 197 F.3d 256, 263 (7th Cir.1999)).
Plaintiff’s complaint offers nothing more than an assertion that there was a conspiracy.
There is no factual basis for or suggestion of a “meeting of the minds.” Therefore, the
overarching conspiracy claim in Count 1 will be dismissed without prejudice.
The Director of the IDOC
The Director of the Illinois Department of Corrections is named as a defendant. It is
assumed that the Director is sued in his official capacity only. For the reasons that follow,
dismissal of this defendant is warranted.
Section 1983 creates a cause of action based on personal liability and predicated upon
fault; thus, “to be liable under [Section] 1983, an individual defendant must have caused or
participated in a constitutional deprivation.” Pepper v. Village of Oak Park, 430 F.3d 809, 810
(7th Cir. 2005) (citations omitted). Allegations that senior officials were personally responsible
for creating the policies, practices, and customs that caused a constitutional deprivation can
suffice to demonstrate personal involvement for purposes of Section 1983 liability. See Doyle v.
Camelot Care Centers, Inc., 305 F.3d 603, 615 (7th Cir. 2002). However, the respondeat
superior doctrine—supervisory liability—does not apply to actions filed under 42 U.S.C. § 1983.
See, e.g., Kinslow v. Pullara, 538 F.3d 687, 692 (7th Cir. 2008).
Under the Twombly pleading standard, the complaint does not sufficiently allege that the
Director was individually involved in formulating, implementing or allowing the soy-based diet
plan. An official capacity claim against the Director also fails. The Eleventh Amendment bars
suits against an un-consenting state—including its agencies and officers in their official
capacities—for monetary damages. See Edelman v. Jordan, 415 U.S. 651, 662-663 (1974);
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Indiana Protection and Advocacy Servs. v. Indiana Family and Social Servs. Admin., 603 F.3d
365, 370 (7th Cir. 2010). Only monetary damages are sought, not injunctive relief. The Director
of the IDOC, therefore, must be dismissed. Dismissal shall be without prejudice.
Suzann Bailey
Food Administrator Suzann Bailey is named as a defendant, but she is not otherwise
mentioned in the narrative of the complaint. As already noted, Section 1983 creates a cause of
action based on personal liability and predicated upon fault; thus, “to be liable under [Section]
1983, an individual defendant must have caused or participated in a constitutional deprivation.”
Pepper, 430 F.3d at 810. Merely naming a defendant in the caption is insufficient to state a
claim. See Collins v. Kibort, 143 F.3d 331, 334 (7th Cir. 1998). Consequently, Suzann Bailey
will be dismissed without prejudice.
Warden Lashbrook, Dr. Shah, Wexford, and Cantina
The complaint sufficiently lays a basis for claims against Warden Lashbrook, Dr. Vipin
Shah, Wexford Medical Sources, and Cantina Food Services with respect to Count 1. It is alleged
that Wexford and Cantina both had policies and practices regarding the soy-based diet. Dr.
Shah’s involvement in Wexford’s and/or Cantina’s policies and practices, and/or his ability to
alter the diet served to Plaintiff remains to be seen, but given the logical involvement of a prison
physician and the prison’s dietary plan, Dr. Shah cannot be dismissed from Count 1 at this early
juncture. Although the claim against Warden Lashbrook is weakly pleaded, Lashbrook was, at a
minimum, advised by Plaintiff of the problems with the soy diet, but she did nothing but brush
aside his complaints.
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Relative to Count 2, the medical care claim, the complaint sufficiently states a claim
regarding Dr. Shah’s alleged failure to alter the diet Plaintiff was served, or otherwise treat the
medical side effects. Count 2, therefore, shall proceed against Dr. Shah.
Disposition
IT IS HEREBY ORDERED that, for the reasons stated, all conspiracy claims are
DISMISSED without prejudice; and Defendants SUZANN BAILEY and DIRECTOR OF
THE IDOC are DISMISSED without prejudice.
IT IS FURTHER ORDERED that COUNT 1 shall otherwise PROCEED against
Defendants VIPEN SHAH, WEXFORD MEDICAL SOURCES, CANTINA FOOD
SERVICES, and WARDEN LASHBROOK.
The Clerk of Court shall prepare for Defendants VIPEN SHAH, WEXFORD
MEDICAL SOURCES, CANTINA FOOD SERVICES, and WARDEN LASHBROOK:
(1) Form 5 (Notice of a Lawsuit and Request to Waive Service of a Summons), and (2) Form 6
(Waiver of Service of Summons). The Clerk is DIRECTED to mail these forms, a copy of the
complaint, and this Memorandum and Order to each Defendant’s place of employment as
identified by Plaintiff. Consequently, Plaintiff’s motion for service of process at government
expense (Doc. 3) is DENIED as moot.
If a Defendant fails to sign and return the Waiver of Service of Summons (Form 6) to the
Clerk within 30 days from the date the forms were sent, the Clerk shall take appropriate steps to
effect formal service on that Defendant, and the Court will require that Defendant to pay the full
costs of formal service, to the extent authorized by the Federal Rules of Civil Procedure.
With respect to a Defendant who no longer can be found at the work address provided by
Plaintiff, the employer shall furnish the Clerk with the Defendant’s current work address, or, if
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not known, the Defendant’s last-known address. This information shall be used only for sending
the forms as directed above or for formally effecting service. Any documentation of the address
shall be retained only by the Clerk. Address information shall not be maintained in the court file
or disclosed by the Clerk.
Plaintiff shall serve upon Defendants (or upon defense counsel once an appearance is
entered), a copy of every pleading or other document submitted for consideration by the Court.
Plaintiff shall include with the original paper to be filed a certificate stating the date on which a
true and correct copy of the document was served on Defendants or counsel. Any paper received
by a district judge or magistrate judge that has not been filed with the Clerk or that fails to
include a certificate of service will be disregarded by the Court.
Defendants are ORDERED to timely file an appropriate responsive pleading to the
complaint and shall not waive filing a reply pursuant to 42 U.S.C. § 1997e(g).
Pursuant to Local Rule 72.1(a)(2), this action is REFERRED to United States
Magistrate Judge Donald G. Wilkerson for further pre-trial proceedings, including
consideration of Plaintiff’s motion for counsel (Doc. 2).
Further, this entire matter shall be REFERRED to a United States Magistrate for
disposition, pursuant to Local Rule 72.2(b)(2) and 28 U.S.C. § 636(c), if all parties consent to
such a referral.
If judgment is rendered against Plaintiff, and the judgment includes the payment of costs
under Section 1915, Plaintiff will be required to pay the full amount of the costs, notwithstanding
that his application to proceed in forma pauperis may have been granted. See 28 U.S.C. §
1915(f)(2)(A).
Plaintiff is ADVISED that at the time application was made under 28 U.S.C. § 1915 for
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leave to commence this civil action without being required to prepay fees and costs or give
security for the same, the applicant and his or her attorney were deemed to have entered into a
stipulation that the recovery, if any, secured in the action shall be paid to the Clerk of the Court,
who shall pay therefrom all unpaid costs taxed against Plaintiff and remit the balance to Plaintiff.
Local Rule 3.1(c)(1).
Finally, Plaintiff is ADVISED that he is under a continuing obligation to keep the Clerk
of Court and each opposing party informed of any change in his address; the Court will not
independently investigate his whereabouts. This shall be done in writing and not later than 7
days after a transfer or other change in address occurs. Failure to comply with this order will
cause a delay in the transmission of court documents and may result in dismissal of this action
for want of prosecution. See FED. R. CIV. P. 41(b).
IT IS SO ORDERED.
DATED: March 14, 2016
______________________________
NANCY J. ROSENSTENGEL
United States District Judge
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