Smetzer v. Newton et al
Filing
104
OPINION AND ORDER GRANTING IN PART and DENYING IN PART 88 Motion for Summary Judgment by Dfts Nathan K Keever, Larry R Newton, Jr. Motion GRANTED with respect to all claims other than Pla's Eighth Amendment claim against Dft Sheriff Newton in his individual capacity stemming from his conduct on 4/1/2008, which must go forward to trial. Signed by Magistrate Judge Roger B Cosbey on 12/21/2012. (lns)
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF INDIANA
FORT WAYNE DIVISION
MICHAEL N. SMETZER,
)
)
Plaintiff,
)
)
v.
)
)
LARRY R. NEWTON, JR., individually )
and in his official capacity as Sheriff of )
Jay County, and NATHAN R. KEEVER, )
)
Defendants.
)
Case No. 1:10-CV-93
OPINION AND ORDER
Plaintiff Michael Smetzer contends in this lawsuit filed on March 31, 2010, that while he
was an inmate in the Jay County Jail, the Defendants deliberately ignored his serious dental
condition from March 20 to April 1, 2008, which at some point during that time spiraled into a
life-threatening illness.1 He advances claims pursuant to 42 U.S.C. § 1983 under the Eighth and
Fourteenth Amendments against Jay County Sheriff Larry Newton, both individually and in his
official capacity, and Sergeant Nathan Keever, a jail officer.2
1
Subject matter jurisdiction arises under 28 U.S.C. § 1331. Jurisdiction of the undersigned Magistrate
Judge is based on 28 U.S.C. § 636(c), all parties consenting. (Docket # 24.)
2
Smetzer also named Keever “in his official capacity as Jail Commander of the Jay County Security
Center,” but Keever was not named jail commander until the end of 2008. (Keever Dep. 17.) James Ward was jail
commander during the relevant period, but did not work between March 23 and April 2, 2008. (Newton Dep. 10;
Keever Aff. ¶ 1; Ward Dep. 9-10.) In any event, Smetzer already has an official capacity claim by naming Newton
as the Sheriff of Jay County.
Smetzer also advanced this suit against Jane Doe and Joe Doe, unknown sheriff deputies of the Jay County
Sheriff’s Department. Smetzer, however, does not oppose Defendants’ assertion that the Doe Defendants should be
dismissed as the deadline to amend the complaint to add a named defendant expired long ago, and besides, the
statute of limitations has run and any attempt to add them now by name would be futile. Accordingly, the Doe
Defendants will be dismissed. See Laborers’ Int’l Union of N. Am. v. Caruso, 197 F.3d 1195, 1197 (7th Cir. 1999)
(“We have long refused to consider arguments that were not presented to the district court in response to summary
judgment motions.” (citation omitted)); Arendt v. Vetta Sports, Inc., 99 F.3d 231, 237 (7th Cir. 1996) (collecting
Now before the Court is a motion for summary judgment filed by the Defendants on all
of Smetzer’s claims. (Docket # 88.) For the following reasons, the motion will be GRANTED
with respect to all claims other than Smetzer’s Eighth Amendment claim against Sheriff Newton
in his individual capacity from his conduct on April 1, 2008, which must go forward to trial.
I. FACTUAL BACKGROUND3
Newton became the Sheriff of Jay County, Indiana, in 2007. (Newton Dep. 4, 11.)
Keever was a jail officer with the rank of sergeant at the Jay County Jail while Smetzer was there
as an inmate; Keever’s duties included ordering and refilling inmate medications, forwarding
requests by inmates to see the doctor to the jail commander or sheriff, faxing inmate medical
requests to the jail doctor, and ensuring that the doctor’s instructions relating to any inmate were
carried out. (Keever Dep. 21-22; Keever Aff. ¶ 1.) He had successfully completed the jail
officers’ training course approved by the Indiana Law Enforcement Academy. (Keever Aff. ¶ 3.)
When he was not working at the Jail, Keever served as a reserve deputy sheriff, providing
security at the Jay County Hospital. (Keever Aff. ¶ 2.)
Sheriff Newton had an agreement with Mark Haggenjos, D.O., to provide medical
services to prisoners at the Jay County Jail. (Newton Aff. ¶ 4; Haggenjos Aff. ¶ 1.) Dr.
Haggenjos has over twenty years of experience working as a staff physician in emergency
departments and is certified in Advanced Trauma Life Support and Advanced Cardiac Life
Support. (Haggenjos Aff. ¶ 3.) His job as jail doctor was to provide inmate examinations on an
as-needed basis, write prescriptions, provide telephone triage for certain conditions, and review
cases).
3
For summary judgment purposes, the facts are recited in the light most favorable to Smetzer, the
nonmoving party. Payne v. Pauley, 337 F.3d 767, 770 (7th Cir. 2003).
2
the medications that inmates were on when admitted to the jail. (Haggenjos Dep. 17.) Dr.
Haggenjos also trained jailers in first aid, taking vital signs, medical screening and symptom
recognition, and the dispensing of medicines.4 (Newton Dep. 38, 40; Keever Dep. 9-10, 13-15,
47; Haggenjos Dep. 23-25, 45-46, 68-69; Boyd Dep. 19-27; Newton Aff. Ex. 2.) This included
training on how to observe an inmate’s ability to breathe, eat, swallow, and converse for the
purpose of discerning whether an emergency existed. (Haggenjos Dep. 116-17.) Full-time jailers
were also trained through the Indiana Law Enforcement Academy’s prescribed course for jail
officers. (Newton Aff. ¶ 7, Ex. 2.)
An inmate could request medical care by completing a form obtained from a jailer; the
jailer then faxed the completed forms to the doctor on a daily basis. (Newton Dep. 32-37; Keever
Dep. 21-22.) Dr. Haggenjos came to the Jail once a week on Wednesdays to review prisoner
medical complaints. (Newton Aff. ¶ 4; Newton Dep. 32-37.) A jailer could also call or fax Dr.
Haggenjos directly at any time at his office or home (Haggenjos Dep. 19-21, 102-03; Newton
Dep. 32-37), although several jailers stated that they were supposed to check with their
supervisor or Sheriff Newton before doing so (Scholer Dep. 61; Griffith Dep. 33; Eyink Dep. 3031). After Dr. Haggenjos received initial information, he advised whether an appointment for
the inmate should be set at his regularly-scheduled Wednesday visit or whether the inmate
should be transported to his office or the emergency room. (Haggenjos Dep. 21-22; Newton Dep.
37.) Most inmate dental care was referred to Dr. Mark Tatman, who was paid on a per-prisoner
basis. (Newton Aff. ¶ 5.)
4
For example, medications were dispensed to inmates one pill at a time and were logged. (Keever Dep. 1315; Haggenjos Dep. 45, 68-69.) If an inmate attempted to “cheek” or secrete the pill, the jailer was to make sure the
inmate took it, and if the inmate tried to hide it again, the jailer would take the pill back. (Keever Dep. 14-15;
Haggenjos Dep. 45, 69.)
3
The Jail maintained an operations manual setting out policies and procedures for running
the Jail. (Newton Dep. 12-44; Newton Aff. ¶ 6, Ex. 2.) And jailers were to make a computer
entry for all activities during their shift, such as when an inmate is disciplined, gets mail or
visitors, receives meals, is dispensed medication, or is transported in or out of the jail. (Scholer
Dep. 26; Griffith Dep. 16; Newton Dep. 21-27.) Although the Jail had a written policy
addressing an injury or death of an inmate, it did not have a specific written policy addressing
the provision of emergency medical or dental care. (Newton Dep. 30; Newton Aff. Ex. 2.) Dr.
Haggenjos has never received instructions or directives from Sheriff Newton, Keever, or any
other jailer seeking to limit an inmate’s care based on cost or any other factor. (Haggenjos Dep.
106-07.)
A. Thursday, March 20, 2008
Smetzer started experiencing pain in his lower right wisdom tooth sometime between
March 6 and March 13, 2008, but hoped that the pain would go away on its own. (Smetzer Dep.
72, 78.) When it did not, he began complaining to various jailers, including Sergeant Keever, on
or about March 13 that his “tooth was hurting and it needed [to be] pulled.” (Smetzer Dep. 73,
77.) On March 20, at approximately 8:30 p.m., Smetzer turned in a medical request form to the
jailers, indicating that he had an “abscess” on one of his back teeth and wanted it pulled.5
(Smetzer Dep. 70-73, 76-77, Ex. 7; Slagle Dep. 13; Sargent Dep. 15, 18.)
Two or three days after Smetzer turned in the request, Sheriff Newton told him that they
were having problems getting an appointment with the dentist, Dr. Tatman. (Smetzer Dep. 7475, 83-84.) Newton also told Smetzer that it was a breach of security to let him know when he
5
Apparently, Smetzer had just been sentenced and was awaiting transport to the Indiana Department of
Corrections. (Smetzer Dep. 71-72, Ex. 1.)
4
was going to the doctor. (Smetzer Dep. 74-75, 83-84.)
Eventually, an appointment was set for Smetzer to see Dr. Tatman on Tuesday, March
25, 2008, at 2:45 p.m. (Keever Dep. 23-24; Keever Aff. ¶ 4; Tatman Dep. 29, Ex. 8.) For some
reason, however, the Jail failed to take Smetzer to that appointment, and Keever then
rescheduled it for two days later. (Keever Dep. 23-24; Keever Aff. ¶ 4; Tatman Dep. 29, Ex. 8.)
B. Thursday, March 27, 2008
On Thursday, March 27, 2008, one week after Smetzer had submitted his medical
request, Sergeant Keever transported Smetzer to Dr. Tatman’s office, and, after an x-ray, Dr.
Tatman extracted Smetzer’s lower right wisdom tooth. (Tatman Dep. 28-29; Smetzer Dep. 84;
Keever Aff. ¶ 5.) The decayed tooth did not appear to be infected or abscessed, and Dr. Tatman
considered it a “pretty routine” procedure. (Tatman Dep. 37-38.) Smetzer, however, remembers
that Dr. Tatman did not administer anesthetic or medication before pulling the tooth. (Smetzer
Dep. 90.) In any event, after the extraction Dr. Tatman instructed Smetzer to use ice and
ibuprofen, but did not prescribe any medication or discuss a follow-up visit. (Tatman Dep. 4647, 91-92, 94; Keever Aff. ¶ 5.)
After Smetzer’s return to the Jail, he was given ice and ibuprofen by the jailers upon
request. (Smetzer Dep. 97-98.) The swelling, however, which had started about a week before
the extraction, immediately worsened after the tooth was pulled, and Smetzer began to have
trouble swallowing. (Smetzer Dep. 95-97; Delporte Dep. 38.)
C. Friday, March 28, 2008
By Friday, March 28, the day after his tooth extraction, Smetzer’s swelling had spread
from his face to his neck and tongue. (Slagle Dep. 34-35.) His jaw was visibly swollen and
5
looked like someone had punched him. (Delporte Dep. 17.) He was in so much pain that he was
crying and felt so sick that he had trouble getting out of bed. (Slagle Dep. 20; Delporte Dep. 17.)
He was unable to eat because of the pain and difficulty swallowing, so his cell mate, inmate
Shane Slagle, ate his meals. (Slagle Dep. 20-21; Young Dep. 16.) He also began to sleep all day
and night. (Young Dep. 17.)
Smetzer complained to either Keever or jailer James Eyink about the swelling and
requested treatment. (Delporte Dep. 18.) The officer, whoever it was, responded that Smetzer
could not receive treatment and that the swelling was normal. (Delporte Dep. 18.) Smetzer also
asked jailer Roger Boyd if he could go to the emergency room. (Smetzer Dep. 123.) In addition,
another inmate in Smetzer’s cell block, Derek Delporte, complained to Keever several times a
day about Smetzer’s condition. (Delporte Dep. 20.)
D. Saturday, March 29, 2008
By Saturday, March 29, the swelling in Smetzer’s mouth was so severe that it looked like
he was “stuffed with a T-shirt in his mouth his jaw was so big.” (Delporte Dep. 20-21; see
Sargent Dep. 13 (testifying that Smetzer had a “big bulge” on the side of his face). The swelling
from his jaw to his neck resembled a goiter, and he was unable to open his mouth. (Delporte
Dep. 28-30.) He began to spit out pus and felt that he could hardly breathe. (Smetzer Dep. 103,
132, 138-41.) The jailers allowed Delporte to get Smetzer’s meal tray because Smetzer was too
ill to get it himself. (Delporte Dep. 21.) Smetzer, however, could not eat or drink due to the pain
and swelling. (Smetzer Dep. 138-40.)
Smetzer tried to get help and made requests to various jailers, including Keever. (Smetzer
Dep. 104-05.) He complained constantly about the pain associated with his tooth and also stated
6
that he could not eat. (Sargent Dep. 13, 16-17.) One of his cell-block mates, Esteban Sargent,
recalled that Smetzer complained to Sheriff Newton about the swelling and difficulty eating and,
in response, Newton said to “turn in medical requests.” (Sargent Dep. 18-19, 35.)
At 10:08 a.m. on March 29, 2008, Keever was called back to Smetzer’s cell; he gave
Smetzer ice and Ibuprofen and called Dr. Frankenfield, a physician in Dr. Haggenjos’s office.
(Keever Dep. 53-54.) Dr. Frankenfield instructed Keever to take Smetzer to the emergency
room. (Keever Dep. 54, Ex. 13 at 16.) While Keever was getting Smetzer ready to transport,
Sheriff Newton spoke with Smetzer at the booking station, and Keever then relayed his
conversation with Dr. Frankenfield. (Newton Dep. 47-50.) Newton responded that since
Smetzer had a dental-related issue that had been treated by Dr. Tatman, Keever should first call
the dentist. (Keever Dep. 62-63; Newton Dep. 47; Newton Aff. ¶ 9.)
Accordingly, the Jail called Dr. Tatman at his home that Saturday morning about
Smetzer’s swelling, and Keever then transported Smetzer to Dr. Tatman’s office at
approximately 11:45 a.m. (Tatman Dep. 30-31; Keever Dep. 53, 55.) Upon examination, Dr.
Tatman observed that Smetzer had partial trismus,6 which is common with a wisdom tooth
extraction, and some swelling, but no pus or dry socket. (Tatman Dep. 30-31.) He did not note
that Smetzer had any trouble breathing. (Tatman Dep. 52, 57.) Dr. Tatman prescribed
Cephalexin, an antibiotic, and Vicodin, a pain medication, and instructed that Smetzer use warm
salt-water rinses. (Tatman Dep. 30-31.)
Keever called Sheriff Newton after the visit and reported that Dr. Tatman had prescribed
Smetzer antibiotics. (Newton Dep. 54.) Keever promptly had the prescriptions filled; he also
6
Trismus is difficulty opening the mouth. (Haggenjos Dep. 81.)
7
verbally gave instructions to the Jail staff concerning the warm salt-water rinses but did not
make a log entry about them. (Keever Aff. ¶ 6; Keever Dep. 52.) The jailers then gave Smetzer
the Cephalexin and Hydrocodone (an equivalent to Vicodin) three or four times a day. (Smetzer
Dep. 109-10, 114, 125-26.) Smetzer, however, had difficultly swallowing and thus quit taking
them, apparently never telling this to anyone at the Jail. (Smetzer Dep. 109-110, 114, 125-26,
139.) And Smetzer does not recall Dr. Tatman instructing him to use warm salt-water rinses, but
he does know he did not receive them. (Smetzer Dep. 124-26.)
Also on March 29, Smetzer’s wife, April, visited him at the Jail at 1:30 p.m.7 (Newton
Aff. ¶ 10, Ex. 3.) Smetzer had told her several days earlier that the Jail was refusing to help his
swelling and pain. (April Smetzer Dep. 29.) She noticed that Smetzer’s cheek and neck were
swollen, causing him to appear “deformed,” and that he was obviously sick and needed
treatment. (April Smetzer Dep. 23-24, 36, 55-59.) That evening, April called the Jail and told
someone that Smetzer needed medical help “right now.” (April Smetzer Dep. 24-25, 35-37.)
At 8:30 p.m., jailer Bradley Scholer called Sheriff Newton, reporting that Smetzer’s
tongue and neck were swollen and that he was having trouble breathing and swallowing.
(Newton Dep. 52, 62-63; Newton Aff. ¶ 11; Scholar Dep. 45-46; Hibbard Dep 46-47.) Newton
instructed Keever, who was the reserve deputy on duty that night at the Jay County Hospital, to
transport Smetzer to the emergency room. (Newton Dep. 52, 54, 62-63; Newton Aff. ¶ 11;
Keever Dep. 68.) Jailer Joe Hibbard logged the transport, indicating that Smetzer complained of
7
The record is unclear about whether April visited the jail on March 29 or April 1, or both. Her visit was
reflected in the jail log as March 29, but she testified that when she called the Jail later that evening, the jailer told
her that an ambulance was on the way for Smetzer (an event that likely occurred on April 1). (April Smetzer Dep.
72-73.) She also testified that she thought Smetzer was admitted to the hospital on the evening of the day she last
visited the Jail. (April Smetzer Dep. 57.) At this point, the precise date of April’s visit(s), however, is immaterial to
the Court’s determination.
8
difficulty breathing and that he could not swallow; he also observed that Smetzer’s tongue and
the right side of his neck were swollen. (Scholer Dep. 45-46; Hibbard Dep. 46-47.)
Keever transported Smetzer to the Jay County Hospital. (Keever Dep. 67; Smetzer Dep.
108.) Dr. Charles Coats evaluated Smetzer, noting that he complained of difficulty swallowing
and possible throat swelling following a tooth extraction. (Coats Dep. 5, 8-11, Ex. 2.) He found
Smetzer alert and in no apparent distress, but with some edema in the neck; otherwise, Smetzer
was “totally normal” and had neither respiratory nor cardiac conditions. (Coats Dep. 11.) Dr.
Coats found no stridor,8 trismus, drooling, or breathing difficulty; no swallowing problems or
pus in the mouth; and no fever, chills, or malaise. (Coats Dep. 12-14.) He noted that Smetzer’s
voice was normal. (Coats Dep. 12-14.) Smetzer apparently did complain of pain to Dr. Coats’s
nurse, but not to Dr. Coats. (Coats Dep. 13-14.) Dr. Coats concluded there was no infection and
that Smetzer was having a reaction to swelling or an inflammatory reaction to the tooth
extraction (such as when the body reacts to a sprain). (Coats Dep. 17-19.)
Dr. Coats gave Smetzer several injections and told him that it would take a couple of
days for the antibiotics to work. (Smetzer Dep. 131-32; Keever Dep. 72-73; Keever Aff. ¶ 9;
Coats Dep. 20-21.) He indicated that Smetzer should follow up with his primary care physician
in one-to-two days if his condition persisted. (Coats Dep. 22-25, Ex. 2.) Both Smetzer and
Keever contend, however, that they were unaware of this instruction, and no jail log entry was
made concerning it. (Smetzer Dep. 119; Keever Aff. ¶ 8; Keever Dep. 72-74.) Once back at the
Jail, Keever placed Smetzer in the receiving cell for overnight observation. (Keever Dep. 74-75;
Scholer Dep. 51; Young Dep. 26.) Keever then informed Sheriff Newton about what had
8
Stridor is a sound made when one breathes through the mouth. (Haggenjos Dep. 81.)
9
occurred at the emergency room. (Newton Aff. ¶ 11.)
E. Sunday, March 30, and Monday, March 31, 2008
Following the emergency room visit, Keever scheduled Smetzer to see Dr. Haggenjos on
Wednesday, April 2. (Newton Dep. 73.) Keever did not receive any complaints from Smetzer on
Sunday, March 30, and did not see him at all during his 7:00 a.m. to 3:00 p.m. shift that day.
(Keever Aff. ¶ 10; Smetzer Dep. 144.) And Keever did not work at the Jail during the remaining
two days—Monday, March 31, and Tuesday, April 1. (Keever Aff. ¶ 11; Smetzer Dep. 144.)
Sheriff Newton also did not see Smetzer on March 30 or 31. (Newton Aff. ¶ 13.)
On Sunday morning, March 30, Smetzer requested to return to his regular cell, not
because his condition improved, but because he thought he would get better care from the other
inmates in his cell block than the care he was receiving from the jailers. (Smetzer Dep. 127-29.)
He was moved back to his regular cell sometime after noon on March 30. (Newton Aff. ¶ 14.)
Smetzer stayed in bed sleeping and moaning most of March 30, 31, and April 1, and was unable
to eat or drink; he continued to receive all of his medicines from the jailers, but could not
swallow them. (Smetzer Dep. 117, 130, 141, 143-44; Delporte Dep. 24; Young Dep. 21, 31, 46.)
Slagle, Smetzer’s cell mate, says that (apparently on or before March 30, 2008) he told
Keever that Smetzer needed medical attention, but does not remember the date those
conversations took place or what Keever said in response. (Slagle Dep. 27-29.) He also stated
that Sheriff Newton came back to the cell once after he tried to get attention for Smetzer, but
again, he cannot recall the date or the content of their conversation. (Slagle Dep. 30.) Inmate
Delporte also recalls talking to a jailer about Smetzer’s swelling but is not sure whether it was
Keever or Eyink. (Delporte Dep. 18.) Neither inmate, however, knew that Smetzer saw Dr.
10
Tatman a second time or that he was ever taken to the emergency room. (Slagle Dep. 23-26, 52;
Delporte Dep. 30.)
F. Tuesday, April 1, 2008
On Tuesday morning, April 1, 2008, Smetzer woke Slagle; Smetzer was holding his
throat and mumbling, and it appeared he could not talk or breathe. (Slagle Dep. 39-40.) Slagle,
alarmed, made noise to get the jailers’ attention. (Slagle Dep. 83.)
At 5:45 a.m., jailer Kenneth Griffith was called to Smetzer’s cell, and Smetzer reported
having trouble breathing. (Griffith Dep. 25-27.) Griffith saw no neck or throat swelling, but he
called Sheriff Newton, told him that Smetzer was having trouble breathing, and Newton
instructed him to call Dr. Haggenjos. (Griffith Dep. 26-28, 32; Newton Dep. 68-69.) Dr.
Haggenjos told Griffith to keep an eye on Smetzer and if he was not better by 7:00 a.m. to take
him to the hospital. (Griffith Dep. 25.) Griffith called Sheriff Newton back and conveyed Dr.
Haggenjos’s instructions. (Griffith Dep. 29.) Griffith then returned to his duties, but moved
Smetzer to the receiving cell to watch him more closely and kept checking on him. (Griffith Dep.
28; Newton Dep. 69-70.) Griffith’s shift ended at 7:00 a.m., and he relayed Smetzer’s situation
to the next shift. (Griffith Dep. 29-30.)
At about 11:00 a.m., Smetzer saw Sheriff Newton and told him about increased swelling,
“excruciating pain,” and that he needed medical attention. (Smetzer Dep. 148; Newton Dep. 7072; Newton Aff. ¶ 15.) Newton then purportedly responded that Smetzer was “costing the
County too much money” and that he would not receive any more medical attention until he was
transferred to the Department of Corrections.9 (Smetzer Dep. 144-45, 151; Slagle Dep. 31-33.).
9
Newton claims, however, that he did not perceive any need for immediate medical care; in fact, although
Smetzer had problems swallowing, he spoke normally, claimed to be “doing okay,” and seemed to have no
11
That evening, inmate Matthew Young felt Smetzer’s head and noted that it was “burning
hot.” (Young Dep. 12, 15.) He also saw red and purple marks on Smetzer’s throat and thought
because of the swelling that he “looked like a bullfrog.” (Young Dep. 12, 15.) Young yelled for
help. (Young Dep. 15.) Jailer Ledbetter responded and removed Smetzer from the cell block.
(Young Dep. 15.) At 6:51 p.m., jailer Boyd observed that Smetzer’s throat had become more
swollen than before—now a little bigger than a golf ball—and that he was having trouble
speaking and breathing. (Boyd Dep. 42-44.) Boyd called Dr. Haggenjos, who told him to let
Sheriff Newton know and to either transport Smetzer to the emergency room or to call the
emergency medical technicians (“EMTs”). (Boyd Dep. 42.) Boyd called Sheriff Newton, who
was not in, and then the EMTs, who arrived at 6:55 p.m. (Boyd Dep. 42-46; Newton Dep. 75.)
The EMTs indicated that Smetzer needed to go to the emergency room quickly. (Smetzer Dep.
153, 159-61.) Boyd signed a paper declining the use of the EMTs to transport Smetzer and said
that he needed to call Sheriff Newton. (Smetzer Dep. 153; Boyd Dep. 45.) Smetzer, however,
emphasized that he needed to go immediately because he could not breathe, and at 7:00
p.m.—five minutes after the EMTs arrived and nine minutes after Boyd made his initial
observations—Smetzer was on his way to the Jay County Hospital (a ten-minute trip) in the back
of jailer Ledbetter’s car. (Boyd Dep 45-48; Smetzer Dep. 153-55; Keever Dep. 71.) When
Sheriff Newton learned that Smetzer had gone to the hospital, he also went there. (Newton Dep.
76.)
difficultly breathing. (Newton Aff. ¶ 15; Newton Dep. 70-72.) Newton knew that Smetzer was scheduled to see Dr.
Haggenjos the next day and reminded Smetzer that Dr. Coats said it would take time for the infection to diminish.
(Newton Aff. ¶ 15; Newton Dep. 72.)
12
Upon examination at the hospital, Dr. James Robinson found that Smetzer’s vitals were
abnormal, he exhibited trismus and strider, his neck was red and hot, and his lymph nodes were
swollen. (Robinson Dep. 21-22.) In addition, Smetzer’s tonsils were swollen and exuding pus,
and his uvula was pushed to the side. (Robinson Dep. 22.) Dr. Robinson ordered a scan of
Smetzer’s neck, which showed extensive soft tissue swelling, multiple loculated abscesses, and
that his airway was displaced to the left. (Robinson Dep. 23-25; Hornaday Aff. Ex. 5.) He
diagnosed Smetzer with Ludwig’s angina, an immediately life-threatening condition that
typically starts after a dental procedure;10 Dr. Robinson knew that “time was of the essence” and
that Smetzer needed specialized care. (Robinson Dep. 24-25, 49, 88.)
After Sheriff Newton contacted the Department of Corrections for approval on where
Smetzer could be sent, Smetzer was transported by ground ambulance to Wishard Hospital.
(Newton Dep. 77-78; Newton Aff. ¶ 19; Robinson Dep. 92.) He underwent immediate surgery
in the early hours of Wednesday, April 2, and was placed in the intensive care unit. (Robinson
Dep. 27, 58; Newton Dep. 76; Newton Aff. ¶ 19; Hornaday Aff. Ex. 2.)
At approximately
10:00 p.m. on April 1, 2008, jailer Boyd executed a jail log entry confirming Smetzer’s transfer
to the Indiana Department of Corrections. (Boyd Dep. 53-55, Ex. 19.)
II. STANDARD OF REVIEW
Summary judgment is proper when “the movant shows that there is no genuine dispute as
to any material fact and the movant is entitled to judgment as a matter of law.” FED. R. CIV. P
56(a); Payne, 337 F.3d at 770. A genuine issue of material fact exists “if the evidence is such
10
More specifically, Ludwig’s angina is acute cellulitis of the soft tissues below the mouth, with symptoms
including pain, dysphagia, and potentially fatal airway obstruction. The condition can cause airway obstruction
within hours, and maintaining the airway is of the highest priority. Treatment includes airway management, surgical
drainage, and intravenous antibiotics. THE MERCK MANUAL 824-25 (Mark H. Beers, ed., 18th ed. 2006).
13
that a reasonable jury could return a verdict for the nonmoving party.” Anderson v. Liberty
Lobby, Inc., 477 U.S. 242, 248 (1986); accord Ballance v. City of Springfield, 424 F.3d 614, 617
(7th Cir. 2005).
When ruling on a motion for summary judgment, “a court may not make credibility
determinations, weigh the evidence, or decide which inferences to draw from the facts; these are
jobs for a factfinder.” Payne, 337 F.3d at 770. The only task in ruling on a motion for summary
judgment is “to decide, based on the evidence of record, whether there is any material dispute of
fact that requires a trial.” Id. (quoting Waldridge v. Am. Hoechst Corp., 24 F.3d 918, 920 (7th
Cir. 1994)). If the evidence is such that a reasonable factfinder could return a verdict in favor of
the nonmoving party, summary judgment may not be granted. Payne, 337 F.3d at 770.
A court must construe the record in the light most favorable to the nonmoving party and
avoid “the temptation to decide which party’s version of the facts is more likely true,” as
“summary judgment cannot be used to resolve swearing contests between litigants.” Id.
However, “a party opposing summary judgment may not rest on the pleadings, but must
affirmatively demonstrate that there is a genuine issue of material fact for trial.” Id. at 771; Scott
v. Harris, 550 U.S. 372, 380 (2007) (instructing that in determining summary judgment motions,
“facts must be viewed in the light most favorable to the nonmoving party only if there is a
genuine dispute as to those facts” (citation and internal quotation marks omitted)).
III. APPLICABLE LAW
In order to recover damages from an individual under § 1983, a plaintiff must establish
that the defendant “was personally responsible for the deprivation of a constitutional right.”
Knight v. Wiseman, 590 F.3d 458, 462-63 (7th Cir. 2009). “To be personally responsible, an
14
official ‘must know about the conduct and facilitate it, approve it, condone it, or turn a blind
eye.’” Id. (quoting Johnson v. Snyder, 444 F.3d 579, 583 (7th Cir. 2006)).
“The Eighth Amendment imposes a duty on prison officials to provide humane
conditions of confinement.” Id. (citing Farmer v. Brennan, 511 U.S. 825, 834 (1994)). “Prison
officials must take reasonable measures to guarantee the safety of the inmates and ensure that
they receive adequate food, clothing, shelter, and medical care.”11 Id. (citing Farmer, 511 U.S. at
834); accord Holloway, 2012 WL 5846289, at *7 (quoting Boyce v. Moore, 314 F.3d 884, 88889 (7th Cir. 2002)). “Prison officials violate this proscription when they act with deliberate
indifference to the serious medical needs of an inmate.” Holloway, 2012 WL 5846289, at *7
(citing Farmer, 511 U.S. at 835); see Arnett v. Webster, 658 F.3d 742, 750 (7th Cir. 2011)
(“Deliberate indifference to serious medical needs of a prisoner constitutes the unnecessary and
wanton infliction of pain forbidden by the Constitution.” (citation omitted)); Knight, 590 F.3d at
463.
“To succeed on a deliberate indifference claim, a plaintiff must (1) demonstrate that his
medical condition is ‘objectively, sufficiently serious,’ and (2) demonstrate that the defendant
acted with a ‘sufficiently culpable state of mind.’” Holloway, 2012 WL 5846289, at *7 (quoting
Farmer, 511 U.S. at 834); accord Boyce, 314 F.3d at 889. Additionally, where prison officials
delayed rather than denied medical assistance to an inmate, a plaintiff must prove that “the delay
11
“[A] prisoner is not entitled to receive ‘unqualified access to healthcare.’” Holloway v. Delaware Cnty.
Sheriff, __ F.3d __, 2012 WL 5846289, at *8 (7th Cir. Nov. 20, 2012) (quoting Hudson v. McMillian, 503 U.S. 1, 9
(1992)). “Instead, prisoners are entitled only to ‘adequate medical care.’” Id. (quoting Johnson v. Doughty, 433 F.3d
1001, 1013 (7th Cir. 2006)). “Medical malpractice or mere disagreement with a doctor’s medical judgment does not
constitute deliberate indifference.” Hall-Bey v. Ridley-Turner, 233 F. App’x 572, 574 (7th Cir. 2007) (unpublished).
In any event, “[n]on-medical officials cannot be held liable for reasonably relying on the medical judgment of
professionals.” Allen v. Frank, 246 F. App’x 388, 391 (7th Cir. 2007) (unpublished); accord Greeno v. Daley, 414
F.3d 645, 656 (7th Cir. 2005).
15
(rather than the inmate’s underlying condition) caused some degree of harm,” Williams v. Liefer,
491 F.3d 710, 714-15 (7th Cir. 2007), or “unreasonably prolonged [his] suffering,” Berry v.
Peterman, 604 F.3d 435, 442 (7th Cir. 2010); see also Knight, 590 F.3d at 466.
“A medical need is considered sufficiently serious if the inmate’s condition ‘has been
diagnosed by a physician as mandating treatment or . . . is so obvious that even a lay person
would perceive the need for a doctor’s attention.’” Roe v. Elyea, 631 F.3d 843, 857 (7th Cir.
2011) (quoting Greeno, 414 F.3d at 653). “Notably, ‘[a] medical condition need not be lifethreatening to be serious; rather, it could be a condition that would result in further significant
injury or unnecessary and wanton infliction of pain if not treated.’” Id. (quoting Gayton v.
McCoy, 593 F.3d 610, 620 (7th Cir. 2010)).
“To demonstrate that a defendant acted with a ‘sufficiently culpable state of mind,’ a
plaintiff must put forth evidence to establish that the defendant knew of a serious risk to the
prisoner’s health and consciously disregarded that risk.” Holloway, 2012 WL 5846289, at *8
(citing Johnson, 433 F.3d at 1010). “This subjective standard requires more than negligence and
it approaches intentional wrongdoing.” Id. (citing Collignon v. Milwaukee Cnty., 163 F.3d 982,
988 (7th Cir. 1988)); see Washington v. LaPorte Cnty. Sheriff’s Dep’t, 306 F.3d 515, 518 (7th
Cir. 2002) (stating that “ordinary negligence by prison officials is not enough to show an Eighth
Amendment violation”). That is, “[a]lthough negligence or inadvertence will not support a
deliberate indifference claim, an inmate need not establish that prison officials actually intended
harm to befall him from the failure to provide adequate care.” Roe, 631 F.3d at 857. “[I]t is
enough to show that the defendants knew of a substantial risk of harm to the inmate and
disregarded the risk.” Id. (quoting Greeno, 414 F.3d at 653).
16
IV. SMETZER’S INDIVIDUAL CAPACITY CLAIMS FROM CONDUCT
PRIOR TO MARCH 30, 2008, ARE TIME-BARRED
“[F]ederal courts must apply the state statute of limitations for personal injury actions
when attempting to determine the timeliness of a claim under § 1983.” Dinger v. City of New
Albany, 668 F. Supp. 1216, 1217 (S.D. Ind. 1987) (citation omitted). Indiana has a two-year
statute of limitations for personal injury actions. IND. CODE § 34-11-2-4. Accordingly,
Defendants argue that all of Smetzer’s claims arising from conduct prior to March 31, 2008, are
barred by the statute of limitations since he did not file this suit until March 31, 2010.
But Smetzer asserts that the “continuing violation” doctrine saves these claims. The
continuing violation doctrine has been applied to § 1983 suits, Heard v. Sheahan, 253 F.3d 316,
319 (7th Cir. 2001), and “allows a complainant to obtain relief for a time-barred act . . . by
linking it with acts that fall within the statutory limitations period,” Filipovic v. K & R Express
Sys., Inc., 176 F.3d 390, 396 (7th Cir. 1999). A plaintiff must show that these acts were “related
closely enough” to the acts occurring within the established time frame “to be considered one
ongoing violation.” Id. (citation omitted). “Courts will then treat the series of acts as one
continuous act ending within the limitations period.” Id.
But in claims brought under the Eighth Amendment, “[i]t is the denial of treatment for
[the prisoner’s] serious medical need, and not the unfortunate physical consequences of that
failure, that is the basis of the underlying alleged constitutional violation.” Wilson v. Groze, 800
F. Supp. 2d 949, 956 (N.D. Ill. 2001) (citing Heard, 253 F.3d at 318). Accordingly, in cases
alleging the denial of medical treatment, the Seventh Circuit Court of Appeals has stated that
“[e]very day that [a defendant] prolonged [a prisoner’s] agony by not treating his painful
condition marked a fresh infliction of punishment that caused the statute of limitations to start
17
running anew.” Heard, 253 F.3d at 318-20; accord Wilson, 800 F. Supp. 2d at 955. “[A]n
Eighth Amendment violation arising out of a defendant’s deliberate indifference to a prisoner’s
serious medical needs is a continuing violation, and thus can accrue for as long as a defendant
knows about a prisoner’s serious medical condition, has the power to provide treatment, and yet
withholds treatment.” Wilson, 800 F. Supp. 2d at 955 (citing Heard, 253 F.3d at 318). Stated
another way, “[d]eliberate indifference to a serious medical need is a continuing violation that
accrues when the defendant has notice of the untreated condition and ends only when treatment
is provided or the inmate is released.” Jervis v. Mitcheff, 258 F. App’x 3, 5-6 (7th Cir. 2007)
(unpublished).
To illustrate, in Wilson, 800 F. Supp. 2d at 956-57, the plaintiff complained that a prison
nurse was deliberately indifferent to his serious medical condition on November 22. Two days
later, November 24, the plaintiff again complained about his problem, was taken to the hospital,
and underwent surgery. Citing Heard, 253 F.3d at 318-20, the Wilson court concluded that
Wilson’s Eighth Amendment claims “started to accrue on November 22 and stopped accruing on
November 24. On November 22, Wilson possessed a complete and present cause of action
against defendants. Specifically, he could have stated a cognizable Eighth Amendment claim by
alleging that defendants failed to provide him with medical treatment for a serious medical need .
. . .” 800 F. Supp. 2d at 956-67.
Therefore, “Heard is very clear on the question of when a prisoner’s deliberate
indifference to serious medical needs accrues: it accrues when he receives treatment or when he
is released from the custody of those [who] have been refusing to do something about the
condition.” McClary v. Huston, No. 11-1394, 2012 WL 5354709, at *3 (C.D. Ill. Oct. 29, 2012);
18
accord Watkins v. Ghosh, No. 11 C 1880, 2011 WL 5981006, at *3 (N.D. Ill. Nov. 2, 2011); see
also Lampley v. Mitcheff, No. 3:08-cv-282, 2009 WL 5322951, at *5 (N.D. Ind. Dec. 28, 2009)
(holding that “[a]t the latest, the statute of limitations on a prisoner’s deliberate indifference
claim runs ‘for as long as the defendants had the power to do something about his condition’”)
(quoting Heard, 253 F.3d at 318-20)).
Applying this precedent here, Smetzer’s first cause of action arguably started to accrue
on March 20, 2008, when he submitted the medical request form, and stopped accruing on
March 27, 2008, when he was treated by Dr. Tatman. Accordingly, any claims arising from
Smetzer’s first alleged cause of action are time-barred since Smetzer did not file this suit until
March 31, 2010. Smetzer’s second alleged cause of action started to accrue after his tooth was
extracted by Dr. Tatman on March 27, 2008, and stopped accruing when he was treated by both
Dr. Tatman and the hospital on March 29, 2008, and therefore, they too are time-barred. On this
record, the only claims not precluded by the statute of limitations are any “continuing violations”
that started to accrue on March 30 (which then stopped accruing when Smetzer received care at
the hospital on April 1, 2008, followed by his transfer to the custody of the Department of
Corrections, see Jervis, 258 F. App’x at 5-6), and those that arose from conduct on March 31 or
April 1.
“Statute of limitations are designed ‘to promote justice by preventing surprises through
the revival of claims that have been allowed to slumber until evidence has been lost, memories
have faded, and witnesses have disappeared.’” Wilson, 800 F. Supp. 2d at 957 (quoting Order of
R.R. Telegraphers v. Ry. Express Agency, 321 U.S. 342, 348-49 (1944)). “Statutes of limitations
are not arbitrary obstacles to the vindication of just claims, and therefore they should not be
19
given a grudging application. They protect important social interests in certainty, accuracy, and
repose.” Id. (quoting Cada v. Baxter Healthcare Corp., 920 F.2d 446, 452-53 (7th Cir. 1990)).
Accordingly, on this record, all of Smetzer’s claims based on Defendants’ conduct prior to
March 30, 2012, are time-barred under the applicable two-year statute of limitations and thus fail
as a matter of law.
V. ONLY SMETZER’S INDIVIDUAL CAPACITY CLAIM AGAINST SHERIFF
NEWTON FROM CONDUCT ON APRIL 1, 2008, SURVIVES ON THE MERITS
Turning to the merits, Smetzer describes eight purported occasions of a continuing
pattern of deliberate indifference, most of which occurred prior to March 30, 2008 and thus
barred by the statute of limitations. But even if they were not time-barred, when viewed in a
light most favorable to Smetzer and drawing all reasonable inferences in his favor, Goelzer v.
Sheboygan Cnty., 604 F.3d 987, 991 (7th Cir. 2010), only one of the occasions that he
describes—Sheriff Newton’s conduct on April 1, 2008—could support a finding of deliberate
indifference. The Court will discuss each of the eight occasions that Smetzer cites after
addressing the first prong of his deliberate indifference claim: whether he demonstrated an
objectively serious medical condition.
A. Smetzer Demonstrated an Objectively Serious Medical Condition
To establish deliberate indifference claims against Sergeant Keever and Sheriff Newton
in their individual capacities, Smetzer must first show that his tooth problem constituted an
objectively serious medical condition. Holloway, 2012 WL 5846289, at *8. Defendants argue
that Smetzer’s claims fail at the outset because although Keever and Newton both knew that
Smetzer had a tooth problem, neither were aware that he had “any life-threatening condition, or
potentially life-threatening condition.” (Mem. of Law in Supp. of Summ. J. 13.)
20
But Defendants’ characterization of an objectively serious medical need is too narrow.
“A medical condition need not be life-threatening to qualify as serious and to support a § 1983
claim, providing the denial of medical care could result in further significant injury or in the
unnecessary infliction of pain.” Ferguson v. Borgen, No. 06-c-325, 2007 WL 2789506, at *13
(E.D. Wis. Sept. 24, 2007 ) (citing Reed v. McBride, 178 F.3d 849, 852-53 (7th Cir. 1999)). The
Seventh Circuit Court of Appeals has emphasized that “dental care is one of the most important
medical needs of inmates.” Board v. Farnham, 394 F.3d 469, 480 (7th Cir. 2005) (quoting Wynn
v. Southward, 251 F.3d 588, 593 (7th Cir. 2001)). In that vein, it has held that “[t]ooth decay can
constitute an objectively serious medical condition because of pain and the risk of infection.”
Berry, 604 F.3d at 440 (citing Board, 394 F.3d at 480-83). “Any person who has spent a night
tossing and turning in suffering from an abscessed tooth knows that dental pain can be
excruciatingly severe.” Chance v. Armstrong, 143 F.3d 698, 702 (2d Cir. 1998).
Of course, “not all claims regarding improper dental care will be constitutionally
cognizable.” Id. “Dental conditions, like other medical conditions, may be of varying severity.”
Id.; compare Dolis v. Loftus, No. 08-cv-2085, 2011 WL 978916, at *15 (C.D. Ill. Mar. 17, 2011)
(concluding that inmate’s two cavities, which did not cause him pain, were not serious medical
needs), with Berry, 604 F.3d at 440 (finding that inmate’s tooth decay and pain, requiring an
immediate root canal, was an objectively serious medical condition). “The standard for Eighth
Amendment violations contemplates ‘a condition of urgency’ that may result in ‘degeneration’
or ‘extreme pain.’” Chance, 143 F.3d at 702 (citation omitted). “A cognizable claim regarding
inadequate dental care, like one involving medical care, can be based on various factors, such as
the pain suffered by the plaintiff, the deterioration of the teeth due to a lack of treatment, or the
21
inability to engage in normal activities.” Id. (citations omitted).
Here, Smetzer complained to various jailers, including Keever, about tooth pain for at
least one week before submitting a written request for dental care on March 20, 2008. The
request indicated that he had an “abscess” on a back tooth and “would like to have it pulled.”
(Smetzer Dep. 70-73, 76-77, Ex. 7.) On March 27, Dr. Tatman observed that although the tooth
was not infected, it was “pretty decayed” and immediately extracted it. (Tatman Dep. 37.)
Smetzer states that his swelling and pain promptly increased after the extraction, limiting his
ability to eat, drink, and speak. Accordingly, on this record, Smetzer establishes that at least by
March 27th he had an objectively serious medical condition. See Maddox v. Jones, 370 F. App’x
716, 719 (7th Cir. 2011) (unpublished) (collecting cases and finding prisoner’s argument
persuasive that his mouth pain after an attempted wisdom tooth extraction, coupled with
potential infection, was a serious medical condition).
B. Of Smetzer’s Eight Alleged Occasions of Deliberate Indifference,
Only One Survives Summary Judgment on the Merits
Sheriff Newton and Sergeant Keever argue that even if Smetzer did demonstrate an
objectively serious medical condition, they are entitled to summary judgment on Smetzer’s
individual capacity claims because they did not act “with a sufficiently culpable state of mind”
Holloway, 2012 WL 5846289, at *7, and actually provided him with reasonable medical
attention. Smetzer, however, responds by citing to eight purported instances of deliberate
indifference, which the Court will now discuss in turn.
1. That Smetzer Did Not See Dr. Tatman Until Seven Days After He Submitted His
Request Form
Smetzer first cites to the five days (from March 20 to March 25) it took Keever to
22
schedule an initial appointment with Dr. Tatman, which eventually fell through, and the two
days it took for another one, for a total of seven days delay following the submission of his
request form. He contends that Keever and Newton were deliberately indifferent to his severe
pain and serious dental needs by delaying treatment for that long.
“Delay is not a factor that is either always, or never, significant. Instead the length of
delay that is tolerable depends on the seriousness of the condition and the ease of providing
treatment.” McGowan v. Hulick, 612 F.3d 636, 640 (7th Cir. 2010) (articulating that a threemonth unexplained delay in obtaining a dental appointment could support a deliberate
indifference claim if defendant was aware of the severity of the inmate’s pain and dental
problems yet refused to approve a dental visit); Berry, 604 F.3d at 442 (finding that a one-month
delay in referring inmate to a dentist created an issue of material fact about the prison
physician’s deliberate indifference); Boyd v. Knox, 47 F.3d 966, 969 (8th Cir. 1995) (concluding
that a three-week delay in referring inmate to an oral surgeon after observing inmate’s swollen
and infected mouth, together with knowledge of his pain, could support a finding of deliberate
indifference).
But here, Smetzer has failed to produce any evidence that suggests Sheriff Newton or
Keever intentionally or even recklessly disregarded or delayed his request to see a dentist. See
Holloway, 2012 WL 5846289, at *8 (explaining that the subjective prong of deliberate
indifference “requires more than negligence and . . . approaches intentional wrongdoing” and
compares to “that of criminal recklessness”). Newton told Smetzer several days after he
submitted his treatment request that the Jail was “having problems getting an appointment”
(Newton Dep. 75), but Keever eventually secured one for March 25. This appointment was
23
missed for some reason, but was promptly rescheduled for just two days later. Although his
dental treatment may not have been as immediate as Smetzer would have preferred, “[a]
defendant with knowledge of a risk need not take perfect action or even reasonable action[,] . . .
his action must be reckless before § 1983 liability can be found.” Collins v. Seeman, 462 F.3d
757, 762 (7th Cir. 2006) (citation and internal quotation marks omitted).
Keever and Newton’s conduct in securing Smetzer an appointment within seven days of
receiving his medical request falls short of recklessness. Significantly, Smetzer at that point had
only complained to the jailers of tooth pain; his later complaints of swelling and difficulty with
eating, breathing, and swallowing did not occur until after the tooth extraction on March 27.
And Smetzer seems to ignore the fact that he contributed to the delay by waiting one to two
weeks after the onset of his tooth problem to even submit a medical request form, apparently
thinking that the problem would resolve on its own.
To reiterate, “[t]he deliberate indifference standard imposes a ‘high hurdle’ for a plaintiff
to overcome.” Id. (quoting Peate v. McCann, 294 F.3d 879, 882 (7th Cir. 2002)). The Seventh
Circuit has not “suggest[ed[ that a minor delay in treatment constitutes deliberate indifference.”
Berry, 604 F.3d at 442; see Stanbridge v. Mitchell, No. 10-cv-3008, 2011 WL 5330642, at *6
(C.D. Ill. Nov. 7, 2011) (recognizing that “minimal delays are not actionable”). In fact,
“[a]nyone who has ever visited a doctor’s office knows that some delays in treatment are
inevitable, particularly absent a life-threatening emergency. Such delays are even more likely in
the prison environment.” Berry, 604 F.3d at 442; see Stanbridge, 2011 WL 5330642, at *6
(“[D]elays in treating non-emergency conditions can be expected in any dentist’s office,
particularly so in Plaintiff’s environment.”). On this record, even if Smetzer had timely-filed
24
this cause of action, no reasonably jury could conclude that getting him to the dentist within
seven days of his medical request for treatment constituted deliberate indifference by Sheriff
Newton or Sergeant Keever.
2. That Keever Took Smetzer to Dr. Tatman, Rather Than to the Emergency Room, on
the Morning of March 29
Next, Smetzer alleges that Defendants were deliberately indifferent to his serious medical
needs during the period immediately following his tooth extraction on March 27, when he
complained of increased swelling, severe pain, and difficulty with breathing and eating.
Specifically, Smetzer alleges that Newton and Keever were deliberately indifferent when on the
morning of March 29, two days after the extraction, Keever took Smetzer to see Dr. Tatman
rather than to the emergency room as Dr. Frankenfield instructed.
To review, Keever called Dr. Frankenfield, one of the jail doctors in Dr. Haggenjos’s
office, on the morning of March 29 concerning Smetzer’s complaints of increased swelling, pain,
and difficulty with eating and breathing, and Dr. Frankenfield instructed Keever to take Smetzer
to the emergency room. While Keever was preparing to do so, Newton spoke with Smetzer and
then directed Keever to call Dr. Tatman instead.
Smetzer alleges that Newton and Keever were deliberately indifferent by intentionally
disregarding Dr. Frankenfield’s instruction to take him to the hospital. Of course, prison
officials may not substitute their judgment for that of a medical professional. Zentmyer v.
Kendall Cnty., Ill., 220 F.3d 805, 812 (7th Cir. 2000). “If a defendant consciously chose to
disregard a nurse or doctor’s directions in the face of medical risks, then he may well have
exhibited the necessary deliberate indifference.” Id.; accord Weeks v. Hodges, __ F. Supp. __,
25
2012 WL 1669459, at *7 (N.D. Ind. May 10, 2012).
“But deliberate indifference is an onerous standard . . . .” Zentmyer, 220 F.3d at 812.
Smetzer was not denied medical attention in this instance, as he received care from Dr. Tatman
within two hours. “[T]o be deliberately indifferent the [Defendants] must have ignored a risk or
have been indifferent to it; it is not enough to have reacted to the risk inadequately or
imperfectly.” Taylor v. Washington Underwriters Ins. Co., 423 F. Supp. 2d 882, 893 (E.D. Wis.
2006) (emphasis in original). Sheriff Newton’s logic in directing Keever to call Dr. Tatman
rather than transporting Keever to the emergency room was reasonable in that Smetzer had a
dental problem stemming from the procedure Dr. Tatman had just performed. See Holloway,
2012 WL 5846289, at *8 (emphasizing that an inmate is entitled to only “adequate medical
care,” not “unqualified access to healthcare”).
Indeed, even Smetzer’s rebuttal expert, Dr. Anthony Hornaday, does not really disagree
with Dr. Tatman seeing Smetzer on March 29, but only takes issue with Newton’s disregard of
Dr. Frankenfield’s directive to take Smetzer to the emergency room. (Hornaday Dep. 54-55.)
Moreover, Smetzer does not suggest, much less produce evidence of, how Newton’s decision to
send Smetzer to Dr. Tatman instead of the emergency room resulted in different or inadequate
treatment that either worsened his condition or prolonged his pain. Cf. Weeks, 2012 WL
1669459, at *9 (explaining that even though a delay in treatment did not worsen the inmate’s
condition, a deliberate indifference to “prolonged, unnecessary pain can itself be the basis for an
Eighth Amendment claim”). Therefore, Smetzer’s second purported instance of deliberate
indifference is not only time-barred but also fails on the merits.
26
3. That the Jail Failed to Provide the Salt-Water Rinses Prescribed by Dr. Tatman
At Smetzer’s visit with Dr. Tatman on March 29, Dr. Tatman prescribed an antibiotic and
pain medication and instructed that Smetzer rinse the extraction site with warm salt water.
Smetzer received both of the prescribed medications from the jailers but alleges that Keever was
deliberately indifferent by failing to provide the salt-water rinses.
In so doing, Smetzer reiterates that a prison official is deliberately indifferent if he
intentionally interferes with prescribed medical or dental treatment. See Zentmyer, 220 F.3d at
812. But there is no evidence that Keever intentionally or recklessly ignored Dr. Tatman’s
instructions for the rinses; rather, the record reflects that Keever verbally informed the jailers
about the rinses upon Smetzer’s return. Moreover, there is no indication that Keever thought
that missing the salt-water rinses would cause Smetzer serious harm. Id. at 810.
At most, Keever was perhaps negligent in failing to make a log entry concerning
Smetzer’s need for the rinses. Id. at 812 (“Failure to dispense medication exactly as prescribed
may constitute negligence . . . .”). Isolated instances of neglect, however, are not enough to
support an Eighth Amendment claim. Gutierrez v. Peters, 111 F.3d 1364, 1375 (7th Cir. 1997)
(“A finding that a defendant’s neglect of a prisoner’s condition was an isolated occurrence . . . or
an isolated exception . . . to the defendant’s overall treatment of the prisoner ordinarily militates
against a finding of deliberate indifference.” (internal quotation marks and citations omitted)).
Accordingly, even if not time-barred, Smetzer’s failure to receive the salt-water rinses prescribed
by Dr. Tatman does not give rise to any inference that Keever was deliberately indifferent to his
condition.
27
4. That Smetzer Was Taken to the Emergency Room More Than Seven Hours After His
Wife’s Visit on March 29
Next, Smetzer argues that Sheriff Newton was deliberately indifferent by purportedly
waiting more than seven hours after April Smetzer’s visit on March 29 to transport him to the
emergency room. This argument fails at the outset.
Smetzer states that after his second visit with Dr. Tatman on the morning of March 29,
his condition deteriorated in that his neck swelling made it difficult for him to eat or breathe. As
Smetzer describes it, when his wife, April, visited him at 1:30 p.m. that day, she immediately
noticed that he was in severe pain and that his face and neck were red and swollen. In his
response brief, Smetzer claims that April then brought these issues “to Sheriff Newton’s
attention during her visit.” (Mem. in Opp’n to Mot. for Summ. J. 9-10 (emphasis added).) He
argues that Newton was deliberately indifferent because despite April’s pleas, Newton waited
until approximately 10:00 p.m. that night to have Smetzer transported to the emergency room,
causing him “needless pain and suffering.” (Id.)
But Smetzer’s argument is at odds with the record and April’s actual deposition
testimony. In fact, April testified that Smetzer “called [her] that night” saying he needed help.
(April Smetzer Dep. 24 (emphasis added); see also April Smetzer Dep. 23, 25, 29, 35-37.) She
then described what she did next: “Well, I proceeded to call somebody. I talked to somebody. I
think it was Newton.” (April Smetzer Dep. at 24.) She admits, however, that she does not know
who she spoke with and only believes “it was Newton or somebody in the jail.” (April Smetzer
Dep. at 29.)
As a result, Smetzer has produced absolutely no evidence that April actually talked with
28
Newton or Keever about Smetzer’s condition during her March 29 afternoon visit, which rings
the death knell for his argument that Newton intentionally delayed treatment for more than seven
hours. See generally Liu v. T & H Mach., Inc., 191 F.3d 790, 796 (7th Cir. 1999) (“A party must
present more than mere speculation or conjecture to defeat a summary judgment motion.”).
And, of course, if she did speak to Newton via telephone sometime that night as she
claims, it is apparent that by 10:00 p.m. that evening Smetzer was on his way to the emergency
room. There is no showing (aside, perhaps, from speculation) that this apparently brief interval
was the result of either intentional or reckless conduct on the part of Newton. Holloway, 2012
WL 5846289, at *8. Accordingly, since no reasonable jury could conclude from this evidence
and under this scenario that deliberate indifference was at work, this time-barred claim also fails.
5. That Smetzer Was Transported to the Emergency Room at 9:56 p.m. on March 29,
Rather Than 8:36 p.m.
Smetzer next cites jailer Hibbard’s actions on March 29 as evidence of Defendants’
deliberate indifference. He states that at 8:36 p.m. that evening Hibbard observed that Smetzer
was having trouble breathing and swallowing and recorded his observations in the jail activity
log. Hibbard then waited, however, almost ninety minutes before calling Sheriff Newton, who
told Hibbard to contact a reserve officer to take Smetzer to the emergency room. At 9:56 p.m.,
Keever transported Smetzer to the emergency room in the back of his police car. Smetzer cites
this ninety-minute delay as evidence of the Defendants’ deliberate indifference.
But in order to recover damages from an individual under § 1983, the plaintiff must
establish that the defendant “was personally responsible for the deprivation of a constitutional
right.” Knight, 590 F.3d at 462-63. Hibbard is not a Defendant in this case, and when Newton
29
learned of Smetzer’s problems during his call from Hibbard (and perhaps from April, as
discussed earlier), he immediately directed that Smetzer go to the emergency room. Therefore,
there is no evidence that Keever—or Newton, as Hibbard’s supervisor—were aware of or
condoned Hibbard’s alleged delay in seeking medical attention on the night of March 29. See id.
As a result, Smetzer’s argument that this ninety-minute delay is evidence of Keever’s and
Newton’s deliberate indifference is without merit. Of course, this claim is also barred by the
statute of limitations.
6. That Smetzer Was Not Seen by a Doctor Within One-to-Two Days After the March
29 Emergency Room Visit
Smetzer also cites Keever’s failure to follow Dr. Coats’s instructions to have Smetzer
seen by a physician within one-to-two days after the March 29 emergency room visit.
Smetzer’s theory here rests on the argument that a prison official is deliberately indifferent if he
intentionally interferes with a doctor’s prescribed treatment. See Zentmyer, 220 F.3d 805 at 812.
Keever apparently claims he was unaware of Dr. Coats’s directive, which may explain
why he did not make a log entry on March 29 concerning a follow-up visit for Smetzer, and of
course, he did not work at the Jail on March 30 or 31. (Keever Dep. 73-74.) But there is no
evidence that Keever intentionally or maliciously disregarded Dr. Coats’s instruction. Cf. Gil v.
Reed, 381 F.3d 649, 662 (7th Cir. 2004) (finding that a jury could infer from prison official’s
angry tone and hanging up the phone that his refusal to give inmate his medication was
malicious). And any notion of deliberate indifference is blunted by the fact that Keever
apparently did schedule Smetzer to be seen by Dr. Haggenjos on Wednesday, April 2.
Therefore, at most, Keever was negligent in failing to set an earlier appointment, but as
30
explained earlier, that is not enough to support an Eighth Amendment claim. See Zentmyer, 220
F.3d at 812; Gutierrez, 111 F.3d at 1375 (“[W]e must examine the totality of an inmate’s
medical care when considering whether that care evidences deliberate indifference to his serious
medical needs.”).
7. That Smetzer Was Not Taken to the Emergency Room Until 6:45 p.m. on April 1
At 5:45 a.m. on April 1, jailer Griffith observed Smetzer’s swollen neck and Smetzer
reported having trouble breathing. Griffith then called Dr. Haggenjos, who advised him to keep
an eye on Smetzer and if he was not better by 7:00 a.m. to bring him to the hospital; Griffith then
called Sheriff Newton and relayed these events. Although Griffith states that he checked back
on Smetzer periodically and informed the next shift about Smetzer’s condition, the record does
not reveal the nature of his condition at 7:00 a.m., or whether he had actually improved. Then, at
11:00 a.m., Newton (who knew of the 7:00 a.m. deadline) met with Smetzer (and thus was very
much aware he was not in the hospital) and allegedly told him that he was “costing the County
too much money” and that he would receive no more medical attention until he was transferred
to the Department of Corrections. (Smetzer Dep. 144-45, 151; see also Slagle Dep. 31-33.)
Smetzer alleges that these events show that Newton was deliberately indifferent to his
demonstrably serious condition because Newton failed to ensure that he was closely monitored
or ultimately taken to the hospital—all contrary to Dr. Haggenjos’s instructions. He contends
that it was obvious that his condition had not improved—something Newton could presumably
see, at least if Smetzer is to be believed—and that Newton deliberately disregarded or
countermanded Dr. Haggenjos’s directive.
Indeed, as stated earlier, a prison official is deliberately indifferent if he intentionally
31
interferes with an inmate’s prescribed treatment. See Zentmyer, 220 F.3d 805 at 812. According
to Smetzer, he was experiencing increased swelling and “excruciating pain” on April 1, 2008,
and needed immediate medical attention, a scenario factually at odds with Newton’s purported
observations that morning and his representation that Smetzer claimed to be “doing okay.”
(Compare Smetzer Dep. 148, with Newton Dep. 70-72.) It is undisputed, of course, that
Smetzer’s condition was indeed worse by that evening when he was hospitalized, so there is at
least a reasonable inference that his condition was deteriorating and that he was not improved
either by 7:00 a.m. or 11:00 a.m. See McCann v. Iroquois Mem’l Hosp., 622 F.3d 745, 853 (7th
Cir. 2010) (emphasizing that all reasonable inferences must be drawn in the plaintiff’s favor on
a motion for summary judgment).
Simply put, a reasonable jury on this record could conclude that Smetzer’s purported lack
of improvement or continuing decline, together with Newton’s purported statement about costing
the County money and his disregard of a clear medical directive, all amount to deliberate
indifference to Smetzer’s serious medical need, and that the resulting delay—certainly after
11:00 a.m.—prolonged his suffering. See, e.g., Williams, 491 F.3d at 716 (denying summary
judgment where defendants’ delay in seeking treatment caused prisoner six extra hours of pain
and dangerously elevated his blood pressure); Gil, 381 F.3d at 662 (recognizing that “hours of
needless suffering” can constitute compensable harm). All of this is at least partially
corroborated by Dr. Robinson, the emergency room physician, who treated Smetzer on the
evening of April 1 and who testified that “time was of the essence” in that Smetzer had a “lifethreatening infection” and needed surgical intervention to drain abscesses in his neck. (Robinson
Dep. 49, 58, 88, 91 (explaining that more immediate treatment of Smetzer’s life-threatening
32
condition would have been preferred).)
Accordingly, summary judgment must be denied with respect to Smetzer’s Eighth
Amendment claim against Sheriff Newton in his individual capacity for his conduct on April 1,
2008.
8. That Smetzer Was Taken to the Emergency Room on April 1 in Jailer Boyd’s Car
Rather Than by Ambulance
Finally, Smetzer argues that jailer Boyd was deliberately indifferent to his serious
medical needs on the evening of April 1 when he rejected the EMTs advice to have Smetzer
transported to the hospital via ambulance and instead sent him in jailer Ledbetter’s police car.
But Boyd is not a Defendant in this case, and there is no evidence that Keever or Newton were
aware of or condoned Boyd’s decision to transport Smetzer by car. See Knight, 590 F.3d at 46265 (stating that in an individual capacity § 1983 claim the plaintiff must establish that the
defendant “was personally responsible for the deprivation of a constitutional right”). Rather, the
record reflects that Sheriff Newton was not in when Boyd called him (Boyd Dep. 42-46; Newton
Dep. 75), and that once Newton learned that Smetzer had gone to the hospital, he went there as
well (Newton Dep. 76). Therefore, this event is not evidence of Newton’s or Keever’s deliberate
indifference.
In sum, not only are Smetzer’s claims from conduct prior to March 30, 2008, barred by
the statute of limitations, but they also fail on the merits. As to the few occasions of purported
deliberate indifference that are not time-barred, when viewed in a light most favorable to
Smetzer, and drawing all reasonable inferences in his favor, only Sheriff Newton’s actions on
April 1, 2008, support an arguable claim of deliberate indifference. With respect to that claim, a
33
genuine issue of material fact exists with respect to whether Newton had a “sufficiently culpable
state of mind” when he purportedly delayed the provision of medical attention to Smetzer,
Holloway, 2012 WL 5846289, at *7, and whether such delay “unnecessarily prolonged and
exacerbated” Smetzer’s pain or worsened his medical condition, Grieveson v. Anderson, 538
F.3d 763, 779-80 (7th Cir. 2008). See, e.g., Weeks, 2012 WL 1669459, at *10 (denying summary
judgment on plaintiff’s individual capacity Eighth Amendment claims where a material issue of
fact existed as to whether defendants’ delay in treatment prolonged plaintiff’s pain or worsened
his dental condition).
VI. SHERIFF NEWTON IS NOT ENTITLED TO QUALIFIED IMMUNITY
“Government officials performing discretionary functions enjoy qualified immunity from
suit to the extent that their conduct could reasonably have been thought consistent with the rights
they are alleged to have violated.” Sornberger v. City of Knoxville, 434 F.3d 1006, 1013 (7th Cir.
2006)) (citation and internal quotation marks omitted). Therefore, summary judgment may still
be appropriate in Sheriff Newton’s favor if he is entitled to qualified immunity.
“Qualified immunity protects a defendant from liability as well as from the burden of
standing trial.” Borello v. Allison, 446 F.3d 742, 746 (7th Cir. 2006). “In determining whether
qualified immunity applies, this [C]ourt considers: (1) whether the plaintiff has asserted a
violation of a federal constitutional right, and (2) whether the constitutional standards implicated
were clearly established at the time in question.” Spiegel v. Cortese, 196 F.3d 717, 723 (7th Cir.
1999) (citation and internal quotation marks omitted); accord Borello, 446 F.3d at 746.
“Although qualified immunity is a defense to a § 1983 suit, the burden of meeting the elements
of this two-part test rests on the plaintiff.” Spiegel, 196 F.3d at 723. “When the qualified
34
immunity inquiry cannot be disentangled from the disputed facts, the issue cannot be resolved
without a trial.” Gonzalez v. City of Elgin, 578 F.3d 526, 540-41 (7th Cir. 2009).
Applying this standard here, qualified immunity does not shield Sheriff Newton from
liability. As to the first prong of the test, the Court has already found a genuine issue of material
fact concerning whether Newton intentionally denied or delayed Smetzer medical treatment on
April 1 in violation of the Eighth Amendment, making summary judgment inappropriate. As for
the second prong of the test, the general standard of liability under the Eighth Amendment for
refusal to render medical care has been settled since Estelle v. Gamble, 429 U.S. 97 (1976). See
Walker v. Shansky, 28 F.3d 666, 670 (7th Cir. 1994); Doe v. Gustavus, 294 F. Supp. 2d 1003,
1012 (E.D. Wis. 2003). It was also clearly established at the time of these events that such
liability included the refusal to render dental care. Board, 394 F.3d at 484; Wynn, 251 F.3d at
593; Weeks, 2012 WL 1669459, at *13-14; McCue v. Aldridge, No. 3:05-cv-554, 2007 WL
2570380, at *23 (S.D. Ill. Sept. 4, 2007) (“[I]t cannot be said that the right to adequate medical
and dental care was not clearly established in the year 2004.”).
Therefore, because the law here was clearly established, Sheriff Newton cannot avail
himself of the qualified immunity defense against Smetzer’s alleged violations of the Eighth
Amendment. Walker, 28 F.3d at 670.
VII. SMETZER’S OFFICIAL CAPACITY CLAIM AGAINST SHERIFF
NEWTON DOES NOT SURVIVE SUMMARY JUDGMENT
Smetzer’s claim against Sheriff Newton in his official capacity is that he had no written
policy that told the jailers what they should do if faced with an inmate’s dental or medical
emergency; and, so the theory goes, since there was no policy, there was also no jailer training
on one.
35
But this assertion is undercut by Smetzer’s recognition that there was an unwritten policy
or practice in the Jay County Jail that all inmate medical or dental requests were to be submitted
in writing and then faxed by the Jail to the applicable health care provider for review. (Mem. in
Opp’n 17-18; Newton Dep. 35-37.) And if the inmate’s medical or dental need appeared more
immediate, the jailer would call the Jail’s doctor or dentist, and if that provider deemed that the
inmate needed to be seen, the Jail would promptly transport the inmate to the provider’s office or
to the emergency room. Indeed, this is what occurred with Smetzer, except perhaps, on the
morning of April 1, 2008.
Smetzer, however, criticizes what he considers an ad hoc system of inmate health care
because the Sheriff had made no provision for the presence of State licensed health care
professionals at the Jail to monitor the inmates, assess their condition, and provide treatment to
them. (Mem. in Opp’n 18.) Overall, he argues that it would have been far better if Newton
would have followed Indiana’s Jail Standards.12
In short, Smetzer is advancing a claim under Monell v. New York City Department of
Social Services, 436 U.S. 658 (1978), which stands for the proposition that municipalities are not
vicariously liable for the constitutional violations of their employees under § 1983 unless those
acts were carried out pursuant to an official custom or policy. Id. at 694; Grieveson, 538 F.3d at
771. And even then, the plaintiff must show that the municipal policy or custom was the “direct
12
Smetzer does not go into detail concerning the Indiana Jail Standards, and it also does not appear that he
is contending that they provide him with a cause of action. This is a wise omission since every federal court that has
considered the matter has determined that they do not give rise to an implied cause of action under Indiana law. See
Olson v. Brown, No. 4:09-cv-6, 2012 WL 3044275 at *7-9 (N.D. Ind., July 25. 2012) (collecting cases). Moreover,
as noted earlier, Smetzer never filed a Tort Claim Notice, so any state law claims, such as this would be, fail at the
outset. Finally, the Constitution, not Indiana’s Jail Standards, establish the standard by which his claims under §
1983 must be assessed. Zimmerman v. Hoard, 5 F. Supp. 2d 633, 637 (N.D. Ind. 1998); see also Wells v. Bureau
Cnty., 723 F. Supp. 2d 1061, 1083 (C.D. Ill. 2010) (observing that § 1983 provides no remedy for failure to meet
Illinois’ Jail Standards).
36
cause” or “moving force” behind the constitutional violation. Monell, 436 U.S. at 694;
Grieveson, 538 F.3d at 771; Holmes v. Sheahan, 930 F.2d 1196, 1200 (7th Cir. 1991); see also
Estate of Novack ex rel. Turbin v. Cnty. of Wood, 226 F.3d 525, 530-531 (7th Cir. 2000).
“That a constitutional injury was caused by a municipality may be shown directly by
demonstrating that the policy itself is unconstitutional” or “indirectly ‘by showing a series of bad
acts and inviting the court to infer from them that the policymaking level of government was
bound to have noticed what was going on and by failing to do anything must have encouraged or
at least condoned, thus in either event adopting, the misconduct of subordinate officers.’”
Novack, 226 F. 3d at 531 (quoting Jackson v. Marion Cnty., 66 F.3d 151, 152 (7th Cir. 1995));
see Reid v. Rovenstine, No. 3:05-CV-126 RM, 2007 WL 952007, at *6 (N.D. Ind. Mar. 26,
2007). Deliberate indifference to a detainee’s medical needs can also be proven by showing
“there are such systemic and gross deficiencies in staffing, facilities, equipment, or procedures
that the inmate population is effectively denied access to adequate medical care.” Holmes, 930
F.2d at 1200.
At the outset, it does not appear that Smetzer is asserting that Newton’s unwritten policy
for handling inmate medical requests—directly faxing them from the Jail to the health care
provider for assessment—explicitly violates a constitutional right. Calhoun v. Ramsey, 408 F.3d
375, 379 (7th Cir. 2005); Lowe v. Sheahan, No. 94 C 7054, 1995 WL 603174, at *5 (N.D. Ill.
Oct. 10, 1995) (explaining that “the written request for medical treatment policy does not
amount to a constitutional claim”). But even if that argument were to be made, it would have no
force since similar policies have been upheld. See Miller v. Hart, No. 1:08-CV-118, 2009 WL
3872048 at *6 (citing Graham v. Cnty. of Washtenaw, 358 F.3d 377, 384 (6th Cir. 2004) (finding
37
that it is not unconstitutional for municipalities and their employees to rely on the medical
judgments made by medical professionals, responsible for prisoner care)). And in at least three
instances where it appeared that Smetzer needed immediate medical intervention, the Jail called
either the doctor or the dentist for direct consultation or took him directly to the emergency
room. As this Court has previously observed, where there was an unwritten policy of officers
contacting a physician or nurse, or taking the detainee to the emergency room for serious
medical conditions, the lack of a more specific policy on how to treat and observe inmates . . .
cannot be deemed tantamount to a ‘systemic and gross’ deficiency, which renders the policies
constitutionally inadequate. Reid, 2007 WL 952007, at *7 (citing Bradich ex. rel. Estate of
Bradich v. City of Chicago, 413 F.3d 688, 690 (7th Cir. 2005)). Indeed, if Smetzer was deprived
of medical or dental care, it “resulted from factors other than a faulty [jail practice].” City of
Canton v. Harris, 489 U.S. 378, 390-91 (1989) (citations omitted).
Another way of complaining about an express policy—and the method Smetzer is
apparently employing—is to object to omissions in the jail’s unwritten policy.13 Calhoun, 408
F.3d at 380. In particular, Smetzer seems to assert that the Jail should have a policy or practice
whereby all inmate medical and dental treatment requests are reviewed by “licensed and certified
health care providers at the facility” and that such important treatment judgments should not be
left to the discretion of non-medical jail personnel.14 (Mem. in Opp’n 19.) This seems to raise
two issues: first, whether such an implicit policy existed in the jail—that jailers were to perform
13
The Jail did have express policies pertaining to inmate injury or death, medical records, staff
development and training, and Jail operations, but these policies did not specifically address dental or medical
emergencies.
14
The Indiana Jail Standards, which Smetzer frequently mentions, do not seem to require such on-site
staffing. See 210 IND. ADMIN. CODE § 3-1-11.
38
a sort of front-line medical triage on inmate requests—and second, whether they were trained to
do so.
Laying aside the question of whether such a policy is unconstitutional, in either instance,
as the Seventh Circuit has recognized, Smetzer needs to show that the alleged deprivation was
not a random or isolated incident. Calhoun, 408 F.3d at 380. That is, “[t]o prove that a
constitutional violation has occurred due to a failure to make a policy, the plaintiff must come
forward with evidence not only of the particular case but with evidence of a ‘pattern or series of
incidents of unconstitutional conduct or a clear constitutional duty to take action because the
situation was certain to recur.’” Terry v. Rice, No. IP 00-0600-C H/K, 2003 WL 1921818, at *20
(S.D. Ind. Apr. 18, 2003) (quoting Harris v. City of Marion, 79 F.3d 56, 58-59 (7th Cir. 1996));
see also City of Canton, 489 U.S. at 389.
But Smetzer only cites to alleged “occasions” of conduct that he personally experienced
during his March and April 2008 dental condition. This runs counter to any suggestion that there
were widespread, repeated failures by the Jail to competently handle dental and medical
emergencies. See Grieveson, 538 F.3d at 774 (holding that four instances of defendant’s conduct
pertaining to the dispensing of medications that the inmate personally experienced, standing
alone, were insufficient to establish a widespread unconstitutional practice by the defendant);
Wells, 723 F. Supp. 2d at 1085-86 (finding that several instances of inmate suicide were
insufficient to show a pattern of suicide from which the inference could be drawn that defendant
was aware its policies were inadequate and chose to do nothing about it).
Moreover, Smetzer does not show that the Jail’s failure to adopt an express medical or
dental emergency policy along the lines he suggests was the “proximate cause of or moving
39
force behind” his alleged constitutional injury. Pittman ex rel. Hamilton v. Cnty of Madison, No.
08-0890-DRH, 2011 WL 4499919, at *9 (S.D. Ill. Sept. 27, 2011) (citations omitted); see Sams
v. City of Milwaukee, 117 F.3d 991, 994 (7th Cir. 1997).
And to the extent that Smetzer challenges the constitutionality of a practice granting
non-medical jail personnel, once adequately trained, with discretion to determine whether
emergency medical care is needed, that too is unpersuasive. Again, other courts have already
rejected similar arguments. See, e.g., City of Canton, 489 U.S. at 387 (stating that there “can be
little doubt” that a jail’s policy to take an inmate who needs medical care to a hospital for
medical treatment is constitutional on its face); Wallace v. Hounshel, No. 1:06-cv-1560, 2009
WL 734714, at *10 (S.D. Ind. Mar. 19, 2009) (rejecting inmate’s claim that his constitutional
rights were infringed “simply because a policy gives non-medical jail personnel discretion to
determine whether medical care was needed in a given situation”); Young v. Ballis, 762 F. Supp.
823, 830-31 (S.D. Ind. 1990) (rejecting inmate’s claim of inadequate on-site medical care where
a physician was on-call and a nurse visited three times a week).
This brings the Court to what seems to be Smetzer’s remaining assertion—that the
deprivation he suffered arose from Sheriff Newton’s failure to train the jailers in how to
determine when emergency medical care is needed. “Failure to train is a species of deliberate
indifference.” Miller, 2009 WL 3872048, at *6 (citation omitted); see City of Canton, 489 U.S. at
388. Liability may attach “if persuasive evidence is presented of a training policy or custom, or
lack thereof, which reflects a showing of deliberate indifference on the part of a municipality to
the constitutional rights of its inhabitants.” Palmer v. Marion Cnty., 327 F.3d 588, 597 (7th Cir.
2003) (citing City of Canton, 489 U.S. at 389-92); see also Erwin v. Cnty. of Manitowoc, 872
40
F.2d 1292, 1297-1298 (7th Cir. 1989) (“The inadequacy of police training serves as a § 1983
liability basis only if the failure to train amounts to ‘deliberate indifference’ to the rights of
persons with whom the police deal.”).
The record reflects that Dr. Haggenjos trained the jailers in first aid, taking vital signs,
medical screening and symptom recognition, and the dispensing of medicines. Full-time jailers
also completed the Indiana Law Enforcement Academy’s prescribed course for jail officers.
Smetzer offers nothing more than mere conclusory assertions that this training was deficient. See
Gee v. Sharp, No. 1:06-cv-94, 2009 WL 899655, at *12 (S.D. Ind. Mar. 31, 2009) (rejecting
claim that jailers were inadequately trained to address an inmate’s medical needs where the
jailers completed in-house training as well as an Indiana Law Enforcement Academy course). In
any event, “a single incident is generally not enough to establish a failure to train.” Miller, 2009
WL 3872048, at *7 (citing City of Canton, 489 U.S. at 390–391); see also Novack, 226 F.3d at
531. “This legal proposition stands as a consequence of the need to show that the deficiency in
training, as it relates to the facts here, actually caused the jail . . . staff’s indifference to
[Smetzer’s] dental needs.” Miller, 2009 WL 3872048, at *7 (citing City of Canton, 489 U.S. at
391).
Moreover, on this record, there is no evidence that any Jail inmate prior to Smetzer
sustained serious injury from a failure to secure proper medical or dental attention. See Gee,
2009 WL 899655, at *12 (citing Hirsch v. Burke, 40 F.3d 900 (7th Cir. 1994)). Thus, there is no
evidence that the Sheriff was on notice of any pattern of similar violations resulting from
inadequate training in recognizing the symptoms of dental complications such as Ludwig’s
angina. See id. (citing Hirsch, 40 F.3d at 904-05). This notice of violations would have to show
41
that “the failure to provide further training was tantamount to a deliberate or conscious decision”
by the Sheriff to allow the violations. Hirsch, 40 F.3d at 904.
In sum, Smetzer fails to produce evidence upon which a reasonable jury could infer that
either Newton’s unwritten emergency medical and dental policy or the training of the jailers was
the “proximate cause of or moving force behind” his alleged constitutional injury. Wells, 723 F.
Supp. 2d at 1085-86. This dooms his official capacity claim. See id.; Sams, 117 F.3d at 994;
Cornfield by Lewis v. Consol. High Sch. Dist. No. 230, 991 F.2d 1316, 1326 (7th Cir. 1993); City
of Canton, 489 U.S. at 389; Bailey v. Himelick, No. 1:09-cv-219, 2012 WL 333459, at *5 (N.D.
Ind. Feb. 1, 2012). On this record, a reasonable jury could only conclude that the alleged failure
to meet Smetzer’s medical needs was “nothing more than an isolated incident.” Miller, 2009 WL
3872048, at* 7 (citing City of Canton, 489 U.S. at 391 (articulating that there can be no
municipal liability where “an otherwise sound program has occasionally been negligently
administered”)). Accordingly, Smetzer’s official capacity claim cannot survive summary
judgment.15
VIII. CONCLUSION
For the foregoing reasons, the Defendants’ motion for summary judgment (Docket # 88)
is GRANTED IN PART and DENIED IN PART. The motion will be GRANTED with respect
15
Smetzer did not respond to Defendants’ argument that the state law claims against Sheriff Newton and
Sergeant Keever should be dismissed under Indiana Code § 34-13-3-5(b), which provides that a lawsuit alleging
that an employee acted within the course of his employment works as a bar to an action by the claimant against that
employee personally. See Bushong v. Williamson, 790 N.E.2d 467, 472 (Ind. 2003) (stating that the Indiana Tort
Claims Act provides immunity to governmental employees acting within the scope of their employment). The Court
essentially reserved this issue in its August 13, 2010, Opinion and Order, to give Smetzer an opportunity at this stage
of the proceedings to show that Newton and Keever acted outside the scope of their employment. See Smetzer v.
Newton, No. 1:10-cv-93, 2010 WL 3219135, at *9 (N.D. Ind. Aug. 13, 2010). He has chosen to not do so.
Accordingly, Smetzer has abandoned any state law claims against the individual Defendants. See Caruso, 197 F.3d
at 1197; Arendt, 99 F.3d at 237. The claims against the Sheriff’s Department under state law were previously
dismissed. See Smetzer, 2010 WL 3219135, at *9.
42
to all claims other than Smetzer’s Eighth Amendment claim against Sheriff Newton in his
individual capacity stemming from his conduct on April 1, 2008, which must go forward to trial.
SO ORDERED.
Enter for the 21st day of December, 2012.
S/ Roger B. Cosbey
Roger B. Cosbey,
United States Magistrate Judge
43
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