Calhoun v. Commissioner of Social Security
Filing
32
OPINION AND ORDER: The decision of the Commissioner is AFFIRMED. The Clerk is directed to enter a judgment in favor of the Commissioner and against Calhoun. Signed by Magistrate Judge Roger B Cosbey on 7/24/13. (lhc)
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF INDIANA
FORT WAYNE DIVISION
ROBERT M. CALHOUN,
Plaintiff,
v.
CAROLYN W. COLVIN,1
Commissioner of Social Security,
Defendant.
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CAUSE NO. 1:12-CV-00204
OPINION AND ORDER
Plaintiff Robert M. Calhoun appeals to the district court from a final decision of the
Commissioner of Social Security (“Commissioner”) denying his application under the Social
Security Act (the “Act”) for a period of disability and Supplemental Security Income (“SSI”) and
Childhood Disability Benefits (“CDB”).2 (See Docket # 1.) For the following reasons, the
Commissioner’s decision will be AFFIRMED.
I. PROCEDURAL HISTORY
Calhoun applied for SSI and CDB in the fall of 2008, alleging disability since his birth on
September 26, 1990. (Tr. 21, 29, 148-54.) The Commissioner denied his applications initially
and upon reconsideration (Tr. 79-86, 90-95), and Calhoun requested an administrative hearing
1
Although Plaintiff brought this suit against Michael J. Astrue, the former Commissioner of Social
Security, Carolyn W. Colvin is now the Acting Commissioner. As such, under Federal Rule of Civil Procedure
25(d), Colvin is automatically substituted as a party in place of Astrue. FED. R. CIV. P. 25(d).
2
All parties have consented to the Magistrate Judge. (Docket # 13); see 28 U.S.C. § 636(c). It is unclear
whether Calhoun is appealing the denial of his applications for both SSI and CDB or only for SSI. (Compare
Compl. ¶ 1 (referencing only Calhoun’s SSI application), and Opening Br. of Pl. in Social Security Appeal Pursuant
to L.R. 7.3 (“Opening Br.”) 1 (mentioning only SSI), with Opening Br. 1-2 (citing to the initial denial of Calhoun’s
CDB application as well).) Nonetheless, the Court will assume that he is appealing both denials.
1
(Tr. 96-97). Administrative Law Judge (“ALJ”) John S. Pope conducted a video hearing on June
23, 2010, at which Calhoun, who was represented by counsel; his mother; and a vocational
expert (“VE”) testified. (Tr. 37-74.) On January 27, 2011, the ALJ rendered an unfavorable
decision to Calhoun, concluding that he was not disabled because he could perform a significant
number of jobs in the economy. (Tr. 21-30.) The Appeals Council denied his request for
review, making the ALJ’s decision the final decision of the Commissioner. (Tr. 1-7, 354-74.)
Calhoun filed a complaint with this Court on June 20, 2012, seeking relief from the
Commissioner’s final decision. (Docket # 1.) In his appeal, Calhoun argues that the ALJ erred
by (1) failing to properly account for his moderate deficiencies in maintaining concentration,
persistence, or pace in the hypothetical posed to the VE and (2) improperly evaluating the
credibility of his symptom testimony. (Opening Br. 18-25.)
II. FACTUAL BACKGROUND3
A. Background
At the time of the ALJ’s decision, Calhoun was twenty years old (Tr. 29-30) and had his
high school equivalency degree (“GED”) (Tr. 46, 555), but no past relevant work experience (Tr.
46). Calhoun alleges he became disabled due to bipolar disorder, generalized anxiety disorder,
dysthymic disorder, personality disorder, and fetal alcohol syndrome. (Opening Br. 2.)
B. Calhoun’s Testimony at the Hearing
At the hearing, Calhoun testified that he lives with his mother, stepfather, and uncle and
has a girlfriend. (Tr. 45, 56.) He stated that he has never worked a full-time job, but has looked
for one; when he gets a job, it usually only lasts a week because he cannot keep the pace. (Tr.
3
In the interest of brevity, this Opinion recounts only the portions of the 1127-page administrative record
necessary to the decision.
2
46.) Calhoun represented that, when he attempted sheltered work at Alliance Industries for a
week, he would become bored, get off track, forget what he was doing, and space out; when put
back on task, he would last fifteen to twenty minutes before spacing out again. (Tr. 53, 60, 62.)
Calhoun identified his conditions as depression, bipolar disorder, and mild schizophrenia
and reported that he is on medication that help these issues, but cause constant, mild tremors in
his hands and do not eliminate his suicidal and homicidal thoughts. (Tr. 48, 52-53, 58-59.) He
sees Andrew Liechty, a counselor, every week. (Tr. 55.) Before Mr. Liechty, Calhoun was
treated at Park Center and saw Greg Banicki, a therapist, every one to two weeks, and sometimes
twice a week if necessary. (Tr. 54-55.) For the past three or four years, he has also seen Dr.
Mumtaz, who prescribes his medication, at Park Center every two to three months. (Tr. 55.)
On a typical day, Calhoun testified that he will get up around noon and shower if he has
plans; otherwise he will put clothes on and sit around the house for most of the day. (Tr. 48-49.)
If friends call, he may walk to meet them, but without a reason to leave the house, he just stays
inside and plays on the computer. (Tr. 49.) Calhoun stated that he can dress himself okay, but
that he cannot groom and bathe very well unless he honestly tries to do so; he indicated that his
problem is motivation. (Tr. 51.) Calhoun stated that he can make simple meals that do not
involve the stove, but can only do a few, very simple chores like sweeping the floor and
vacuuming. (Tr. 51-52.) Calhoun further described his concentration problems, giving his
inability to keep “contact with [the ALJ] mentally” at the hearing as an example.4 (Tr. 57.)
4
Calhoun’s mother also testified at the hearing, essentially corroborating his testimony. (Tr. 63-69.) She
further reported that Calhoun will sometimes go five days without bathing or shaving or four weeks without doing
laundry and that she has to remind him to brush his teeth. (Tr. 67.)
3
C. The VE’s Testimony
An impartial VE also testified at the hearing. (Tr. 69-73.) The ALJ posited to the VE a
hypothetical of an individual between 18 and 19 years old, educated at the GED level, with no
past relevant work, who was limited to unskilled, simple, repetitive tasks and could not work in
an environment where frequent and intense socializing was pertinent to job functioning. (Tr. 7071.) The VE opined that such an individual could perform a total of 100,000 light jobs, such as
food preparation worker and housekeeper, and 50,000 medium jobs like dishwasher. (Tr. 71.)
D. Summary of the Relevant Medical Evidence
In 1994, Calhoun was diagnosed with fetal alcohol effect. (See Tr. 492.) Three years
later, Calhoun was diagnosed with attention deficit hyperactive disorder, oppositional defiant
disorder, fetal alcohol syndrome by history, and rule out motor delay. (Tr. 509.) In 1998, an
occupational therapy evaluation revealed deficits in the performance component of psychosocial
skills/psychological component, which impacts self-management and self-control. (Tr. 506.)
Seven years later, in December 2005, a fifteen-year-old Calhoun was adjudicated
delinquent after admitting to a sexual abuse charge. (Tr. 314.) Dr. John Newbauer conducted
psychological testing on Calhoun at the end of December. (Tr. 325-32.) Because of concerns of
probable random responding or number or reading difficulties, Dr. Newbauer warned that the
test results were probably an exaggerated, distorted overstatement of Calhoun’s symptoms and
problems. (Tr. 326.) The tests revealed mild overall problems with patience, impulse control,
frustration tolerance, and ability to plan. (Tr. 326.) Cognitively, Calhoun was found to be
functioning in the average range. (Tr. 328.) Dr. Newbauer diagnosed Calhoun with generalized
anxiety disorder, dysthymic disorder, and personality disorder with schizoid and avoidant
4
features and assigned a Global Assessment of Functioning (“GAF”) of 65.5 (Tr. 331-32.)
In August 2006, Calhoun was admitted to the Madison Center for Children (Tr. 802; see
Tr. 839), where he was diagnosed with generalized anxiety disorder and dysthymic disorder
(e.g., Tr. 802) and assigned GAFs of 45 (Tr. 947), 50 (Tr. 816, 820, 826, 834, 953), 53 (Tr. 809),
and 55 (Tr. 802). In February of 2007, Calhoun was administered the Millon Adolescent
Clinical Inventory (“MACI”). (Tr. 789-99.) His profile typified a sullen and irritable
temperament, unpredictable and pessimistic moods, a self-destructive disposition, a potential for
assaultiveness, and chronic bitterness and resentment. (Tr. 791.) The evaluator observed that
Calhoun appeared to be experiencing a moderate dysthymic disorder, most probably expressed in
agitated form, and noted an inclination toward a bipolar diagnosis. (Tr. 793.) After engaging in
increasingly worsening defiant, intimidating and bullying behavior, Calhoun was removed from
the Madison Center in March 2007 and detained for a more restrictive placement. (Tr. 947-48.)
The following month, Calhoun was referred to Park Center to address his sexually
abusive behaviors and emotional and behavioral instability. (Tr. 375.) His initial diagnoses
were generalized anxiety disorder, dysthymic disorder, and being a perpetrator of sexual abuse;
he was assigned a GAF of 45. (Tr. 377-78.) Treatment plans completed in May, August, and
October of 2007 contained these same diagnoses and GAF. (Tr. 415, 420, 425.) The October
treatment plan noted that Calhoun was in the Adolescent Sexual Offender Program (“ASOP”)
5
GAF scores reflect a clinician’s judgment about the individual’s overall level of functioning. AMERICAN
PSYCHIATRIC ASSOCIATION, DIAGNOSTIC & STATISTICAL MANUAL OF MENTAL DISORDERS 32 (4th ed., Text Rev.
2000). A GAF score of 41 to 50 reflects serious symptoms (e.g., suicidal ideation, severe obsessional rituals,
frequent shoplifting) or any serious impairment in social, occupational, or school functioning (e.g., no friends,
unable to keep a job). Id. A GAF score of 51 to 60 reflects moderate symptoms (e.g., flat affect and circumstantial
speech, occasional panic attacks) or moderate difficulty in social, occupational, or school functioning (e.g., few
friends, conflicts with peers or co-workers). Id. And, a GAF score of 61 to 70 reflects some mild symptoms or
some difficulty in social, occupational, or school functioning, but “generally functioning pretty well.” Id.
5
and currently placed at The Redwoods, where he would remain until he no longer required a
high level of structure and supervision. (Tr. 429.)
By January 2008, Calhoun’s diagnoses, GAF, and progress were the same; he was still at
The Redwoods. (Tr. 431, 436.) In February, he saw Dr. Syed Mumtaz at Park Center, stating
that his mood was better with no anger or aggression, school was going well, and his medication
helped his mood. (Tr. 394, 396.)
The following month, Calhoun’s case manager, Lori Wellman, reported that Calhoun had
been transferred to the Leslie House due to his progress in treatment, but that he still needed a
higher level of structure and supervision. (Tr. 401.) His diagnoses and GAF were unchanged.
(Tr. 401-02.) Ms. Wellman noted that Calhoun struggled with hygiene compliance and remained
in all “ADL” groups due to the degree of direct supervision he required. (Tr. 403.)
A Park Center treatment plan with the same diagnoses and GAF was also completed for
Calhoun in March 2008. (Tr. 438-45.) The school nurse reported that Calhoun had failed to take
his prescribed Abilify two to three times a week, which correlated with a decline in distress
tolerance and reactive responses to minimal triggers. (Tr. 444.)
As part of ASOP, Calhoun saw Mr. Banicki for counseling since the end of January
2008. (Tr. 463.) In March, Mr. Banicki reported that Calhoun had no unexcused absences for
individual sessions and that his attitude was positive; he was currently in Phase I of the fivephase program. (Tr. 463.)
Ms. Wellman completed a monthly review of Calhoun in April, noting the same
diagnoses and GAF and that Calhoun had resumed verbal escalation and banging on walls and
objects. (Tr. 405-08.) His mood was more irritable and frustrated, and the school reported that
6
he had failed to take his afternoon psychotropic medications, which may have impacted his
mood and behavior choices. (Tr. 407.) The next month, Ms. Wellman did not alter Calhoun’s
diagnoses or GAF, but noted that Calhoun had accessed internet pornography at school,
exhibited poor anger control and a lack of interest in responsible performance, and was more
often challenging, blaming, and rude to staff. (Tr. 410-12.)
A June 2008 treatment plan contained the same diagnoses and GAF (Tr. 446); Calhoun
was actively participating and showing limited progress (Tr. 451). The treatment plan further
related that, at the end of May, Calhoun was returned to his mother’s care. (Tr. 451.)
In November 2008, Mr. Banicki reported that Calhoun had not missed any therapy
sessions in September or October and that he remained cooperative and appeared invested in his
weekly counseling. (Tr. 461.) He was experiencing conflicts with teachers, school
administrators, and his parents. (Tr. 461.) Because of his school issues, it was determined that it
might be best for Calhoun to withdraw from school and attend a GED program, which he
subsequently did. (Tr. 462.) Later that month, Mr. Banicki wrote a letter to Calhoun’s probation
officers, stating that Calhoun had completed all of his ASOP Phase I objectives and was
recommended for Phase II. (Tr. 464.) Mr. Banicki reported that Calhoun had good participation
in group and individual sessions since he returned home and that, overall, Calhoun had been
cooperative in individual sessions and made significant progress. (Tr. 464.)
Calhoun saw Dr. Mumtaz again in December 2008. (Tr. 532-35.) Calhoun’s mother
reported that he was doing well, his mood was better with no angry outbursts, and his
medications were working, but that he had some anxiety about driving. (Tr. 534.)
In January 2009, Calhoun’s mother brought him to the emergency room after he became
7
very agitated and threatened to commit suicide during an argument with his stepfather; he
admitted to making the threats, but denied any further suicidal ideation. (Tr. 467.) He was
discharged with an impression of depression and directed to follow up with his counselor. (Tr.
467-68.) Calhoun’s mother called Park Center the following day, and Dr. Mumtaz increased his
Abilify. (Tr. 550-51.) Calhoun also saw Catherine Duchovic, CNS-BC, of Park Center three
days later, reporting that his thoughts were calm and he did not feel depressed. (Tr. 536, 53839.)
Later that month, Sherwin Kepes, Ph.D., performed a mental status evaluation of
Calhoun at the request of the state agency. (Tr. 522-26.) Calhoun reported difficulty
concentrating for any period of time or on one thing for a long time and that he got agitated
quickly when off his medication, which, along with his forgetfulness, affected his work. (Tr.
522.) According to Calhoun, he spent his days basically “goof[ing] off,” going to the library to
use the computer until his friends and girlfriend got out of school. (Tr. 523.) He did some
cleaning and very rudimentary cooking and liked to draw, skateboard, play video games, and
hang out with friends. (Tr. 523.) On mental status exam, Dr. Kepes found his memory for both
recent and past events adequate, but his general judgment, common sense, ability to interpret
proverbs, and ability to see similarities and differences not especially well developed, though not
grossly compromised. (Tr. 524.) Ultimately, Dr. Kepes diagnosed Calhoun with attentiondeficit/hyperactivity disorder, NOS; bipolar disorder, NOS; personality disorder, NOS; and
reported fetal alcohol syndrome and assigned him a GAF of 60. (Tr. 526.)
By the end of January, Mr. Banicki reported that Calhoun had finished all of the ASOP
Phase II objectives and was recommended for Phase III. (Tr. 556.) Mr. Banicki represented that
8
Calhoun had good attendance, was cooperative and appropriate in individual sessions, had
participated in group sessions, and had made significant progress in focus and effort during
individual sessions over the past several months, maintaining a good motivation level. (Tr. 556.)
Calhoun missed a February 2009 appointment with Dr. Mumtaz (Tr. 540-44), but kept
their March appointment, reporting that although his mood was better, he was having problems
at home and with his girlfriend and experiencing suicidal thoughts without plan or intent when
mad (Tr. 545). Calhoun also stated that he was looking for a job. (Tr. 545.) Dr. Mumtaz found
him fully compliant with his medication, but “slightly worse” and prescribed Prozac. (Tr. 547,
549.)
At the beginning of March 2009, B. Randal Horton, Psy.D., a non-examining state
agency psychologist, completed a “Psychiatric Review Technique” and “Mental Residual
Functional Capacity Assessment” on Calhoun. (Tr. 605-22.) Dr. Horton found that Calhoun had
an organic mental disorder, an affective disorder, and a personality disorder (Tr. 605) and
moderate difficulties in activities of daily living; in maintaining social functioning; and in
maintaining concentration, persistence, or pace (Tr. 615). Dr. Horton also concluded that
Calhoun was moderately limited in seven of twenty work-related mental activities—the abilities
to understand and remember detailed instructions; carry out detailed instructions; maintain
attention and concentration for extended periods; perform activities within a schedule, maintain
regular attendance, and be punctual with customary tolerances; complete a normal workday and
workweek without interruptions from psychologically-based symptoms and perform at a
consistent pace without an unreasonable number and length of rest periods; interact appropriately
with the general public; and maintain socially appropriate behavior and adhere to basic standards
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of neatness and cleanliness—but not significantly limited in the remaining thirteen areas. (Tr.
619-20.) Dr. Horton ultimately determined that Calhoun retained the ability to do at least
simple, repetitive tasks in a 40 hour workweek, but preferably not in an environment where
frequent and intense socializing was pertinent to the job function. (Tr. 621.)
By mid-March, Calhoun had completed all of his Phase III and Phase IV objectives and
was recommended for Aftercare. (Tr. 554, 558.) Mr. Banicki continued to report good
attendance and participation and also stated that Calhoun had improved in community, social,
and family interaction, received his GED, and obtained full-time employment. (Tr. 553-54,
558.)
Calhoun saw Dr. Mumtaz again in April 2009, reporting that he had been fired from two
jobs; although Calhoun claimed he had a difficult time with the pace, his mother stated that the
reason given was a lack of motivation. (Tr. 600.) Calhoun had tried to live on his own, but was
forgetting to take his medications; he was back living with his parents. (Tr. 600.) Dr. Mumtaz
found him erratic in his medication compliance and increased his Prozac. (Tr. 602, 604.)
In May 2009, Calhoun completed the ASOP requirements and graduated from the
program. (Tr. 1033.) Mr. Banicki noted that, overall, Calhoun seemed to be doing well and had
obtained employment; he recommended Calhoun for release from juvenile probation. (Tr.
1033.)
A Park Center treatment plan completed in July 2009 added impulse control disorder,
NOS, to Calhoun’s diagnoses; his GAF remained a 45. (Tr. 1053.) He was reassigned to Mr.
Liechty for counseling. (Tr. 1055, 1114.)
Calhoun returned to Dr. Mumtaz in September, reporting that he was happy most of the
10
time, but sometimes sad because he had not yet found a job. (Tr. 1048.) At the same time, he
was going out, skateboarding, and socializing with friends, and his mother indicated that he had
not talked about dying or hitting himself and was looking for a job. (Tr. 1048.) Dr. Mumtaz
found that he was “much better.” (Tr. 1050.) A treatment plan completed at the end of the
month contained the same diagnoses and GAF as the July plan. (Tr. 1043.)
Dr. Mumtaz saw Calhoun again in November 2009; Calhoun stated that he was doing
better, had a better mood, had not had suicidal or homicidal thoughts for over a month, was still
looking for a job, and was living with his girlfriend’s parents. (Tr. 1038.) Dr. Mumtaz noted
that he was fully compliant with his medication and symptomatic but stable. (Tr. 1040.)
At the end of November, Calhoun was reevaluated by Mr. Leichty, stating that he was
there to address family problems, anger difficulties, and sound decision-making. (Tr. 1113.) He
claimed that he had very few friends and was not in a romantic relationship. (Tr. 1113.) Mr.
Leichty found that, based on Calhoun’s self report and treatment history, he demonstrated
symptoms of bipolar disorder without presenting psychosis. (Tr. 1113.) A treatment plan
completed by Mr. Leichty in December included a diagnosis of bipolar disorder, type 1, and a
GAF of 47. (Tr. 1087.) The next month, Mr. Leichty wrote in a letter that Calhoun exhibited
difficulty remaining alert and engaged in conversation during their weekly sessions. (Tr. 1086.)
Also in January 2010, Calhoun returned to Dr. Mumtaz, reporting that his mood was
better, but he still missed his medication twice a week, which caused him to become angry and
sometimes have suicidal thoughts. (Tr. 1106.) Dr. Mumtaz discussed with him the importance
of taking his medication daily. (Tr. 1108-09.) Calhoun missed his March appointment with Dr.
Mumtaz. (Tr. 1100-04; see Tr. 1096.)
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In April, Calhoun’s mother called Park Center requesting an anti-anxiety medication after
Calhoun was increasingly agitated, not sleeping, constantly crying, and expressing suicidal
desires. (Tr. 1096.) Dr. Mumtaz increased his Effexor XR. (Tr. 1096.) The next month,
Calhoun’s mother called Park Center again, stating that Calhoun was struggling daily with
increased anxiety, depression, and agitation and had considered being hospitalized. (Tr. 1094.)
She wanted him put on Buspar for anxiety, but Dr. Mumtaz disagreed; she then reported that
Calhoun was not taking his Effexor XR because he said it was not working. (Tr. 1094.)
At the beginning of June 2010, Calhoun saw Dr. Mumtaz, stating that he did not want to
take any medication because they caused side effects, but that he was there because his mother
wanted him to try Buspar. (Tr. 1088.) Dr. Mumtaz found him noncompliant with his medication
and observed an irritable mood. (Tr. 1090.) He prescribed Buspar. (Tr. 1091-92.)
Also in June, Mr. Leichty wrote a letter in which he indicated that Calhoun’s diagnoses
were bipolar disorder I, most recent episode manic, without psychotic features. Mr. Leichty
explained that Calhoun had made limited progress toward treatment goals because of heightened
conflict with his father, difficulty finding gainful employment, and medication management
issues and recommended continued therapy and medication services. (Tr. 1111.)
Lili Hand, the Executive Director of Alliance Industries, a sheltered workshop where
Calhoun worked since April 2010, also penned a letter in June, stating that Calhoun, who was on
a personal leave of absence, had problems dealing with his work environment at times, difficulty
focusing on his work, and complained of sleepiness due to medication, all of which negatively
affected his productivity and attendance. (Tr. 350.) Ms. Hand also noted that Calhoun required
more supervision to keep him on task and that his productivity was at 51 percent. (Tr. 350.)
12
In response to an inquiry from Calhoun’s attorney about his ability to function in an
employment setting, Mr. Leichty penned another letter in July 2010. (Tr. 1120-21.) Mr. Leichty
indicated that he had reviewed Ms. Hand’s report, observing that her comments, rather than
conclusively stating that Calhoun was unemployable or unable to perform tasks, suggested only
that he struggled to complete tasks efficiently. (Tr. 1120.) He further noted that there was no
evidence provided that Calhoun’s mental health challenges were the direct and sole cause of his
productivity issues. (Tr. 1120.) When questioned about his previous statement that Calhoun had
difficulty finding gainful employment, Mr. Leichty explained that, based on Calhoun’s and his
mother’s statements that he did not like his job due to the nature of the work and the low pay
rate, he believed that Calhoun was unmotivated by his employment through Alliance. (Tr.
1120.) Mr. Leichty also related that Calhoun had indicated that he would better enjoy and
perform in a work setting if he could be employed in housekeeping or by a cleaning agency. (Tr.
1120.)
The same month, Dr. Mumtaz completed a “Medical Source Statement” on Calhoun’s
behalf (Tr. 1125-27), noting that Calhoun’s diagnoses were generalized anxiety disorder,
dysthymic disorder, and fetal alcohol syndrome and that both his current and highest-past-year
GAFs were 55-60 (Tr. 1125). According to Dr. Mumtaz, Calhoun’s main problem was failing to
take his medications as prescribed; Dr. Mumtaz stated that Calhoun has done well and
maintained well when he was taking his medication. (Tr. 1126.) Ultimately, Dr. Mumtaz
explained that before making any statement about the extent of Calhoun’s impairment, he would
like Calhoun to take his medication daily and regularly participate in therapy; he thought
Calhoun could function if he was medication compliant. (Tr. 1127.)
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III. STANDARD OF REVIEW
Section 405(g) of the Act grants this Court “the power to enter, upon the pleadings and
transcript of the record, a judgment affirming, modifying, or reversing the decision of the
[Commissioner], with or without remanding the cause for a rehearing.” 42 U.S.C. § 405(g).
The Court’s task is limited to determining whether the ALJ’s factual findings are supported by
substantial evidence, which means “such relevant evidence as a reasonable mind might accept as
adequate to support a conclusion.” Schmidt v. Barnhart, 395 F.3d 737, 744 (7th Cir. 2005)
(citation omitted). The decision will be reversed only if it is not supported by substantial
evidence or if the ALJ applied an erroneous legal standard. Clifford v. Apfel, 227 F.3d 863, 869
(7th Cir. 2000). Where the Commissioner’s decision “lacks evidentiary support or is so poorly
articulated as to prevent meaningful review, the case must be remanded.” Brindisi ex rel.
Brindisi v. Barnhart, 315 F.3d 783, 785 (7th Cir. 2003) (citation omitted).
To determine if substantial evidence exists, the Court reviews the entire administrative
record, but does not re-weigh the evidence, resolve conflicts, decide questions of credibility, or
substitute its judgment for the Commissioner’s. Id. Rather, if the findings of the Commissioner
are supported by substantial evidence, they are conclusive. Jens v. Barnhart, 347 F.3d 209, 212
(7th Cir. 2003). Nonetheless, “substantial evidence” review should not be a simple rubber-stamp
of the Commissioner’s decision. Clifford, 227 F.3d at 869.
IV. ANALYSIS
A. The Law
Under the Act, a claimant is entitled to CDB or SSI if he establishes an “inability to
engage in any substantial gainful activity by reason of any medically determinable physical or
14
mental impairment which can be expected to result in death or has lasted or can be expected to
last for a continuous period of not less than 12 months.” 42 U.S.C. §§ 402(d)(1), 416(i)(1),
423(d)(1)(A), 1382c(a)(3)(A). A physical or mental impairment is “an impairment that results
from anatomical, physiological, or psychological abnormalities which are demonstrable by
medically acceptable clinical and laboratory diagnostic techniques.” 42 U.S.C. §§ 423(d)(3),
1382c(a)(3)(D). To be entitled to CDB, the claimant must have a disability that began before the
age of 22. 42 U.S.C. § 402(d)(1)(B).
The Commissioner evaluates disability claims pursuant to a five-step evaluation process,
requiring consideration of the following issues, in sequence: (1) whether the claimant is currently
unemployed; (2) whether the claimant has a severe impairment; (3) whether the claimant’s
impairment meets or equals one of the impairments listed by the Commissioner, see 20 C.F.R. §
404, Subpt. P, App. 1; (4) whether the claimant is unable to perform his past work; and (5)
whether the claimant is incapable of performing work in the national economy.6 See Dixon v.
Massanari, 270 F.3d 1171, 1176 (7th Cir. 2001); 20 C.F.R. §§ 404.1520, 416.920. An
affirmative answer leads either to the next step or, on steps three and five, to a finding that the
claimant is disabled. Zurawski v. Halter, 245 F.3d 881, 886 (7th Cir. 2001). A negative answer
at any point other than step three stops the inquiry and leads to a finding that the claimant is not
disabled. Id. The burden of proof lies with the claimant at every step except the fifth, where it
shifts to the Commissioner. Clifford, 227 F.3d at 868.
6
Before performing steps four and five, the ALJ must determine the claimant’s residual functional capacity
(“RFC”) or what tasks the claimant can do despite his limitations. 20 C.F.R §§ 404.1520(e), 404.1545(a),
416.920(e), 416.945(a); see 20 C.F.R. §§ 404.1520(a)(2), 416.920(a)(2). The RFC is then used during steps four and
five to help determine what, if any, employment the claimant is capable of. 20 C.F.R. §§ 404.1520(e), 416.920(e).
15
B. The ALJ’s Decision
On January 27, 2011, the ALJ rendered his decision. (Tr. 21-30.) At step one of the
analysis, the ALJ found that Calhoun had not engaged in substantial gainful activity since his
alleged onset date and, at step two, concluded that Calhoun suffered from the following severe
impairments: fetal alcohol effect, dysthymic disorder, and generalized anxiety disorder. (Tr. 23.)
Nonetheless, at step three, the ALJ determined that Calhoun’s impairment or combination of
impairments did not meet or medically equal a listing. (Tr. 24-25.) Before proceeding to step
four, the ALJ determined that Calhoun’s statements concerning the intensity, persistence, and
limiting effects of his symptoms were not credible to the extent they were inconsistent with the
following RFC (Tr. 26):
[T]he claimant has the residual functional capacity to perform a full range of work
at all exertional levels but with the following nonexertional limitations: except the
claimant is limited to performing simple, unskilled, repetitive work. Additionally,
the claimant is precluded from working in an environment where frequent and
intense socializing is pertinent to job functioning.
(Tr. 25).
At step four, the ALJ found that Calhoun had no past relevant work. (Tr. 29.) Based on
the RFC and the VE’s testimony, the ALJ then determined at step five that Calhoun could
perform a significant number of jobs within the economy, including food preparer, housekeeper,
and dishwasher. (Tr. 29-30.) Thus, Calhoun’s claims for SSI and CDB were denied. (Tr. 30.)
C. The ALJ Adequately Accommodated Calhoun’s Moderate Deficits in
Concentration, Persistence, or Pace in the Hypothetical Posed to the VE
First, Calhoun argues that the ALJ erred when posing a hypothetical to the VE at step
five by failing to account for his moderate deficiencies in maintaining concentration, persistence,
or pace. (Opening Br. 18-22.) Calhoun’s argument, however, does not justify a remand.
16
To explain, at step two of the five-step sequential analysis, the ALJ must determine
whether a claimant’s impairments are “severe.” 20 C.F.R. §§ 404.1520(a)(4)(ii),
416.920(a)(4)(ii). In determining the severity of a claimant’s mental impairments at step two,
the ALJ addresses the claimant’s degree of functional limitation in four “broad functional areas”:
activities of daily living; social functioning; concentration, persistence, or pace; and episodes of
decompensation. 20 C.F.R. §§ 404.1520a(c)(3), 416.920a(c)(3); see Jones v. Massanari, No. 01C-0024-C, 2001 WL 34382025, at *13 (W.D. Wis. Oct. 18, 2001). The Seventh Circuit Court of
Appeals has stated that the ALJ must then “incorporate” these limitations into the hypothetical
questions posed to the VE at step five. See O’Connor-Spinner v. Astrue, 627 F.3d 614, 619 (7th
Cir. 2010) (finding that the ALJ erred when his hypothetical question to the VE failed to take
into account his finding at step two that the claimant had deficiencies in social functioning and
concentration, persistence, and pace); Young v. Barnhart, 362 F.3d 995, 1004 (7th Cir. 2004)
(remanding case where the ALJ failed to adequately account for the claimant’s social limitations
in the RFC); see also Kasarsky v. Barnhart, 335 F.3d 539, 543-44 (7th Cir. 2003). Stated more
broadly, “to the extent the ALJ relies on testimony from a vocational expert, the question posed
to the expert must incorporate all relevant limitations from which the claimant suffers.”
Kasarsky, 335 F.3d at 543-44 (emphasis added).
At step three here, the ALJ found that Calhoun had moderate difficulties in activities of
daily living; in social functioning; and in maintaining concentration, persistence, or pace. (Tr.
24-25.) After determining that Calhoun’s mental impairments were significant enough to be
“severe” but not severe enough to meet a listing-level impairment, the ALJ assigned him a RFC
limiting him to “simple, unskilled, repetitive work” in an environment where frequent and
17
intense socializing was not pertinent to job functioning. (Tr. 25.) The ALJ’s hypothetical to the
VE incorporated this same RFC. (Tr. 71.) Contrary to Calhoun’s argument, in this instance, the
ALJ adequately accounted for his deficiencies in maintaining concentration, persistence, or pace
in the hypothetical posed to the VE.
Significantly, in formulating the hypothetical for the VE, the ALJ relied—almost
verbatim—on the opinion of Dr. Horton, the state agency psychologist who opined that Calhoun
could do at least simple, repetitive tasks in a 40 hour workweek, but preferably not in an
environment where frequent and intense socializing was pertinent to the job function. (Tr. 621.)
Before drawing this conclusion, Dr. Horton rated Calhoun’s functional limitations, finding—just
as the ALJ did—that he had moderate difficulties in activities of daily living, maintaining social
functioning, and maintaining concentration, persistence, or pace. (Tr. 615.)
The instant circumstances are analogous to the facts confronting the Seventh Circuit in
Johansen v. Barnhart, 314 F.3d 283, 288-89 (7th Cir. 2002).7 There, the ALJ determined that
the claimant was moderately limited in his ability to maintain a regular schedule and attendance
and complete a normal workday and workweek without interruptions from psychologicallybased symptoms. Id. In posing a hypothetical to the VE, the ALJ relied upon the opinion of a
7
Calhoun, however, contends that the instant facts are more analogous to those presented in Jelinek v.
Astrue, 662 F.3d 805, 814 (7th Cir. 2011), in which the Seventh Circuit found that a limitation to “sedentary” and
“light” unskilled work was not sufficient to accommodate deficiencies in the claimant’s ability to maintain regular
work attendance, carry out instructions, and deal with the stresses of full-time employment. But there is no
indication in the Jelinek opinion that the state agency psychologists actually articulated that the claimant could
perform simple, repetitive tasks like Dr. Horton did here. Of course, “[t]he regulations, and this Circuit, clearly
recognize that reviewing physicians and psychologist[s] are experts in their field and the ALJ is entitled to rely on
their expertise.” Ottman v. Barnhart, 306 F. Supp. 2d 829, 839 (N.D. Ind. 2004) (citing 20 C.F.R. §
404.1527(f)(2)(i)). Therefore, Jelinek is distinguishable from the instant circumstances.
The facts at hand are also distinguishable from those presented in O’Connor-Spinner, 627 F.3d at 617-18.
There, the ALJ failed to incorporate all of the mental limitations assigned in the RFC into the hypothetical posed to
the VE at step five. Id. Here, the hypothetical posed by the ALJ to the VE at step five includes all of the limitations
assigned in the RFC. (Compare Tr. 70-72, with Tr. 25.)
18
consulting physician who stated that because the claimant was not significantly limited in
seventeen of twenty work-related areas of mental functioning, he retained the mental RFC to
perform “low-stress, repetitive work.” Id. The Seventh Circuit concluded that the ALJ’s
limitation to low-stress, repetitive work adequately incorporated Johansen’s moderate mental
limitations, articulating that the consulting physician had essentially “translated [his] findings
into a specific RFC assessment, concluding that Johansen could still perform low-stress,
repetitive work.” Id.; see also Milliken v. Astrue, 397 F. App’x 218, 221-22 (7th Cir. 2010)
(unpublished) (affirming ALJ’s step five finding where a medical expert opined that despite
claimant’s difficulties in social functioning and concentration, persistence, or pace, she could
still perform unskilled work).
Here, like the consulting physician in Johansen, Dr. Horton essentially “translated [his]
findings into a specific RFC assessment.” 314 F.3d at 288. That is, Dr. Horton concluded that,
despite Calhoun’s moderate difficulties in activities of daily living, social functioning, and
maintaining concentration, persistence, or pace (Tr. 615), he could still perform simple,
repetitive tasks, though preferably not an environment where frequent and intense socializing
was pertinent to job functioning (Tr. 621).
The ALJ’s hypothetical to the VE almost mirrors Dr. Horton’s language, adding only a
limitation to “unskilled” work along with a limitation to “simple, repetitive tasks.” (Tr. 71.)
Calhoun argues that this limitation to “unskilled work” did not provide any limitation in the
seven areas of work-related mental activities in which Dr. Horton found Calhoun moderately
limited. But, once again, Dr. Horton translated his findings into a specific RFC, concluding that,
despite these moderate limitations, Calhoun could still perform at least simple, repetitive tasks in
19
a 40 hour workweek, preferably not in an environment where frequent and intense socializing
was pertinent to job functioning. (Tr. 619-21.) As such, these limitations were incorporated into
Dr. Horton’s translation, and the ALJ was entitled to rely on that translation when formulating a
hypothetical question for the VE. See Susalla v. Astrue, No. 1:11-cv-00164, 2012 WL 2026268,
at *6 (N.D. Ind. June 5, 2012) (“The Seventh Circuit has held that when a medical source of
record translates his findings into a particular RFC assessment, the ALJ may reasonably rely on
that opinion in formulating a hypothetical question for the VE.” (citing Milliken, 397 F. App’x at
221-22; Johansen, 314 F.3d at 289; Smith v. Halter, 307 F.3d 377, 379 (6th Cir. 2001); Howard
v. Massanari, 255 F.3d 577, 581-82 (8th Cir. 2001))).
Because the ALJ’s hypothetical to the VE relied on Dr. Horton’s translation of Calhoun’s
abilities, including his moderate difficulties in maintaining concentration, persistence, or pace
and in seven work-related mental activities, the ALJ did not err in this regard.
D. The ALJ’s Credibility Determination Will Not Be Disturbed
Calhoun also contends that the ALJ improperly discounted the credibility of his symptom
testimony. (Opening Br. 22-25.) Ultimately, however, this challenge is also unpersuasive.
Because the ALJ is in the best position to evaluate the credibility of a witness, his
determination is entitled to special deference. Powers v. Apfel, 207 F.3d 431, 435 (7th Cir.
2000). If an ALJ’s determination is grounded in the record and he articulates his analysis of the
evidence “at least at a minimum level,” Ray v. Bowen, 843 F.2d 998, 1002 (7th Cir. 1988); see
Ottman, 306 F. Supp. 2d at 838, creating “an accurate and logical bridge between the evidence
and the result,” Ribaudo v. Barnhart, 458 F.3d 580, 584 (7th Cir. 2006), his determination will
be upheld unless it is “patently wrong.” Powers, 207 F.3d at 435; see also Carradine v.
20
Barnhart, 360 F.3d 751, 754 (7th Cir. 2004) (remanding an ALJ’s credibility determination
because the ALJ’s decision was based on “serious errors in reasoning rather than merely the
demeanor of the witness . . . .”).
Calhoun first argues that the ALJ cherry picked the evidence concerning his daily living
activities, ignoring that he had great difficulty with daily activities even in halfway houses and
structured environments; that his mother reported that he needed to be reminded to shower,
shampoo his hair, and shave and had trouble keeping on task while performing these activities;
and that his case manager indicated twice that he needed to remain in all “ADL” groups due to
the degree of direct supervision he required. (Opening Br. 23-24.) Admittedly, while the ALJ
recounted Calhoun’s own testimony at the hearing that he was able to dress, groom, and bathe
independently, cook simple meals, and sweep and vacuum the floors (Tr. 26), he did not mention
this other evidence. But the ALJ need not discuss or make a written evaluation of every piece of
evidence; at the same time, however, he may not select and discuss only that evidence which
favors his ultimate conclusion or ignore an entire line of evidence that is contrary to the ruling.
Golembiewski v. Barnhart, 322 F.3d 912, 917 (7th Cir. 2003); Herron v. Shalala, 19 F.3d 329,
333 (7th Cir. 1994); Anderson v. Astrue, No. 1:10-cv-00587-SEB-MJD, 2011 WL 3739257, at
*4 (S.D. Ind. Aug. 23, 2011); Spencer v. Astrue, No. 1:07-CV-00131, 2008 WL 1836669, at *6
(N.D. Ind. Apr. 22, 2008). That, however, is not what the ALJ did here.
Although the ALJ did not mention every piece of evidence suggesting that Calhoun
struggled with his activities of daily living, he explicitly recounted evidence that Calhoun has
trouble keeping up pace with tasks and staying on track and that his impairments purportedly
affect his ability to remember, complete tasks, concentrate, understand, follow directions, and
21
get along with others. (Tr. 26.) Moreover, in the credibility assessment, the ALJ highlights an
inconsistency in Calhoun’s statements, noting that in an earlier function report he indicated that
he does all the chores he is asked to do, experiences no problems with personal care, and
prepares meals (see Tr. 221, 251), while in a later one he contended that he does not prepare
meals (see Tr. 285). (Tr. 27.) The ALJ was entitled to consider any inconsistent statements in
determining Calhoun’s credibility. See Hill v. Astrue, No. 1:08-cv-0740-DFH-JMS, 2009 WL
426048, at *10 (S.D. Ind. Feb. 20, 2009) (discounting a claimant’s credibility where
discrepancies were noted between her testimony and her statements to her physicians); Stubbs v.
Apfel, No. 97 C 7069, 1998 WL 547107, at *8 (N.D. Ill. Aug. 20, 1998) (same); 20 C.F.R. §§
404.1529(c)(4), 416.929(c)(4); SSR 96-7p, 1996 WL 374186, at *5 (“One strong indication of
the credibility of an individual’s statements is their consistency . . . . The adjudicator must
consider such factors as . . . [t]he consistency of the individual’s own statements.”).
And the ALJ did not discount Calhoun’s credibility solely because of his activities of
daily living. He further concluded that objective evidence of record and other evidence did not
support a finding of disabling impairments, pointing out that both Calhoun and his mother
represented that he was looking for a job (Tr. 27.) Calhoun takes issue with this reason as well,
arguing that the ALJ again cherry picked the evidence, failing to note that Calhoun had
reportedly been fired from two jobs because he had difficulty with the pace and that his mother
stated he lacked motivation. (Opening Br. 24.)
It was permissible for the ALJ to consider statements that Calhoun made indicating that
he was looking for work. See Knox v. Astrue, 327 F. App’x 652, 656 (7th Cir. 2009)
(unpublished) (“[I]t is appropriate for the ALJ to consider any representations [that the claimant]
22
has made to state authorities and prospective employers that he can work.”). Although the ALJ
did not mention Calhoun’s report to Dr. Mumtaz in April 2009 that he had been fired from two
jobs because, according to him, he had a difficult time with the pace (Tr. 600), the ALJ did note
Calhoun’s trouble keeping up pace with tasks (Tr. 26). Moreover, there is practically no
evidence in the record establishing what these jobs were, how long Calhoun worked there, or the
actual reason why he was fired; in fact, he and his mother provided conflicting explanations,
with his mother claiming he was fired due to a lack of motivation rather than pace difficulties
(Tr. 600). Yet, it is Calhoun, who is represented by counsel, who bears the burden of supplying
adequate records and evidence to prove he is disabled. Castile v. Astrue, 617 F.3d 923, 927 (7th
Cir. 2010); Scheck v. Barnhart, 357 F.3d 697, 702 (7th Cir. 2004); see also Glenn v. Sec’y
Health & Human Servs., 814 F.2d 387, 391 (7th Cir. 1987) (“When an applicant for social
security benefits is represented by counsel the administrative law judge is entitled to assume that
the applicant is making his strongest case for benefits.”).
Furthermore, the ALJ explicitly addresses Calhoun’s ability to work later in his opinion,
recounting the letter written by Mr. Leichty, Calhoun’s counselor, in which he recounted
Calhoun’s statements that he would better enjoy and perform in a work setting if he could be
employed in housekeeping or by a cleaning agency.8 (Tr. 28 (citing 1120).) The ALJ concluded
that “these statements sound like assertions made by someone who would prefer a certain type of
employment, as opposed to someone who is disabled” (Tr. 28), a conclusion supported by other
evidence in the record, such as a statement in a function report that Calhoun “seldom finishes
what he starts, unless it is a pleasurable thing” (Tr. 222). As such, the ALJ at least implicitly
8
Notably, the VE gave housekeeper as an example of a light job Calhoun could perform. (Tr. 71.)
23
considered that Calhoun purportedly lacked motivation to work, concluding—from his own
statements and the opinion of his counselor—that he could be motivated to work if he obtained a
certain kind of employment. Thus, the ALJ did not commit reversible error by failing to mention
Calhoun’s vague report that he was fired from two jobs and the conflicting reasons.
Next, Calhoun claims that the ALJ erred by discrediting his testimony based on his
medication noncompliance without fulfilling his duty under SSR 96-7p to investigate any
reasons for it. (Opening Br. 24.) According to SSR 96-7p, an “adjudicator must not draw any
inferences about an individual’s symptoms and their functional effects from a failure to seek or
pursue regular medical treatment without first considering any explanations that the individual
may provide, or other information in the case record, that may explain infrequent or irregular
medical visits or failure to seek medical treatment.” SSR 96-7p, 1996 WL 374186, at *7. As
such, “infrequent treatment or failure to follow a treatment plan can support an adverse
credibility finding where the claimant does not have a good reason for the failure or infrequency
of treatment.” Craft v. Astrue, 539 F.3d 668, 679 (7th Cir. 2008) (citing SSR 96-7p).
In this case, contrary to Calhoun’s argument, the ALJ did not discount his credibility
because of his medication noncompliance. Rather, the ALJ referenced this noncompliance when
recounting and weighing the opinion of Dr. Mumtaz, who noted that Calhoun’s main problem
was not taking his medication as prescribed. (Tr. 27 (citing Tr. 1126).) The ALJ then agreed
with Dr. Mumtaz’s opinion that Calhoun has done well when on his medication and that his
prognosis was good as long as he took his medication as prescribed, assigning it substantial
weight. (Tr. 27.) Nowhere did the ALJ draw an adverse inference from Calhoun’s
noncompliance or use it to discredit his testimony about the severity of his impairments; the ALJ
24
simply agreed with Dr. Mumtaz’s opinion of Calhoun’s prognosis when he is compliant with
medication. Thus, because the ALJ did not rely on Calhoun’s noncompliance to make his
adverse credibility finding, the ALJ did not err in failing to investigate any reasons for it.
In his fourth challenge to the ALJ’s credibility determination, Calhoun contends that the
ALJ again cherry picked the evidence by failing to discuss the GAF scores of 45 that Park
Center staff assigned him, which indicate serious symptoms or limitations in functioning, while
mentioning the higher GAF scores of 65, 60, and 55-60 assigned by Dr. Newbauer, Dr. Kepes,
and Dr. Mumtaz, respectively. (Opening Br. 24-25; see Tr. 27-28.) First, “nowhere do the
Social Security regulations or case law require an ALJ to determine the extent of an individual’s
disability based entirely on his GAF score.” Denton v. Astrue, 596 F.3d 419, 425 (7th Cir. 2010)
(citation and internal quotation marks omitted); accord Walters v. Astrue, 444 F. App’x 913, 919
(7th Cir. 2011) (unpublished); see Thomas v. Astrue, No. 2:11-cv-188-PRC, 2012 WL 2130582,
at *7 (N.D. Ind. June 12, 2012) (“[A] GAF score alone is not determinative of disability.”);
Curry v. Astrue, No. 3:09-CV-565 CAN, 2010 WL 4537868, at *7 (N.D. Ind. Nov. 2, 2010)
(“GAF scores are more probative for assessing treatment options rather than determining
functional capacity and a person’s disability.”). And although “the scores may assist in
formulating the claimant’s residual functional capacity,” Adams v. Astrue, No. 1:06-CV-393
RM, 2009 WL 1404675, at *4 (N.D. Ind. May 18, 2009); see Bray v. Astrue, No. 2:10-CV00352, 2011 WL 3608573, at *9 (N.D. Ind. Aug. 15, 2011), they do “not reflect the clinician’s
opinion of functional capacity,” Denton, 596 F.3d at 425.
Yet that the ALJ mentioned only the higher GAFs assigned by Dr. Mumtaz, Dr. Kepes,
and Dr. Newbauer and omitted any specific mention of the lower GAFs given by Park Center is
25
problematic. See Walters, 444 F. App’x at 919 (remanding the ALJ’s decision where he cited
the claimant’s highest GAF scores and omitted the lower ones); Ingle v. Astrue, No. 10-cv-1002,
2011 WL 5834426, at *7 (S.D. Ill. Oct. 28, 2011), report & recommendation adopted, 2011 WL
5834273 (S.D. Ill. Nov. 21, 2011) (finding that the ALJ erred by “cherry-picking” the claimant’s
highest GAF score and ignoring the remaining scores); Salinas v. Barnhart, No. 03 c 1330, 2004
WL 1660904, at *10-11 (N.D. Ill. July 22, 2004) (same). But not every misstep justifies a
remand, particularly when the ALJ provided other good reasons for discounting Calhoun’s
credibility. See Fisher v. Bowen, 869 F.2d 1055, 1057 (7th Cir. 1989) (“No principle of
administrative law or common sense requires us to remand a case in quest of a perfect opinion
unless there is reason to believe that the remand might lead to a different result.”); Susalla, 2012
WL 2026268, at *10 (finding that, because the ALJ provided several other “good reasons” to
discount a treating source’s opinion, one misstep did not warrant a remand).
And although Calhoun relies on Campbell v. Astrue, 627 F.3d 299, 307 (7th Cir. 2010),
for the proposition that a GAF of 50 does not support a conclusion that a claimant is mentally
capable of sustaining work (Opening Br. 25), Campbell is distinguishable from the instant case.
In Campbell, 627 F.3d at 302-05, 308, the claimant was assigned a GAF of 50 by his treating
psychiatrist, who never gave him a GAF higher than 50. Here, however, Calhoun’s treating
psychiatrist, Dr. Mumtaz, also of Park Center, did give him a GAF of greater than 50, assigning
him a highest-past-year and current GAF of 55-60 in July 2010. (Tr. 1125.) As such, it is hard
to see how explicitly mentioning the GAFs of 45 assigned by other Park Center staff, who did
not prepare medical source statements as Dr. Mumtaz did, would change the outcome of the
case, making any error in this regard harmless. See Skarbek v. Barnhart, 390 F.3d 500, 504 (7th
26
Cir. 2004) (concluding that an error is harmless when it “would not affect the outcome of the
case”).
Finally, Calhoun maintains that the ALJ erred by not considering the comments of a
claims representative who noted that, when Calhoun’s claim was taken, he was not paying
attention, seemed to fall asleep, was not very responsive when awakened, relied on his mother to
give information, and had difficulty responding. (Opening Br. 25 (citing Tr. 212).) Yet the ALJ
was, once again, not required to discuss or make a written evaluation of every piece of evidence.
E.g., Golembiewski, 322 F.3d at 917. And the ALJ did not necessarily have to independently
evaluate “redundant” testimony as it is not a separate line of evidence. Carlson v. Shalala, 999
F.2d 180, 181 (7th Cir. 1993); see Books v. Chater, 91 F.3d 972, 980 (7th Cir. 1996); Herron, 19
F.3d at 337; Brandenburg v. Social Sec. Admin., No. 104CV01376DFHWTL, 2005 WL
2148119, at *6 (S.D. Ind. Aug. 2, 2005).
What the claims representative’s observations boil down to is that Calhoun had trouble
paying attention and responding to questions. Although the ALJ did not mention the claims
representative’s comments regarding these issues, the ALJ twice noted Calhoun’s hearing
testimony that he had problems concentrating such that it was hard to stay focused on questions
asked of him at the hearing, that the medical evidence contained entries indicating that Calhoun
had difficulties remaining alert and engaged, Calhoun’s allegations that he spaces out and gets
off track, and Dr. Mumtaz’s report that he had difficulty thinking or concentrating. (Tr. 24-27.)
In the end, however, the ALJ determined that Calhoun’s statements were not fully credible and
that, despite moderate difficulties in maintaining concentration, persistence, or pace, he still
retained the ability to perform simple, unskilled, repetitive work in an environment not requiring
27
frequent and intense socializing. As such, while the ALJ may not have specifically mentioned
the claims representative’s statements, he adequately addressed the issues raised in those
statements and sufficiently articulated his reasoning; thus, a remand is not warranted on this
basis. See Hickman v. Apfel, 187 F.3d 683, 689 (7th Cir. 1999) (emphasizing that an ALJ need
not evaluate every piece of evidence in writing, but must sufficiently articulate the ALJ’s
assessment of the evidence to assure that the important evidence has been considered and that
the ALJ’s path of reasoning can be traced); Stephens v. Heckler, 766 F.2d 284, 287-88 (7th Cir.
1985) (“If a sketchy opinion assures us that the ALJ considered the important evidence, and the
opinion enables us to trace the path of the ALJ’s reasoning, the ALJ has done enough.”).
In sum, despite Calhoun’s various challenges to the ALJ’s credibility determination, the
ALJ adequately built an accurate and logical bridge between the evidence of record and his
conclusion that Calhoun’s testimony of disabling impairments was not entirely credible, and his
determination is not “patently wrong.” Shramek v. Apfel, 226 F.3d 809, 811 (7th Cir. 2000);
Powers, 207 F.3d at 435. Therefore, the ALJ’s credibility determination, which is entitled to
special deference, Powers, 207 F.3d at 435, will be affirmed.
V. CONCLUSION
For the reasons articulated herein, the decision of the Commissioner is AFFIRMED. The
Clerk is directed to enter a judgment in favor of the Commissioner and against Calhoun.
SO ORDERED.
Enter for this 24th day of July, 2013.
S/Roger B. Cosbey
Roger B. Cosbey,
United States Magistrate Judge
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