Skaggs v. Commissioner of Social Security
Filing
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OPINION AND ORDER: The decision of the ALJ is AFFIRMED. Signed by Judge William C Lee on 4/16/2019. (lns)
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF INDIANA
FORT WAYNE DIVISION
MARK SKAGGS,
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Plaintiff,
v.
NANCY A. BERRYHILL, Acting
Commissioner of Social Security,
Defendant.
CIVIL NO. 1:18cv174
OPINION AND ORDER
This matter is before the court for judicial review of a final decision of the defendant
Commissioner of Social Security Administration denying Plaintiff's application for Disability
Insurance Benefits (DIB) as provided for in the Social Security Act. 42 U.S.C. §416(I). Section
405(g) of the Act provides, inter alia, "[a]s part of his answer, the [Commissioner] shall file a
certified copy of the transcript of the record including the evidence upon which the findings and
decision complained of are based. The court shall have the power to enter, upon the pleadings
and transcript of the record, a judgment affirming, modifying, or reversing the decision of the
[Commissioner], with or without remanding the case for a rehearing." It also provides, "[t]he
findings of the [Commissioner] as to any fact, if supported by substantial evidence, shall be
conclusive. . . ." 42 U.S.C. §405(g).
The law provides that an applicant for disability insurance benefits must establish an
"inability to engage in any substantial gainful activity by reason of any medically determinable
physical or mental impairment which can be expected to last for a continuous period of not less
than 12 months. . . ." 42 U.S.C. §416(i)(1); 42 U.S.C. §423(d)(1)(A). A physical or mental
impairment is "an impairment that results from anatomical, physiological, or psychological
abnormalities which are demonstrable by medically acceptable clinical and laboratory diagnostic
techniques." 42 U.S.C. §423(d)(3). It is not enough for a plaintiff to establish that an
impairment exists. It must be shown that the impairment is severe enough to preclude the
plaintiff from engaging in substantial gainful activity. Gotshaw v. Ribicoff, 307 F.2d 840 (7th
Cir. 1962), cert. denied, 372 U.S. 945 (1963); Garcia v. Califano, 463 F.Supp. 1098 (N.D.Ill.
1979). It is well established that the burden of proving entitlement to disability insurance
benefits is on the plaintiff. See Jeralds v. Richardson, 445 F.2d 36 (7th Cir. 1971); Kutchman v.
Cohen, 425 F.2d 20 (7th Cir. 1970).
Given the foregoing framework, "[t]he question before [this court] is whether the record
as a whole contains substantial evidence to support the [Commissioner’s] findings." Garfield v.
Schweiker, 732 F.2d 605, 607 (7th Cir. 1984) citing Whitney v. Schweiker, 695 F.2d 784, 786
(7th Cir. 1982); 42 U.S.C. §405(g). "Substantial evidence is defined as 'more than a mere
scintilla. It means such relevant evidence as a reasonable mind might accept as adequate to
support a conclusion.'" Rhoderick v. Heckler, 737 F.2d 714, 715 (7th Cir. 1984) quoting
Richardson v. Perales, 402 U.S. 389, 401, 91 S.Ct. 1410, 1427 (1971); see Allen v. Weinberger,
552 F.2d 781, 784 (7th Cir. 1977). "If the record contains such support [it] must [be] affirmed,
42 U.S.C. §405(g), unless there has been an error of law." Garfield, supra at 607; see also
Schnoll v. Harris, 636 F.2d 1146, 1150 (7th Cir. 1980).
In the present matter, after consideration of the entire record, the Administrative Law
Judge (“ALJ”) made the following findings:
1.
The claimant last met the insured status requirements of the Social Security Act
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on December 31, 2012.
2.
The claimant did not engage in substantial gainful activity during the period from
his alleged onset date of August 4, 2012 through his date last insured of December
31, 2012 (20 CFR 404.1571 et seq.).
3.
Through the date last insured, the claimant had the following severe impairments:
diabetic retinopathy and pseudophakia, peripheral neuropathy, diabetes mellitus,
lumbar degenerative disc disease, obesity, posttraumatic stress disorder (PTSD),
major depressive disorder (20 CFR 404.1520(c)).
4.
Through the date last insured, the claimant did not have an impairment or
combination of impairments that met or medically equaled the severity of one of
the listed impairments in 20 CFR Part 404, Subpart P, Appendix 1 (20 CFR
404.1520(d), 404.1525 and 404.1526).
5.
After careful consideration of the entire record, I find, through the date last
insured, the claimant had the residual functional capacity to perform light work as
defined in 20 CFR 404.1567(b) except stand/walk 4 hours total, 30 minutes
continuously; sit 6 hours total, 1 hour continuously. This individual can remain at
a designated work station and on task despite periodically changing positions;
occasionally climb ramps/stairs, balance, stoop, kneel, crouch, or crawl; never
climb ladders, ropes, or scaffolds; avoid all exposure to workplace hazards such as
unprotected heights, including slippery and uneven surfaces. The claimant can
tolerate predictable changes in the work environment, make simple work-related
decisions, tolerate casual and/or occasional interaction with coworkers and
supervisors, and tolerate no interaction with the public.
6.
Through the date last insured, the claimant was unable to perform any past
relevant work (20 CFR 404.1565).
7.
The claimant was born on April 11, 1963, and was 49 years old, which is defined
as a younger individual age 18-49, on the date last insured (20 CFR 404.1563).
8.
The claimant has at least a high school education and is able to communicate in
English (20 CFR 404.1564).
9.
Transferability of job skills is not material to the determination of disability
because using the Medical-Vocational Rules as a framework supports a finding
that the claimant is “not disabled,” whether or not the claimant has transferable
job skills (See SSR 82-41 and 20 CFR Part 404, Subpart P, Appendix 2).
10.
Through the date last insured, considering the claimant’s age, education, work
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experience, and residual functional capacity, there were jobs that existed in
significant numbers in the national economy that the claimant could have
performed (20 CFR 404.1569 and 404.1569(a)).
11.
The claimant was not under a disability, as defined in the Social Security Act, at
any time from August 4, 2012, the alleged onset date, through December 31,
2012, the date last insured (20 CFR 404.1520(g)).
(Tr. 12 -20 ).
Based upon these findings, the ALJ determined that Plaintiff was not entitled to disability
benefits. The ALJ’s decision became the final agency decision when the Appeals Council denied
review. This appeal followed.
Plaintiff filed his opening brief on January1, 2019. On February 21, 2019, the defendant
filed a memorandum in support of the Commissioner’s decision. Plaintiff has declined to file a
reply. Upon full review of the record in this cause, this court is of the view that the ALJ’s
decision must be affirmed.
A five-step test has been established to determine whether a claimant is disabled. See
Singleton v. Bowen, 841 F.2d 710, 711 (7th Cir. 1988); Bowen v. Yuckert, 107 S.Ct. 2287, 229091 (1987). The United States Court of Appeals for the Seventh Circuit has summarized that test
as follows:
The following steps are addressed in order: (1) Is the claimant
presently unemployed? (2) Is the claimant's impairment "severe"?
(3) Does the impairment meet or exceed one of a list of specific
impairments? (4) Is the claimant unable to perform his or her
former occupation? (5) Is the claimant unable to perform any other
work within the economy? An affirmative answer leads either to
the next step or, on steps 3 and 5, to a finding that the claimant is
disabled. A negative answer at any point, other than step 3, stops
the inquiry and leads to a determination that the claimant is not
disabled.
Nelson v. Bowen, 855 F.2d 503, 504 n.2 (7th Cir. 1988); Zalewski v. Heckler, 760 F.2d 160, 162
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n.2 (7th Cir. 1985); accord Halvorsen v. Heckler, 743 F.2d 1221 (7th Cir. 1984). From the nature
of the ALJ's decision to deny benefits, it is clear that step five was the determinative inquiry.
In support of remand, Plaintiff argues that the ALJ improperly omitted limitations relating
to his moderate limitations in concentration, persistence, or pace in his RFC determination and in
his hypothetical to the VE. Plaintiff relies on Yurt v. Colvin, 758 F.3d 850 (7th Cir. 2014). In
Yurt, the Seventh Circuit noted that it has “repeatedly rejected the notion that a hypothetical like
the one here confining the claimant to simple routine tasks and limited interactions with others
adequately captures temperamental deficiencies and limitations in concentration, persistence, and
pace.” 758 F.3d 850, 859-60. Plaintiff claims that the ALJ failed to include, in the RFC,
limitations related to concentration, persistence and pace. Plaintiff acknowledges that the ALJ
limited him to simple work-related decisions, but claims that this is insufficient.
In response, the Commissioner argues that the evidentiary record did not warrant
limitations beyond those contained in the RFC. The Commissioner further argues that the ALJ
offered a specific explanation for accommodating Plaintiff’s mental impairments by finding that
he was limited to making simple work-related decisions, tolerating predictable changes in the
work environment, and tolerating casual and/or occasional interaction with co-workers and
supervisors (with no public interaction) (Tr. 14-15). In finding that Plaintiff had moderate
limitations in concentration, persistence, or pace (Tr. 14), the ALJ noted Plaintiff’s demonstrated
ability to successfully perform serial seven’s and serial three’s during a consultative psychological
examination (Tr. 289). Also, the ALJ observed that Plaintiff did not testify to any significant
limitations in mental functioning (Tr. 17). In fact, Plaintiff’s testimony was that his
recently-diagnosed Parkinson’s disease (in November 2015, nearly three years after his insured
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status had expired) had begun “to attack my short term memory and my ability to get things out of
my mouth when I speak” (Tr. 41). Plaintiff’s testimony failed to demonstrate that his memory and
concentration were particularly troublesome during the relevant period in this case. The ALJ
further noted (Tr. 17) evidence suggesting that Plaintiff may have appeared to exaggerate his
psychological symptoms in order to gain disability benefits (Tr. 517, 519, 521).
Further, the ALJ observed that Plaintiff’s daily activities demonstrated a greater level of
psychological functioning than he alleged (Tr. 17). Plaintiff indicated that he drove (Tr. 34),
prepared meals (Tr. 43, 242, 244), shopped for groceries (Tr. 42, 245), did household tasks (Tr.
43, 244), took care of his cats (Tr. 42, 243), listened to audio books (Tr. 43), visited the library
regularly (Tr. 43, 245, 246), and watched television (Tr. 242). As the ALJ appropriately
concluded (Tr. 17), all of these activities suggested a greater level of functioning than Plaintiff
alleged.
Finally, the ALJ offered a reasoned basis for accommodating Plaintiff’s moderate
limitations in concentration, persistence, or pace by limiting him to making simple work-related
decisions, tolerating predictable changes in the work environment, and tolerating casual and/or
occasional interaction with co-workers and supervisors (with no public interaction) (Tr. 14-15).
The ALJ indicated (Tr. 18) that he did not limit Plaintiff to unskilled work because his most
recent mental health evaluation was exaggerated and invalid according to the Veterans
Administration psychologist (Tr. 517, 519, 521). However, the ALJ did limit Plaintiff to simple
work-related decisions to address any distractions he experienced from his psychological
symptoms (Tr. 18)
As the Commissioner points out, in a Social Security case, the claimant shoulders the dual
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burdens of production and persuasion through step four of the sequential analysis, see Bowen v.
Yuckert, 482 U.S. 137, 146 n.5 (1987), which includes the claimant’s RFC, see 20 C.F.R. §§
404.1520(e)-(f) and 404.1545. Yuckert is consistent with the Social Security Act, which provides
that “[a]n individual shall not be considered to be under a disability unless he furnishes such
medical and other evidence of the existence thereof as the Commissioner of Social Security may
require,” 42 U.S.C. § 423(d)(5)(A), and with agency regulations stating that “[i]n general, you
have to prove to us that you are blind or disabled.” See 20 C.F.R. § 404.1512(a).
In the present case, Plaintiff has failed to direct the court to any evidence that showing that
greater limitations were warranted than those incorporated by the ALJ in his RFC. In the recent
case of Burmester v. Berryhill, No. 18-2106 (7th Cir. April 5, 2019), the Seventh Circuit affirmed
the ALJ and the district court where the Plaintiff failed to present evidence supporting the alleged
difficulties in concentration, persistence and pace. In Burmester, the Plaintiff (like the Plaintiff
herein) was found to have moderate difficulties in her ability to sustain concentration, persistence
or pace. Also, similar to the Plaintiff herein, the Plaintiff in Burmester had an RFC that stated
that she was “mentally limited to simple, routine, repetitive tasks requiring only simple workrelated decisions with few changes in the routine work setting and no more than occasional
interaction with supervisors, coworkers and the general public.” The Seventh Circuit found this
RFC to be sufficient as it included all the findings that were supported by the medical evidence in
the record.
Although Plaintiff in the present case implies that the ALJ ignored evidence, Plaintiff fails
to cite to any evidence in his two-paragraph argument on this sole issue. Accordingly, as the RFC
is supported by medical evidence, and there is no medical evidence supporting a more restrictive
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RFC, the decision of the ALJ will be affirmed.
Conclusion
On the basis of the foregoing, the decision of the ALJ is hereby AFFIRMED.
Entered: April 16, 2019.
s/ William C. Lee
William C. Lee, Judge
United States District Court
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