Fuentes v. Miller et al

Filing 149

OPINION AND ORDER granting 95 Motion to Strike the Opinions of James Casassa; granting in part and denying in part 96 Motion to Strike the Opinions of Anita Kerezman ; granting in part and denying in part 97 Motion to Limit the Testimony of Anita Kerezman ; granting in part and denying in part 98 Motion to Limit the Testimony of Mike Dilich ; granting in part and denying in part 99 Motion to Limit the Testimony of James Casassa. Signed by Magistrate Judge Paul R Cherry on 6/26/15. (mc)

UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF INDIANA
HAMMOND DIVISION
SERAFIN FUENTES, ELENA FUENTES, )
and ANTONIO CERROS,
)
Plaintiffs,
)
)
v.
)
)
CHARLES R. MILLER, GREAT
)
AMERICAN LINES, INC., CON-WAY
)
FREIGHT, INC., JOSEPH WELLS,
)
and P.I. & I. MOTOR EXPRESS,
)
Defendants.
)

Cause No.: 2:12-CV-454-PRC

OPINION AND ORDER
This matter is before the Court on two Motions to Bar Expert Testimony [DEs 95 and 96],
filed by Defendant Con-Way Freight, Inc. on February 10, 2015. These seek to bar the testimony
of two experts in this case: James Casassa and Anita Kerezman, respectively. Defendants Great
American Lines, Inc. and Charles R. Miller (collectively “Miller”) filed responses on February 20,
2015. No replies have been filed, and the time to do so has passed.
Also before the Court are three Motions to Limit Expert Testimony [DEs 97, 98, and 99],
filed by Miller on February 10, 2015. These Motions seek to limit the testimony of three experts in
this case: Anita Kerezman, Mike Dilich, and James Casassa, respectively. No response was filed
with regard to Kerezman or Casassa, and the time to do so has passed. Defendants Joseph Wells and
P. I. & I Motor Express (collectively, Wells) filed a response to the motion to limit Dilich’s
testimony on February 24, 2015, and Miller filed a reply to that response on March 5, 2015.

I. Background
This is a personal injury case arising from a vehicle collision that occurred on January 13,
2011, when a semi-truck driven by Defendant Miller (and owned by Defendant Great American
Lines, Inc.) rear-ended a pickup truck in which Plaintiffs Serafin Fuentes and Antonio Cerros were
riding. The accident occurred around 10:15 a.m. on Cline Avenue near the 5th Avenue on- and offramps in Lake County, Indiana. There are, at that part of the road, two lanes headed north and two
lanes headed south with a concrete median in between.
At the time of the accident, Fuentes was in the left lane, followed by a Great American Lines
semi-truck, driven by Defendant Charles R. Miller. Ahead of Fuentes was a black vehicle.
Defendant Wells was driving his semi-truck in the right lane ahead of Fuentes. The black vehicle
was driving in the left lane alongside Wells so that the front of the black vehicle was a little ahead
of the rear axle of the trailer Wells was hauling. The Con-Way semi-truck was traveling on the onramp, preparing to merge onto Cline Avenue.
Wells testified at his deposition that he initially thought that he would beat the Con-Way
truck to the “gore point”—that is, the place where two roadways merge into one—of the on-ramp.
But as he was nearing the gore point, Wells saw the Con-Way truck approaching on his right. The
two semis were traveling at close to the same speed, and it appeared that they were on a collision
course. To avoid a wreck, Wells applied his brakes hard and steered his semi-truck to the left side
of his lane while the Con-Way truck passed Wells on the right shoulder. As Wells braked, his tires
gave off smoke and the trailer he was hauling began to come-around or jackknife to the left.
Fortunately, Wells’s trailer didn’t come into contact with anything.
The black vehicle braked, though it did not brake hard. Fuentes then began braking too. A

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few seconds later, Miller rear-ended him. The impact caused Fuentes’s head to break the rear
window of his pickup truck. After he was struck, Fuentes pressed the brake pedal as hard as he
could. According to the Amended Complaint, the accident seriously injured both Fuentes and Cerros
and totaled Fuentes’s pickup truck. No other collisions occurred.
II. Admissibility Standard
The admissibility of expert testimony is governed by Federal Rule of Evidence 702 and the
standards set forth by the United States Supreme Court in Daubert v. Merrell Dow Pharmaceuticals,
Inc., 509 U.S. 579 (1993). See Ervin v. Johnson & Johnson, Inc., 492 F.3d 901, 904 (7th Cir. 2007).
Rule 702 provides:
If scientific, technical, or other specialized knowledge will assist the
trier of fact to understand the evidence or to determine a fact in issue,
a witness qualified as an expert by knowledge, skill, experience,
training, or education, may testify thereto in the form of an opinion
or otherwise, if (1) the testimony is based upon sufficient facts or
data, (2) the testimony is the product of reliable principles and
methods, and (3) the witness has applied the principles and methods
reliably to the facts of the case.
Fed. R. Evid. 702. Under Rule 702, “[t]he district court is a ‘gatekeeper’ who determines whether
proffered expert testimony is reliable and relevant before accepting a witness as an expert.” Winters
v. Fru-Con Inc., 498 F.3d 734, 741-52 (7th Cir. 2007) (quoting Autotech Tech. Ltd. P’ship v.
Automationdirect.com, 471 F.3d 745, 749 (7th Cir. 2006)).
Courts use a three-step analysis to determine the admissibility of expert testimony: (1)
whether the witness is “qualified as an expert by knowledge, skill, experience, training, or
education,” (2) whether the subject of an expert’s testimony is “scientifically reliable,” and (3)
whether the testimony will “assist the trier of fact to understand the evidence or to determine a fact
in issue.” Ervin, 492 F.3d at 904. “It is not the trial court’s role to decide whether an expert’s
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opinion is correct. The trial court is limited to determining whether expert testimony is pertinent to
an issue in the case and whether the methodology underlying that testimony is sound.” Smith v. Ford
Motor Co., 215 F.3d 713, 719 (7th Cir. 2000) (citing Kumho Tire Co. v. Carmichael, 526 U.S. 137,
159 (1999) (Scalia, J., concurring)). This standard applies to all types of expert testimony, “whether
it relates to areas of traditional scientific competence or whether it is founded on engineering
principles or other technical or specialized expertise.” Id. (citing Kumho, 526 U.S. at 141).
III. Analysis
The motions before the Court overlap somewhat, and, rather than consider each motion in
turn, the Court approaches the analysis expert by expert.
A. James Casassa
James Casassa works in the field of forensic engineering, including technical investigation
and reconstruction of vehicle collisions, as well as mechanical failure analysis, automotive safety,
and crash-worthiness. Plaintiffs hired Casassa to perform an accident reconstruction and to
determine the severity of the collision between Miller and Fuentes.
According to the moving parties, Casassa will offer the following opinions at trial:
1.

Miller was following Fuentes too closely and had insufficient
perception-reaction time and stopping distance to avoid rearending Fuentes’s pickup truck;

2.

Miller attempted to slow his semi, but nevertheless struck the
rear of the Fuentes pickup at a speed of about 25 to 30 mph,
which resulted in a speed change to the Fuentes vehicle
(which was traveling at about 5 mph) of about 20 to 25 mph;

3.

The collision caused Fuentes’s head to move rearward with
sufficient force to break the rear window directly behind the
driver’s seat;

4.

The speed change of about 20 to 25 mph was enough to cause
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injury.
Con-Way argues that these opinions are based on improper assumptions and will not aid the jury.
The only response comes from co-defendant Miller, and his disagreement is limited to whether
Casassa should be allowed to testify about the change of speed upon impact.
Casassa’s report synthesizes witness testimony and concludes that the initial speed of the
vehicles was about fifty miles per hour and that the time between when Fuentes started braking and
when Miller collided with him was about three to four seconds. He writes, without citation to any
measurements or specifications, that “the time required for the pickup truck to slow from 50 mph
to 5 mph” is “about three seconds.” DE 102-2 at 7.
Casassa concludes that Miller was following about fifty feet behind Fuentes before Fuentes
began braking. Casassa represents that he performed a “time-distance” analysis using the data
gleaned from witness testimony, concluding that Miller was traveling somewhere between twentyfive and thirty miles per hour at the time he struck Fuentes and that, given the weight difference
(which is not quantified), the speed change of the pickup upon impact was about twenty to twentyfive miles per hour. He also notes that the pickup truck frame was bent significantly behind the rear
axle and also just behind the cab, consistent with his speed change estimate.
The report, as well as the deposition testimony cited by the parties, does not include much
in the way of mathematical or engineering analysis. There is no explanation of how much force it
would take to bend a pickup frame or how fast a semi-truck of a given weight would have to be
traveling in order to deliver that force. And there is no discussion of how long it takes for a semitruck of a given weight to slow down. The report notes that Fuentes’s truck was pushed about three
to four car-lengths before it and Miller’s semi came to a stop and that Fuentes depressed the brake

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moments after being struck, but it does not provide any calculation regarding why the vehicles’
weights (whatever they might be) and braking strengths (whatever they might be) would suggest an
impact speed of twenty-five to thirty miles per hour.
Perhaps Casassa performed calculations in reaching his conclusions, but neither his report
nor the deposition testimony referred to in the briefs include these sorts of analyses. The Court is
unable to discern whether Casassa used a reliable methodology because he never discloses what his
methodology was. Cf. Garlach v. Senters, No. 3:06CV502CAN, 2007 WL 1725464, at *3 (N.D. Ind.
June 11, 2007) (examining a similar situation and concluding that “[the expert] used . . .
mathematical formulas to reach some of his conclusions [and he] has shown that his theory is subject
to, indeed the product of, extensive testing.”). Casassa’s opinion has not provided relevant
information such as the braking rates, weights, or other important physical characteristics of the
vehicles nor has he explained how these related to his conclusions. His say-so alone is not enough,
and the testimony must therefore be excluded. See Kumho, 526 U.S. at 157 (“[N]othing in either
Daubert or the Federal Rules of Evidence requires a district court to admit opinion evidence that is
connected to existing data only by the ipse dixit of the expert.” (quoting Gen. Elec. Co. v. Joiner,
522 U.S. 136, 137 (1997) (internal quotation marks))).
His other opinions must also be excluded. As with the issue of closing speed just discussed,
Casassa does not provide much explanation regarding the methods he used to calculate following
distance. His expert testimony on this question would therefore not be helpful.
As for the force required in order to break the rear window, Con-Way represents there is
other evidence that will be admitted showing that this type of rear-window could withstand impact
from a body part traveling up to fifteen miles per hour and that there is evidence that will be

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admitted that Fuentes’s head in fact broke the rear window. The conclusion that the closing speed
between Fuentes’s head and the window was at least fifteen miles per hour is therefore a matter of
basic logic and there is no need for expert testimony on this issue.
Regarding whether an abrupt acceleration of around twenty to twenty-five mph is sufficient
to cause injuries, this too is a matter of common sense. Casassa is not a medical doctor, and his
testimony does not offer any specific biomechanical or other scientific insight. It must therefore also
be excluded.
Finally, Miller seeks to exclude a draft computer animation video that purports to reconstruct
the accident. This request is well taken as the video is incomplete and is based on opinions that have
been excluded.
For these reasons, the testimony of James Casassa must be excluded in its entirety. That
Plaintiffs did not object to the motions to bar this testimony further underscores its flawed nature.
B. Anita Kerezman
Anita Kerezman is a former semi-truck driver and commercial vehicle operation and safety
specialist. Plaintiffs have engaged her to testify as an expert in the areas of commercial motor
vehicle operation and safety, regulatory compliance and standards of care, and accepted practices
in the trucking industry. Her report and subsequent deposition testimony include her reconstruction
of the accident, her opinions about which actions were unsafe, as well as opinions about training and
record retention. In particular, she opines that
1.

The Con-Way driver failed to yield the right of way—once he
knew or should have known that Wells was not going to
allow him to access the highway, he could have backed off to
avoid the gore point;

2.

The Con-Way truck and Wells were on a collision course for
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several seconds before Wells finally hit the brakes to avoid
hitting the Con-Way trailer;
3.

The Con-Way driver failed to reduce his speed on the onramp and wait until he could merge onto Cline Avenue
safely;

4.

Wells should have known that the right of way is given and
not taken and should have yielded it to Con-Way well before
the hazard became an emergency;

5.

The Con-Way driver was reportedly using a cell phone in
violation of Con-Way company policy and industry
standards.

Miller asks the Court to bar her from testifying at trial about the meaning of common driving
terms such as “following too closely,” “failure to yield,” or “failure to keep a proper lookout” as well
as legal conclusions about the Federal Motor Safety Regulations or the Indiana Motor Vehicle Code.
He also contends that she should not be permitted to testify to training. However, he asks that she
be permitted to testify about causation, specifically the game of “chicken” involving Wells and the
Con-Way driver, as well as whether any of the drivers were negligent or failed to take reasonable
care.
Con-Way, in contrast, contends that Kerezman’s testimony must be entirely excluded. It
argues that she offers opinions that amount to an accident reconstruction, but doesn’t have the
appropriate credentials and didn’t do the necessary investigation.
Con-Way’s objection with regard to accident reconstruction is well taken. Kerezman
admitted that she can’t provide an explanation based upon scientific examination of the accident
scene, the vehicles involved, or other evidence. Thus, insofar as she opined about how the accident
happened, her testimony must be excluded, for, as Con-Way points out, she is not an expert on

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accident reconstruction nor did she employ reliable reconstruction methods in crafting her opinion.1
Her testimony regarding retention policies and driver training (or lack thereof) must also be
excluded as Plaintiffs do not allege that Defendants violated a duty to train or a duty to retain records
nor do these opinions appear germane to Plaintiffs’ other claims. No party objects to the exclusion
of these opinions.
Insofar as she can offer testimony on the best-practices of the trucking industry as well as
what it takes to safely operate a semi truck, however, she should be allowed to testify. As Miller
points out, many of her opinions are based on experience, not on science. Con-Way attacks this
experience as being no greater than the average trucker, but this contention is ill-founded. She has
nearly three decades of trucking experience and is certified by the North American Transportation
Management Institute as a Director of Safety. This credential may not be the hardest to obtain, but
it seems to have genuine value as her qualifications were approved by a university, which based its
decision in part on her significant experience. Moreover, she has testified before multiple courts, has
given many presentations on the subject of safe operation of commercial vehicles, and has even
written a book on trucking safety. Her methodology also appears to meet the reliability requirement
as it is based on her own extensive experience, training, and knowledge of how to safely operate
commercial vehicles such as the semi trucks in this case.
She will therefore be allowed to testify about trucking safety. However, whenever it is

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This renders moot Con-Way’s objection that her version of what happened was improperly based on an
evaluation of the testimony of the other witnesses. However, the Court notes that “the credibility of eyewitness testimony
is generally not an appropriate subject matter for expert testimony because it influences a critical function of the
jury—determining the credibility of witnesses.” United States v. Hall, 165 F.3d 1095, 1107 (7th Cir. 1999).

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necessary to avoid venturing into contested questions of fact based on accident reconstruction, she
must be examined using hypothetical questions so that she does not put forward unfounded opinions
about how she thinks the accident occurred.
As for the content of her testimony, it may embrace ultimate issues. Fed. R. Evid. 704. But
all “testimony as to legal conclusions that will determine the outcome of the case is inadmissible.”
Good Shepherd Manor Found., Inc. v. City of Momence, 323 F.3d 557, 564 (7th Cir. 2003)
(emphasis added). “The line between a permissible and impermissible opinion under Rule 704 is
sometimes difficult to draw [as] there is a substantial ‘grey area’ between ‘ultimate issues’ and ‘legal
conclusions.’” Richman v. Sheahan, 415 F. Supp. 2d 929, 945 (N.D. Ill. 2006). That said, there is
no doubt that Kerezman may testify about relevant professional standards or whether a defendant’s
conduct conformed to those standards. Id. But she may not give naked legal conclusions (e.g., “the
driver was negligent”) or testify whether certain conduct violated a law or regulation. Id.; Klaczak
v. Consol. Med. Transp. Inc., No. 96 C 6502, 2005 WL 1564981, at *4 (N.D. Ill. May 26, 2005)
(“[A]n expert may not offer opinion testimony as to whether a defendant violated a statute or
regulation, at least where that statute or regulation is at issue in the case.” (citing Good Shepard, 323
F.3d at 564)).
Finally, she may not testify as to concepts that are within the experience of the average juror.
See Roback v. V.I.P. Transp. Inc., 90 F.3d 1207, 1215 (7th Cir. 1996); Shadday v. Omni Hotels
Mgmt. Corp., 477 F.3d 511, 515 (7th Cir. 2007). Thus, though she may testify about safety standards
peculiar to the trucking industry, but may not, for example, testify about who had the right of way
during merging as the rules about merging apply to all vehicles: to a semi truck as much as to a Mini
Cooper. Exactly where this line should be drawn will better sorted out at trial through live objections

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as “expert testimony can still be ‘helpful and relevant’ (and thus admissible) even if it ‘to a greater
or lesser degree, cover[s] matters that are within the average juror’s comprehension.” Delarosa v.
Speedway LLC, No. 2:11-CV-476-PRC, 2013 WL 4736173, at *2 (N.D. Ind. Sept. 3, 2013) (quoting
United States v. Hall, 93 F.3d 1337, 1342 (7th Cir. 1996).
C. Mike Dilich
Wells has hired Mike Dilich, an engineer specializing in accident reconstruction, to testify
in this case. Miller concedes that he is qualified and that many of his opinions are admissible.
However, he asks that Dilich be barred from testifying to matters that are commonly understood by
the average juror, opining about legal issues, and giving a bottom-line opinion about responsibility.
Specifically, he asks that Dilich be barred from testifying about whether Con-Way or Wells had the
right of way or whether Miller was following too closely or was inattentive. He also objects to
Dilich’s use of the word “condition,” as distinguished from “cause.”
As mentioned above, who has the right of way is not an issue requiring expert testimony as
no expertise is needed to educate the jury on that point. It may well be true, as conflicting expert
opinions and witness testimony suggest, that many people are unaware of the rules governing
merging. This doesn’t make an expert the proper conduit by which to inform the jury, however. The
jury will be instructed on the applicable law and the parties are free to ask the Court to take judicial
notice of the relevant rules of the road. Likewise testimony along the lines of “safe merging requires
the cooperation of both the merging driver and the others on the highway” will be excluded as it is
within the knowledge of the average juror and would not be helpful. Similarly, the concept of
attentiveness is within the ken of the average juror and testimony on this subject will be permitted
only insofar as there is some specific insight into attentiveness that would go beyond the knowledge

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of an average juror (e.g., an attentive driver’s reaction time is typically less than X) or if there is a
standard for attentiveness that applies to the trucking industry but not to an ordinary motorist.
As for following distances, what counts as too close is different for heavy commercial
vehicles like semi-trucks than it is for cars or pickup trucks. Testimony about safe following
distances for semi-trucks will therefore be useful to the jury and is thus permitted.
As for legal terminology, Dilich’s report opines that “[w]hether or not Con-Way and/or
Wells’ merging behavior was reasonable, it was merely a condition that the other drivers responded
to normally and safely until Miller rear-ended Fuentes.” DE 101-2 at 6. Miller objects that testimony
containing the word “condition” crosses the line into impermissible testimony about what the law
requires. As with legal terms such as “foreseeability,” “ condition” is a legal term that has an
ordinary meaning outside of the law. The Court has not yet decided on jury instructions relating to
causation. But in the interests of keeping expert testimony from veering into legal opinion, which
might confuse the jury, it makes sense to require Dilich to explain himself using other words. The
hurdle for Wells is minor as Dilich remains free to testify to the ultimate issues in this case. The only
limit applies simply to this particular word.
Finally, Miller contends that Dilich will give a bottom-line opinion, without support. The
objection is not well taken. While the final paragraph of Dilich’s report does provide a bottom line
conclusion that “Miller’s inattentiveness and/or following too close behind Fuentes was solely
responsible for this accident,” this conclusion is offered after Dilich’s explanation of deceleration
rates and reaction times. Unlike Casassa’s opinions, which did not provide sufficient explanation,
this conclusion rests on Dilich’s scientific explanation, which is built on the evidence before the
Court. Of course, the conclusion’s reference to inattentiveness must be excluded consistent with the

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parameters explained above.
IV. Conclusion
For these reasons the Court
1.

GRANTS Con-Way Freight, Inc.’s Motion to Strike the
Opinions of James Casassa [DE 95] and EXCLUDES
Casassa’s expert testimony in its entirety;

2.

GRANTS in part and DENIES in part Miller’s motion to
Limit the Testimony of James Casassa [DE 99]; the motion is
granted insofar as it seeks to exclude Casassa’s testimony and
denied in all other respects;

3.

Consistent with the limitations explained above, GRANTS in
part and DENIES in part Con-Way Freight, Inc’s Motion
to Strike the Opinions of Anita Kerezman [DE 96];

4.

Consistent with the limitations explained above, GRANTS in
part and DENIES in part Miller’s Motion to Limit the
Testimony of Anita Kerezman [DE 97];

5.

Consistent with the limitations explained above, GRANTS in
part and DENIES in part Miller’s Motion to Limit the
Testimony of Mike Dilich [DE 98].

SO ORDERED this 26th day of June, 2015.
s/ Paul R. Cherry
MAGISTRATE JUDGE PAUL R. CHERRY
UNITED STATES MAGISTRATE JUDGE

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