Flores v. Smith et al
Filing
38
OPINION AND ORDER: The Court hereby GRANTS the Defendants' Motion to Strike 34 and GRANTS in part and DENIES in part the Defendants Motion for Summary Judgment 26 , granting summary judgment in favor of the Defendants on the Plaintiffs fede ral claims brought under 42 U.S.C. § 1983 in Counts IIV. The Court DIRECTS the Clerk of Court to enter judgment against the Plaintiff Eriberto Flores and in favor of the Defendants Frank Smith, Mark Becker, Gerardo Garza, Jr., and Frank Alimo n in their official and individual capacities on Counts IIV of the Complaint. The Court DECLINES to exercise supplemental jurisdictional over the Plaintiffs state law claims in Counts VVII and DISMISSES without prejudice those claims. Signed by Judge Theresa L Springmann on 9/14/2022. (shk)
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UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF INDIANA
HAMMOND DIVISION
ERIBERTO FLORES,
Plaintiff,
v.
CAUSE NO.: 2:17-CV-215-TLS
FRANK SMITH, in his official capacity as
Chief of Police and individually; MARK
BECKER, in his official and individual
capacity; GERARDO GARZA, JR., in his
official and individual capacity; and FRANK
ALIMON, in his official and individual
capacity,
Defendants.
OPINION AND ORDER
This matter is before the Court on the Defendants’ Motion for Summary Judgment [ECF
No. 26] and the Defendants’ Motion to Strike [ECF No. 34]. For the reasons set forth below, the
Court grants the motion to strike, grants the motion for summary judgment as to the federal
claims, and declines to exercise supplemental jurisdiction over the state law claims.
PROCEDURAL BACKGROUND
Alleging violations of his rights in relation to his arrest and detention on May 10, 2015,
the Plaintiff Eriberto Flores filed the instant Complaint [ECF No. 1] on May 9, 2017, against
Defendant Frank Smith individually and in his official capacity as Chief of Police as well as
Defendants Mark Becker, Gerardo Garza, Jr., and Francisco Aleman III,1 each in his individual
and official capacities.2
1
Defendant Frank Alimon’s correct name is Francisco Aleman III. See ECF No. 11.
At the time of the events underlying the Complaint, Mark Becker was the Chief of Police and Frank
Smith was a Lieutenant. See Compl. ¶¶ 5–8. Because the official capacity claims naming Chief Becker
2
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The Plaintiff brings the following federal claims pursuant to 42 U.S.C. § 1983: (1) First
Amendment Retaliation against all Defendants based on the Plaintiff’s prior participation with
and campaigning for the Concerned Citizens of East Chicago (Count I); (2) Fourth, Fifth, and
Fourteenth Amendment false arrest and excessive force against (a) Officer Garza when the
Plaintiff was arrested without probable cause, taken into custody, and detained and when Officer
Garza grabbed, twisted, exerted excessive pressure, and otherwise manhandled the Plaintiff’s
arms and shoulders, causing him injury, (b) Officer Aleman, Officer Garza, and then-Chief
Becker for failing to prevent the deprivations of his rights, and (c) the Chief of Police under a
theory of Monell liability (Count II); (3) Fourteenth Amendment unlawful detention against
(a) Officer Garza for detention without probable cause, (b) Lieutenant Smith for refusing to
accept the bond money presented by the Plaintiff’s mother, and (c) the Chief of Police under a
theory of Monell liability (Count III); and (4) Fourteenth Amendment failure to train against the
Chief of Police under a theory of Monell Liability in relation to Officer Garza’s conduct during
the Plaintiff’s arrest (Count IV). In Counts V–VII, the Plaintiff alleges Indiana state law claims
of battery, intentional infliction of emotional distress, and negligence.
The Defendants filed Answers [ECF Nos. 8–11]. Following discovery, the Defendants
filed the instant Motion for Summary Judgment [ECF No. 26]. The Plaintiff filed a response
[ECF No. 31], and the Defendants filed a reply [ECF No. 33]. The Defendants also filed a
Motion to Strike [ECF No. 34], to which the Plaintiff did not respond.
SUMMARY JUDGMENT STANDARD
Summary judgment is warranted when “the movant shows that there is no genuine
dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R.
are now against Chief Smith, the Court refers to the official capacity claims as brought against the “Chief
of Police” for clarity.
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Civ. P. 56(a). The movant may discharge this burden by “either: (1) showing that there is an
absence of evidence supporting an essential element of the non-moving party’s claim; or
(2) presenting affirmative evidence that negates an essential element of the non-moving party’s
claim.” Hummel v. St. Joseph Cnty. Bd. of Comm’rs, 817 F.3d 1010, 1016 (7th Cir. 2016)
(citation omitted). In response, the non-movant “must make a sufficient showing on every
element of his case on which he bears the burden of proof; if he fails to do so, there is no issue
for trial.” Yeatts v. Zimmer Biomet Holdings, Inc., 940 F.3d 354, 358 (7th Cir. 2019) (citing
Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986)).
In ruling on a motion for summary judgment, a court must construe all facts and draw all
reasonable inferences in the light most favorable to the nonmoving party. Id. (citation omitted).
A court’s role “is not to sift through the evidence, pondering the nuances and inconsistencies,
and decide whom to believe. The court has one task and one task only: to decide, based on the
evidence of record, whether there is any material dispute of fact that requires a trial.” Waldridge
v. Am. Hoechst Corp., 24 F.3d 918, 920 (7th Cir. 1994) (citations omitted). Facts that are
outcome determinative under the applicable law are material for summary judgment purposes.
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986).
MOTION TO STRIKE
In support of his opposition to summary judgment, the Plaintiff submitted a four-page,
handwritten, unsigned, and undated letter allegedly from Curtis Hill. See Pl. Ex. 4, Dep. Ex. 5,
ECF No. 32-5. The Plaintiff’s response brief relies on Hill’s out-of-court statements for the truth
of the matters asserted therein. The Defendants move to strike the letter as inadmissible hearsay.
On summary judgment, materials must be admissible as evidence at trial, “although the form
produced at summary judgment need not be admissible.” Igasaki v. Ill. Dep’t of Fin. and Prof’l
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Regulation, 988 F.3d 948, 955 (7th Cir. 2021) (citation omitted). A court cannot “consider
inadmissible hearsay, over proper objections, in deciding summary judgment.” Lewandowski v.
City of Milwaukee, 823 F. App’x 426, 428–29 (7th Cir. 2020); see Eaton v. J. H. Findorff & Son,
Inc., 1 F.4th 508, 512 n.3 (7th Cir. 2021). The Defendants offer evidence that they twice
scheduled the deposition of Hill during discovery but that he failed to appear both times. The
Plaintiff offers no response to the Defendants’ hearsay objection. The Court hereby SUSTAINS
the objection and GRANTS the Defendants’ Motion to Strike.
MATERIAL FACTS
A.
The Plaintiff’s Community Activism
Plaintiff Eriberto Flores became a community activist in 2005 and a member of the
Concerned Citizens of East Chicago in 2007 or 2008. Pl. Ex. 12, 358:15–20, 359:12–23, ECF
No. 32-13. As a result of his involvement with the group, an ordinance was passed in 2010 that
addressed parking on the street where the Plaintiff lives. Id. at 359:24–360:18. Prior to the
passage of the ordinance, the Plaintiff had never been arrested in the City of East Chicago. Id. at
360:2–5. The Plaintiff complained to the City on numerous occasions about the ordinance not
being enforced. Id. at 361:7–25.
B.
The Plaintiff’s Prior 2013 Arrest and Resulting 2015 Federal Lawsuit
On January 16, 2015, the Plaintiff filed a lawsuit against the City of East Chicago, Mark
Becker as chief of police, and three police officers. See Flores v. City of East Chicago, et al., No.
2:15-cv-22-PPS. The Plaintiff alleged that, on January 16, 2013, he contacted the dispatcher for
the City to report ordinance violations occurring outside his residence. See Am. Compl. ¶ 15,
ECF No. 15, Flores, No. 2:15-cv-22. As he was leaving his home, he saw two police officers
drive past his house; he approached the officers and inquired on the status of his complaint. Id. at
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¶¶ 18, 21. The Plaintiff was arrested and later charged with disorderly conduct and resisting law
enforcement. Id. at ¶ 30. The state criminal charges were dismissed on July 17, 2014. Pl. Ex. 3,
ECF No. 32-4. The Plaintiff brought § 1983 claims based on First Amendment retaliation; Fourth
Amendment false arrest, excessive force, and unlawful detention and confinement; and failure to
train. Am. Compl. 6–11, Flores, No. 2:15-cv-22. The Plaintiff alleged that the arresting officer
injured his left shoulder and arm during the arrest. Id. at ¶ 42(f). On January 3, 2017, the Court
granted partial summary judgment. Op. & Order, ECF No. 47, Flores, No. 2:15-cv-22. The
lawsuit settled on February 1, 2017. ECF No. 50, Flores, No. 2:15-cv-22.
C.
The Plaintiff’s 2015 Arrest and the Instant 2017 Lawsuit
Defendant Officer Gerardo Garza, Jr. applied to the East Chicago Police Department in
late 2013 and was hired in June 2014. Pl. Ex. 4, 8:1–9:6, ECF No. 32-5. After completing
training, he began working as a probationary police officer in April 2015. Id. at 11:1–12.
On May 10, 2015, Officer Garza observed a vehicle disregard a stop sign. Pl. Ex. 4, 16:3–
14. The driver of the vehicle was Curtis Hill, who did not have a valid driver’s license. Id. at
17:8–18. At approximately 4:10 a.m., the Plaintiff was awoken by a phone call from Hill, who
told the Plaintiff that he had been pulled over by the police and needed someone to drive his car.
Def. Ex. 1, 82:23–83:6, ECF No. 28-1. Hill explained that he only had a learner’s permit, but that
the officer would allow him to have someone with a driver’s license drive his vehicle. Id. at
83:7–10. During the call, the Plaintiff did not hear an officer state that it would be okay for the
Plaintiff to drive Hill’s vehicle. Id. at 91:2–5. Officer Garza testified that he never told Hill that
he would allow another person to drive his vehicle. Def. Ex. 2, 12:9–11, ECF No. 28-2. The
Plaintiff quickly dressed and headed toward Hill’s location, which took approximately two
minutes. Def. Ex. 1, 84:4–13; Pl. Ex. 5, 90:3–7, ECF No. 32-6. While talking on the phone to
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Hill, the Plaintiff heard Hill tell the officer that he was talking to “Bert Flores.” Pl. Ex. 5, 100:6–
23. It was still dark outside. Def. Ex. 1, 88:2.
Upon arriving at the scene, the Plaintiff drove around the officers and their two vehicles
and parked his vehicle. Id. at 96:17–20. He jumped out of his vehicle, leaving the engine running
and the door open. Id. at 98:5–12. He hurried toward Officer Garza and announced, “I’m here.”
Id. at 98:17–20, 112:3–21. The Plaintiff did not identify himself. Id. at 108:21–109:15, 112:20–
21. Officer Garza did not know who the Plaintiff was when he arrived at the scene. Def. Ex. 2,
37:11–18. Officer Garza asked, “Who the fuck are you?” and the Plaintiff responded, “Are you
kidding?” Def. Ex 1, 115:9–12. Officer Garza told the Plaintiff, “Get the fuck out of here or I’m
going to lock you up.” Id. at 115:16–17. The Plaintiff moved closer to Officer Garza. Id. at
121:25–122:2. Officer Garza started walking away from the Plaintiff, but the Plaintiff followed
him while yelling that he was going to drive Hill’s car, coming within inches of Officer Garza.
Id. at 122:14–20; Def. Ex. 2, 14:11–21, 17:22–24. Officer Garza told the Plaintiff to return to his
vehicle, but the Plaintiff did not stop. Def. Ex 2, 14:22–25. Instead, the Plaintiff put his hand on
the door handle of Hill’s vehicle. Id. at 16:8–11. At some point, the Plaintiff asked Defendant
Officer Frank Aleman, III, who was also at the scene, whether he was going to let a rookie
officer like Officer Garza talk to the Plaintiff that way. Pl. Ex. 5, 117:4–12. Officer Garza then
grabbed the Plaintiff, slammed him against the car, handcuffed him, and placed him under arrest
for interfering with the traffic stop. Id. at 117:10–21, 127:1–24; Def. Ex. 1, 129:6–20; Def. Ex. 2,
16:12–16.
While being handcuffed, the Plaintiff tensed his muscles and pulled away. Def. Ex. 2,
17:1–9, 19:2–4. Officer Garza did not take the Plaintiff to the ground. Id. at 47:4–9. In the
process of Officer Garza grabbing the Plaintiff’s arms, the Plaintiff’s bracelet got caught in the
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handcuffs and was ripped off. Pl. Ex. 5, 127:13–16, 128:2–13. The Plaintiff did not advise
Officer Garza that he sustained an injury at the time of the arrest and did not request any medical
attention at the time of the arrest. Def. Ex. 2, at 46:6–11, 20–22. Officer Garza charged the
Plaintiff with interfering with a traffic stop and resisting law enforcement. Id. at 16:15–17:2.
Once he arrived at the jail, the Plaintiff told Officer Manuel that he was diabetic and on
medication. Pl. Ex. 6, 165:16–19, ECF No. 32-7. The Plaintiff also told Officer Manuel that he
wanted to go to the hospital “just in general,” but not because of his diabetes. Def. Ex. 1, 170:3–
9. Officer Manuel responded that he would have to wait until the 7:00 a.m. shift. Pl. Ex. 6,
165:20–22. The Plaintiff did not tell Officer Manuel that he needed any medical attention due to
the arrest by Officer Garza or that he needed to go to the hospital because of an injury. Def. Ex.
3, 15:8–11, 20:17–19, ECF No. 28-3. The Plaintiff advised Officer Manuel that he felt fine but
would need his medication at some point. Id. at 11:4–9. The Plaintiff called his mother, Elvira
Flores, and told her that he needed his medicine. Pl. Ex. 7, 11:2–23, ECF No. 32-8.
Pursuant to City of East Chicago policy, if a detainee needs medicine, medical personnel
are contacted to administer the medication. Def. Ex. 3, 13:14–20; Def. Ex. 4, 14:4–25, ECF No.
28-4; Def. Ex. 5, ECF No. 28-5; Pl. Ex. 9, 21:2–5, 39:10–13, ECF No. 32-10. Officer Manuel
told the Plaintiff that he could have his medication brought to the jail, and the Plaintiff saw
Officer Manuel type something after he told the Plaintiff, “Let me get ahold of Agosto and see if
he could bring you your stuff.” Pl. Ex. 6, 173:11–18, 179:9–23; Pl. Ex. 10, 10:1–7, 11:4–12, ECF
No. 32-11. Officer Manuel worked the 11:00 p.m. to 7:00 a.m. shift, and Officer Torres worked
the 7:00 a.m. to 3:00 p.m. shift. Pl. Ex. 6, 193:17–22. The Plaintiff testified that Officer Torres
denied the Plaintiff his medication and his request to go to the hospital on May 10, 2015, at
lunchtime. Id. at 189:15–23. That morning, Officer Agosto went to the home of the Plaintiff’s
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mother to get the Plaintiff’s diabetes medication; however, before Mrs. Flores left for the jail at
8:30, Officer Agosto returned with the medication because the jail would not let him give it to
the Plaintiff. Pl. Ex. 7, 60:10–21, 13–25. While in jail, the Plaintiff did not speak with anyone
else about his diabetes medication or the need for medical attention. Def. Ex. 1, 193:7–9, 196:4–
7. The Plaintiff was released from jail on May 11, 2015, at approximately 1:00 p.m. Id. at 195:6–
8. The Plaintiff did not receive his diabetes medication until he was released from jail. Pl. Ex. 6,
187:1–11. The charges against the Plaintiff were dismissed on January 20, 2017. Pl. Ex. 2, ECF
No. 32-3.
The Plaintiff testified that the arrest aggravated a previous injury to his left shoulder. Def.
Ex. 1, 48:22–49:3. The Plaintiff did not go to the emergency room after he was released from
jail. Id. at 224:18–25. Before the May 10, 2015 arrest, the Plaintiff already planned to seek
treatment from an orthopedic surgeon for his left shoulder. Id. at 312:13–17. None of the
Plaintiff’s medical doctors opined that the Plaintiff reinjured his left shoulder or injured his left
wrist as a result of this arrest. Id. at 280:15–22, 321:6–10, 326:18–327:15, 396:7–11.
D.
The Plaintiff’s Bond
Officer Manuel told the Plaintiff that his bond was $1000, which the Plaintiff told his
mother. Pl. Ex. 6, 166:3–6. Ms. Flores went to the jail sometime after 8:30 a.m. to “get [the
Plaintiff] out to be able to pay the fine – the bail.” Pl. Ex. 7, 19:8–24, 26:9–11. Before going to
the jail, Mrs. Flores did not speak with anyone from the City of East Chicago regarding the
Plaintiff’s bail. Def. Ex. 7, 13:20–14:2, ECF No. 28-7. When Mrs. Flores arrived at the jail,
nobody was in the office; after waiting hours to speak with someone, she eventually tried to
communicate with two officers who were behind the glass. Pl. Ex. 7, 26:19–20, 27:3–19, 35:13–
22. She does not know the names of the officers. Id. at 28:5–9. After she gave them the
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Plaintiff’s name, she was told, “Tomorrow.” Id. at 29:11–18. Although she asked them, the
officers never told Mrs. Flores the amount of the bail. Id. at 31:22–25, 33:8–11. Mrs. Flores did
not try to give the officers at the police department any money for the Plaintiff’s bail. Def. Ex. 7,
30:16–23. When asked at her deposition if anyone at the City misled her or prevented her from
bailing out the Plaintiff, she responded, “No.” Id. at 30:1–4; see also id. at 42:24–43:2.
Officer Torres testified that the Plaintiff’s offenses of resisting law enforcement were
“‘bond out’ right there,” which was in place on May 10, 2015. Pl. Ex. 8, 21:8–12, ECF No. 32-9.
An individual who wants to post a bond with the City of East Chicago Police Department must
contact the detention center. Def. Ex. 6, 8:3–12, ECF No. 28-6. A bond schedule was posted in
the detention area on May 10, 2015. Pl. Ex. 9, 9:2–5. Lieutenant Smith was the lieutenant of the
Uniform Division and did not handle bonds; someone working the desk received the bonds. Id. at
5:12–15, 7:23–8:7. Lieutenant Smith’s duties were to “oversee the jail, if they needed anything,
such as paperwork or if someone needed to be treated or anything, they would contact [him].” Id.
at 13:4–14. Lieutenant Smith has no recollection of a discussion with Mrs. Flores, the Plaintiff,
or anyone else regarding the Plaintiff’s bond. Def. Ex. 6, 10:20–24; Pl. Ex. 9, 11:14–21.
E.
The Other Defendants’ Involvement in the Plaintiff’s May 10, 2015 Arrest
At the scene of the May 10, 2015 arrest, Officer Aleman did not say anything to the
Plaintiff, was courteous and polite, and did not touch the Plaintiff. Def. Ex. 1, 113:13, 114:17–
115:4, 355:6–8. Neither Chief Becker nor Lieutenant Smith was present at or had any personal
involvement in the arrest. Id. at 13:2–14:2, 115:6–8, 344:2–4.
F.
The Defendants’ Knowledge of the Plaintiff’s Involvement with the Concerned
Citizens of East Chicago and the Plaintiff’s Prior Lawsuit
During the May 10, 2015 arrest, no officer mentioned the Plaintiff’s affiliation with the
Concerned Citizens of East Chicago. Def. Ex. 1, 385:7–15. The Plaintiff does not know whether
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Officer Garza knew he was in a community activist group or took any action against him during
the arrest due to the passage of the parking ordinance. Id. at 383:2–9, 384:11–13, 386:1–6.
Officer Garza had never seen or heard of the Plaintiff before the May 10, 2015 arrest. Def. Ex. 2,
37:19–22. Lieutenant Smith did not know anything about the Concerned Citizens of East
Chicago. Def. Ex. 6, 36:4–10. Lieutenant Smith testified that he believed the Plaintiff had “called
about parking by his home” but did not recall whether he had any conversations with the Plaintiff
on the issue. Pl. Ex. 9, 19:4–10.
G.
City of East Chicago Police Officer Training
All City of East Chicago police officers received training from the police academy. Def.
Ex. 6, 25:12–15. Officer Garza and Officer Torres received law enforcement training from the
police academy as well as field officer training with the City’s police department. Def. Ex. 2,
8:16–22; Pl. Ex. 4, 9:10–21; Def. Ex. 4, 4:9–16. Chief Becker, Lieutenant Smith, and Officer
Manuel received police academy training as well. Def. Ex. 3, 5:11–17; Def. Ex. 6, 25:12–25. The
officers participate in twenty-four hours of mandated training annually. Id. at 12:3–6.
ANALYSIS
The Defendants seek summary judgment on all the Plaintiff’s claims.
A.
Federal Claims—42 U.S.C. § 1983
Section 1983 provides, in pertinent part, that “[e]very person who, under color of [state
law], subjects, or causes to be subjected, any citizen of the United States . . . to the deprivation of
any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the
party injured in an action at law.” 42 U.S.C. § 1983. To prevail on a § 1983 claim, a plaintiff
must show that the defendant deprived him of a federal constitutional right and that the
defendant acted under color of state law. Savory v. Lyons, 469 F.3d 667, 670 (7th Cir. 2006).
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The official capacity claims against the Chief of Police are “to be treated as a suit against
the entity” in all but name. Kentucky v. Graham, 473 U.S. 159, 166 (1985); see also Sow v.
Fortville Police Dep’t, 636 F.3d 293, 300 (7th Cir. 2011). A municipality like the City of East
Chicago can only be held liable under § 1983 “when execution of a government’s policy or
custom, whether made by its lawmakers or by those whose edicts or acts may fairly be said to
represent official policy, inflicts the injury.” Monell v. Dep’t of Soc. Servs., 436 U.S. 658, 694
(1978). This requires a plaintiff to prove that “the unconstitutional act complained of is caused
by: (1) an official policy adopted and promulgated by [the city’s] officers; (2) a governmental
practice or custom that, although not officially authorized, is widespread and well settled; or
(3) an official with final policy-making authority.” Thomas v. Cook Cnty. Sheriff’s Dep’t, 604
F.3d 293, 303 (7th Cir. 2010) (citing Monell, 436 U.S. at 690).
1.
Claims Against Defendants Becker and Smith in Their Individual Capacities
Defendants then-Chief Becker and then-Lieutenant Smith seek summary judgment on the
§ 1983 claims against them in their individual capacities. Individual liability under § 1983
requires that the individual be personally involved in the alleged constitutional deprivation.
Colbert v. City of Chicago, 851 F.3d 649, 657 (7th Cir. 2017) (citing Minix v. Canarecci, 597
F.3d 824, 833 (7th Cir. 2010)). For a supervisor to be personally liable, the “supervisor must
‘know about the conduct and facilitate it, approve it, condone it, or turn a blind eye for fear of
what they might see.’” Kemp v. Fulton County, 27 F.4th 491, 498 (7th Cir. 2022) (quoting
Matthews v. City of East St. Louis, 675 F.3d 703, 708 (7th Cir. 2012)). Here, the Plaintiff has not
designated any evidence to show the personal involvement of either Chief Becker or Lieutenant
Smith in the events underlying the Plaintiff’s alleged federal constitutional claims.
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As for Chief Becker, the Plaintiff offers evidence only that he was the chief of police at
the time of the Plaintiff’s May 10, 2015 arrest and detention. However, Chief Becker was not
present at or involved with the Plaintiff’s arrest. The Plaintiff has offered no evidence that Chief
Becker was involved with the issues related to the Plaintiff’s detention or that any of the relevant
events during the Plaintiff’s arrest or detention took place at Chief Becker’s direction. Similarly,
Lieutenant Smith was not present at or involved with the Plaintiff’s arrest. Although Lieutenant
Smith was in a supervisory role at the jail, which included supervising those who worked the
desk where bond is posted, Lieutenant Smith did not handle bonds himself. There is no evidence
that Lieutenant Smith had any involvement with the Plaintiff’s bond, either directly or by
directing his subordinates. Accordingly, the Court grants summary judgment in favor of
Defendants Becker and Smith on the § 1983 claims against them in their individual capacities.
2.
First Amendment Retaliation
In Count I, the Plaintiff alleges that the Defendants’ actions on May 10 and 11, 2015,
were motivated by the Plaintiff’s involvement with the Concerned Citizens of East Chicago in
violation of his First Amendment Rights. To prevail on a First Amendment retaliation claim, a
plaintiff “must demonstrate that (1) he engaged in activity protected by the First Amendment;
(2) he suffered a deprivation that would likely deter First Amendment activity in the future; and
(3) the First Amendment activity was at least a motivating factor in the Defendants’ decision to
take the retaliatory action.” Novoselsky v. Brown, 822 F.3d 342, 354 (7th Cir. 2016) (citations
omitted). The plaintiff must demonstrate that the defendant “knew of the plaintiff’s constitutional
activities.” Stagman v. Ryan, 176 F.3d 986, 999 (7th Cir. 1999).
The evidence of record shows that the Plaintiff became a community activist in 2005 and
a member of the Concerned Citizens of East Chicago in 2007 or 2008. The Plaintiff was
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successful in getting an ordinance passed in 2010 that dealt with parking on the street where he
lives. After the ordinance was passed, the Plaintiff called the city several times to complain that
the ordinance was not being enforced. Chief Becker was aware of the Plaintiff’s involvement
with the group through the Plaintiff’s prior 2015 lawsuit, and Lieutenant Smith was aware of the
Plaintiff’s phone calls. However, summary judgment has been granted in favor of both for lack
of personal involvement in the Plaintiff’s arrest and detention underlying this case.
The Plaintiff contends that “[i]t is a reasonable inference from the facts presented that the
Plaintiff was well known by all of the defendants in spite of their self-serving denial.” Pl. Resp.
14, ECF No. 32. The Court disagrees; the Plaintiff has designated no evidence that Officers
Garza and Aleman, the named Defendants involved in his May 10, 2015 arrest and detention,
knew of his political activity or phone calls. Officer Garza had never seen or heard of the
Plaintiff before that date. The Plaintiff also argues the suspicious timing of the events that led to
his May 10, 2015 arrest, including the subsequent dismissal of the charges. He notes that, prior to
the passage of the parking ordinance in 2010, he had never been arrested and that he called the
City several times after the ordinance was passed to complain about its enforcement. But, again,
the Plaintiff has offered no evidence of any personal involvement of Chief Becker or Lieutenant
Smith—the Defendants who were aware of this past activity—in the events underlying the
instant lawsuit. Accordingly, the Court grants the motion for summary judgment on Count I in
favor of all the Defendants.
3.
False Arrest and Unlawful Detention—Probable Cause
In Count II, the Plaintiff brings a § 1983 false arrest claim against Officer Garza for
arresting him without probable cause. In Count III, the Plaintiff alleges that his detention was
unlawful as a result. To prevail on a Fourth Amendment false arrest claim, a plaintiff must
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demonstrate “that he was arrested without probable cause.” Gaddis v. DeMattei, 30 F.4th 625,
630 (7th Cir. 2022) (citing Farnik v. City of Chicago, 1 F.4th 535, 545 (7th Cir. 2021)). Probable
cause is an absolute defense to a claim of false arrest as well wrongful detention. Id. (citing
Farnik, 1 F.4th at 545); Bailey v. City of Chicago, 779 F.3d 689, 694 (7th Cir. 2015). Probable
cause “exists at arrest when a reasonable officer with all the knowledge of the on-scene officers
would have believed that the suspect committed an offense defined by state law.” Jump v.
Village of Shorewood, 42 F.4th 782, 789 (7th Cir. 2022) (citing Jones v. Clark, 630 F.3d 677,
684 (7th Cir. 2011)). This is a common-sense inquiry. Young v. City of Chicago, 987 F.3d 641,
644 (7th Cir. 2021) (citation omitted). Under Indiana law, “[a] person who knowingly or
intentionally . . . forcibly resists, obstructs, or interferes with a law enforcement officer . . . while
the officer is lawfully engaged in the execution of the officer’s duties . . . commits resisting law
enforcement, a Class A misdemeanor.” Ind. Code § 35-44.1-3-1(a)(1).
The Court turns to what Officer Garza knew at the time of the Plaintiff’s arrest for
interfering with the traffic stop of Hill. The undisputed facts show that, while Officers Garza and
Aleman were at the scene of the traffic stop, the Plaintiff arrived in his vehicle unannounced. He
exited his vehicle, leaving the driver’s door open and the vehicle running. Without identifying
himself, he ran up to the scene and announced, “I’m here.” Although the Plaintiff believed the
officers would allow him to drive Hill’s vehicle from the scene, Officer Garza did not advise Hill
that he would allow someone to drive his vehicle. Indeed, the Plaintiff testified that he did not
hear an officer give Hill any such permission during the call. Once the Plaintiff arrived, Officer
Garza told the Plaintiff to leave and return to his vehicle. However, the Plaintiff followed Officer
Garza, coming within inches of him. The Plaintiff disregarded the instruction to leave and
instead put his hand on the handle of Hill’s vehicle. This constitutes sufficient information from
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which Officer Garza could have reasonably believed that probable cause existed to arrest the
Plaintiff for interfering with the traffic stop under Indiana law. See, e.g., Miller v. Perry, No.
1:18-cv-1101, 2021 WL 2532912, at *4 (S.D. Ind. June 21, 2021) (finding arguable probable
cause (1) to arrest Miller for resisting law enforcement, Ind. Code § 35-44.1-3-1(a)(1), when the
officer knew Miller was talking over him, berating him for allegedly rude manner, and otherwise
trying to speak with him while he attempted to speak with Fisher while investigating the accident
and (2) to arrest Fisher for resisting law enforcement under the statute when Fisher tried to grab
Miller away from the officer while the officer was attempting to arrest Miller); Clemons v. City
of Hobart, No. 2:17-cv-11, 2019 WL 1228205, at *3 (N.D. Ind. Mar. 13, 2019) (finding probable
cause to arrest for resisting law enforcement where the plaintiff interfered in a meaningful way
by imposing his arms between the officer and the person being arrested and blocking the
officer’s view at one point (comparing Spangler v. State, 607 N.E.2d 720, 723 (Ind. 1993),
with Guthrie v. State, 720 N.E.2d 7, 9 (Ind. Ct. App. 1999), and Johnson v. State, 833 N.E.2d
516, 519 (Ind. Ct. App. 2005))).
The Plaintiff argues that his intention as he arrived at the scene was simply to help Hill
drive his vehicle home and avoid the cost of having his car towed. However, the probable cause
inquiry considers the knowledge of the officer at the time of the arrest. See Jump, 42 F.4th at
789. The Plaintiff’s subjective belief and intentions, unknown to the officers, is irrelevant to the
constitutional analysis. See, e.g., Bridgewater v. City of Indianapolis, 1:14-cv-1370, 2016 WL
1117646, at *11 (S.D. Ind. Mar. 22, 2016) (finding that the plaintiffs’ subjective belief as to
whether the detectives were in fact law enforcement officers was irrelevant to the constitutional
analysis of whether there was probable cause to arrest the plaintiffs for resisting law
enforcement).
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The Plaintiff also notes that the charges for interfering with a traffic stop and resisting
arrest were eventually dropped. However, the fact that the charges were later dismissed does not
control whether Officer Garza lacked probable cause to arrest the Plaintiff based on Officer
Garza’s knowledge at the scene on May 10, 2015. See Humphrey v. Staszak, 148 F.3d 719, 728
(7th Cir. 1998) (“The fact that the charges against Humphrey were later voluntarily dismissed
does not mean there was no probable cause for his arrest.”); see also Michigan v. DeFillippo,
443 U.S. 31, 36 (1979) (“The validity of the arrest does not depend on whether the suspect
actually committed a crime; the mere fact that the suspect is later acquitted of the offense for
which he is arrested is irrelevant to the validity of the arrest.”). “A court evaluates probable cause
not with the benefit of hindsight, and not on the facts as perceived by an omniscient observer, but
on the facts as they appeared to a reasonable person in the defendant’s position, even if that
reasonable belief turned out to be incorrect.” Stokes v. Bd. of Educ., 599 F.3d 617, 622 (7th Cir.
2010). In his response brief, the Plaintiff cites only case law regarding a charge of resisting law
enforcement and the well-established right to walk away, which is not at issue in this case. See
Pl. Resp. 19 (citing Gaddie v. State, 10 N.E.3d 1249 (Ind. 2014); Miller v. State, 51 N.E.3d 313
(Ind. Ct. App. 2016)).
Because Officer Garza had probable cause to arrest the Plaintiff, the § 1983 false arrest,
detention, and confinement claims in Counts II and III are barred, and the Court grants summary
judgment in favor of Defendant Garza on these claims. As a result, the Plaintiff’s related Monell
claims in Counts II and III fail as well. See City of Los Angeles v. Heller, 475 U.S. 796, 799
(1986) (recognizing that there can be no Monell liability in the absence of an underlying
constitutional violation).
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4.
Excessive Force
In Count II, the Plaintiff also brings a § 1983 excessive force claim against Officer Garza
for slamming him against Hill’s car to effectuate the arrest and for ripping off his bracelet. The
Fourth Amendment’s objective reasonableness standard governs claims of excessive force by a
police officer. Graham v. Connor, 490 U.S. 386, 388 (1989). “An officer’s use of force is
unreasonable if, judging from the totality of the circumstances at the time of the arrest, the
officer uses greater force than was reasonably necessary to effectuate the arrest.” Gupta v.
Melloh, 19 F.4th 990, 996 (7th Cir. 2021) (quoting Phillips v. Cmty. Ins. Corp., 678 F.3d 513,
519 (7th Cir. 2012)). The totality of the circumstances considers “the severity of the crime at
issue, whether the suspect poses an immediate threat to the safety of the officers or others, and
whether he is actively resisting arrest or attempting to evade arrest by flight.” Turner v. City of
Champaign, 979 F.3d 563, 567 (7th Cir. 2020) (quoting Graham, 490 U.S. at 396). “An officer
who has the right to arrest an individual also has the right to use some degree of physical force or
threat of force to effectuate the arrest, . . . circumscribed by the Fourth Amendment’s insistence
on reasonableness.” Stainback v. Dixon, 569 F.3d 767, 772 (7th Cir. 2009) (citing Graham, 490
U.S. at 396). The reasonableness of an officer’s use of force is a legal determination for the
court. Scott v. Harris, 550 U.S. 372, 381 n.8 (2007); Phillips, 678 F.3d at 520.
“[P]olice officers are often forced to make split-second judgments—in circumstances that
are tense, uncertain, and rapidly evolving—about the amount of force that is necessary in a
particular situation.” Graham, 490 U.S. at 397. Thus, courts must consider the facts “from the
perspective of the reasonable officer on the scene, rather than with the 20/20 vision of
hindsight.” Id. at 396. Notably, “[n]ot every push or shove, even if it may later seem unnecessary
in the peace of a judge’s chambers, violates the Fourth Amendment.” Id. (internal quotation
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marks and citation omitted)). Importantly, “the question is whether the officer’s actions are
‘objectively reasonable’ in light of the facts and circumstances confronting them, without regard
to their underlying intent or motivation.” Id. at 397.
Under the totality of the circumstances surrounding the traffic stop and the Plaintiff’s
undisputed conduct leading up to his arrest, the amount of force used by Officer Garza was
objectively reasonable. In his response brief, the Plaintiff’s claim of excessive force is based on
Officer Garza slamming him against Hill’s car to handcuff him and the fact that his bracelet was
ripped off while being handcuffed. The Plaintiff cites the evidence that, after Officer Garza said,
“Get the fuck out of here or I’m going to lock you up,” the Plaintiff asked Officer Aleman, the
other officer at the scene, if he was going to let a rookie like Officer Garza talk to the Plaintiff
that way. Officer Garza then grabbed the Plaintiff and slammed him against Hill’s car,
handcuffing him and placing him under arrest.
However, the Plaintiff does not dispute the other facts that show the Plaintiff posed an
immediate threat to the safety of the officers at the scene while interfering with the traffic stop.
The Plaintiff arrived at the scene unannounced while it was still dark outside. The Plaintiff exited
his vehicle, leaving the car running and the door open, and hurried toward the officers. The
Plaintiff did not identify himself but instead announced, “I’m here.” Officer Garza did not know
who the Plaintiff was. Officer Garza instructed the Plaintiff to leave the scene or face arrest. As
Officer Garza walked away from the Plaintiff, the Plaintiff walked toward Officer Garza, coming
within inches of Officer Garza. The Plaintiff ignored the directive to leave and instead put his
hand on the door handle of Hill’s vehicle. The Plaintiff tensed his muscles and pulled away while
being handcuffed.
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Viewing all these facts objectively, a reasonable officer in Officer Garza’s position could
have determined that the Plaintiff, who was interfering with the traffic stop, posed an immediate
threat to himself and Officer Aleman in that he was unknown to Officer Garza and was ignoring
Officer Garza’s commands. Officer Garza’s modest use of force to “slam” the Plaintiff into the
car in order to place him in handcuffs was objectively reasonable under the circumstances. See,
e.g., Smith v. City of Chicago, 242 F.3d 737, 743–44 (7th Cir. 2001) (finding that a reasonable
officer would have thought the plaintiff was trying to flee and thus the officer did not use
excessive force when he “pulled [the plaintiff] out of the car, pinned his arms behind his back,
slammed him against the hood of his car, and handcuffed him”); Cherry v. Washington County,
526 F. App’x 683, 687 (7th Cir. 2013) (finding that the officer did not use excessive force by
pushing the suspect to the ground and pressing his face against the road during the arrest when
the suspect had disobeyed the officers’ instructions to look straight ahead and not turn around).
The Plaintiff cites law that “police officers do not have the right to shove, push, or
otherwise assault innocent citizens without any provocation whatsoever.” Clash v. Beatty, 77
F.3d 1045, 1048 (7th Cir. 1996). The undisputed facts do not depict the Plaintiff as an innocent
citizen after he disregarded Officer Garza’s command to leave the scene and instead followed
Officer Garza, got within inches of Officer Garza, and then put his hand on Hill’s car door. The
Plaintiff also contends that he “did not commit a crime” and “did not resist his arrest.” Pl. Resp.
21. As held in the previous section, Officer Garza had probable cause to believe that the Plaintiff
was committing the crime of interfering with the traffic stop, and the Plaintiff does not dispute
Officer Garza’s testimony that he pulled away while being handcuffed. Finally, the Plaintiff’s
response brief describes Officer Garza as “ripping off [the Plaintiff’s] bracelet” during the
handcuffing. Pl. Resp. 15. However, the Plaintiff testified that the Plaintiff’s bracelet got caught
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in the handcuffs and was ripped off while Officer Garza grabbed his arms; this evidence does not
suggest the use of an unnecessary amount of force.
For these reasons, the Court grants summary judgment in favor of Defendant Garza on
the § 1983 excessive force claim in Count II.3 Because there was no constitutional violation, the
Plaintiff’s related Monell claim in Count II fails as well. See Heller, 475 U.S. at 799.
5.
Failure to Intervene–Officer Aleman
In Count II, the Plaintiff alleges that Officer Aleman failed to prevent Officer Garza’s use
of excessive force and arrest of the Plaintiff. “It is clearly established that ‘[a]n officer who is
present and fails to intervene to prevent other law enforcement officers from infringing the
constitutional rights of citizens is liable under § 1983 if that officer had reason to know . . .
excessive force was being used’ and ‘the officer had a realistic opportunity to intervene to
prevent the harm from occurring.’” Stewardson v. Biggs, 43 F.4th 732, 736 (7th Cir. 2022)
(quoting Yang v. Hardin, 37 F.3d 282, 285 (7th Cir. 1994)). As set forth in the previous two
sections, Officer Garza had probable cause to arrest the Plaintiff and his use of force was
objectively reasonable under the circumstances. Accordingly, because no violation of the
Plaintiff’s constitutional rights occurred, there can be no failure to intervene claim against
Officer Aleman. See Fillmore v. Page, 358 F.3d 496, 506 (7th Cir. 2004) (“[T]here was no
constitutionally impermissible failure to intervene because there was no violation that compelled
intervention.”). The Court grants summary judgment in favor of Defendant Aleman on Count II.
3
The Defendants argue that the Plaintiff has offered no evidence of injury from the arrest. However,
“[p]laintiffs need not show physical injury in order to sustain an excessive force claim,” as “an arrest can
be effectuated by the slightest application of physical force, or by some other show of authority.” Baird v.
Renbarger, 576 F.3d 340, 344 (7th Cir. 2009) (citing California v. Hodari D., 499 U.S. 621, 625 (1991)).
“The issue is simply whether . . . . [the] seizure meets Fourth Amendment standards.” Id.
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6.
Wrongful Pretrial Detention Based on Denial of Bond
In Count III, the Plaintiff alleges that Lieutenant Smith violated his due process rights by
refusing to accept bond money presented by Mrs. Flores on May 10, 2015. This claim is also
brought against the Chief of Police in his official capacity under a theory of Monell liability. The
Defendants moved for summary judgment on this claim, and the Plaintiff responded; however,
the parties do not cite any law in relation to this claim. Although the Complaint invokes the due
process protections of the Fourteenth Amendment, the claim is governed by the Fourth
Amendment, which “establishes the ‘standards and procedures’ governing pretrial detention.”
Manuel v. City of Joliet, 137 S. Ct. 911, 914 (2017). In Williams v. Dart, a case in which the
plaintiffs challenged the Cook County Sheriff’s unilateral decision to keep them in custody
despite the state court’s bail orders and the posting of bail, the Seventh Circuit Court of Appeals
held that the Fourth Amendment governed the claims of wrongful pretrial custody, rejecting an
application of Fourteenth Amendment due process principles. 967 F.3d 625, 632–37 (7th Cir.
2020) (citing Manuel, 137 S. Ct. at 914, 917).
The Fourth Amendment requires a prompt “judicial determination of probable cause as a
prerequisite to extended restraint of liberty following arrest.” Gerstein v. Pugh, 420 U.S. 103,
114 (1975). “[A] jurisdiction that provides judicial determinations of probable cause within 48
hours of arrest will, as a general matter, comply with the promptness requirement of Gerstein.”
County of Riverside v. McLaughlin, 500 U.S. 44, 56 (1991). Nevertheless, “an arrestee can still
‘prove that his or her probable cause determination was delayed unreasonably’ when, for
example, the delays were ‘for the purpose of gathering additional evidence to justify the arrest, a
delay motivated by ill will against the arrested individual, or delay for delay’s sake.’” Mitchell v.
Doherty, 37 F.4th 1277, 1280 (7th Cir. 2022) (quoting McLaughlin, 500 U.S. at 56). In Mitchell,
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the Seventh Circuit held that the Fourth Amendment does not require a bail hearing within fortyeight hours of a warrantless arrest, distinguishing between the judicial probable cause
determination and the bail hearing. Id. at 1281–82, 1289 (finding that the bail hearings held
within sixty-eight hours were constitutional under the Fourth Amendment, where the plaintiffs
were arrested on a Friday and a Saturday and waited until Monday at 1:30 p.m. to receive a bail
hearing—with the longest waiting sixty-eight hours—and a judge had made an ex parte probable
cause determination within forty-eight hours).
Here, the Complaint alleges that Lieutenant Smith prevented Mrs. Flores from posting
bond for the Plaintiff on Sunday, May 10, 2015. The Plaintiff was released around 1:00 p.m. on
Monday, May 11, 2015, which was approximately 30 hours after his arrest. Thus, this case does
not involve the disregard of a judicial bond order or the “prolonged detention” at issue in
Williams, nor does this case involve the delay of a bond hearing beyond forty-eight hours after
arrest at issue in Mitchell. It appears that the Plaintiff may be arguing, under McLaughlin, that
the alleged refusal to accept his bond money was motivated by ill will. See Pl. Br. 21 (“The only
reason for the treatment [by] the Defendants was due to who [the Plaintiff] was, not for what he
had done on May 10, 2015.”).
This claim fails because the Plaintiff has offered no evidence that he was denied the
opportunity to post bond on May 10, 2015. Although Mrs. Flores testified that the officers
behind the glass at the police station would not tell her the amount of the Defendant’s bond, she
also testified that she never attempted to provide any officer at the police department with money
for the Plaintiff’s bond. Importantly, she testified that no one at the police department prevented
her from posting bond for the Plaintiff. Moreover, contrary to the Complaint’s allegations, the
Plaintiff has offered no evidence that Lieutenant Smith was personally involved with Mrs.
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Flores’ visit to the jail on May 10, 2015, or the Plaintiff’s bond. Thus, the Plaintiff has not shown
a Fourth Amendment violation. Accordingly, the Court grants summary judgment in favor of
Defendant Smith on this claim in Count III as well as on the related Monell claim. See Heller,
475 U.S. at 799.
Finally, in this same section of his response brief, the Plaintiff alleges for the first time,
and with no citation to law, that he was denied access to his diabetes medication during his
detention. He did not bring this allegation in his Complaint. Under Miranda v. County of Lake, a
medical-care claim brought by a pretrial detainee is considered under the Fourteenth
Amendment’s objective unreasonableness standard. 900 F.3d 335, 352 (7th Cir. 2018); see also
Williams, 967 F.3d at 637 (“Conditions of pretrial confinement, as opposed to the standards and
procedures required to impose it, are subject to the Due Process Clause’s prohibition on
preconviction punishment.”). A plaintiff must first “show that the defendant acted purposefully,
knowingly, or recklessly when considering the consequences of his response to the medical
condition.” James v. Hale, 959 F.3d 307, 318 (7th Cir. 2020) (citation omitted). Second, a
“plaintiff must show that the challenged conduct was objectively unreasonable in light of the
totality of the relevant facts and circumstances.” Id. Here, the Plaintiff testified that he told
Officer Manuel that he would need his diabetes medication “at some point” but did not tell
Officer Manual at booking that he needed to go to the hospital for his diabetes. Although the
Plaintiff testified that Officer Torres refused the Plaintiff’s request for his diabetes medication at
lunchtime on May 10, 2015, the Plaintiff has not brought a claim against Officer Torres. The
Plaintiff did not ask any other officer for his medication prior to his release from jail on May 11,
2015, and he did not go to the emergency room after he was released. The Plaintiff has not
shown that any of the Defendants’ conduct was objectively unreasonable in relation to his
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diabetes medication, and the Court grants summary judgment in favor of the Defendants on this
claim.
7.
Monell Liability Based on a Failure to Train in Relation to Bond and Medication
In Count IV, the Plaintiff brings a separate Monell claim based on a failure train in
relation to the alleged excessive force used by Officer Garza during the arrest. In response to
summary judgment, however, the Plaintiff argues a failure to train solely in relation to the
payment of the Plaintiff’s bond and his diabetes medication while he was detained.
A failure to train constitutes an official custom or policy under Monell “only where the
failure to train amounts to deliberate indifference to the rights of persons with whom the police
come into contact.” City of Canton v. Harris, 489 U.S. 378, 388 (1989). The Plaintiff has offered
no evidence of “[a] pattern of similar constitutional violations by untrained employees [that] is
‘ordinarily necessary’ to demonstrate deliberate indifference for purposes of failure to train.”
Connick v. Thompson, 563 U.S. 51, 62 (2011) (citation omitted). In limited circumstances, a
municipality’s failure to train its officers based on a single incident can rise to the level of a
government policy and impose Monell liability when the constitutional violation is a “highly
predictable consequence” of the failure to train. Id. at 63–64 (quoting Bd. of Comm’rs of Bryan
Cnty. v. Brown, 520 U.S. 397, 409 (1997); citing City of Canton, 489 U.S. at 390 n.10); see also
Woodward v. Corr. Med. Servs. of Ill., Inc., 368 F.3d 917, 929 (7th Cir. 2004) (quoting Bryan
Cnty., 520 U.S. at 409). The Plaintiff has failed to satisfy this standard. As set forth above, the
Plaintiff has not offered evidence of a constitutional violation related to the payment of his bond
or his diabetes medication. Therefore, there can be no Monell liability based on a failure to train
related to these issues. The Plaintiff’s original failure to train claim based on the alleged
excessive force by Officer Garza likewise fails because, as set forth above, Officer Garza did not
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use excessive force. The Court grants summary judgment in favor of the Chief of Police in his
official capacity on Count IV.
8.
Qualified Immunity
Finally, the Defendants argue that the individual officers are entitled to qualified
immunity. “Qualified immunity attaches when an official’s conduct does not violate clearly
established statutory or constitutional rights of which a reasonable person would have known.”
Rivas-Villegas v. Cortesluna, 142 S. Ct. 4, 7 (2021) (quoting White v. Pauly, 137 S. Ct. 548, 551
(2017)). Thus, the two questions are “whether the plaintiff has alleged a deprivation of a
constitutional right at all, and whether the right at issue was clearly established at the time and
under the circumstances presented.” Bianchi v. McQueen, 818 F.3d 309, 319 (7th Cir. 2016)
(citation omitted). Because the Plaintiff has failed to create a genuine dispute of material fact as
to any of the alleged constitutional violations, the Court need not further address the issue of
qualified immunity. See Los Angeles County v. Rettele, 550 U.S. 609, 616 (2007); Tucker v.
Williams, 682 F.3d 654, 660 (7th Cir. 2012) (“Because we do not find a constitutional violation,
we need not and do not address Williams’ qualified immunity defense.”).
B.
State Law Claims
In the Complaint, the Plaintiff invokes the Court’s supplemental jurisdiction pursuant to
28 U.S.C. § 1367(a) over the Plaintiff’s state law claims. “When all federal claims have been
dismissed prior to trial, the principle of comity encourages federal courts to relinquish
supplemental jurisdiction pursuant to § 1367(c)(3).” Hansen v. Bd. of Trs. of Hamilton Se. Sch.
Corp., 551 F.3d 599, 607 (7th Cir. 2008). While the decision to exercise supplemental
jurisdiction is discretionary, “there is a general presumption that the court will relinquish
supplemental jurisdiction.” Rivera v. Allstate Ins. Co., 913 F.3d 603, 618 (7th Cir. 2018) (citing
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RWJ Mgmt. Co., Inc. v. BP Prods. N. Am., Inc., 672 F.3d 476, 479–80 (7th Cir. 2012)). “The
presumption is rebuttable, but it should not be lightly abandoned, as it is based on a legitimate
and substantial concern with minimizing federal intrusion into areas of purely state law.” RWJ
Mgmt. Co., Inc., 672 F.3d at 479 (quotation marks and citation omitted). As the Court has not
engaged in any meaningful review of the merits of the state law claims and has not otherwise
committed substantial judicial resources to them, declining to exercise jurisdiction is proper. See
Davis v. Cook County, 534 F.3d 650, 654 (7th Cir. 2008) (“[T]he district court disposed of the
federal claims on summary judgment, and so ‘substantial judicial resources’ have not yet been
committed to the case.”).
CONCLUSION
For the reasons set forth above, the Court hereby GRANTS the Defendants’ Motion to
Strike [ECF No. 34] and GRANTS in part and DENIES in part the Defendants’ Motion for
Summary Judgment [ECF No. 26], granting summary judgment in favor of the Defendants on
the Plaintiff’s federal claims brought under 42 U.S.C. § 1983 in Counts I–IV. The Court
DIRECTS the Clerk of Court to enter judgment against the Plaintiff Eriberto Flores and in favor
of the Defendants Frank Smith, Mark Becker, Gerardo Garza, Jr., and Frank Alimon in their
official and individual capacities on Counts I–IV of the Complaint.
The Court DECLINES to exercise supplemental jurisdictional over the Plaintiff’s state
law claims in Counts V–VII and DISMISSES without prejudice those claims.
SO ORDERED on September 14, 2022.
s/ Theresa L. Springmann
JUDGE THERESA L. SPRINGMANN
UNITED STATES DISTRICT COURT
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