Manjarrez v. Commissioner of Social Security
Filing
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OPINION AND ORDER: The decision of the Commissioner of Social Security is AFFIRMED. Signed by Judge Joseph S Van Bokkelen on 11/30/18. (ksp)
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF INDIANA
HAMMOND DIVISION
PETER MANJARREZ,
Plaintiff,
v.
Case No. 2:17-cv-00300-JVB-JEM
NANCY A. BERRYHILL,
Acting Commissioner of
Social Security Administration,
Defendant.
OPINION AND ORDER
Plaintiff Peter Manjarrez seeks judicial review of the Social Security Commissioner’s
decision denying him disability benefits and asks this Court to remand the case. For the reasons
below, this Court affirms the ALJ’s decision.
A.
Overview of the Case
Plaintiff alleges that he became disabled on October 15, 2013. (R. at 17.) Claimant meets
insurance requirements through December 31, 2018. (R. at 64.) Plaintiff worked as an
equipment operator in a train yard until 2013, but was injured in August 2010 in a work-related
accident. (R. at 39, 43.) Following the accident, Mr. Manjarrez was placed on light duty until his
unemployment in October 2013 and required a double hip replacement as a result of injuries
sustained in the accident. (R. at 44, 47.) After hearing Mr. Manjarrez’s claim for disability on
the basis of back problems, carpal tunnel syndrome, depression, and bipolar disorder, the
Administrative Law Judge (“ALJ”) found that Mr. Manjarrez suffered from worsening
musculoskeletal issues which were aggravated by his obesity. (R. at 24.) The ALJ did, however,
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find that a number of jobs existed which the plaintiff could perform. (R. at 26.) As a result, the
ALJ denied the claimant’s disability benefit request on May 3, 2016. (R. at 27.)
B.
Standard of Review
This Court has authority to review the Commissioner’s decision under 42 U.S.C.
§ 405(g). The Court will ensure that the ALJ built an “accurate and logical bridge” from
evidence to conclusion. Thomas v. Colvin, 745 F.3d 802, 806 (7th Cir. 2014). This requires the
ALJ to “confront the [plaintiff’s] evidence” and “explain why it was rejected.” Thomas v. Colvin,
826 F.3d 953, 961 (7th Cir. 2016). The Court will uphold decisions that apply the correct legal
standard and are supported by substantial evidence. Briscoe ex rel. Taylor v. Barnhart, 425 F.3d
345, 351 (7th Cir. 2005). Evidence is substantial if “a reasonable mind might accept [it] as
adequate to support [the ALJ’s] conclusion.” Richardson v. Perales, 402 U.S. 389, 401 (1971).
C.
Disability Standard
To determine eligibility for disability benefits under the Social Security Act, the ALJ will
perform a five-step inquiry:
“(1) whether the claimant is currently employed; (2) whether the claimant has a
severe impairment; (3) whether the claimant’s impairment is one that the
Commissioner considers conclusively disabling; (4) if the claimant does not have
a conclusively disabling impairment, whether he can perform his past relevant
work; and (5) whether the claimant is capable of performing any work in the
national economy.”
Kastner v. Astrue, 697 F.3d 642, 646 (7th Cir. 2012).
The burden of proof resides with the claimant for the first four steps, shifting to the
Commissioner for determination of disability at step five. Clifford v. Apfel, 227 F.3d 863, 868
(7th Cir. 2000).
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D.
Analysis
Plaintiff claims the ALJ committed four reversible errors: (1) the ALJ erred in posing a
hypothetical to the vocational expert that did not include a complete and express description of
plaintiff’s restrictions in concentration, persistence, and pace (Pl.’s Br. at 1.); (2) the ALJ failed
to consider the claimant’s obesity as an aggravating factor in his musculoskeletal impairments;
(Pl. Br. at 6.); (3) the ALJ did not accord proper weight to the treating physician’s opinion (Pl.’s
Br. at 9.); (4) the ALJ erred in evaluating the claimant’s physical RFC because additional
medical evidence was added to the record after the state agency medical consultants reviewed the
claimant’s medical history. (Pl.’s Br. at 5.). These complaints will be addressed in order.
(1) Concentration, persistence, and pace
First, Plaintiff suggests that the ALJ erred in posing a hypothetical to the vocational
expert that did not include a complete and express description of plaintiff’s restrictions in
concentration, persistence, and pace. (Pl.’s Br. at 1.) Plaintiff relies on Moreno v. Berryhill, 882
F.3d 722 (7th Cir. 2018) in asserting that the ALJ’s failure to mention all of these restrictions
constitutes reversible error. Moreno, however, also held that an ALJ is not required to directly
state the claimant’s limitation in the exact terms of “concentration, persistence and pace.” 882
F.3d at 730. Instead, Moreno permitted the ALJ’s to use an alternative phrasing where that
alternative phrasing excluded the tasks that the claimant would not be able to perform. Id (stating
that an ALJ’s alternative phrasing which excludes the same tasks as a person with the claimant’s
limitation, that alternative phrasing has been permissible).
In the instant case, the ALJ specifically told the vocational expert that claimant would be
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unable to maintain a production rate pace. (R. at 90.) This phrasing accommodates the
restrictions on persistence and pace, but does not address the claimant’s restriction on
concentration. But, the ALJ described restrictions including simple, repetitive, and routine tasks
(R. at 90.), which addresses restrictions on concentration. Taken collectively, these restrictions
encompass both the limitations of concentration as well as the limitations of persistence and pace
required under Moreno. See 882 F.3d at 730 (permitting an ALJ to omit the express terms of
“concentration, persistence and pace” where it is manifest that an alternative phrasing also
encompasses the claimant’s limitations). This satisfies the “alternative phrasing” envisioned
under Moreno by encompassing the claimant’s restrictions on all three factors of concentration,
persistence, and pace. Id.
(2) Obesity as an aggravating factor
Second, the Plaintiff asserts that the ALJ did not properly consider the claimant’s obesity
as an aggravating factor on Plaintiff’s musculoskeletal impairments. (Pl.’s Br. at 6.) Obesity
must be considered as an aggravating factor relative to the claimant’s other ailments. Gentle v.
Barnhart, 430 F.3d 865, 868 (7th Cir. 2005). When obesity is not considered in combination
with the claimant’s other ailments, the ALJ commits a reversible error.
Plaintiff claims that the ALJ did not consider the claimant’s obesity, but this is simply not
true: the ALJ specifically remarks on the claimant’s obesity as it affects both his breathing and
gait. (R. at 22.) The ALJ also considered the “claimant’s unhealthy body habitus” (referencing
the obesity of the claimant) relative to the claimant’s musculoskeletal problems. It is not enough
to simply state that obesity was considered, the ALJ must also perform some analysis of the
impact that the obesity had on the claimant’s statuts. The ALJ noted that, despite the aggravating
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factor of obesity, the claimant still walks with a normal gait. The ALJ further noted that the
potential aggravating factor of obesity on the claimant’s breathing led him to include additional
environmental restrictions to accommodate this aggravating factor. In all, the ALJ’s remarks
indicate that he considered the claimant’s obesity as an aggravating factor on claimant’s overall
RFC. Id.
(3) According proper weight to treating physician
Third, the Plaintiff asserts that the ALJ did not accord proper weight to the treating
physician’s opinion. (Pl.’s Br. at 9.) A treating physician’s opinion is to be given controlling
weight because of the length and nature of the relationship unless the ALJ provides good reasons
for setting aside that opinion. Brown v. Colvin, 845 F.3d 247, 252 (7th Cir. 2016). It is
undisputed that in the instant case, the ALJ afforded little weight to the opinions of the treating
physicians. (R. at 24.) Therefore, the ALJ must supply a reason for setting aside those opinions.
A treating physician’s opinion may be set aside where it is inconsistent with the record. See 845
F.3d at 252 (describing when the Treating Physician Rule is properly applied).
Here, the ALJ afforded little weight to the treating physicians because their disability
findings lacked support in the record. (R. at 24.) The ALJ describes the evidence of normal gait
and full grip strength supplied elsewhere in the record as sharp contrast to Dr. Chughtai’s
descriptions of a need for a cane and an inability by claimant to use his hands more than five
percent of the time. Id. Where there is a sharp contrast between the record and the opinion of the
treating physician, such as demonstrated here, the ALJ is permitted to afford greater weight to a
non-treating source. See 845 F.3d at 252 (allowing a treating physician’s opinion to be set aside
where that opinion is inconsistent with the record). As a result, the ALJ’s decision to supplant the
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treating physician’s opinion with the opinion of the agency physician is permissible.
(4) Additional medical evidence not submitted to state medical consultants
Finally, the Plaintiff makes a number of claims related to new medical evidence that
became available after the evaluation by the state medical examiners was performed. (Pl.’s Br. at
5.) Here, Plaintiff’s contentions are that the ALJ committed reversible error either (1) because
the ALJ failed to submit the additional medical findings to the state medical examiners or (2)
because the ALJ improperly took the role of a physician in evaluating the new medical evidence.
Id. Plaintiff’s theory is that, if the ALJ relied on the opinion of the state medical examiner, that
opinion was incomplete due to the additional medical evidence which became available later.
Plaintiff contends in the alternative, that if the additional medical evidence was considered, it
was only considered by the ALJ himself by taking the role of a physician, also a reversible error.
This argument suggests that either an ALJ must submit every new medical finding to the original
medical examiner or automatically be found to be impermissibly taking on the role of a
physician. This is not necessarily true. An ALJ’s decision will be supported despite the
availability of additional medical findings under two circumstances which are both present here:
(1) other medical opinions which considered the new evidence were available and used by the
ALJ, and (2) plaintiff merely listed findings without giving the ALJ a reason why those findings
would affect the disability determination. See Johnson v. Colvin, 2015 WL 5032267, *6 (S.D.
Ind. 2015) (stating that remand is inappropriate where the claimant has not demonstrated that a
different result might be achieved).
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(a) New evidence was medically considered
Two key considerations in determining the plaintiff’s RFC were the ability to grip and
walk. Despite Plaintiff’s contention that new medical findings were not made available to the
state medical examiners, which is true, both the ability to grip and the ability to walk were
subject to medical review after the new medical findings were made. It is upon those new
medical findings that the ALJ reasonably relied.
The ALJ considered the claimant’s ability to walk in light of the new medical findings.
Specifically, Dr. Shepherd described the claimant’s normal gait on September 9, 2015, after the
medical findings at the heart of the Plaintiff’s contention were made. (R. at 782.) The ALJ then
references the claimant’s continued normal gait in his finding. (R. at 24.) Next, the ALJ
considered the claimant’s grip and other key physical attributes. In doing so, the ALJ
acknowledged that, while the evidence showed the claimant’s condition was worsening, the
claimant continued to exhibit reasonable strength and sensation in his foot, the most exhaustive
testing of the claimant’s hands found good grip and dexterity, and that the claimant’s hip
replacements were still well-positioned. (R. at 22.).
Thus, while the ALJ did not submit the new medical evidence for use by the state
examiners, he did rely on physician’s examinations that were carried out after the new medical
evidence was available. In other words, the ALJ did not improperly assume the role of the
physician in evaluating the impact of those new medical findings.
(b) Claimant did not demonstrate that new medical evidence affects disability finding.
Second, plaintiff cites a list of new medical findings, but fails to show that any of these
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impact his disability determination. (Pl.’s Br. 5.) “Courts will not remand a claim to the
Commissioner without a showing that it might lead to a different result.” Johnson, 2015 WL
5032267 at *6. Therefore, the plaintiff must show that a new medical finding might impact the
disability status of the claimant. Where the plaintiff simply cites a list of new medical findings
without explaining how those findings may impact the claimant’s disability determination, this is
an insufficient basis for remand. Id.
Further, the ALJ does not need to go through a checklist of every symptom and ailment
suffered by the claimant and then define a response to each ailment individually. Sims v.
Barnhart, 309 F.3d 424, 429 (7th Cir. 2002). Instead, the ALJ is required to consider the total
health of the claimant and determine if he’s disabled in a way that allows a reviewing court to
trace the line of the ALJ’s reasoning. Diaz v. Chater, 55 F.3d 300, 307–308 (7th Cir. 1995)
(describing the logical bridge required between the ALJ’s finding and the evidence presented in
the record). It logically follows that the ALJ is not required to describe how this list of new
medical findings is evaluated on an ailment-by-ailment basis. Instead, the ALJ may consider new
medical findings by describing the effects those findings have on the claimant’s physical RFC
where those effects are described by a physician.
Because plaintiff merely lists new medical findings without explaining how those
findings might impact the disability determination, and the ALJ has reasonably relied upon
physicians’ opinions regarding the impact of this new medical evidence on the claimant’s key
physical abilities, failure to submit these new medical findings to the state medical examiners is
an insufficient basis for remand.
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E.
Conclusion
The ALJ properly posed the claimant’s condition to the vocational expert, correctly
established supporting reasons to afford greater weight to the non-treating physician’s opinion,
and delineated a logical bridge between the ALJ’s reasoning and the decision to retain the RFC
findings of the agency physicians despite the claimant developing additional medical ailments
post-evaluation. For these reasons, the Court affirms the ALJ’s decision.
SO ORDERED on November 30, 2018.
S/ Joseph S. Van Bokkelen
JOSEPH S. VAN BOKKELEN
UNITED STATES DISTRICT JUDGE
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