USA v. SBCSC
Filing
225
ORDER AND OPINION denying 203 Motion to Intervene. Signed by Judge Philip P Simon on 10/16/2023. (rmf)
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF INDIANA
SOUTH BEND DIVISION
UNITED STATES OF AMERICA,
Plaintiff,
v.
SOUTH BEND COMMUNITY SCHOOL
CORPORATION,
Defendant.
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Cause No. 3:80-CV-035-PPS
OPINION AND ORDER
This case was filed more than forty years ago, and it concerns the desegregation
of the South Bend community schools. The case has been reawakened by the proposed
closing of Clay High School and the plan for dispersing the displaced students to the
remaining high schools in South Bend. The matter is presently before me on the Motion
to Intervene filed by Petitioners Jeanette McCullough, Mark Costello, Stacy Gates, and
Save Clay, Inc. [DE 203.] On September 26, I held an oral argument on the fully briefed
motion. [DE 217; DE 206; DE 207; DE 210; DE 215. See generally DE 218 (2/8/1980
Consent Decree); DE 219 (4/17/1981 Consent Decree).] For the reasons explained below,
Petitioners fail to meet their burden to intervene in this case, and therefore the motion
will be denied.
Background
In February 1980, the government filed a civil enforcement action against South
Bend Community School Corporation (“SBCSC”), its superintendent, and its members
and trustees, alleging the district discriminated against black pupils in violation of Title
IV of the Civil Rights Act of 1964, the Equal Educational Opportunities Act of 1974, and
the Equal Protection Clause of the Fourteenth Amendment. The case was resolved
through a consent decree, which was approved and adopted as an order of the Court.
[DE 218.]
The 1980 consent decree requires SBCSC to develop and implement a specific
desegregation plan for student assignment, and requires that the plan must provide that
the percentage of black students in each school in the district be within fifteen
percentage points of the total percentage of black students in the school corporation. The
decree contemplates that in the succeeding years, schools may close. And in that regard,
it requires that any school closings fall equitably on all racial groups. Id. at 3. In 1981, the
court formally approved and adopted SBCSC’s desegregation plan. [DE 219.]
For nearly 43 years, SBCSC has regularly reported information to the government
to demonstrate its ongoing compliance with the terms of the consent decree, and the
government has kept watch over SBCSC’s efforts to eradicate discrimination against
black pupils in the district. On several occasions, SBCSC has sought Court approval to
close schools and make changes to its student assignment plan in light of new
developments – including in 2005, 2015, and 2018. [DE 89; DE 150; DE 166.] The
government states that in conjunction with each of these requests for Court approval, it
obtained and reviewed community feedback and information from SBCSC regarding the
proposed closures and changes to the student assignment plan to identify and address
desegregation-related concerns prior to seeking formal Court approval of the proposals.
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In keeping with this practice, the government states it is “currently evaluating SBCSC’s
proposed new student assignment plan,” including the proposal to close Clay High
School. [DE 206 at 2.]
In April 2023, SBCSC’s Board passed a resolution concerning its Long-Range
Facilities Master Plan. [DE 207-1.] The Plan includes the closure of Clay High School. It
envisions that the fine arts program currently housed at Clay will be moved to another
high school in the district, and Clay would undergo “emergency repairs” that may cost
upwards of $3.4 million. However, the Board’s resolution acknowledged that the
government has only reviewed “proof-of-concept” boundaries for student reassignment,
and that the district must still submit final proposed attendance boundaries in
conjunction with Clay’s planned closure. Moreover, the parties acknowledge that the
actual implementation of the Plan, intended to commence in 2024, is contingent on Court
approval.
On June 30, Petitioners filed their motion to intervene. [DE 203.] Petitioners are
two sitting members of SBCSC’s Board (Costello and McCullough), the parent of a
district student (Gates), and an Indiana nonprofit corporation with a stated mission to
prevent the closure of Clay High School (Save Clay, Inc.). Id. at 1–2. Both Costello and
McCullough voted against the adoption of the Plan and associated closure of Clay High
School on April 17. Id. at 2. Evidently, they did not prevail at the Board level, and they
now seek to press their case as permissive intervenors in this litigation. Gates’ daughter,
M.F., is entering her junior year at Clay and anticipates its closing will have a negative
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impact on her educational, social, and athletic opportunities going forward. Id. at 3. Save
Clay, Inc. seeks to promote the interests of “any students displaced as a result of the
proposed closure of Clay High School by SBCSC.” Id. at 2.
The gist of Petitioners’ motion is that SBCSC, acting through its duly elected
Board, has “disregarded the Consent Decree’s requirements with respect to the impact of
the closing of Clay High School as it relates to the 40 percent minority population
currently attending Clay High School.” [DE 203 at 2.] More specifically, they tell me
SBCSC is likely to violate the terms of its consent decree because its Board failed to offer
a comprehensive plan for student reassignments starting in the 2024–2025 academic year
prior to voting to approve the closure of Clay as a component of its Long-Range
Facilities Master Plan. Id. In other words, they tell me that without a clear transition plan
presently in place, the proposed closure of Clay High School “will likely violate the
existing terms of the Consent Decree.” Id. This argument struck me as odd, since SBCSC
has not yet released its plan on how the students will be dispersed. At the very least, the
argument seems premature.
In that regard, in order to avoid any last minute decisions by the Board, at the
hearing, I ordered the parties to file a joint submission addressing a proposed schedule
for the timely submission of SBCSC’s Long-Range Facilities Master Plan for Court
approval. [DE 217.] The parties stipulated to a series of specific measures that must be
taken between October 16 and the proposed deadline for submission of the Plan for
Court approval on December 20. [DE 220.] After reviewing the joint proposal, I
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concluded that the schedule provided an appropriate timetable for submission and final
approval of the Plan and adopted the parties’ proposed schedule. [DE 221.]
Importantly, submitting the Plan to the Court by December 20 should ensure that
any pupils affected by the potential closure of Clay High School do not have the decision
unfairly sprung on them last minute – one of the chief concerns raised by Petitioners at
the motion hearing. As it stands, any affected students should have a semester of lead
time to adjust, to the extent the Plan and associated school closure are formally
approved under the consent decree.
With this factual background in mind, let’s turn to the substance of the motion.
Discussion
Rule 24 of the Federal Rules of Civil Procedure provides for intervention by
permission of the Court and intervention as of right. Fed. R. Civ. P. 24. Initially, a party
can request permission to intervene under Rule 24(b)(1). “On timely motion, the court
may permit anyone to intervene who . . . has a claim or defense that shares with the
main action a common question of law or fact.” Fed. R. Civ. P. 24(b)(1). “In exercising its
discretion, the court must consider whether the intervention will unduly delay or
prejudice the adjudication of the original parties’ rights.” Fed. R. Civ. P. 24(b)(3). That
said, “[t]he decision to permit intervention is ‘wholly discretionary.’” Planned Parenthood
of Wisconsin, Inc. v. Kaul, 942 F.3d 793, 803 (7th Cir. 2019) (quoting Fed. R. Civ. P. 24(b)(3);
Sokaogon Chippewa Cmty. v. Babbitt, 214 F.3d 941, 949 (7th Cir. 2000)). While I must
consider “whether the intervention will unduly delay or prejudice the adjudication of
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the original parties’ rights,” Rule 24(b) “does not cabin [my] discretion” to grant
permissive intervention. Id. (quoting Fed. R. Civ. P. 24(b)(3)).
The circuit has articulated a few factors guiding my analysis of permissive
intervention under Rule 24(b): “(1) the length of time the intervenor knew or should
have known of his interest in the case; (2) the prejudice caused to the original parties by
the delay; (3) the prejudice to the intervenor if the motion is denied; [and] (4) any other
unusual circumstances.” Babbitt, 214 F.3d at 949. “The test for timeliness is essentially
one of reasonableness: ‘potential intervenors need to be reasonably diligent in learning
of a suit that might affect their rights, and upon so learning they need to act reasonably
promptly.’” Reich v. ABC/York-Estes Corp., 64 F.3d 316, 321 (7th Cir. 1995) (quoting Nissei
Sangyo America, Ltd. v. United States, 31 F.3d 435, 438 (7th Cir. 1994)).
In addition, one may seek to intervene as of right under Rule 24(a)(2). “To
intervene in a federal lawsuit under Federal Rule of Civil Procedure 24(a)(2), a proposed
intervenor needs to meet four elements: ‘(1) timely application; (2) an interest relating to
the subject matter of the action; (3) potential impairment, as a practical matter, of that
interest by the disposition of the action; and (4) lack of adequate representation of the
interest by the existing parties to the action.’” Kaul, 942 F.3d at 797 (quoting Illinois v.
City of Chicago, 912 F.3d 979, 984 (7th Cir. 2019)). The intervenor must establish “all four
elements; the lack of even one requires that the court deny the motion.” Id. (citing
Vollmer v. Publishers Clearing House, 248 F.3d 698, 705 (7th Cir. 2001)).
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The Seventh Circuit has noted that Rule 24(b)(1) is “vague about the factors
relevant to permissive intervention,” and has thus cautioned courts to avoid equating
the two and denying “permissive intervention solely because a proposed intervenor
failed to prove an element of intervention as of right.” Id. at 804 (citing City of Chicago v.
FEMA, 660 F.3d 980, 987 (7th Cir. 2011); Solid Waste Agency of N. Cook Cty. v. U.S. Army
Corps of Eng'rs, 101 F.3d 503, 509 (7th Cir. 1996)). That said, the circuit has never “gone so
far as [to] confin[e] the district court’s discretion to only the two mandatory factors in
Rule 24(b)(3) or to prohibit consideration of the elements of intervention as of right as
discretionary factors” for purposes of ruling on a request for permissive intervention. Id.
In other words, I can apply and assign appropriate weight to the factors relevant to
intervention as of right as discretionary factors relevant to ruling on Petitioners’ request
for permissive intervention. Accord Brookins v. S. Bend Cmty. Sch. Corp., 95 F.R.D. 407, 410
(N.D. Ind. 1982) (“The test for permissive intervention . . . involves an even stricter
application of the standards for intervention as of right.”), aff'd sub nom. United States v.
S. Bend Cmty. Sch. Corp., 710 F.2d 394 (7th Cir. 1983).
The most important factor, for present purposes, concerns the adequacy of
representation. The Seventh Circuit has recognized “[t]he default rule is a liberal
one: ‘The requirement of the Rule is satisfied if the applicant shows that representation
of his interest ‘may be’ inadequate.” Kaul,942 F.3d at 799 (quoting Trbovich v. United Mine
Workers of Am., 404 U.S. 528, 538 n.10 (1972); Ligas ex rel. Foster v. Maram, 478 F.3d 771,
774 (7th Cir. 2007)). But, there is a “strong[]” presumption of adequacy “when the
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representative party ‘is a governmental body charged by law with protecting the
interests of the proposed intervenors’; in such a situation the representative party is
presumed to be an adequate representative ‘unless there is a showing of gross
negligence or bad faith.’” Id. (quoting Ligas, 478 F.3d at 774). See also Driftless Area Land
Conservancy v. Huebsch, 969 F.3d 742, 747 (7th Cir. 2020) (where “the existing party is a
governmental agency or official with a legal duty to represent the absentee’s interest—a
rebuttable presumption of adequate representation arises, and the prospective
intervenor must carry a heightened burden to establish inadequacy of representation”).
In this very case, the Seventh Circuit has twice reviewed and affirmed denials of
motions to intervene brought by non-party members of the South Bend community that
parallel the request pending before me. United States v. S. Bend Cmty. Sch. Corp., 710 F.2d
394 (7th Cir. 1983) (“South Bend II”); United States v. S. Bend Cmty. Sch. Corp., 692 F.2d 623
(7th Cir. 1982) (“South Bend I”). As noted by the circuit in South Bend I, Title IV of the
Civil Rights Act of 1964 assigns responsibility for representing public school children’s
interests in desegregation to the United States. Accordingly, it is “especially
appropriate” to apply the presumption that the government adequately represents the
interests of intervenors seeking to ameliorate segregation in public education. 692 F.2d at
628. This logic has some force – by bringing a civil enforcement action to eradicate school
segregation, the government is uniquely positioned as a representative of the interests of
the “public at large” in desegregating public schools. See, e.g., Graham v. Evangeline Par.
Sch. Bd., 223 F.R.D. 407, 435 (W.D. La. 2004).
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Petitioners claim to “share a common goal with the main action” brought by the
government – namely, “to achieve integration of schools operated by SBCSC.” [DE 203 at
7–8.] Their motion argues that Petitioners are inadequately represented by the school
corporation, which has allegedly kept them in the dark about an array of the important
details associated with Clay’s proposed closure (e.g., attendance boundaries,
transportation burdens, magnet programs). Id. at 14. But that misses the point. The
relevant question is whether there is an existing party to the action that adequately
represents their stated interests in intervention. Here, there is really no dispute that the
government is an adequate representative to pursue their stated interest in achieving
compliance with the consent decree and integration of schools operated by SBCSC. After
all, that’s what the government has been diligently pursuing by collecting information
and monitoring the district’s integration plan for nearly 43 years.
Based on the similarity of their interests to the government’s interests in this case,
Petitioners have to demonstrate some adversity of interest, collusion, or nonfeasance on
the part of the government and/or SBCSC. See Ligas, 478 F.3d at 774 (“[W]hen the
representative party is a governmental body charged by law with protecting the
interests of the proposed intervenors, the representative is presumed to adequately
represent their interests unless there is a showing of gross negligence or bad faith.”). But
their motion comes nowhere close to suggesting that the government or SBCSC have
engaged in gross negligence or bad faith. At worst, Petitioners suggest that the Board’s
initial decision to close Clay High School without a detailed student reassignment plan
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creates a situation where “no one can be certain that the Consent Decree will be
complied with if Clay High School were to close at the end of the 2023–2024 academic
year.” [DE 203 at 13.] As addressed at the motion hearing, those concerns are
substantially mitigated by the imposition of a clear schedule for the parties to iron out all
the details required to ensure consent decree compliance in light of the proposed closure
of Clay High School and submit the Plan for Court approval by the end of December of
this year. [DE 217; DE 220; DE 221.]
In sum, it may be that Petitioners do not like the potential closure of Clay High
School for perfectly sensible reasons; but it does not follow that their interests are
inadequately represented by the government in this case. South Bend II, 710 F.2d at 396
(“If a parent could intervene in a school desegregation suit as of right merely by stating
his [or her] concern in constitutional terms, or by denouncing the decree rather than
seeking to modify it incrementally, the requirement of adequacy of representation would
be a dead letter, and school desegregation suits would become unmanageable.”). And
because their interests are adequately represented by the government in this case,
Petitioners cannot demonstrate any real prejudice to those interests if they are not
allowed to intervene.
Turning to the other factors relevant to permissive intervention, I will note the
motion appears to have been filed within a reasonable time period. Petitioners state they
first learned of the possibility of Clay’s closure in March 2023 (and this possibility was
confirmed by April 17), and filed their motion to intervene a little over two months later.
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I will therefore assume it is timely, as required under Rule 24(b). However, it is plain as
can be that granting intervention would entail prejudice to the existing parties, including
in the form of delay and additional expenses that would have to be committed to
litigating the case. See Lopez-Aguilar v. Marion Cnty. Sheriff's Dep’t, 924 F.3d 375, 390 (7th
Cir. 2019). It would substantially complicate the proceedings and prejudice the existing
parties to include as intervenors in this case two individuals who currently sit on the
district’s Board (and who only assert an interest in intervention based on their official
roles on that Board). Their inclusion as parties in the case would also make it harder for
the government and SBCSC (i.e., through the decisions of its duly elected Board) to
negotiate and plan for the implementation of the Long-Range Facilities Master Plan – of
which the closure of Clay High School is merely one piece of the puzzle.
At the same time, Petitioners will not be meaningfully prejudiced by denial of
permissive intervention. They have provided no factual basis to conclude that the
government has failed to monitor the district’s compliance with the consent decree’s
provisions or intends to do so with respect to the ongoing process of reviewing and
implementing the proposed plan to close Clay High School. Petitioners’ suspicions that
the government will fail to ensure the closure complies with the consent decree’s terms
are wholly speculative and unsupported by facts in their motion and reply.
Finally, as previously noted, there is now a concrete timetable in place, with
specific steps and deadlines for the district and the government to complete, between
now and December 20, 2023 (barring any complications and approved extensions), to
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finalize and seek approval of a comprehensive transition plan for students affected by
Clay’s potential closure. And, as was discussed at the hearing, once that Plan is
announced, the Court will allow anyone from the public—including the would-be
intervenors—to comment on the Plan. But for now, for the reasons I have outlined,
allowing intervention would be imprudent and I am exercising my discretion to deny it.
ACCORDINGLY:
In light of the relevant factors under Rule 24(b), Petitioners have failed to meet
their burden to intervene in this case. Their Motion to Intervene [DE 203] is therefore
DENIED.
SO ORDERED.
ENTERED: October 16, 2023.
/s/ Philip P. Simon
PHILIP P. SIMON, JUDGE
UNITED STATES DISTRICT COURT
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