Maxwell v. South Bend Work Release Center et al
Filing
200
OPINION AND ORDER denying 193 RULE 56 MOTION to Strike 184 MOTION for Summary Judgment filed by Valdez N Maxwell, and granting 184 MOTION for Summary Judgment filed by South Bend Work Release Center, Edwin G Buss. Final Judgment is entered in f avor of defendants South Bend Work Release Center (not the South Bend Community Re-entry Center), and Edwin G Buss Commissioner of the Indiana Department of Correction. Plaintiff Valdez is entitled to no relief on his complaint. All further setting in this action are hereby vacated. ***Civil Case Terminated. Signed by Chief Judge Philip P Simon on 10/3/2011. (kds)
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF INDIANA
SOUTH BEND DIVISION
VALDEZ N. MAXWELL,
Plaintiff,
v.
SOUTH BEND WORK RELEASE
CENTER, et al.,
Defendants.
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3:09-CV-008-PPS
OPINION AND ORDER
Plaintiff Valdez Maxwell, who is disabled by virtue of a knee injury, complains that the
Indiana state prison where he used to be incarcerated, and a work-release program that the prison
operates in South Bend, Indiana, wrongfully excluded him from the work-release program
because of his disability. Maxwell seeks damages and injunctive relief for these actions against
the work-release program, defendant South Bend Work Release Center, now known as the South
Bend Community Re-entry Center (“SBCRC”), and Edwin G. Buss, Commissioner of the
Indiana Department of Correction (“IDOC”), who Maxwell has sued in his official capacity
only.1
Maxwell asserts claims against Defendants for violation of Title II of the Americans with
Disabilities Act, and for disability-based discrimination under Section 504 of the Rehabilitation
Act of 1973 [DE 132]. He also asserts a Section 1983 claim against Defendants for violations of
his rights under the Eighth and Fourteenth Amendments [Id.]. Defendants seek summary
1
It’s not entirely clear why the parties have chosen to treat IDOC and SBCRC as
separate entities. For the sake of convenience, this opinion follows the parties’ lead in drawing
this distinction. But the Court makes no finding here as to whether SBCRC is in fact a separate
legal entity from IDOC itself.
judgment as to all claims [DE 184]. For the reasons discussed below, their motion for summary
judgment is GRANTED.2
BACKGROUND
Maxwell is no longer incarcerated, but in 2007, during the time of the events giving rise
to this lawsuit, he was within IDOC’s custody [DE 132, ¶¶ 8-10]. During his incarceration,
Maxwell participated in SBCRC’s work-release program, which is operated by IDOC as a
community re-entry program for prisoners in the IDOC system [DE 186-1, ¶¶ 1-2].
IDOC prisoners are eligible to participate in the program so long as they are approved by the
State Director of Classification [Id., ¶¶ 5-7]. Once approved, SBCRC designates potential
employers within the community where participants are permitted to apply for work [Id., ¶¶ 3032]. Imperial Stamping, formerly a named defendant in this case, is one such employer [Id., ¶
35].
Maxwell was accepted into SBCRC’s work-release program from March 30, 2007
through May 18, 2007 [Id., ¶ 46]. During this period, SBCRC referred Maxwell to Imperial as a
potential employer [Id., ¶ 66]. Maxwell alleges that Imperial unlawfully refused to hire him
because of his disability, which limits his ability to walk and stand [DE 132, ¶¶ 9 & 17]. In
particular, Maxwell alleges that a supervisor at Imperial called him a “crippled piece of shit,”
and told SBCRC that Maxwell could not perform the assigned work, and that Imperial had no
positions available for him [Id., ¶ 17].
2
Maxwell, in his response and in his motion to strike [DE 193], asks me to strike
Defendants’ motion for summary judgment on the ground of alleged violations of L.R. 56.1’s
formal requirements for the movant’s statement of material facts. After inspecting Defendants’
statement of facts – which Defendants supply, as the local rule permits, in an appendix to their
opening brief [DE 186-1] – I fail to see the alleged deficiencies. Contrary to Maxwell’s
assertion, the facts are accompanied by “appropriate citations to discovery responses, affidavits,
depositions, or other admissible evidence.” L.R. 56.1(a). So the motion to strike is denied.
2
Maxwell further alleges that, after Imperial refused to hire him, IDOC removed him from
the work-release program and sent him to an IDOC prison facility in Westville, Indiana [Id., ¶
18]. Maxwell contends that IDOC took these actions against him because he complained about
his experience at Imperial, and about IDOC’s treatment of him as a disabled prisoner [Id., ¶¶ 1819]. Defendants present evidence that Maxwell was removed from the work release program,
not because of his disability, but for violating the program’s rules [DE 186-1, ¶¶ 74-85].
Notably, in May 2007, a hearing took place before the SBCRC’s Conduct Adjustment Board
(“CAB”). At issue before the CAB was not just the above-described incident where Maxwell
says he was turned away by Imperial, but an earlier, April 2007, incident—which Maxwell fails
to address—in which Maxwell told SBCRC personnel that he refused to work at Imperial
because he was “an educated person and doesn’t have to work in a factory” [Id., ¶¶ 54 & 66].
The CAB found that Maxwell had violated SBCRC rules by refusing to work without a sufficient
excuse [Id., ¶¶ 74, 78 & 80]. SBCRC’s superintendent, Gregory Cress, later denied Maxwell’s
appeal of the CAB’s finding, and Maxwell was transferred to prison for violating the program’s
rules [Id., ¶¶ 80-82].
Defendants have also presented evidence that (1) the CAB asked Maxwell on three
occasions to provide documentation regarding the physical limitations that supposedly prevented
him from working, but Maxwell told the CAB he had nothing to provide [Id., ¶ 78]; (2) the CAB
was unable to locate any orders for medical restrictions in Maxwell’s file [Id., ¶ 79]; and (3)
Maxwell never requested any type of disability accommodation from superintendent Cress; Scott
Hatt, Maxwell’s SBCRC caseworker; or, to their knowledge, from anyone at SBCRC [Id., ¶¶ 50,
68 &73].
3
Defendants contend that they are immune from each of Maxwell’s claims. They also
argue that Maxwell’s discrimination claims under Title II of the ADA and the Rehabilitation Act
fail on the merits. I agree that Defendants are immune from Maxwell’s Section 1983 claim.
And although they are not immune from the Rehabilitation Act claim, that claim fails
nonetheless because of Maxwell’s inability to satisfy the Act’s causation requirement. And his
Title II claim fails for substantially the same reason, though, as we shall see, those claims have
different causation standards. Lastly, because the Title II claim fails on its merits, I need not
reach Defendants’ immunity defense to that claim.
DISCUSSION
I.
Maxwell’s Section 1983 Claim
Maxwell’s Section 1983 claim is based on his assertion that Defendants violated his
rights under the Eighth and Fourteenth Amendments by imposing cruel and unusual punishment
[DE 132, ¶ 28]. The Eleventh Amendment generally precludes a citizen from suing a state or
one of its agencies or departments for money damages in federal court. Wynn v. Southward, 251
F.3d 588, 592 (7th Cir. 2001); Moore v. Indiana, 999 F.2d 1125, 1128 (7th Cir. 1993) (quoting
Pennhurst State Sch. & Hosp. v. Halderman, 465 U.S. 89, 100 (1984)).
SBCRC is a state agency for purposes of Eleventh Amendment immunity. Indeed,
because it is a work-release facility, SBCRC is essentially a prison, albeit with fewer restrictions,
but which IDOC nonetheless operates [DE 186-1, ¶ 1]. See DeTomaso v. McGinnis, 970 F.2d
211, 212 (7th Cir. 1992). And of course IDOC is a state agency. Wynn, 251 F.3d at 592; Stevens
v. Ill. Dep’t of Transp., 210 F.3d 732, 735 (7th Cir. 2000). So I will also treat SBCRC as a state
agency for purposes of analyzing its Eleventh Amendment immunity claim.
There are three exceptions to Eleventh Amendment immunity: (1) suits against state
4
officials seeking prospective equitable relief for ongoing violations of federal law are not barred
by the Eleventh Amendment; (2) individuals may sue a state directly if Congress has abrogated
the state’s immunity from suit; and (3) individuals may sue the state if the state waived its
sovereign immunity and consented to suit in federal court. MCI Telecommunications Corp. v.
Ill. Commerce Comm’n, 183 F.3d 558, 563 (7th Cir. 1999) (citing Marie O. v. Edgar, 131 F.3d
610 (7th Cir. 1997)).
Indiana has not consented to this suit. Nor did Congress abrogate the State’s immunity
through the enactment of Section 1983. See Joseph v. Bd. of Regents of Univ. of Wis. Sys., 432
F.3d 746, 748 (7th Cir. 2005). So Maxwell’s Section 1983 claim against SBCRC for money
damages is barred by the Eleventh Amendment. See Wynn, 251 F.3d at 592 (finding that IDOC
is a state agency and thus is immune from suit in federal court for money damages).
Buss (in his official capacity and thus IDOC) is also immune from Maxwell’s Section
1983 claim. The Eleventh Amendment immunity bar remains in effect where, as here, state
officials are sued for damages in their official capacities. Wynn, 251 F.3d at 592 (barring claims
against corrections officials in their official capacities). Accordingly, the Eleventh Amendment
bars Maxwell’s Section 1983 claim for damages against Buss, who Maxwell sues in his official
capacity only. Id.
This only leaves Maxwell’s Section 1983 official capacity claim against Buss for
prospective equitable relief. Under Ex parte Young, 209 U.S. 123 (1908), “a private party can
sue a state officer in his or her official capacity to enjoin prospective action that would violate
federal law.” Ameritech Corp. v. McCann, 297 F.3d 582, 585-86 (7th Cir. 2002) (quoting Dean
Foods Co. v. Brancel, 187 F.3d 609, 613 (7th Cir. 1999)). But the Ex parte Young doctrine is
inapplicable here because Maxwell is no longer incarcerated.
5
A plaintiff bringing a claim under Section 1983 has standing to seek injunctive relief
“only if he has a personal stake in the outcome of the litigation.” Stewart v. McGinnis, 5 F.3d
1031, 1037 (7th Cir. 1993) (quoting City of Los Angeles v. Lyons, 461 U.S. 95 (1983)); see also
Sierakowski v. Ryan, 223 F.3d 440, 443 (7th Cir. 2000). Maxwell has not established the
requisite personal stake in the outcome of this litigation because he is no longer a participant in
SBCRC’s work-release program and no longer incarcerated within the IDOC system. Nor does
Maxwell provide any indication that he will be returned to IDOC’s custody at any time in the
near future. Thus, he is in no immediate threat of harm from official conduct there.
Accordingly, Maxwell lacks standing to pursue equitable relief against IDOC under Section
1983. Cf. Stewart, 5 F.3d at 1037-38 (inmate not entitled to equitable relief where he was no
longer housed in prison where alleged violations had occurred).
II.
Sovereign Immunity Under Title II of the ADA and the Rehabilitation Act
Maxwell claims that he was discriminated against on the basis of his disability in
violation of Title II of the ADA and the Rehabilitation Act. In addition to their merits-based
challenge to Maxwell’s Title II and Rehabilitation Act claims (discussed below in the next
section), Defendants argue that they are immune from those claims under the Eleventh
Amendment. As shown below, they are incorrect on the immunity issue under the Rehabilitation
Act. As for the Title II claim, immunity is an issue that I should refrain from deciding.
Here’s why: under U.S. v. Georgia, 546 U.S. 151 (2006), the Supreme Court set forth a
step-by-step analysis for Title II claims that appears to require lower courts to determine whether
there has been a Title II violation before proceeding to address immunity issues. Georgia
explained that lower courts should “determine . . . on a claim-by-claim basis, (1) which aspects
of the State’s alleged conduct violated Title II; (2) to what extent such misconduct also violated
6
the Fourteenth Amendment; and (3) insofar as such misconduct violated Title II but did not
violate the Fourteenth Amendment, whether Congress’s purported abrogation of sovereign
immunity as to that class of conduct is nevertheless valid.” Georgia, 546 U.S. at 159. U.S. v.
Georgia came on the heels of Tennessee v. Lane, 541 U.S. 509 (2004), where the Court engaged
in a full-scale Eleventh Amendment analysis of whether Congress validly abrogated sovereign
immunity under Title II of the ADA in a narrow class of cases involving the fundamental right of
access to the courts. Id. at 531. But Georgia counseled against jumping to the Eleventh
Amendment analysis if the case can be decided on the grounds that Title II was not violated in
the first place.
This is really just another way of saying that courts should avoid constitutional issues
when a case can be decided on non-constitutional grounds. See, e.g., Welsh v. Boy Scouts of
Am., 993 F.2d 1267, 1277 (7th Cir. 1993) (“[I]f a case can be decided on either of two grounds,
one involving a constitutional question, the other a question of statutory construction or general
law, the court will decide only the latter.”); Indiana Port Comm'n v. Bethlehem Steel Corp., 835
F.2d 1207, 1210 (7th Cir. 1987).
At least two federal courts of appeals have interpreted Georgia as prohibiting lower
courts from addressing the validity of Title II’s abrogation of state sovereign immunity without
first evaluating the merits of a plaintiff’s Title II claim. See Bowers v. NCAA, 475 F.3d 524, 553
(3d Cir. 2007); Buchanan v. Maine, 469 F.3d 158, 172–73 (1st Cir. 2006); see also Hale v. King,
642 F.3d 492, 498 (5th Cir. 2011) (following the Georgia approach, but declining to decide
whether Georgia prohibits courts from deciding the immunity issue before determining whether
a Title II claim has been stated).
7
Following Georgia, I will refrain from addressing the Eleventh Amendment immunity
issue and will instead address the merits of Maxwell’s Title II claim. And as we will see in a
moment, the claim cannot proceed, so there is no need to undertake the knotty constitutional
analysis that would otherwise be necessary under Tennessee v. Lane.
The Eleventh Amendment immunity analysis is different under the Rehabilitation Act.
There is no Eleventh Amendment bar against Maxwell pursuing his Rehabilitation Act claim
because, pursuant to Section 504 of the Rehabilitation Act, IDOC waived its immunity when it
accepted federal financial assistance. See 29 U.S.C. § 794(a). Section 504 “is a condition on the
receipt of federal funds.” Stanley v. Litscher, 213 F.3d 340, 344 (7th Cir. 2000); see also
Bruggeman ex rel. Bruggeman v. Blagojevich, 324 F.3d 906, 912 (7th Cir. 2003). That is,
Section 504 does not exist as an independent prohibition on discrimination; rather, it is triggered
only when the state decides to accept federal funds for particular programs.
42 U.S.C. § 2000d-7 further conditions a state’s receipt of federal money on its waiver of
Eleventh Amendment immunity to actions under Section 504, specifically providing that “[a]
State shall not be immune under the Eleventh Amendment of the Constitution of the United
States from suit in Federal court for a violation of section 504 of the Rehabilitation Act of 1973 .
. . or the provisions of any other Federal statute prohibiting discrimination by recipients of
Federal financial assistance.” 42 U.S.C. § 2000d-7(a)(1). As the Supreme Court has recently
noted, “[Section 2000d-7] expressly waives state sovereign immunity for violations of ‘section
504 of the Rehabilitation Act . . . by recipients of Federal financial assistance.’” Sossamon v.
Texas, 131 S. Ct. 1651, 1662 (2011) (emphasis in original) (quoting § 2000d-7(a)(1)); see also
Bruggeman, 324 F.3d at 912.
8
IDOC does not deny that it receives federal funds. So Maxwell’s Rehabilitation Act
claim against Buss in his official capacity, which is equivalent to a suit against IDOC itself, see
Ky. v. Graham, 473 U.S. 159, 166 (1985); Wynn, 251 F.3d at 592, is not barred by the Eleventh
Amendment.
SBCRC is also subject to Maxwell’s Rehabilitation Act claim, based on IDOC’s receipt
of federal funding. SBCRC—a program operated by IDOC—admits that its funding comes from
IDOC, but denies that it received federal funds during the time period in which Maxwell was a
participant in the work-release program [DE 185-1, ¶¶ 5 & 50]. But even if SBCRC did not
receive federal funds during this period, it is still subject to suit under the Rehabilitation Act.
The Rehabilitation Act makes it unlawful for any “program or activity” receiving federal
financial assistance to discriminate against the handicapped. 29 U.S.C. § 794. Section 794, as
amended in 1988, defines “program or activity” as “all the operations” of “a department, agency,
special purpose district, or other instrumentality of a State or of a local government” that
receives or dispenses federal financial assistance. 29 U.S.C. § 794(b)(1)(A) & (B); see also
Schroeder v. City of Chicago, 927 F.2d 957, 962 (7th Cir. 1991).
As the Seventh Circuit observed in Schroeder, the 1988 amendment expanded the
definition of “program or activity” from a specific program or specific activity to “‘all the
operations’ of the university or hospital or other institution that conducted the program or
activity.” Id. (citation omitted). For example, “[i]f federal health assistance is extended to a part
of a state health department, the entire health department would be covered in all of its
operations.” Id. (quoting S. Rep. No. 64, 100th Cong., 2d Sess. 16 (1988), U.S. Code Cong. &
Admin. News 1988).
9
SBCRC is a “program or activity” within the meaning of the Rehabilitation Act because
§ 794(b)(1) defines that term as embracing “all the operations” of a department or agency that
receives federal financial assistance. 29 U.S.C. § 794(b)(1)(A). The Defendants concede that
SBCRC is “a facility which operates as a program of [IDOC]” [DE 186-1, ¶ 1]. So SBCRC—an
operation or program of IDOC, which receives federal funding— is covered under the
Rehabilitation Act and is thus not immune from Maxwell’s Rehabilitation Act claim.
To summarize: the Supreme Court in Georgia requires lower courts to consider the
merits of an ADA Title II claim before addressing the immunity issue. And the Defendants do
not have Eleventh Amendment immunity for the Rehabilitation Act claim because IDOC
accepted federal financial assistance and in doing so waived its immunity defense. So I will now
proceed to the merits of both claims.
III.
The Merits of the Rehabilitation Act and Title II Claims
Defendants contend that Maxwell’s discrimination claim under the Rehabilitation Act
fails as a matter of law, arguing in part that Maxwell cannot satisfy the Act’s causation
requirement.3 And Defendants’ merits-based challenge to the Title II claim rests solely on their
contention that Maxwell fails to satisfy Title II’s causation requirement. I agree that Maxwell
fails to establish a genuine dispute as to causation for either claim. Title II’s “but-for” causation
3
Defendants also contend that Maxwell failed to exhaust his administrative remedies.
But the Seventh Circuit has held that the Rehabilitation Act generally does not require the
exhaustion of administrative remedies for non-federal employees. Adashunas v. Negley, 626
F.2d 600, 603 (7th Cir. 1980); see also Peterson v. Univ. of Wisconsin Bd. of Regents, 818 F.
Supp. 1276, 1278-79 (W.D. Wis. 1993). And although the Seventh Circuit has not squarely
addressed the issue, see Staats v. County of Sawyer, 220 F.3d 511, 518 (7th Cir. 2000), lower
courts have consistently found that Title II of the ADA does not require the exhaustion of
administrative remedies. See, e.g., Patterson . Ill. Dept. of Corrections, 35 F. Supp. 2d 1103,
1106 (C.D. Ill. 1999); Dertz v. City of Chicago, 912 F. Supp. 319, 324 (N.D. Ill. 1995). I need
not decide the issue inasmuch as Maxwell’s claim fails on the merits in any event.
10
requirement is less demanding than the Rehabilitation Act’s “sole cause” requirement. So I
begin with an analysis of why the Title II claim fails, which will suffice to dispose of the
Rehabilitation Act claim as well.
For Maxwell to prove a violation of Title II, he must show: “(1) that he is a ‘qualified
individual with a disability,’ (2) that he was denied ‘the benefits of the services, programs, or
activities of a public entity’ or otherwise subjected to discrimination by such an entity, and (3)
that the denial or discrimination was ‘by reason of’ his disability.” Love v. Westville Corr. Ctr.,
103 F.3d 558, 560 (7th Cir.1996) (quoting 42 U.S.C. § 12132); see also Foley v. City of
Lafayette, 359 F.3d 925, 928 (7th Cir. 2004); Brettler v. Purdue Univ., 408 F. Supp. 2d 640, 662
(N.D. Ind. 2006).
Defendants argue that this claim fails because Maxwell cannot show that Defendants
removed him from the work release program “by reason of” his alleged disability. To make this
showing, Maxwell must satisfy a but-for causation standard, rather than the weaker mixedmotive standard applicable to Title VII claims. Serwatka v. Rockwell Automation, Inc., 591 F.3d
957, 962-63 (7th Cir. 2010) (“given the lack of a provision in the ADA recognizing mixedmotive claims, such claims do not entitle a plaintiff to relief for disability discrimination”).
Thus, proof that Maxwell’s disability “was a motivating factor, but not a determinative factor” in
Defendants’ decision is insufficient under the ADA. Id. at 961;4 see also Wisconsin Cmty.
4
Serwatka dealt with claims under Title I of the ADA and the ADEA, but its analysis of
the causation standard under those claims applies equally to Maxwell’s Title II claim. In finding
that a but-for standard applied to the claims before it, Serwatka relied on the Supreme Court’s
holding in Gross v. FBL Fin. Servs., Inc., 129 S. Ct. 2343, 2350 (2009), that the phrase “because
of” indicates a but-for standard of causation. Serwatka, 591 F.3d at 961-62. And, as Gross
recognized, the phrase “by reason of” – which is identical to the causation language in Title II –
has the same meaning as “because of” and “based on,” all of which indicate a but-for causal
relationship. Gross, 129 S. Ct. at 2350.
11
Servs., Inc. v. City of Milwaukee, 465 F.3d 737, 754 (7th Cir. 2006) (“but for” causation standard
applies in ADA cases) In other words, Maxwell must show that his disability was a necessary
condition for his removal from the program – i.e., that Defendants would not have removed him
from the program had he not been disabled.5 U.S. v. Hatfield, 591 F.3d 945, 948 (7th Cir. 2010)
(defining a “but-for” cause as a “necessary condition”).
Maxwell, however, fails to present evidence sufficient to permit a reasonable jury to
draw this conclusion. Maxwell presents evidence, in the form of excerpted portions of his
affidavit testimony [DE 155-1], that when SBCRC assigned him to Imperial as a potential
employer, the supervisor there, Tom Hayden, told Maxwell he was angered that SBCRC had sent
him “a crippled piece of shit” [DE 192 at 12, ¶¶ 4-6]; that when Maxwell requested a task he
could perform given the limits on his ability to stand for long periods of time, Hayden refused,
stating that Imperial had no use for Maxwell, and ordering him to leave the facility [id.]; that
Defendants subsequently removed Maxwell from the work-release program based on a report
from Imperial that Maxwell had refused to perform a work assignment there [id., ¶ 7]; that
Hayden, in Maxwell’s presence, told an SBCRC employee via telephone that Maxwell could not
perform the assigned work and that Imperial did not wish to assign alternative work to him [id., ¶
6]; and that IDOC did not respond to Maxwell’s opposition to Imperial’s report, or find
alternative work assignments for him [id., ¶¶ 7-10].
This testimony may provide evidence that Imperial denied work to Maxwell because of
his disability. But it provides scant factual support for Maxwell’s claim that Defendants would
5
Congress amended the ADA, with amendments taking effect on Jan. 1, 2009, well after
Maxwell’s removal from the work release program. Serwatka, 591 F.3d at 962 n.1. Whether
those amendments changed the “but for” causation requirement is an open question, but
immaterial in cases arising out of conduct prior to the effective date of the amendments. Id.
12
not have removed him from the work-release program but for his disability. And Maxwell
points to no evidence whatsoever that Imperial (or its supervisor Hayden) were responsible for
Defendants’ decision to remove Maxwell from the work-release program, or, conversely, that
Defendants had anything to do with Imperial’s decision to turn Maxwell away.
More important, Defendants present undisputed evidence that Maxwell was removed
from the work release program, not because of his disability, but for violating the program’s
rules [DE 186-1, ¶¶ 74-85]. Notably, in May 2007, a hearing took place before the SBCRC’s
Conduct Adjustment Board (“CAB”). At issue before the CAB was not just the above-described
incident where Maxwell says he was turned away by Imperial, but an earlier, April 2007,
incident—which Maxwell fails to address—in which Maxwell told SBCRC personnel that he
refused to work at Imperial because he was “an educated person and doesn’t have to work in a
factory” [Id., ¶¶ 54 & 66]. The CAB found that Maxwell had violated SBCRC rules by refusing
to work without a sufficient excuse [Id., ¶¶ 74, 78 & 80]. SBCRC’s superintendent, Gregory
Cress, later denied Maxwell’s appeal of the CAB’s finding, and Maxwell was transferred to
prison for violating the program’s rules [Id., ¶¶ 80-82].
Moreover, even if Maxwell’s disability did prevent him from working at Imperial,
Maxwell fails to rebut Defendants’ evidence that SBCRC had no evidence of this when it
determined that Maxwell should be transferred out of the program. In particular, Defendants
present undisputed evidence that (1) the CAB asked Maxwell on three occasions to provide
documentation regarding the physical limitations that supposedly prevented him from working,
but Maxwell told the CAB he had nothing to provide [Id., ¶ 78]; (2) the CAB was unable to
locate any orders for medical restrictions in Maxwell’s file [Id., ¶ 79]; and (3) Maxwell never
requested any type of disability accommodation from superintendent Cress; Scott Hatt,
13
Maxwell’s SBCRC caseworker; or, to their knowledge, from anyone at SBCRC [Id., ¶¶ 50, 68
&73].
Given Maxwell’s failure to rebut Defendants’ evidence that he was removed from the
work-release program following an administrative finding that he had violated program rules,
that SBCRC was not even aware that Maxwell required disability accommodations, and that
Maxwell told the CAB he had no documentation of his alleged disability, no reasonable jury
could find that Maxwell would have remained in the program had he not been disabled. As far
as this record indicates, SBCRC would have removed a non-disabled prisoner for similar rules
violations. Accordingly, Defendants are entitled to summary judgment on Maxwell’s Title II
claim.
As I noted above, because Maxwell’s Title II claim fails on the merits, I need not resolve
Defendants’ Eleventh Amendment defense to this claim. See Buchanan, 469 F.3d at 172–73; see
also Hale, 642 F.3d at 498 (“resolution of constitutional issues . . . is unnecessary unless and
until [plaintiff] has stated a violation of Title II.”).
Maxwell’s inability to satisfy Title II’s causation requirement necessarily means that he
cannot satisfy the Rehabilitation Act’s more stringent causation requirement. To establish
disability-based discrimination under this Act, Maxwell must prove that he was discriminated
against “solely by reason of [his] handicap.” Grzan v. Charter Hosp. of N.W. Ind., 104 F.3d 116,
119 (7th Cir. 1997); see also 29 U.S.C. § 794(a). Thus, Maxwell must show that Defendants
removed him from the work-release program solely because of his disability. Mallett v.
Wisconsin Div. of Vocational Rehabilitation, 130 F.3d 1245, 1257 (7th Cir. 1997) (“The word
solely provides the key: the discrimination must result from the handicap and from the handicap
14
alone.”); see also Washington v. Indiana High School Athletic Ass’n, Inc., 181 F.3d 840, 845 n.6
(7th Cir. 1999); Knapp v. Northwestern Univ., 101 F.3d 473, 478 (7th Cir. 1996).
This is a more demanding standard than Title II’s but-for standard. See, e.g., U.S. v.
Dyer, 216 F.3d 568, 570 (7th Cir. 2000) (“‘But for’ causation is a very weak sense of causation”
and “[i]t is poles apart from ‘sole cause’”). And Maxwell’s causation evidence for his
Rehabilitation Act and Title II claims is the same. So his inability to establish a genuine dispute
as to causation under Title II forecloses his ability to do so under the Rehabilitation Act.
Accordingly, Defendants are entitled to summary judgment on Maxwell’s claim for
discrimination under the Rehabilitation Act.
One final point as to Maxwell’s claims under the Rehabilitation Act and Title II of the
ADA. Maxwell has not expressly asserted a claim for retaliation under either the ADA or the
Rehabilitation Act. And the parties have not addressed any such claim in their summary
judgment briefs. Still, Maxwell made some references in his complaint about IDOC’s retaliation
against him [DE 132, ¶¶ 19-20], and this warrants some attention.
As for the Rehabilitation Act, Maxwell certainly does not expressly assert a claim for
retaliation under that Act, nor could he plausibly do so. To be sure, the Rehabilitation Act
provides a basis for asserting a retaliation claim. Section 794(d) of the Act expressly
incorporates the anti-retaliation provision of Section 503 of the ADA, 42 U.S.C. § 12203. See
29 U.S.C. § 794(d). But Maxwell brings his Rehabilitation Act claim only under Section 794(a);
his complaint never references Section 794(d) [DE 132 at 10].
More important, even if Maxwell had attempted to state a retaliation claim under Section
794(d), that section applies only to a “complaint alleging employment discrimination . . . .” 29
U.S.C. § 794(d); see also Dyrek v. Garvey, 334 F.3d 590, 597 n.3 (7th Cir. 2003) (“the standards
15
set out in the ADA are used in determining whether a violation of the Rehabilitation Act
occurred in the employment context”) (citing 29 U.S.C. § 794(d)). And Maxwell has not alleged
that IDOC or SBCRC discriminated against him with respect to employment. Nor could he.
Maxwell wasn’t an employee of those defendants. Far from it. He was an inmate in the IDOC
system, and a participant in the SBCRC work-release program, but he was never an employee for
either of those Defendants.
Whether Maxwell could have asserted a retaliation claim under the ADA is a closer call,
but I find no basis for concluding that he has done so. Although the Seventh Circuit does not
appear to have squarely addressed the matter, some federal appeals courts have found that a
plaintiff can assert an ADA retaliation claim outside the employment context. See Higdon v.
Jackson, 393 F.3d 1211, 1218 (11th Cir. 2004) (“We typically examine whether a plaintiff has
established a prima facie case of retaliation under the ADA in the employment context, but the
ADA also recognizes retaliation claims outside the employment context.”); Popovich v.
Coyahoga County Court of Common Pleas, 276 F.3d 808, 817 (6th Cir. 2002) (finding that jury
must decide whether discontinuing plaintiff’s custody hearing upon his refusal to waive
disability claim could constitute retaliation under Section 12203 of the ADA); Amir v. St. Louis
Univ., 184 F.3d 1017, 1025 (8th Cir. 1999) (medical student established prima facie case of
retaliation under the ADA by presenting evidence that medical school retaliated against him by
giving him a failing grade and expelling him after he filed a grievance).
Maxwell’s ADA claim, however, does not reference the ADA’s anti-retaliation
provision, Section 12203 under Title IV. Instead, his ADA claim is limited to his assertion that
Defendants violated Title II of the ADA [DE 132 at 8]. Because neither party discussed a
retaliation claim in their briefing, and plaintiff did not allege it as one of his specifically
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delineated causes of actions, it is unnecessary for the Court to make any further findings on that
issue.
CONCLUSION
For the foregoing reasons, the motion for summary judgment filed by defendants Buss
and SBCRC [DE 184] is GRANTED. In particular, the Court GRANTS summary judgment in
favor of Defendants and against plaintiff Maxwell on (1) Maxwell’s claim under Title II of the
ADA; (2) Maxwell’s claim for disability discrimination under Section 794(a) of the
Rehabilitation Act; and (3) Maxwell’s claim that Defendants are liable under Section 1983 for
alleged violations of his rights under the Eighth and Fourteenth Amendments. Moreover,
Maxwell’s motion to strike [DE 193] is DENIED.
Because this ruling disposes of all the issues in this case, the clerk shall ENTER FINAL
JUDGMENT in favor of defendants South Bend Work Release Center (now the South Bend
Community Re-entry Center), and Edwin G. Buss, Commissioner of the Indiana Department of
Correction, stating that plaintiff Valdez Maxwell is entitled to no relief on his complaint. The
clerk shall treat this civil action as TERMINATED. All further settings in this action are
hereby VACATED.
SO ORDERED.
ENTERED: October 3, 2011
/s/ Philip P. Simon
PHILIP P. SIMON, CHIEF JUDGE
UNITED STATES DISTRICT COURT
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