Swisher v. Porter County Sheriff's Department
Filing
347
OPINION AND ORDER: the court GRANTS the defendants summary judgment motions 331 and 338 and DIRECTS the clerk to enter judgment in favor of the defendants and against the plaintiff. Signed by Magistrate Judge Michael G Gotsch, Sr on 3/20/2018. (Copy mailed to pro se party)(jss)
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF INDIANA
SOUTH BEND DIVISION
RANDY M. SWISHER,
Plaintiff,
vs.
PORTER COUNTY SHERIFF’S
DEPARTMENT, et al.,
Defendants.
)
)
)
)
)
)
)
)
)
)
CAUSE NO. 3:10-CV-337-MGG
OPINION AND ORDER
Randy M. Swisher, pro se, submitted a complaint under 42 U.S.C. § 1983 while he
was incarcerated.1 He was granted leave to proceed against Dr. Madir H. Al-Shami,
Sheriff David Lain, and Warden John Widup in their individual capacities for
compensatory and punitive damages for denying him medical treatment for his hernia,
back pain, sinus headaches, foot pain, and post-traumatic stress disorder caused by his
reaction to skin cancer and surgeries while he was housed at the Porter County Jail in
violation of the Fourteenth Amendment. He was also granted leave to proceed against
the Porter County Sheriff’s Department and Advanced Correctional Healthcare
Corporation for compensatory and punitive damages for having policies which
preclude treatment of a non-life-threatening hernia, treatment of inmates by non-jail
doctors, prescription of over-the-counter pain medications, and issuing two mattresses
to an inmate while he was housed at the Porter County Jail in violation of the
1
Swisher was subsequently released from custody.
Fourteenth Amendment. Sheriff David Lain, Warden John Widup, and Porter County
Sheriff’s Department (Porter County Defendants) filed a motion for summary
judgment. (ECF 338.) Dr. Madir H. Al-Shami and Advanced Correctional Healthcare
Corporation (Medical Defendants) have also filed a motion for summary judgment.
(ECF 331.) Both summary judgment motions were accompanied by notices (ECF 333
and 340), as required by N.D. Ind. L.R. 56.1(f), which informed Swisher of the
importance of responding. Swisher has responded to each of the motions, and the
defendants have replied. For the following reasons, the court grants both summary
judgment motions.
Summary judgment must be granted when “there is no genuine dispute as to
any material fact and the movant is entitled to judgment as a matter of law.” Federal
Rule of Civil Procedure 56(a). A genuine issue of material fact exists when “the
evidence is such that a reasonable jury could return a verdict for the nonmoving party.”
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). Not every dispute between the
parties makes summary judgment inappropriate; “[o]nly disputes over facts that might
affect the outcome of the suit under the governing law will properly preclude the entry
of summary judgment.” Id. To determine whether a genuine issue of material fact exists,
the court must construe all facts in the light most favorable to the non-moving party
and draw all reasonable inferences in that party’s favor. Ogden v. Atterholt, 606 F.3d 355,
358 (7th Cir. 2010). A party opposing a properly supported summary judgment motion
may not rely merely on allegations or denials in his or her own pleading, but rather
must “marshal and present the court with the evidence she contends will prove her
2
case.” Goodman v. Nat’l Sec. Agency, Inc., 621 F.3d 651, 654 (7th Cir. 2010). If the
nonmoving party does not establish the existence of an essential element on which that
party bears the burden of proof at trial, summary judgment is proper. Massey v. Johnson,
457 F.3d 711, 716 (7th Cir. 2006). Summary judgment “is the put up or shut up moment
in a lawsuit ....” Springer v. Durflinger, 518 F.3d 479, 484 (7th Cir. 2008).
Facts
On January 1, 2008, Swisher suffered a gunshot wound in an incident that led to
his arrest. (ECF 339-2 at 37.) He was immediately taken to Porter Hospital in Valparaiso,
Indiana, for medical treatment. (Id.) The hospital discharged Swisher on January 15,
2008. (ECF 339-2 at 38.) Swisher does not recall receiving any instructions regarding his
care and treatment at that time. (ECF 339-2 at 37.) Following his discharge, Swisher was
booked into the Porter County Jail. (ECF 339-2 at 37; ECF 339-4 at 2.) Swisher remained
at the Porter County Jail from January 2008 until September 30, 2008. (ECF 262 at ¶ 9.)
During the intake and booking process, Swisher reported that he had a “mini
stroke” in August, which caused him to fall into a pillar and knock out his teeth. (ECF
339-2 at 39.) He was never diagnosed with a stroke, but that is what Swisher believes
happened. (ECF 339-2 at 39-40.) He also reported that he previously had cancer. (ECF
339-2 at 40.) And, Swisher reported that he is “mostly blind,” or legally blind, without
his glasses. (ECF 339-2 at 39-40.) He does not recall whether he indicated to any booking
officer that he was taking medications prior to his arrest. (ECF 339-2 at 41.) Swisher did
3
not report any other medical problems at the time of his intake and booking. (ECF 339-2
at 39.)
The day after Swisher arrived at the Porter County Jail, he was seen by a doctor2
for treatment and examination of his gunshot wound. (ECF 339-2 at 49.) He was
prescribed Tylenol, Ibuprofen, and two different antibiotics. (ECF 332-1 at ¶ 6; ECF 3322 at 5.) Swisher has no complaints regarding his medical treatment on January 16, 2008.
(ECF 339-2 at 50.) Although he does not specifically remember it, Swisher believes that
his wound was cleaned by nursing staff in the days following his arrival at the jail. (Id.)
The Porter County Jail received Swisher’s records from his hospital stay on
January 23, 2008. (ECF 332-2 at 7-180.) The records showed that he had a history of
medication abuse and skin cancer. (ECF 332-1 at ¶ 7; ECF 332-2 at 7-180.) The records
also showed that a psychiatric evaluation was performed, but he did not have a specific
mental health diagnosis. (Id.)
Swisher sought medical care in February for surgical pain and hypoglycemia,
and saw Dr. Nadir Al-Shami3 on February 25, 2008. (ECF 339-2 at 53; ECF 339-4 at 4-8.)
Dr. Al-Shami ordered that his blood sugar be tested twice a day for three days, and that
his blood pressure be checked for three days. (ECF 332-1 at ¶ 8; ECF 339-4 at 8.)
2 Records suggest Nurse Cheryl Casko, not a doctor, examined Swisher but that dispute is not
material to the outcome of the instant motions. (ECF 332-2 at 5.)
3 Dr. Al-Shami is licensed to practice in Indiana and was employed by Advanced Correctional
Healthcare, Inc., a company that provides physicians for county jails in Indiana. (ECF 332-1 at ¶ 2.) At the
time Swisher was housed at the Porter County Jail, Dr. Al-Shami served as the primary care physician for
each inmate housed in the jail. (Id. at ¶ 3.)
4
Swisher’s complaints regarding his blood sugar were addressed and he has no
complaints about how this was handled. (ECF 339-2 at 53.)
On March 2, 2008, Swisher submitted a Medical Request Form asking to see a
chiropractor for back pain that was worsening and affecting his sleep. (ECF 339-2 at 5455; ECF 339-4 at 10.) The Porter County Jail did not have a chiropractor on staff. (ECF
339-3 at ¶ 9.) Nurse Cheryl Casko informed Swisher that he would need to speak with
his attorney to get a court order for his family to take him to a chiropractor.4 (ECF 339-4
at 10.) Swisher was representing himself and did not seek a court order. (ECF 339-2 at
55.) Swisher’s March 2, 2008, request was never brought to Dr. Al-Shami’s attention.
(ECF 332-1 at ¶ 10.) Swisher does not recall making any other written requests for care
regarding his back pain. (ECF 339-2 at 56.) He does claim, however, that he spoke with
Dr. Al-Shami regarding his back pain during later visits.5 (ECF 339-2 at 56.)
Within a month after submitting his March 2, 2008, Medical Request Form,
Swisher spoke with Warden Widup regarding his request to see a chiropractor and was
told: “‘We can’t get specialists in here’ type thing. They won’t have specialists come to
the jail.” (ECF 339-2 at 57-58.) Warden Widup also told Swisher that he would talk to
“medical” regarding Swisher’s complaint. (ECF 339-2 at 58.) Swisher was left with the
Despite Nurse Casko’s comment, Dr. Al-Shami asserts that Swisher did not need a court order to
receive specialty care. (ECF 332-1 at ¶ 10.)
4
5 Dr. Al-Shami denies this. (ECF 332-1 at ¶17.) He claims that, if Swisher had complained to him
about back pain, he would have made a determination about what treatment was necessary, including
whether he needed to see a specialist. (ECF 332-1 at ¶10.) For purposes of the instant motions, Swisher’s
version of the facts is accepted as true. Ogden, 606 F.3d at 358.
5
impression that it was against policy to allow specialists to come to the jail. (ECF 342 at
2.)
On April 4, 2008, Swisher submitted a Medical Request Form stating that,
“medical problems have developed since my last request.” (ECF 339-2 at 62; ECF 339-4
at 12.) He complained of an infection and foot pain. (Id.) He wrote that “I will soon need
a pair of crutches because my feet are becoming incapable of supporting my weight.”
(Id.) Swisher explained at his deposition that, “at that point [his] feet were hurting so
bad [he] couldn’t hardly walk on ‘em.” (ECF 339-2 at 62.) Dr. Al-Shami saw Swisher on
April 7, 2008. (ECF 339-2 at 62-63; ECF 339-4 at 14.) Swisher does not recall the specifics
of this appointment. (ECF 339-2 at 63.) At his deposition, Swisher stated that he believes
his foot problems were discussed, but Dr. Al-Shami did not prescribe anything. (ECF
339-2 at 63.) In his response to the summary judgment motion, Swisher asserts that he
also told Dr. Al-Shami about his back and head pain at the April 7, 2008, appointment.
(ECF 341 at 1.) Furthermore, Swisher claims that Dr. Al-Shami did not provide any
treatment and refused to allow him to see specialists for his ailments.6 (ECF 339-2 at 5657, 63; ECF 341 at 1.) It is undisputed that Dr. Al-Shami never observed Swisher having
difficulty ambulating. (ECF 332-1 at ¶ 17.) Although the time-line is not clear, Swisher
Dr. Al-Shami remembers the April 7, 2008, visit differently. Dr. Al-Shami claims that Swisher
never complained to him of foot pain. (ECF 332-1 at ¶ 17.) And, according to Dr. Al-Shami, on April 7, 2008,
the only specific medical issue that Swisher mentioned to him was a possible gum infection. (ECF 332-1 at
¶ 12.) He was prescribed Amoxicillin and CTM (an antihistamine) for seven days. (ECF 332-1 at ¶ 12; ECF
339-4 at 14.) He was instructed to notify the dentist if the problem persisted. (Id.) Again, Swisher’s version
of the facts is accepted as true for purposes of the instant summary judgment motions. Ogden, 606 F.3d at
358.
6
6
testified that he spoke with Warden Widup about his foot pain and need to have arch
supports made at some point. (ECF 339-2 at 90.)
On either March 4, 2008, or April 16, 2008, Swisher was seen by a nurse for a
comprehensive medical examination and history. (ECF 339-2 at 64-65; ECF 339-4 at 15.)
Swisher reported having sinusitis and headaches, previous skin cancer, and a diagnosis
of hypoglycemia in 1982. (ECF 339-4 at 15.) He also indicated that he needed arch
supports from a podiatrist and he needed to see a chiropractor for a back injury. (Id.)
On April 27, 2008, Swisher submitted a Medical Request Form that indicated he
needed to see the doctor as soon as possible, but did not indicate the nature of his
concern. (ECF 339-4 at 17.) Swisher received a response the following day that he would
be placed on the doctor’s list. (ECF 339-2 at 67; ECF 339-4 at 17.)
Swisher was seen by Dr. Al-Shami on May 5, 2008. (ECF 339-2 at 68; ECF 339-4 at
19.) Swisher’s primary complaint at that time was an abdominal frontal hernia. (ECF
339-2 at 68-69; ECF 332-1 at ¶ 13.) Swisher claims he looked like he was eight or nine
months pregnant, although Dr. Al-Shami’s notes indicate the hernia measured 5
centimeters by 5 centimeters. (ECF 339-2 at 68-69; ECF 339-4 at 19; ECF 341 at 2.) The
hernia was reducible and therefore not at risk for strangulation or incarceration. (ECF
332-1 at ¶ 13.) A reducible hernia is one that goes back into the hole on its own when
the patient lays flat or one that can be easily pushed back into the hole.7 (Id.) A reducible
7 It is not clear how Dr. Al-Shami determined that the hernia was reducible. Swisher says Dr. AlShami “never even lifted a finger to see if [his] stomach would push in and stay in.” (ECF 341 at 2.) Swisher,
however, has not asserted that the hernia was not reducible.
7
hernia is not at risk for becoming incarcerated or strangulated, or where the hernia
tissue becomes trapped in the hernia sack. (Id. at ¶¶ 13, 22.) A hernia is nonstrangulating or not incarcerated if it can be easily manipulated and does not impede
bowel movement or function or affect other organs. (Id. at ¶ 22.) Hernias that are
incarcerated or strangulated need to be surgically repaired. (Id. at ¶ 13.) Hernia surgery
is generally elective. (Id. at ¶ 22.) Hernias that are not strangulating or incarcerated and
are reducible can be and are frequently safely managed with conservative care. (Id. at
¶¶ 13, 22.) Conservative care consists of monitoring the size of the hernia, a hernia belt
or bandage/wrap, pain management if necessary, and possible activity restriction. (Id.
at ¶ 22.) Dr. Al-Shami did not order surgery for Swisher’s hernia. (ECF 339-2 at 70; ECF
339-4 at 19; ECF 332-1 ¶ 13.) Swisher was, however, prescribed an ACE bandage to
wrap around his stomach and Tylenol. (ECF 339-2 at 70-71; ECF 339-4 at 19.) The
bandage was ordered on May 7, 2008, and provided to Swisher on May 29, 2008. (ECF
332-2 at 192.) According to Swisher, Dr. Al-Shami said that it was against policy to
surgically repair the hernia unless it was life threatening. (ECF 341-1 at ¶ 10.) Further,
Swisher’s request to get a second opinion was denied. (ECF 339-2 at 48, 69.)
Immediately following Swisher’s appointment with Dr. Al-Shami on May 5,
2008, Swisher spoke with Ian Widup, a jail deputy, about the doctor not providing
Swisher with treatment8 for his hernia and Ian Widup responded that he would talk to
8 While Swisher repeatedly indicates he received no treatment for his hernia, it is undisputed that
he received treatment. (ECF 339-2 at 70-71; ECF 339-4 at 19.) Swisher equates a lack of surgical repair with
a lack of treatment. (See ECF 341-1 at ¶¶ 4, 10.)
8
his father, Warden Widup, and “get it straightened out.” (ECF 339-2 at 47-48, 72, 92-93.)
Later on – he does not know how many days – he spoke with Warden Widup
personally, showed him his stomach, and told him that his hernia was not being
treated. (ECF 339-2 at 72, 93; ECF 341-1 at ¶ 6.) Swisher also asserts that his sister,
Bonnie Work, notified Warden Widup of his hernia and need for treatment, and she
later confirmed that she talked with the warden. (ECF 339-2 at 72; ECF 341-1 at ¶ 6.)
Medical records indicate that Dr. Al-Shami examined Swisher on June 2, 2008.9
(ECF 339-4 at 21; ECF 332-2 at 193; ECF 332-1 at ¶ 14.) Swisher denies this, but the
dispute is not material. (ECF 341 at 1.) Whether Swisher saw Dr. Al-Shami or not, it is
undisputed that Dr. Al-Shami ordered an abdominal belt for Swisher on June 2, 2008.
(ECF 339-4 at 21; ECF 332-1 at ¶ 14.) The abdominal belt was ordered to keep the Ace
bandage in place, because Swisher said it rolled.10 (Id.) The belt was provided that day.
(ECF 332-2 at 193, 201-02; ECF 339-2 at 73; ECF 339-4 at 21.) Dr. Al-Shami instructed the
nursing staff to check each day to see if Swisher was wearing the belt, and to vary the
times they checked. (ECF 332-1 at ¶ 14.) Swisher wanted the hernia belt, and he wore a
hernia belt for the next seven years in each of the subsequent correctional facilities
where he was housed. (ECF 339-2 at 74-76.)
9 According to the medical records, Swisher’s hernia was still reducible and had not grown in size,
so it remained at low risk for incarceration or strangulation. (ECF 332-2 at 193; ECF 332-1 at ¶ 14.)
10 The medical records suggest that the hernia belt was intended to replace rather than supplement
the Ace bandage, but this is immaterial to the outcome of the summary judgment motions. (ECF 332-2 at
201-03.)
9
On June 2, 2008, Swisher filed an Emergency Petition for Bond Reduction in
Porter Superior Court. (ECF 342-1.) That motion sets forth numerous medical problems
including pain management for skin cancer surgeries, sinusitis, chronic back pain, foot
pain, hypoglycemia, dental problems, and vision problems. (Id.) The Emergency
Petition for Bond Reduction makes no mention of Swisher’s hernia. (Id.)
On June 22, 2008, Swisher sent a Notice of Tort Claim by certified mail to the
Porter County Jail, naming “Porter Co. Sheriff, Physician, Head Nurse, Warden, and
Day Shift Commander-Captain” as defendants. (ECF 342-1 at 3.) For reasons that are
not clear, Swisher withheld the names of the defendants for “security reasons” but
offered to “disclose by court order if I decide to pursue with litigation.” (ECF 342-1 at 3.)
The Notice of Tort Claim does not describe any particular medical issues. Instead, it
references “ongoing refusal of medical treatment and supplies,” a lack of access to
necessary specialists, and incompetence on the part of the jail doctor. (Id.)
On August 19, 2008, Swisher submitted a request to see the doctor regarding his
stomach. (ECF 339-2 at 78; ECF 339-4 at 23.) Medical records demonstrate that Swisher
was seen by Dr. Al-Shami on August 25, 2008.11 (ECF 339-2 at 79-80; ECF 339-4 at 25.)
Swisher does not recall any specifics about his complaints at this appointment, although
While Swisher initially denied that he saw Dr. Al-Shami after the May 5, 2008, appointment, at
his deposition he conceded that he was mistaken and that he was in fact seen on August 25, 2008. (ECF 3392 at 79-80.) Despite that concession, in response to the Medical Defendants’ summary judgment motion, he
again claims that he never saw Dr. Al-Shami after May 5, 2008. (ECF 341 at 2.) Because Swisher’s later
statement in his affidavit directly contradicts his earlier deposition testimony, it will be disregarded. See
Bank of Ill. v. Allied Signal Safety Restraint Systems, 75 F.3d 1162, 1168-69 (7th Cir. 1996)(“We have long
followed the rule that parties cannot thwart the purposes of Rule 56 by creating ‘sham’ issues of fact with
affidavits that contradict their prior depositions.”).
11
10
he speculates it was about the hernia belt and pain from the hernia. (ECF 339-2 at 80.)
According to Dr. Al-Shami, Swisher complained of sinus headaches and asked about a
specific medication for his sinus headaches.12 (ECF 332-1 at ¶ 15.) Swisher was
prescribed Tylenol, Ibuprofen, and Benadryl for sinus headaches. (ECF 332-1 at ¶¶ 15,
17; ECF 339-4 at 25.) And, according to Dr. Al-Shami, at the August 25, 2008,
appointment Swisher asked why he could not have his hernia repaired. (ECF 332-1 at ¶
15; 339-4 at 25.) Dr. Al-Shami explained that Swisher’s hernia did not need to be
surgically repaired, but if it became non-reducible and at risk of strangulation or
incarceration, surgery would be needed. (ECF 332-1 at ¶ 15.) Swisher does not recall
discussing his medical complaints with anyone at the jail after this visit. (ECF 339-2 at
82.)
At no point did Swisher inform Dr. Al-Shami that he had been diagnosed with
post-traumatic stress disorder. (ECF 332-1 at ¶ 17.) In fact, Swisher testified that, prior to
his arrest, he had not ever had a mental health diagnosis of any kind. (ECF 339-2 at 33.)
Dr. Al-Shami did not diagnose Swisher with post-traumatic stress disorder and did not
see Swisher exhibit signs or symptoms of post-traumatic stress disorder. (ECF 332-1 at ¶
17.)
During the course of his treatment of Swisher, Dr. Al-Shami, an experienced
physician, based his diagnoses and treatment decisions on Swisher’s subjective
complaints, objective conditions, and his reasoned medical judgment. (ECF 332-1 at ¶
Dr. Al-Shami asserts that this was the only time Swisher complained to him of sinus headaches,
but Swisher disputes this. (ECF 332-1 at ¶¶ 15, 17; ECF 341 at 1.)
12
11
18.) Dr. Al-Shami’s treatment decisions regarding Swisher were not based on any
policy, practice, procedure or custom of Advanced Correctional Healthcare or the
Porter County Sheriff. (ECF 332-1 at ¶ 21.) Dr. Al-Shami’s treatment decisions regarding
Swisher had nothing to do with cost or monetary concerns. (Id.) Dr. Al-Shami
prescribed whatever medication or treatment he thought was appropriate, regardless of
cost. (Id.)
Swisher indicates he “was told by medical personnel that it was against policy to
prescribe an over-the-counter medication for [his] chronic headaches.” (ECF 341-1 at ¶
7.) It is not clear who told Swisher this, but according to Dr. Al-Shami, there was no
Advanced Correctional Healthcare policy regarding prescription of over-the-counter
medications. (ECF 332-1 at ¶ 15.) Dr. Al-Shami could prescribe whatever medications he
wanted to, whether or not those medications were also available over the counter or
from the Commissary. (Id.) And, he did prescribe over the counter medications for
Swisher. (ECF 332-1 at ¶ 17; ECF 339-4 at 25.)
Swisher believes there is a policy preventing inmates from going outside of the
jail for specialty care. (ECF 341-1 at ¶ 7.) Dr. Al-Shami has indicated that there was no
such policy. (ECF 332-1 at ¶ 21.) As the inmates’ medical provider, Dr. Al-Shami used
his medical experience and judgment to determine whether a patient needed to be sent
offsite for specialty care. (Id.) In Dr. Al-Shami’s opinion, Swisher never needed to be
sent outside of the jail for specialty care. (Id.)
Swisher says that Dr. Al-Shami told him that “the policy was that no surgery for
a hernia would be given unless the condition became life-threatening.” (ECF 341-1 at ¶
12
10.) According to Dr. Al-Shami, there was no Advanced Correctional Healthcare policy
regarding how to treat hernias. (ECF 332-1 at ¶ 21.) Dr. Al-Shami used his experience
and medical judgment to determine whether a patient’s hernia needed surgical repair
or could be managed conservatively. (Id.) If Swisher’s hernia had become much bigger
in size, non-reducible and at risk for strangulation or incarceration, Dr. Al-Shami would
have referred him to a general surgeon for surgical repair. (Id.)
Swisher indicates he was “told by Jail personnel that it was against policy to give
me a double mattress for my back” and that “[m]edical personnel refused to prescribe
or reccomend [sic] a double mattress because it was against policy.” (ECF 341-1 at ¶ 7.)
Swisher has not indicated who told him it was against policy to give him a double
mattress, or who refused to prescribe or recommend a double mattress. Dr. Al-Shami
asserts that Swisher never asked him to order a second mattress. (ECF 332-1 at ¶ 17.) Dr.
Al-Shami further asserts that, if the request had been made, he would have ordered one
if he determined that it was necessary. (Id.)
Swisher concedes that he did not personally speak with Sheriff Lain about
receiving inadequate medical care, but he believes his sister talked with Sheriff Lain.
(ECF 339-2 at 45-46.) While at Porter County Jail, Swisher was never told that he could
not see a doctor for his complaints. (ECF 339-2 at 61.) All medical decisions were made
by Dr. Al-Shami or another Advanced Correctional Healthcare, Inc., physician, and
Warden Widup relied upon those decisions. (ECF 339-3 at ¶ 10.) He was transferred to
the Indiana Department of Correction on September 30, 2008, and Dr. Al-Shami was no
longer involved in his care. (ECF 332-1 at ¶ 16; ECF 262 at ¶ 9.)
13
Statute of Limitations
The Porter County Defendants argue that most of Swisher’s claims are barred by
Indiana’s two year statute of limitations.13 Swisher’s claims are brought pursuant to 42
U.S.C. § 1983, and the relevant statute of limitations for § 1983 claims is determined by
looking to state law. Wallace v. Kato, 549 U.S. 384, 394 (2007). In Indiana, a two-year
limitations period for personal injury suits applies to Section 1983 claims. Behavioral Inst.
of Ind., LLC v. Hobart City of Common Council, 406 F.3d 926, 929 (7th Cir. 2005). Swisher
mailed his complaint on August 11, 2010. (ECF 1 at 7.) Thus, the Porter County
Defendants conclude that claims accruing prior to August 11, 2008, including Swisher’s
complaints about back pain, sinus headaches, foot pain, post-traumatic stress disorder,
and most of Swisher’s claims concerning his hernia and stomach pain, are barred. (ECF
339 at 11; ECF 343 at 8; ECF 344 at 5.)
The Seventh Circuit addressed a similar argument in Heard v. Sheahan, 253 F.3d
316 (7th Cir. 2001). In that case, the plaintiff filed a suit under 42 U.S.C. § 1983 claiming
that prison officials engaged in cruel and unusual punishment by denying him medical
care for his hernia. Id. at 317. The Seventh Circuit held that “[e]very day that [the prison
officials] prolonged his agony by not treating his painful condition marked a fresh
infliction of punishment that caused the statute of limitations to start running anew. A
series of wrongful acts creates a series of claims.” Id. at 318. Therefore, although the
13 The Medical Defendants do not raise this argument in either their summary judgment motion or
their memorandum, although they do raise the issue in their reply brief. (ECF 343 at 8.) Arguments cannot
be raised for the first time in a reply brief. Hess v. Reg-Ellen Machine Tool Corp., 423 F.3d 653, 665 (7th Cir.
2005). Accordingly, they have waived this argument.
14
initial request for care was made before the two-year limitation, the continuous pain
and the subsequent refusal to provide care restarts the statute of limitations. Id. at 319.
See also Cesal v. Moats, 851 F.3d 714, 722 (7th Cir. 2017)(applying Heard where plaintiff
alleged ongoing injuries due to deliberate indifference to medical needs). As long as jail
officials are aware of the inmate’s need for treatment and refuse to act, the refusal
continues as long as the officials had the power to act, up until the inmate leaves the jail.
Devbrow v. Kalu, 705 F.3d 765, 770 (7th Cir. 2013).
It is Swiser’s burden to demonstrate that each of his claims against the Porter
County Defendants are timely. Swisher suffers from several chronic conditions that predated his arrest: back pain, sinus headaches, foot pain, and post-traumatic stress
disorder. (ECF 341-1 at ¶ 7.) Before his incarceration, Swisher saw several specialists for
these chronic conditions. (Id.) But, there is no evidence before this court that Sherriff
Lain had any knowledge of Swisher’s medical complaints at any point during his
incarceration at the Porter County Jail. Swisher admits that he never spoke with Sheriff
Lain regarding his medical care or health issues. (ECF 339-2 at 45-46.) But, Swisher
claims that Sheriff Lain was advised of his inadequate medical care by his sister, Bonnie
Work. (ECF 339-2 at 45.) Swisher produced no statement from Bonnie Work. In fact,
Swisher does not even tell the court what Bonnie Work said to Sheriff Lain. At his
deposition, he stated that: “The sheriff was advised by my sister. I believe my sister. If
not by my sister, by paperwork documentation . . . .” (ECF 339-2 at 45.) This might
invite speculation that Sheriff Lain knew something, but it is not evidence of what
Sheriff Lain knew. While Rule 56(c) allows a statement presented in an inadmissible
15
form to be considered so long as it could be presented in an admissible form at trial,
there is simply no statement by Bonnie Work for the court to consider.
Swisher also claims that Sheriff Lain knew of his circumstances through
paperwork. More specifically, an Emergency Petition for Bond Reduction Swisher filed
on June 2, 2003, in Porter Superior Court, and a Notice of Tort Claim Swisher filed
against Sheriff Lain and others on June 22, 2008. (ECF 339-2 at 45-46; ECF 341-1 at 7-9.)
But, Swisher merely assumes that these documents made their way to Sheriff Lain.
There is no evidence before this court that Sheriff Lain actually saw either of these
documents. The Emergency Petition for Bond Reduction was filed in Swisher’s criminal
case, and Swisher has not explained why he believes Sheriff Lain would have any
occasion to see it. Moreover, the Notice of Tort Claim complains of not getting adequate
medical care, but it does not describe any particular medical issue. Thus, Swisher has
not demonstrated that Sheriff Lain had any knowledge of his complaints at any point
prior to his transfer to an Indiana Department of Correction facility. Accordingly,
Swisher’s claims against Sheriff Lain are barred by the statute of limitations.
Warden Widup did have knowledge of some of Swisher’s chronic medical
complaints prior to August 11, 2008. Swisher has not indicated that he told Warden
Widup about either his post-traumatic stress disorder or sinus headaches at any point
during his incarceration at the Porter County Jail, but he did know about Swisher’s back
pain, foot pain, and hernia. Within a month of Swisher’s March 2, 2008, request to see a
chiropractor, Swisher let Warden Widup know he wanted to see a chiropractor. (ECF
339-2 at 57-58.) While Swisher has not provided a date, Swisher spoke to Warden
16
Widup about his foot pain and need for arch supports. (ECF 339-2 at 90.) Swisher
asserts that he complained of foot pain to Dr. Al-Shami at his appointment on April 7,
2008, and he does not allege that he raised this issue at any of his other three
appointments. (ECF 339-2 at 63.) Therefore, it can be reasonably inferred that Swisher
raised this issue with Warden Widup reasonably close to the April 7, 2008,
appointment. Warden Widup also knew about Swisher’s hernia. Swisher spoke to
Warden Widup about his need to have his hernia treated. While Swisher does not give a
date, his testimony indicates that it was within days of May 5, 2008, not months. (ECF
339-2 at 72, 93.) Because Warden Widup knew about Swisher’s back pain, foot pain and
hernia before August 11, 2008, and these conditions continued until Swisher’s transfer
to the Indiana Department of Correction on September 30, 2008, these claims are not
barred by the statute of limitations.14 Swisher’s claims against Warden Widup based on
his post-traumatic stress disorder and sinus headaches are, however, barred because
Swisher has not produced facts supporting a conclusion that Warden Widup had
knowledge of these chronic conditions before he left the Porter County Jail.
Dr. Al-Shami
To establish liability under the Eighth Amendment,15 a prisoner must show: (1)
his medical need was objectively serious; and (2) the defendant acted with deliberate
14
While these claims are not barred by the statute of limitations, the claims will be dismissed on
the merits. See infra pp. 24-26.
15 Swisher was a pre-trial detainee when these events occurred. “Although the Eighth Amendment
applies only to convicted persons, pretrial detainees . . . are entitled to the same basic protections under the
Fourteenth Amendment’s due process clause. Accordingly, [courts] apply the same legal standards to
deliberate indifference claims brought under either the Eighth or Fourteenth Amendment.” Minix v.
17
indifference to his medical need. Farmer v. Brennan, 511 U.S. 825, 834 (1994.) A medical
need is “serious” if it is one that a physician has diagnosed as mandating treatment, or
one that is so obvious that even a lay person would easily recognize the necessity for a
doctor’s attention, and if untreated could result in further significant injury or
unnecessary pain, and that significantly affects the person’s daily activities or features
chronic and substantial pain. Greeno v. Daley, 414 F.3d 645, 653 (7th Cir. 2005).
Deliberate indifference is a high standard, and is “something approaching a total
unconcern for a prisoner’s welfare in the face of serious risks,” or a “conscious, culpable
refusal” to prevent harm. Duane v. Lane, 959 F.2d 673, 677 (7th Cir. 1992). As the Seventh
Circuit has explained:
[C]onduct is deliberately indifferent when the official has
acted in an intentional or criminally reckless manner, i.e., the
defendant must have known that the plaintiff was at serious
risk of being harmed and decided not to do anything to
prevent that harm from occurring even though he could have
easily done so.
Board v. Farnham, 394 F.3d 469, 478 (7th Cir. 2005).
For a medical professional to be held liable for deliberate indifference to an
inmate’s medical needs, he must make a decision that represents “such a substantial
departure from accepted professional judgment, practice, or standards, as to
demonstrate that the person responsible actually did not base the decision on such a
Canarecci, 597 F.3d 824, 831 (7th Cir. 2010). See also Phillips v. Sheriff of Cook Cty., 828 F.3d 541, 554 n. 31 (7th
Cir. 2016) (clarifying that Kingsley v. Hendrickson, 576 U.S. __, __; 135 S.Ct. 2466 (2015) did not change the
applicability of the Eighth Amendment standard to pre-trial detainee deliberate indifference claims).
18
judgment.” Jackson v. Kotter, 541 F.3d 688, 697 (7th Cir. 2008). As the Seventh Circuit has
explained:
[M]edical professionals are not required to provide proper
medical treatment to prisoners, but rather they must provide
medical treatment that reflects professional judgment,
practice, or standards. There is not one proper way to
practice medicine in a prison, but rather a range of
acceptable courses based on prevailing standards in the
field. A medical professional’s treatment decisions will be
accorded deference unless no minimally competent
professional would have so responded under those
circumstances.
Id. at 697-98. Negligence, incompetence, or even medical malpractice do not amount to
deliberate indifference. Pierson v. Hartley, 391 F.3d 898, 902 (7th Cir. 2004); Walker v.
Peters, 233 F.3d 494, 499 (7th Cir. 2000).
Furthermore, a prisoner is not entitled to demand specific care, nor is he entitled
to the “best care possible.” Forbes v. Edgar, 112 F.3d 262, 267 (7th Cir. 1997). Where the
defendants have provided some level of care for a prisoner’s medical condition, in order
to establish deliberate indifference the prisoner must show that “the defendants’
responses to [his condition] were so plainly inappropriate as to permit the inference that
the defendants intentionally or recklessly disregarded his needs.” Hayes v. Snyder, 546
F.3d 516, 524 (7th Cir. 2008). A mere disagreement with medical professionals about the
appropriate treatment does not amount to an Eighth Amendment violation. Ciarpaglini
v. Saini, 352 F.3d 328, 331 (7th Cir. 2003). With these principles in mind, the court turns
its attention to Swisher’s claims against Dr. Al-Shami.
19
Swisher has produced no evidence that Dr. Al-Shami was deliberately indifferent
to his medical needs stemming from his post-traumatic stress disorder. Swisher never
told Dr. Al-Shami he had been diagnosed with post-traumatic stress disorder and Dr.
Al-Shami did not witness Swisher exhibit symptoms of post-traumatic stress disorder.
(ECF 332-1 at ¶ 17.) Dr. Al-Shami cannot be deliberate indifferent to medical needs
when he is unaware of them. Board, 394 F.3d at 478.
Swisher has not produced evidence from which a reasonable fact-finder could
find that Dr. Al-Shami was deliberately indifferent to his complaints of back pain. It is
uncontested that Swisher’s only written request for care due to back pain was a Medical
Request Form asking to see a chiropractor on March 2, 2008, and that the request was
not brought to Dr. Al-Shami’s attention. (ECF 339-2 at 54-55; ECF 339-4 at 10; ECF 339-1
at ¶ 10.) Swisher asserts that he told Dr. Al-Shami about his back pain during later visits
and that Dr. Al-Shami told Swisher he would not refer him to a specialist. (ECF 339-2 at
56-57, 63; ECF 341 at 1.) But, Swisher provides no detail about the nature of his back
pain or what he conveyed to Dr. Al-Shami about his back pain. The only facts before
this court are that Swisher had back pain, Dr. Al-Shami knew he had back pain, and Dr.
Al-Shami refused to provide treatment or send him to a specialist. (ECF 339-2 at 56-57;
ECF 341 at 1.) But, Swisher has not demonstrated that Dr. Al-Shami’s knowledge of his
back pain made a wait-and-see approach unreasonable. Eight out of ten people suffer
from back pain at some point, and it usually goes away on its own.
https://medlineplus.gov/backpain.html (last visited March 15, 2018). Swisher is
entitled to medical care that does not violate the constitution, but he is not entitled to
20
demand specific care. Forbes, 112 F.3d at 267. Taking the facts in the light most favorable
to Swisher, no reasonable fact-finder could find that no “nominally competent
professional” would have responded as Dr. Al-Shami did to Swisher’s complaints of
back pain. See Jackson, 541 F.3d at 697.
Swisher also has not produced evidence from which a reasonable fact-finder
could find that Dr. Al-Shami was deliberately indifferent to his foot pain. Swisher’s
April 4, 2008, Medical Request Form indicated that he needed care for foot pain and an
infection, but there is no evidence that Dr. Al-Shami saw this form. (ECF 339-4 at 12.)
Swisher alleges that he made Dr. Al-Shami aware of his foot pain during his
appointment on April 7, 2008, and that Dr. Al-Shami did not prescribe anything and
refused to send him to a specialist. (ECF 339-2 at 63; ECF 341 at 1.) As with his
allegations regarding back pain, Swisher does not produce any evidence of what he told
Dr. Al-Shami beyond the fact that he had foot pain. It is undisputed that Dr. Al-Shami
never observed Swisher having difficulty ambulating. (ECF 332-1 at ¶ 17.) Swisher saw
Dr. Al-Shami on May 5, 2018, and August 25, 2008, but Swisher does not assert that he
told Dr. Al-Shami he continued to have foot pain at either of those appointments. (ECF
339-4 at 19, 25.) Taking the facts in the light most favorable to Swisher, no reasonable
fact-finder could find that no “nominally competent professional” would have
responded as Dr. Al-Shami did to Swisher’s one-time complaint of foot pain. See Jackson,
541 F.3d at 697.
Likewise, no reasonable fact-finder could find that Dr. Al-Shami was deliberately
indifferent to Swisher’s pain from sinus headaches based on the record before this
21
court. Swisher asserts that he told Dr. Al-Shami of his sinus headaches on April 7, 2008.
(ECF 341 at 1.) He does not offer any further detail. The medical records demonstrate
that Dr. Al-Shami prescribed an antihistamine (CTM) on April 7, 2008. (ECF 332-1 at ¶
12; ECF 339-4 at 14.) Dr. Al-Shami claims that Swisher complained of sinus headaches
only at the August 25, 2008, appointment. (ECF 332-1 at ¶¶ 15, 17.) Dr. Al-Shami further
asserts that Swisher asked him about prescribing a particular medication for his sinus
headaches. (ECF 332-1 at ¶ 15.) It is undisputed that on August 25, 2008, Dr. Al-Shami
prescribed Tylenol, Ibuprofen, and Benadryl for Swisher’s sinus headaches. (ECF 332-1
at ¶ 15; ECF 339-4 at 25.) Swisher did not seek care for his sinus headaches after August
25, 2008. There may simply be confusion about that date of the appointment at which
Swisher sought care for sinus headaches, but even if Swisher complained on both April
7, 2008, and August 25, 2008, Swisher has not produced evidence from which a
reasonable fact-finder could find that no “nominally competent professional” would
have responded as Dr. Al-Shami did to his complaints of sinus headaches. See Jackson,
541 F.3d at 697.
Lastly, no reasonable fact-finder could find that Dr. Al-Shami was deliberately
indifferent to Swisher’s medical needs related to his hernia based on the record before
this court. Swisher first sought care for his hernia on April 27, 2008, and he was seen by
Dr. Al-Shami on May 5, 2008. (ECF 339-4 at 17, 19.) Swisher was diagnosed with a
hernia measuring 5 centimeters by 5 centimeters, although Swisher’s allegation that he
looked eight or nine months pregnant suggests Swisher believed it was larger. (ECF
339-2 at 68-69; ECF 339-4 at 19, ECF 341 at 2.) Whatever size the hernia measured, it is
22
undisputed that it was reducible. (ECF 332-1 at ¶ 13.) Because it was reducible, Dr. AlShami did not think it needed to be surgically repaired. (Id.) Dr. Al-Shami ordered an
Ace bandage and Tylenol. (Id.) The Ace bandage was not delivered to Swisher until
May 29, 2008, but there is no indication that Dr. Al-Shami was responsible for that
delay. (ECF 332-2 at 192.) Once the bandage was received, Swisher found that it did not
work well for him because it rolled. (ECF 332-1 at ¶ 14.) As a result, Dr. Al-Shami
ordered a hernia belt. (Id.) The hernia belt was provided on June 2, 2008. (ECF 332-2 at
193, 201-02; ECF 339-2 at 73; ECF 339-4 at 21.) Swisher made only one more request, on
August 19, 2008, to see a physician while he was housed at the Porter County Jail. (ECF
339-4 at 23.) He saw Dr. Al-Shami on August 25, 2008. (ECF 339-4 at 25; ECF 339-2 at 7980.) At that appointment, Swisher asked Dr. Al-Shami why he could not have his hernia
repaired. (ECF 332-1 at ¶ 15; ECF 339-4 at 25.) Dr. Al-Shami explained that it did not
need to be surgically repaired at that time. (Id.) There is no evidence that Swisher
reported pain that was uncontrolled despite the Tylenol that Dr. Al-Shami prescribed
on May 8, 2008. While Swisher asserts he did not receive treatment for his hernia, the
record does not support that conclusion. It was not his preferred treatment and it was
not provided by his preferred physician, but pre-trial detainees are not entitled to handpick their treatment or physicians. See Snipes v. DeTella, 95 F.3d 586, 592 (7th Cir.
1996)(“[T]he Constitution is not a medical code that mandates specific medical
treatment.”). Furthermore, following Swisher’s transfer to a different facility, he wore a
hernia belt for seven years without having surgery. (ECF 339-2 at 74-76.) This suggests
that Dr. Al-Shami’s treatment decision was reasonable and consistent with the opinion
23
of the doctors that treated Swisher following his transfer to an Indiana Department of
Correction facility. Swisher has produced no evidence to the contrary. No reasonable
fact-finder could conclude that no “nominally competent professional” would have
treated Swisher’s hernia as Dr. Al-Shami did under these circumstances. Jackson, 541
F.3d at 697.
Swisher was never told he could not see a doctor. (ECF 339-2 at 61.) Yet, despite
his many medical concerns, Swisher asserts that he only saw Dr. Al-Shami on four
occasions during the roughly nine months he was housed at the Porter County Jail. He
is critical of Dr. Al-Shami’s treatment, but provides almost no details about what he told
Dr. Al-Shami that would permit a reasonable fact-finder to determine that Dr. AlShami’s care was negligent or incompetent, and a showing of deliberately indifferent
requires a good deal more than a showing of mere negligence or incompetence. Pierson,
391 F.3d at 902; Walker, 233 F.3d 499. As noted earlier, summary judgment is the “put up
or shut up moment.” See Springer, 518 F.3d 479, 484 (7th Cir. 2008). Swisher has not
presented facts from which a reasonable fact-finder could find that Dr. Al-Shami acted
in an intentionally or criminally reckless manner in evaluating or treating Swisher’s
post-traumatic stress disorder, back pain, foot pain, sinus headaches, or hernia.
Accordingly, summary judgment will be granted in favor of Dr. Al-Shami.
Warden Widup
Warden Widup is not a medical professional. The law encourages non-medical
staff to defer to the judgment of medical personnel. See Berry v. Peterman, 604 F.3d 435,
24
440 (7th Cir. 2010). In Burks v. Raemisch, the Seventh Circuit rejected a prisoner’s attempt
to hold non-medical officers responsible for deficiencies in his medical care.
The division of labor is important not only to bureaucratic
organization but also to efficient performance of tasks;
people who stay within their roles can get more work done,
more effectively, and cannot be hit with damages under §
1983 for not being ombudsmen. Burks’s view that everyone
who knows about a prisoner's problem must pay damages
implies that he could write letters to the Governor of
Wisconsin and 999 other public officials, demand that every
one of those 1,000 officials drop everything he or she is
doing in order to investigate a single prisoner's claims, and
then collect damages from all 1,000 recipients if the letterwriting campaign does not lead to better medical care. That
can't be right. The Governor, and for that matter the
Superintendent of Prisons and the Warden of each prison, is
entitled to relegate to the prison's medical staff the provision
of good medical care.
Burks v. Raemisch, 555 F.3d 592, 595 (7th Cir. 2009). Furthermore, “[a] layperson's failure
to tell the medical staff how to do its job cannot be called deliberate indifference; it is
just a form of failing to supply a gratuitous rescue service.” Id. at 596.
Warden Widup knew about Swisher’s back pain, foot pain, and hernia because
Swisher spoke with Warden Widup about those concerns. (ECF 339-2 at 43, 93; ECF 3411 at ¶ 6.) Warden Widup may also have learned of these medical issues from his son,
Ian Widup, or Swisher’s sister, Bonnie Work. (ECF 339-2 at 47-48, 72, 92-93; ECF 341-1 at
¶ 6.) But, what Warden Widup knew is less clear. Swisher does not tell the court what
either he or Bonnie Work told Warden Widup. He merely makes conclusory statements
that he and Bonnie Work told Warden Widup about these concerns. Swisher spoke with
Warden Widup on only a few occasions. (ECF 339-2 at 47-48, 57-58, 72, 90-93.)
25
According to Swisher, Warden Widup’s response to his medical concerns was always
“I’ll talk to medical and get it taken care of.” (ECF 339-2 at 66.) When a non-medical
defendant takes his concerns to the medical staff, that is not deliberate indifference.
Burks, 555 at 596. When Swisher talked to Warden Widup about seeing a chiropractor,
he was told that specialists do not come to the jail. (ECF 339-2 at 57-58.) Warden Widup
did not tell Swisher that he could not see a specialist even if it was medically necessary;
he told him only that specialists do not come to the jail. This does not demonstrate
deliberate indifference. Warden Widup made treatment available to Swisher through
Advanced Correctional Healthcare Corporation, and Swisher did in fact receive
treatment while housed at the jail. Warden Widup has indicated that he relied upon the
decisions of Dr. Al-Shami and other physicians employed by Advanced Correction
Healthcare Corporation. (ECF 339-3 at ¶ 10.) Warden Widup is entitled to defer to the
judgment of the medical staff treating Swisher. Berry, 604 F.3d at 440. There are no facts
before this court that demonstrate Warden Widup ignored Swisher or that he possessed
any information that would render his deference to the medical staff’s treatment of
Swisher’s back pain, foot pain, or hernia unreasonable.
Porter County Sheriff’s Department and Advanced Correctional Healthcare Corporation
A municipality may only be held liable for constitutional violations caused by
the municipality through its own policy, practice, or custom. Monell v. Dep't of Soc.
Servs. of the City of New York, 436 U.S. 658, 694, 98 S. Ct. 2018, 56 L. Ed. 2d 611 (1978). To
recover under Monell, a plaintiff must establish that: (1) he suffered a deprivation of a
federal right (2) as a result of an express municipal policy, a widespread custom, or a
26
deliberate act of a decision-maker with final policymaking authority for the
municipality that (3) was the proximate cause of his injury. King v. Kramer, 763 F.3d 635,
649 (7th Cir. 2014). A private company performing a state function, such as Advanced
Correctional Healthcare Corporation, can be held liable to the same extent as a
municipal entity under Monell v. Dep’t of Soc. Servs. of City of New York, 436 U.S. 658
(1978). See Rice v. Corr. Med. Servs., 675 F.3d 650, 675 (7th Cir. 2012) (Monell framework
applies to private company providing medical care at correctional facility). However, “a
municipality cannot be liable under Monell when there is no underlying constitutional
violation by a municipal employee.” Sallenger v. City of Springfield Ill., 630 F.3d 499, 504
(7th Cir. 2010). Swisher has not presented facts from which a reasonable fact-finder
could find that Dr. Al-Shami, Warden Widup, or Sheriff Lain violated any of his
constitutional rights. Accordingly, the Porter County Sheriff’s Department and
Advanced Correctional Healthcare Corporation must be dismissed.
For these reasons, the court GRANTS the defendants’ summary judgment
motions (ECF 331 and 338) and DIRECTS the clerk to enter judgment in favor of the
defendants and against the plaintiff.
SO ORDERED on March 20, 2018
s/Michael G. Gotsch, Sr.
Michael G. Gotsch, Sr.
United States Magistrate Judge
27
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?