Pelham et al v. Albright et al
Filing
64
OPINION AND ORDER GRANTING 55 MOTION for Summary Judgment; GRANTING 52 MOTION for Summary Judgment; DENYING 59 MOTION for Entry of Judgment under Rule 54(b) . Because no claims remain against any defendants in this case, the court directs the Clerk to ENTER FINAL JUDGMENT Signed by Senior Judge James T Moody on 1/28/2014. (lyb) ***Civil Case Terminated
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF INDIANA
SOUTH BEND DIVISION
DAVID PELHAM and GAIL PELHAM,
)
)
Plaintiffs,
)
)
v.
)
)
SHARON RUTH ALBRIGHT, in her individual and )
official capacities as an attorney for the Indiana
)
Department of Child Services;
)
LINDA ROEHM, in her individual and official
)
capacity with Families First;
)
KIMBERLY D. SLAUGHTER, in her individual and )
official capacity as Supervisor, with the Indiana
)
Department of Child Services;
)
COURTNEY J. HARDMAN, in her individual and )
official capacity as Family Case Manager with the )
Indiana Department of Child Services;
)
MARGARET APPLEBY, in her individual and
)
official capacity as Court Appointed Special
)
Advocate;
)
AMY M. CORBIN, in her individual and official
)
capacity as Family Case Manager with the Indiana )
Department of Child Services; and
)
THE INDIANA DEPARTMENT OF CHILD
)
SERVICES;
)
)
Defendants.
)
No. 3:11 CV 99
OPINION and ORDER
I.
BACKGROUND
Plaintiffs are the grandparents of J.P., the minor child of their adult son and his
wife. Plaintiffs assert that the Indiana Department of Child Services (“DCS”), various
employees of state agencies, and a few private individuals interfered with their
attempts to adopt J.P. by, amongst other things, misrepresenting facts to the state court
that ultimately declined to awarded custody of J.P. to plaintiffs. Plaintiffs sued, alleging
violations of 42 U.S.C. § 1983, the Indiana state constitution, and various state tort laws.
Originally, plaintiffs sued seven different defendants. Most of the claims have
been resolved by voluntary dismissal, summary judgment, or judgment on the
pleadings. Only a few claims remain. Defendant Linda Roehm has now filed a motion
for summary judgment on the claims remaining against her (DE # 52), which plaintiffs
do not oppose (DE # 58). DCS has also moved for summary judgment on the few claims
that remain against it: plaintiffs’ claims for negligence, gross negligence, and violation
of the Indiana constitution, to the extent that these claims are based on plaintiffs’
allegations that DCS failed to properly investigate J.P.’s living conditions, failed to
properly train its employees, or set or operated under self-serving policies. (DE # 55.)
Plaintiffs responded to this motion (DE # 62), and DCS replied (DE # 63), making the
motion ripe for ruling.
II.
LEGAL STANDARD
FEDERAL RULE OF CIVIL PROCEDURE 56 requires the entry of summary judgment,
after adequate time for discovery, against a party “who fails to make a showing
sufficient to establish the existence of an element essential to that party’s case, and on
which that party will bear the burden of proof at trial.” Celotex Corp. v. Catrett, 477 U.S.
317, 322 (1986). In responding to a motion for summary judgment, the non-moving
party must identify specific facts establishing that there is a genuine issue of fact for
trial. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 252 (1986); Palmer v. Marion County, 327
2
F.3d 588, 595 (7th Cir. 2003). In doing so, the non-moving party cannot rest on the
pleadings alone, but must present fresh proof in support of its position. Anderson, 477
U.S. at 248; Donovan v. City of Milwaukee, 17 F.3d 944, 947 (7th Cir. 1994). A dispute
about a material fact is genuine only “if the evidence is such that a reasonable jury
could return a verdict for the nonmoving party.” Anderson, 477 U.S. at 248. If no
reasonable jury could find for the non-moving party, then there is no “genuine”
dispute. Scott v. Harris, 550 U.S. 372, 380 (2007).
The court’s role in deciding a summary judgment motion is not to evaluate the
truth of the matter, but instead to determine whether there is a genuine issue of triable
fact. Anderson, 477 U.S. at 249-50; Doe v. R.R. Donnelley & Sons Co., 42 F.3d 439, 443 (7th
Cir. 1994). In viewing the facts presented on a motion for summary judgment, a court
must construe all facts in a light most favorable to the non-moving party and draw all
legitimate inferences and resolve all doubts in favor of that party. NLFC, Inc. v. Devcom
Mid-Am., Inc., 45 F.3d 231, 234 (7th Cir. 1995).
III.
DISCUSSION
A.
Plaintiffs’ Claim Under Indiana Constitution
DCS first argues that it is entitled to summary judgment on plaintiffs’ claim
under the Indiana Constitution, because the Indiana Constitution provides no private
right of action for damages. DCS is correct. Smith v. Ind. Dep’t of Corr., 871 N.E.2d 975,
986 (Ind. Ct. App. 2007) (“Since there is no express or implied right of action for
monetary damages under the Indiana Constitution, Smith cannot succeed on such a
3
claim.”). Though plaintiffs cite an older case authored by the undersigned, Discovery
House, Inc. v. Consolidated City of Indianapolis, 43 F. Supp. 2d 997, 1004 (N.D. Ind. 1999), in
which this court held the opposite, that decision was written when the courts of Indiana
had not yet spoken on this issue. Given the Smith decision by the Indiana Court of
Appeals in 2007, it is clear that this court’s Discovery House decision has been abrogated,
and the Indiana Constitution provides no private right of action for damages.
Therefore, DCS is entitled to summary judgment on that claim.
B.
Plaintiffs’ Tort Claims
DCS also seeks summary judgment on plaintiffs’ tort claims of negligence and
gross negligence. DCS argues that it is entitled to statutory immunity from these claims
under Indiana Code § 31-25-2-2.5, which essentially provides immunity to all DCS
employees for official acts. Though the statute mentions employees of DCS, and not
DCS itself, the Indiana Court of Appeals recently held that because “the only way to
reach the organization [DCS] is through the doctrine of respondeat superior,” once
employees are given immunity, “DCS as a whole effectively has immunity for those
actions and omissions.” D.L. v. Huck, 978 N.E.2d 429, 435-36 (Ind. Ct. App. 2012) aff’d on
reh’g, 984 N.E.2d 223 (Ind. Ct. App. 2013) (finding DCS immune from liability). In a
prior decision in this case, all of DCS’s employees received immunity under § 31-25-22.5 for plaintiff’s negligence and gross negligence claims.1 (DE # 32 at 19.) Accordingly,
under Huck, DCS is immune from liability on those claims as well.
1
DCS did not receive immunity at that time because it had not moved for it.
4
Plaintiffs seek to avoid Huck’s holding by alleging that DCS lied to, and therefore
committed a fraud upon, the state court that presided over their grandson’s custody
proceedings, and the Huck court did not permit immunity to shield DCS from a fraud
claim. Huck did hold that immunity does not prevent a claim for fraud, 978 N.E.2d at
436, but this holding does not help plaintiffs because they have no fraud claim. Under
Indiana law, the essential elements of fraud are: (1) a false material representation of
past or existing facts; (2) made with knowledge or reckless ignorance of the falsity; (3)
which causes reliance to the detriment of the person relying on the representation.
Comfax Corp. v. N. Am. Van Lines, Inc., 587 N.E.2d 118, 125 (Ind. Ct. App. 1992). Plaintiffs
have neither alleged nor created any genuine issue of material fact as to how they relied,
to their detriment, on the misrepresentations that DCS allegedly made to the state court.
Perhaps the state court relied upon DCS’s alleged lies, but the state court is not a
plaintiff in this case and the court has located no authority suggesting that plaintiffs
may recover for a fraud perpetrated upon a court. Accordingly, plaintiffs’ fraud
argument fails, and DCS is entitled to immunity on plaintiffs’ negligence and gross
negligence claims.
IV.
CONCLUSION
For the foregoing reasons, DCS’s motion for summary judgment (DE # 55) is
GRANTED. Plaintiffs have not contested the entry of summary judgment against them
as to defendant Roehm (DE # 58), so Roehm’s motion for summary judgment (DE # 52)
5
is also GRANTED; Roehm’s motion for entry of judgment (DE # 59) is DENIED as
moot.
Because no claims remain against any defendants in this case, the court directs
the Clerk to ENTER FINAL JUDGMENT as follows:
The claims of plaintiffs David Pelham and Gail Pelham against
Margaret Appleby, in her individual and official capacity as
Court Appointed Special Advocate, stand dismissed without
prejudice. Further, judgment is entered in favor of defendants
Sharon Ruth Albright, in her individual and official capacity as
an attorney for the Indiana Department of Child Services;
Linda Roehm, in her individual and official capacity with
Families First; Kimberly D. Slaughter, in her individual and
official capacity as Supervisor with the Indiana Department of
Child Services; Courtney J. Hardman, in her individual and
official capacity as Family Case Manager with the Indiana
Department of Child Services; Amy M. Corbin, in her
individual and official capacity as Family Case Manager with
the Indiana Department of Child Services; and the Indiana
Department of Child Services; and against plaintiffs David
Pelham and Gail Pelham, who shall take nothing by way of
their complaint.
SO ORDERED.
Date: January 28, 2014
s/James T. Moody
JUDGE JAMES T. MOODY
UNITED STATES DISTRICT COURT
6
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?