Bair v. Commissioner of Social Security
Filing
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OPINION AND ORDER: The final decision of the Commissioner of Social Security is AFFIRMED. The Clerk shall enter judgment in favor of defendant and against plaintiff. Signed by Judge Philip P Simon on 9/14/18. (ksp)
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF INDIANA
SOUTH BEND DIVISION
NANCY A. BAIR,
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Plaintiff,
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vs.
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NANCY BERRYHILL, Acting Commissioner )
of the Social Security Administration,
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Defendant.
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3:17CV629-PPS
OPINION AND ORDER
Nancy A. Bair was born in the Philippines, came to the United States in 1985 and
later became a U.S. citizen. [AR at 40-41.]1 Bair worked as a machine operator for
American Rubber for 20 years until she quit on January 9, 2014 at age 53. [DE 9 at 42;
DE 11 at 3.] Before she quit, Bair applied for disability benefits alleging that she
became disabled as of January 1, 2014. After a hearing, an administrative law judge
issued a decision finding that Bair retains the residual functional capacity to perform a
full range of work at all exertional levels but with certain non-exertional limitations
accommodating Bair’s severe impairments of hearing loss, arthritis in her right hand,
and tendonitis in her right shoulder. [AR at 15, 16.] Bair appeals the denial of benefits.
Bair asks me to reverse the ALJ’s decision and remand for further proceedings
by the Social Security Administration. My review of the ALJ’s decision is deferential. I
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The administrative record [AR] is found in the court record at docket entry 9, and consists of
361 pages. I will cite to the pages of this AR according to the Social Security Administration’s Bates
stamp numbers rather than the court’s Electronic Case Filing page number.
must affirm it if it is supported by substantial evidence, meaning “‘such relevant
evidence as a reasonable mind might accept as adequate to support a conclusion.’”
McKinzey v. Astrue, 641 F.3d 884, 889 (7th Cir. 2011) (citation omitted). I can’t reweigh
the evidence or substitute my judgment for that of the ALJ. Minnick v. Colvin, 775 F.3d
929, 935 (7th Cir. 2015). But these standards do not mean that I “will simply rubberstamp the Commissioner’s decision without a critical review of the evidence.” Clifford
v. Apfel, 227 F.3d 863, 869 (7th Cir. 2000).
When considering the evidence, “an ALJ is not required to provide a complete
and written evaluation of every piece of testimony and evidence, but ‘must build a
logical bridge from the evidence to his conclusion.’” Minnick v. Colvin, 775 F.3d 929,
935 (7th Cir. 2015), quoting Schmidt v. Barnhart, 395 F.3d 737, 744 (7th Cir. 2005). This
means that an ALJ’s decision must offer an explanation of the rationale from the
evidence to his or her conclusions “sufficient to allow us, as a reviewing court, to assess
the validity of the agency’s ultimate findings and afford [the claimant] meaningful
judicial review.” Moore v. Colvin, 743 F.3d 1118, 1121 (7th Cir. 2014).
Discussion
Bair raises two issues in this appeal. First, she contends that the ALJ failed to
give appropriate weight to the medical opinions of Dr. Caroline Bjonback, Bair’s
treating physician. Bair’s other argument for reversal is that the ALJ’s determination
about Bair’s credibility is not supported by substantial evidence. [DE 11 at 15.] I will
take up each issue in turn.
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Treating Physician Bjonback
The opinion from Dr. Bjonback is contained in a “Medical Source Statement of
Ability to Do Work-Related Activities” that Dr. Bjonback completed on October 7, 2015.
[AR 309-314.] The document is essentially a checklist of the things that Bair can and
cannot do. There are places in the Statement for the doctor to provide additional
information in the form of a narrative, and Dr. Bjonback helpfully did so on a couple of
occasions. The Statement reflects that Bair’s standing, walking and sitting are not
affected by her impairments. [AR at 311.] In the check-the-box portions of the
Statement, Dr. Bjonback indicates that Bair is unable to lift more than 10 pounds and is
limited in pushing and pulling with her upper extremities, but she leaves blank the
section asking for “medical/clinical finding(s)” that support these conclusions. [AR at
311-313.] Dr. Bjonback checks boxes indicating that Bair’s reaching, handling and
fingering are limited, but includes these explanatory comments:
Exam is inconclusive. Does not hold against resistance possibly due to
pain. No swelling or localized tenderness. Shoulder is painful at
extremes of abduction and flexion, but no abnormality on exam. X-rays
ordered to check for underlying arthritis.
[AR at 313.] On the next page, her remarks continue:
Has not had this condition treated, so it is unknown if it is reversible. I
am going to refer her to ortho for treatment. May need therapy. Should
not do jobs with repetitive work.
[AR at 314.]
Treating this Statement as Dr. Bjornback’s medical opinion about Bair’s
functional limitations, the ALJ gave the opinion “little weight,” citing Dr. Bjornback’s
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treatment notes of the same date. [AR at 20.] More specifically, the ALJ first said the
opinion “reflects the subjective reports of the claimant rather than objective findings.”
[Id.] This appears to be borne out by the treatment notes of October 7, 2015, in which
the doctor reflects Bair’s complaints that she cannot lift her 18 month old grandchild,
lift a gallon of milk, or reach above her head. [AR at 354.] But Dr. Bjornback reports
that on examining Bair:
I could not find any abnormality of her hand or wrist. She could not hold
any of the joints against resistance, but I’m not sure if she could
understand my directions2 and would have wanted her to do. Shoulder
found pain at the extremes of passive range of motion of abduction and
flexion. I could not find any abnormalities on palpation.
[AR at 355.] This supports the ALJ’s statement about the lack of objective findings.
The ALJ’s next reason for discounting Dr. Bjonback’s opinion is the doctor’s note
in the Statement itself that her exam of Bair was “inconclusive” concerning her
manipulative limitations. [AR at 20.] This is also reflected in the treatment notes of the
same date, quoted above, reporting a finding of no abnormalities in Bair’s hand, wrist
or shoulder. [AR at 355.] The Statement’s observation that Bair’s condition had not
been treated and might be reversible is also supported by that day’s treatment notes:
“She needs to be referred for treatment as she’s never had any treatment for this.” [AR
at 355.] The ALJ further pointed out that Dr. Bjornback’s office notes include that she
“would not recommend [Bair] be employed at a job where there is repetitive work, but
that does not mean that she is totally disabled.” [AR at 20, 355.] These features of the
2
Born in the Philippines, Bair’s native language appears not to have been English.
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treatment notes justifiably diminish the weight of Dr. Bjornback’s Statement as to Bair’s
limitations.
Because Dr. Bjonback is a treating physician, “her opinion on the nature and
severity of [Bair’s] medical condition is entitled to controlling weight if it is well
supported by medical findings and consistent with other record evidence.” Lambert v.
Berryhill, 896 F.3d 768, 774 (7th Cir. 2018), citing 20 C.F.R. §404.1520c(a) (2017). If the
ALJ rejects a treating physician’s opinion, she must give “good reasons” for assigning it
lesser weight. Brown v. Colvin, 845 F.3d 247, 252 (7th Cir. 2016); Schaaf v. Astrue, 602 F.3d
689, 875 (7th Cir. 2010). While an ALJ must consider regulatory factors relevant to the
examining and treatment relationship with the doctor, the ALJ is not required to
expressly discuss each factor so long as a satisfactory explanation is offered for the
weight given to the medical opinion. Vavercan v. Colvin, 2:14CV74-PRC, 2015 WL
5713956 at *7 (N.D.Ind. Sept. 29, 2015). In this case the ALJ explained a number of good
reasons to give little weight to Dr. Bjornback’s opinions as to Bair’s limitations, focusing
on the inconsistency of the opinions with the doctor’s own treatment record and her
qualification of the Statement by her own comments. I find no reversible error in the
ALJ’s analysis of Dr. Bjornback’s opinions.
Credibility Determination
The second issue concerns the ALJ’s determination about Bair’s credibility.
When the ALJ finds a claimant’s statements about her impairments to be less than
credible, his explanation should be “logically based on specific findings and evidence,”
but the credibility conclusion can be overturned only if it “lacks explanation or
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support.” Cullinan v. Berryhill, 878 F.3d 598, 603 (7th Cir. 2017). Bair’s general argument
can be distilled down to several specifics.
First, Bair challenges the ALJ’s conclusion that Bair’s “hearing testimony and
subjective complaints are clearly excessive when compared to her treatment notes.”
[AR at 19.] The discussion of Dr. Bjornback’s opinions above demonstrates the lack of
medical findings supporting Bair’s complaints about her hand and shoulder. As to her
hearing, the ALJ recognized hearing loss as a severe impairment but also made specific
note of the medical record showing that Bair has hearing aids for which adjustments
are made as necessary, that her hearing impairment is stable and that Dr. Bjonback
found Bair’s speech and hearing to be “grossly normal.” [AR at 17, 271, 350.] Bair
demonstrates no error by the ALJ on this point.
Next, Bair argues that her consistent work history should have weighed in favor
of her credibility, but that instead the ALJ focused on Bair’s failure to “seek another job
with less repetitive movements or lower exertional demands.” [DE 11 at 16; AR at 19.]
This argument does not support a remand for further consideration. The context of the
challenged statement by the ALJ included the observations that Bair had filed for
disability before quitting her job, and despite later claiming that the pain in her hands
made her work impossible, she did not initially claim that condition in her disability
application and did not seek medical treatment for it until five months after quitting.
[AR at 18, 19.] This reasoning is appropriate to the ALJ’s credibility analysis. In
addition, a good work history is a factor supporting credibility, but it is “one factor
among many, and it is not dispositive.” Loveless v. Colvin, 810 F.3d 502, 508 (7th Cir.
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2016). And an ALJ does “not commit reversible error by failing to explicitly discuss [a
claimant’s] work history when evaluating her credibility.” Summers v. Berryhill, 864
F.3d 523, 528 (7th Cir. 2017).
Lastly, Bair criticizes the ALJ’s comment that “there is no evidence that the
claimant attempted to seek treatment from any free or sliding fee scale clinic or has
been turned away at either the hospital or a physician office because of her inability to
pay.” [DE 11 at 16; AR at 19.] Bair now cites her hearing testimony that lack of
insurance explained gaps in her treatment by Dr. Bjonback. [DE 11 at 16; AR at 44.]
But the ALJ also acknowledged and considered that testimony as well, which on its
face was limited to treatment by Dr. Bjonback, not other providers, and did not fully
address Bair’s failure to seek any treatment for her allegedly disabling condition while
still employed or for five months after she alleges it required her to quit her job. [AR at
19.] “[F]ailure to consider a claimant’s reasons for not seeking treatment is erroneous,”
but here the ALJ considered the reasons proffered but found them insufficient. Thomas
v. Colvin, 826 F.3d 953, 961 (7th Cir. 2016).
Bair does not identify a reversible error in the ALJ’s broad range of
considerations in evaluating the seriousness of Bair’s symptoms. An ALJ’s credibility
finding is given “special deference” and is overturned only if it is “patently wrong.”
Eichstadt v. Astrue, 534 F.3d 663, 667-68 (7th Cir. 2008). Bair’s challenges to the ALJ’s
determination that her impairments were not as intense and limiting as she claimed fall
far short of a showing that the ALJ’s conclusion was patently wrong.
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Conclusion
My role is not to determine from scratch whether or not Bair is disabled and
entitled to benefits. Instead, my review of the ALJ’s findings is deferential, to
determine whether the ALJ applied the correct legal standards and whether the
decision is supported by substantial evidence. Shideler v. Astrue, 688 F.3d at 310; Castile
v. Astrue, 617 F.3d 923, 926 (7th Cir. 2010); Overman v. Astrue, 546 F.3d 456, 462 (7th Cir.
2008). After that, I “must affirm the ALJ’s decision even if reasonable minds could
differ about the ultimate disability finding.” Brown v. Colvin, 845 F.3d 247, 251 (7th Cir.
2016). Because substantial evidence supports the Commissioner’s findings, they are
conclusive. 42 U.S.C. §405(g). For the reasons I’ve explained, Bair has not
demonstrated that the ALJ failed to build a logical bridge from the evidence to his
conclusion that Bair does not qualify for disability, or otherwise committed reversible
error. The Commissioner’s final decision must be affirmed.
ACCORDINGLY:
The final decision of the Commissioner of Social Security denying plaintiff
Nancy A. Bair’s application for Social Security Disability benefits is AFFIRMED. The
Clerk shall enter judgment in favor of defendant and against plaintiff.
SO ORDERED. ENTERED:
September 14, 2018.
/s/ Philip P. Simon
PHILIP P. SIMON, JUDGE
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