Weldon v. Neal et al
Filing
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OPINION AND ORDER: The Court GRANTS the plaintiff leave to proceed against Officer Cross, Lieutenant Smith, Officer Crockett, Sergeant Walton, Lieutenant Koen, Ms. Mayes, and Dr. Chico in their personal capacity for money damages for denying him medi cal care for injuries he suffered in a January 2023 fire in violation of the Eighth Amendment; GRANTS the plaintiff leave to proceed against Commissioner Reagle, Warden Ron Neal, Assistant Warden Dawn Buss, Major Douglas Wardlow, John Doe Safety Mana ger, and John Doe Fire Training Supervisor in their personal capacity for monetary damages for deliberate indifference to the risk of harm posed by a fire that occurred in January 2023 in violation of the Eighth Amendment; DISMISSES all other claims; DIRECTS the Clerk to request a Waiver of Service from (and if necessary, the United States Marshals Service to use any lawful means to locate and serve process on) Warden Ron Neal, Commissioner Christina Reagle, Jacqueline Mayes, Lieutenant Dennis K oen, Officer Darnell Crockett, Lieutenant Nadine Smith, Sergeant Jeniene Walton, Officer Kevin Cross, Assistant Warden Dawn Buss, and Major Douglas Wardlow at the Indiana Department of Correction and to send them a copy of this order and the amended complaint pursuant to 28 U.S.C. § 1915(d); DIRECTS the Clerk to request a Waiver of Service from (and if necessary, the United States Marshals Service to use any lawful means to locate and serve process on) Dr. Christina Chico at Centurion Healt h and to send her a copy of this order and the amended complaint pursuant to 28 U.S.C. § 1915(d); ORDERS the Indiana Department of Correction and Centurion Health to provide the United States Marshal Service with the full name, date of birth, an d last known home address of any defendant who does not waive service, to the extent such information is available; ORDERS Warden Ron Neal, Commissioner Christina Reagle, Jacqueline Mayes, Lieutenant Dennis Koen, Officer Darnell Crockett, Lieutenant Nadine Smith, Sergeant Jeniene Walton, Officer Kevin Cross, Assistant Warden Dawn Buss, Major Douglas Wardlow, and Dr. Christina Chico to respond, as provided for in the Federal Rules of Civil Procedure and N.D. Ind. L.R. 10-1(b), only to the claims for which the plaintiff has been granted leave to proceed in this screening order; and ORDERS Warden Ron Neal to provide on or before 7/9/2024, the names of the individuals who served as Indiana State Prisons Safety Hazard Manager and Supervisor of Fire Training as of January 2023, or to file a notice by the above date explaining why the names of these individuals cannot be provided. Signed by Judge Philip P Simon on 5/9/2024. (ash)
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF INDIANA
SOUTH BEND DIVISION
DUSTIN WELDON,
Plaintiff,
v.
Cause No. 3:24-CV-136-PPS-JEM
RON NEAL, et al.,
Defendants.
OPINION AND ORDER
Dustin Weldon, a prisoner without a lawyer, filed an amended complaint as of
right under Federal Rule of Civil Procedure 15(a). [DE 9.] Under 28 U.S.C. § 1915A, I
must screen the amended complaint and dismiss it if it is frivolous or malicious, fails to
state a claim upon which relief may be granted, or seeks monetary relief against a
defendant who is immune from such relief. To proceed beyond the pleading stage, a
complaint must contain sufficient factual matter to “state a claim to relief that is
plausible on its face.” Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570 (2007). “A claim
has facial plausibility when the pleaded factual content allows the court to draw the
reasonable inference that the defendant is liable for the misconduct alleged.” Ashcroft v.
Iqbal, 556 U.S. 662, 678 (2009). Because Mr. Weldon is proceeding without counsel, I
must give his allegations liberal construction. Erickson v. Pardus, 551 U.S. 89, 94 (2007).
Mr. Weldon is an inmate at Indiana State Prison. He describes a tragic set of
events occurring on January 14, 2023, when a fire broke out in cell A252 on the north
side of A cellhouse. 1 The man inside the cell began screaming, but no officers came. Mr.
Weldon and other inmates also began yelling for the guards. After “what seemed like
an eternity,” which he estimates at approximately 20-30 or minutes, Officer Kevin
Cross, Lieutenant Nadine Smith, Officer Darnell Crockett, and Sergeant Jeniene Walton
arrived. He explains that it was “count time,” meaning that a headcount of inmates in
the cellblock was being conducted, and he claims the officers were in an office outside
the area “awaiting count to clear.”
When the officers arrived, they were allegedly “untrained and unprepared” to
address the fire. By his account, they ran around frantically trying to find a working fire
extinguisher (without success) and to open the door to cell A252, but the door had
warped due to the heat. He claims that the responding officers were yelling for
someone to grab a fire extinguisher, and Sergeant Walton was “screaming in an
incoherent panic” as they tried to open the door and put out the fire. He claims that he
and other inmates were demanding to be let out of their cells, but the officers continued
their efforts to open the door of the cell that was on fire. One of the officers yelled for
them to put on their COVID masks to protect them from the smoke. Regrettably, the
inmate in cell A252 died before the fire could be put out.
1 Mr. Weldon’s case is one of approximately 20 cases filed by inmates living in A cellhouse at the
time of the fire. I note that he did not provide the first names of some of the defendants, but I will take
judicial notice of the appearance filed by these defendants in one of the earlier-filed cases listing both
their first and last names. See Wilburn v. Neal, 3:24-CV-26-PPS-JEM (N.D. Ind. filed Jan. 9, 2024). I
additionally note that Mr. Weldon misidentified Lieutenant Koen as “Lieutenant Cain” in his original
complaint, but his amended complaint corrects this error.
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After the fire was extinguished, the officers “were authorized by someone” to
begin letting inmates out of their cells. Lieutenant Dennis Koen and Jacqueline Mayes
directed the inmates to an outdoor recreation area. 2 Mr. Weldon told them he was
suffering “severe effects from the smoke inhalation,” including “difficulty breathing,
severe headaches, dizziness, pain when inhaling, and painful coughing.” He claims
their only response was that he should “just go to rec.” Mr. Weldon and the other
inmates remained in the recreation yard for approximately three hours while the
officers conducted a count of inmates. He repeated his requests for medical care to
Officer Cross, Officer Crockett, Sergeant Walton, Lieutenant Cain, Ms. Mayes, and
Lieutenant Smith while he was in the recreation yard, but was allegedly told by each of
them that they would “get to my medical issue later.” He and the other inmates were
ultimately returned to their cells without getting any medical attention.
After they returned to their cells, Dr. Christina Chico, a mental health provider at
the prison, walked through the unit to do a “mental health check.” He allegedly told Dr.
Chico that he needed medical care for breathing difficulties and other symptoms of
smoke inhalation, but she told him it “was not her job to offer medical/health care.” He
claims she did not notify anyone that he needed health care either. Over the next few
days, he repeated to Officer Cross, Officer Crockett, Sergeant Walton, and Lieutenant
Smith that he still needed medical care, but they allegedly took no steps to obtain care
for him. He claims that to this day he “randomly” suffers physical symptoms from the
2
He does not include Ms. Mayes’ title or explain her role at the prison.
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fire, including shortness of breath, lower back pain “from crouching in my cell trying to
get away from the smoke,” headaches, and an inability to “run … distances.” He also
claims to suffer from night terrors, difficulty sleeping, and other psychological injuries
from having witnessed the other inmate die in the fire. Based on these events, he seeks
$1 million in compensatory damages and an award of punitive damages from thirteen
defendants.
Response To Fire
Mr. Weldon first alleges claims against the officers who responded to the fire:
Officer Cross, Lieutenant Smith, Officer Crockett, and Sergeant Walton. Under the
Eighth Amendment, prisoners cannot be subjected to cruel and unusual punishment.
See Farmer v. Brennan, 511 U.S. 825, 832-33 (1994). In evaluating an Eighth Amendment
claim, courts conduct both an objective and a subjective inquiry. Id. at 834. The objective
prong asks whether the alleged deprivation or condition of confinement is “sufficiently
serious” that a prison employee’s act or omission resulted “in the denial of the minimal
civilized measure of life’s necessities.” Id. (cleaned up). On the subjective prong, the
prisoner must allege that the defendant acted with deliberate indifference to his health
or safety because “only the unnecessary and wanton infliction of pain implicates the
Eighth Amendment.” Id. (cleaned up). “[N]egligence, gross negligence, or even
recklessness as the term is used in tort cases is not enough” to assert an Eighth
Amendment violation. Hildreth v. Butler, 960 F.3d 420, 426 (7th Cir. 2020). Instead, the
inmate must allege “a culpability standard akin to criminal recklessness.” Thomas v.
Blackard, 2 F.4th 716, 722 (7th Cir. 2021).
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The circumstances Mr. Weldon describes are disturbing, but his allegations that
the officers were “unprepared” and acted “incompetently” in their response to the fire
suggest negligence, not deliberate indifference. He claims there was a delay in their
arrival, but I cannot plausibly infer from what he has alleged that they knew there was a
fire and deliberately turned a blind eye to inmates’ safety. See LaBrec v. Walker, 948 F.3d
836, 841 (7th Cir. 2020) (to be deliberately indifferent prison employee “must have
actual, not merely constructive” notice of the risk of harm). He states in conclusory
terms that they “heard or should have heard” the inmates yelling, but “putting a few
words on paper that, in the hands of an imaginative reader, might suggest that
something has happened . . . that might be redressed by the law” is not enough to state a
claim under federal pleading standards. Swanson v. Citibank, N.A., 614 F.3d 400, 403 (7th
Cir. 2010) (emphasis in original).
Instead, it appears from his account that the officers were not in the immediate
vicinity of the cell that caught fire, but when they arrived and saw what was happening
they frantically attempted to free the inmate inside the cell, albeit unsuccessfully. It can
also be discerned from his allegations that their efforts were hampered by factors
beyond their control, including the lack of working fire extinguishers and cell doors that
could not properly withstand heat. He claims they should have evacuated him and the
other inmates immediately, but it is clear from his allegations that each door had to be
manually opened, and in those frantic moments the officers focused their efforts on
getting inside the cell that was on fire. This may not have been the best approach, but
“the mere failure . . . to choose the best course of action does not amount to a
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constitutional violation.” Peate v. McCann, 294 F.3d 879, 882 (7th Cir. 2002). He has not
plausibly alleged that the officers acted with a mental state akin to criminal recklessness
in responding to the fire.
The circumstances he describes might suggest negligence, and he expressly states
that he is pursuing claims for negligence and negligent infliction of emotional distress
under Indiana law. However, his state law claims trigger application of the Indiana Tort
Claims Act. IND. CODE § 34-13-3 et seq. The Tort Claims Act prohibits tort suits against
government employees personally for conduct within the scope of their
employment. See IND. CODE § 34-13-3-5(b); see also Katz-Crank v. Haskett, 843 F.3d 641,
648 (7th Cir. 2016) (“[T]he Indiana Tort Claims Act confers on public employees a broad
immunity from suit for acts committed within the scope of their employment.”); Ball v.
City of Indianapolis, 760 F.3d 636, 645 (7th Cir. 2014) (“Under the Indiana Tort Claims
Act, there is no remedy against the individual employee so long as he was acting within
the scope of his employment.”). “If an alleged action is within the general scope of an
individual’s authority, it is authorized within the meaning of the Tort Claims Act,
regardless of whether it was done negligently or with improper motive.” Reiner v.
Dandurand, 33 F. Supp. 3d 1018, 1032 (N.D. Ind. 2014) (cleaned up). It is clear from the
amended complaint that these defendants were acting within the scope of their
employment as correctional officers when they responded to the fire. Under state law,
they are shielded from personal liability. Ball, 760 F.3d at 645.
The Tort Claims Act permits a litigant to sue the individual’s employer, which in
this instance would be the Indiana Department of Correction (“IDOC”). IND. CODE § 346
13-3-5. Mr. Weldon does not name the IDOC as a defendant, although he does name
Commissioner Reagle in her official capacity, which is the same thing. See Fritz v. Evers,
907 F.3d 531, 533 (7th Cir. 2018) (“[A] state official (in his official capacity) is the state.”).
However, in federal court, states and their agencies enjoy Eleventh Amendment
immunity. Burrus v. State Lottery Comm’n of Ind., 546 F.3d 417, 420 (7th Cir. 2008)
(“[S]tate agencies, as arms of the state, are immune from suit under the Eleventh
Amendment.”). Therefore, his allegations do not state a claim for relief.
Denial of Medical Care
He next asserts claims against the responding officers, as well as Lieutenant
Koen, Ms. Mayes, and Dr. Chico, for denying him medical care after the fire. Inmates
are entitled to adequate medical care under the Eighth Amendment. Estelle v. Gamble,
429 U.S. 97, 104 (1976). To state a claim for the denial of this right, a prisoner must
allege: (1) he had an objectively serious medical need; and (2) the defendant acted with
deliberate indifference to that need. Farmer, 511 U.S. at 834. A medical need is “serious”
if it is one that a physician has diagnosed as mandating treatment, or one that is so
obvious even a lay person would recognize as needing medical attention. Greeno v.
Daley, 414 F.3d 645, 653 (7th Cir. 2005). Inmates are “not entitled to demand specific
care,” Walker v. Wexford Health Sources, Inc., 940 F.3d 954, 965 (7th Cir. 2019) (citation
omitted), nor are they entitled to “the best care possible.” Forbes v. Edgar, 112 F.3d 262,
267 (7th Cir. 1997). Rather, they are entitled to “reasonable measures to meet a
substantial risk of serious harm.” Id.
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Mr. Weldon claims to have been suffering from severe effects of smoke
inhalation after the fire, including difficulty breathing. He asserts that he reported his
need for medical attention to each of these defendants, but they brushed off his
concerns. It was not unreasonable for the officers to initially focus on evacuating and
taking count of the inmates in the cellhouse, but Mr. Weldon claims that no one took
any steps to have him evaluated by medical staff even after the emergency was over. As
for Dr. Chico, she is a mental health provider and may not have been equipped to treat
injuries from smoke inhalation, but Mr. Weldon claims that instead of taking some step
to assist him, such as contacting the medical unit on his behalf, she simply told him it
wasn’t her job. She knew there had just been a serious fire in which one inmate died,
and her response could be considered deliberate indifference under these extreme
circumstances. He has alleged enough to proceed further on a claim against Officer
Cross, Lieutenant Smith, Officer Crockett, Sergeant Walton, Lieutenant Koen, Ms.
Mayes, and Dr. Chico for the denial of medical care in violation of the Eighth
Amendment.
High-Ranking Officials
Finally, he sues high-ranking officials for the circumstances leading to the fire:
Commissioner Reagle, Warden Ron Neal, Assistant Warden Dawn Buss, Major Douglas
Wardlow, and two unnamed defendants, the prison’s safety hazard manager (herein
“John Doe Safety Manager”) and the prison’s supervisor of fire training (herein “John
Doe Fire Training Supervisor”). He argues that their actions and inaction effectively
made the cells in the A cellhouse a “deathtrap.” Among other things, he points to the
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following conditions: most of the fire extinguishers in the cellhouse were either empty
or inoperable; there were few fire drills performed by staff or inmates; the cell doors
had to be manually unlocked and could not withstand heat; there were no emergency
call buttons inside the cells; and the cell walls contained layers and layers of paint,
which provided fuel for a fire should one break out. He claims the officials were on
notice of these conditions because of the more than 100 fires that had occurred at ISP
prior to this one, which lead to a flurry of reports and in some cases litigation, 3 and also
because of the regular dormitory meetings in which concerns about fire-readiness were
routinely raised by inmates. He further claims these officials had the ability to alter
these conditions or move inmates out of that area, and yet they allegedly did nothing to
protect them.
The Eighth Amendment imposes a duty on prison officials to “take reasonable
measures to guarantee the safety of inmates.” Farmer, 511 U.S. at 832-33 (citation
omitted). To establish an Eighth Amendment violation, an inmate must show that a
defendant was deliberately indifferent to “an excessive risk” to his health or safety. Sinn
v. Lemmon, 911 F.3d 412, 419 (7th Cir. 2018). This requires satisfying two components:
“(1) the harm to which the prisoner was exposed must be an objectively serious one;
and (2) judged subjectively, the prison official must have actual, and not merely
3 Another inmate at ISP died in a fire in 2017, resulting in a lawsuit by his estate. Dwyer v. Neal, et
al., No. 3:18-CV-995-JD (N.D. Ind. closed Sept. 12, 2023). Although that fire occurred in the B cellhouse,
the presiding judge found evidence at the summary judgment stage that “fires were frequent at ISP,” that
“fire safety at ISP was severely deficient in multiple areas,” and that inspections of fire safety equipment
at the facility “were not being performed in any meaningful manner.” Id., DE 234 at 28, 32. The case
ultimately settled out of court before trial. Id., DE 304-307.
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constructive, knowledge of the risk.” Id. (cleaned up). On the second prong, the plaintiff
must establish that “the defendants had actual knowledge of an impending harm easily
preventable, so that a conscious, culpable refusal to prevent the harm can be inferred
from [their] failure to prevent it.” Santiago v. Walls, 599 F.3d 749, 756 (7th Cir. 2010)
(citation omitted).
As a preliminary matter, Mr. Weldon states that he is suing these officials in both
their official and personal capacity. However, suing a state official in his or her official
capacity is the same as suing the state itself, Fritz, 907 F.3d at 533, and a state is not a
“person” that can be sued for constitutional violations under 42 U.S.C. § 1983. Will v.
Michigan Dep’t of State Police, 491 U.S. 58, 70 (1989). Additionally, a claim for damages
against the state would be barred by the Eleventh Amendment. Burrus, 546 F.3d at 420.
That leaves the possibility of suing these officials in their personal capacity.
There is no general respondeat superior liability under 42 U.S.C. § 1983, and these officials
cannot be held liable for damages simply because they oversee operations at the prison
or within the IDOC. Mitchell v. Kallas, 895 F.3d 492, 498 (7th Cir. 2018); Burks v. Raemisch,
555 F.3d 592, 595 (7th Cir. 2009). However, they may be held liable if they “know about
the conduct and facilitate it, approve it, condone it, or turn a blind eye.” Doe v. Purdue
Univ., 928 F.3d 652, 664 (7th Cir 2019) (citation omitted). Additionally, “[i]ndividual
defendants . . . who are responsible for setting prison policy, can be held liable for a
constitutional violation if they are aware of a systemic lapse in enforcement of a policy
critical to ensuring inmate safety yet fail to enforce that policy.” Sinn, 911 F.3d at 423
(cleaned up). Knowledge may reasonably be inferred when a condition is so pervasive
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that high-ranking officials were “bound to have noticed” it. Smith v. Sangamon Cty.
Sherriff’s Dep’t, 715 F.3d 188, 192 (7th Cir. 2013) (citation omitted).
Giving Mr. Weldon the inferences to which is entitled at this stage, he has
plausibly alleged that the above officials were aware of the serious danger posed by fire
in the A cellhouse because of the conditions and omissions he outlines, and yet they
failed to take any steps to keep inmates safe. As a result, he suffered physical and
emotional injuries. He has alleged enough to proceed further on a claim for damages
against these officials under the Eighth Amendment.
As to the two John Doe defendants, it is permissible to sue a “placeholder
defendant” in federal court, but as a practical matter an unnamed defendant cannot be
served with process. See Rodriguez v. McCloughen, 49 F.4th 1120, 1121 (7th Cir. 2022).
These defendants must be identified and served within the two-year statute of
limitations period and the deadline specified in Federal Rule of Civil Procedure 4(m). Id.
I have an obligation to assist Mr. Weldon in trying to identify and serve these
defendants. See Antonelli v. Sheahan, 81 F.3d 1422, 1428 (7th Cir. 1996); Sellers v. United
States, 902 F.2d 598, 602 (7th Cir. 1990). To aid in this process, I will order Warden Neal
to provide identifying information about these defendants as outlined below.
For these reasons, the Court:
(1) GRANTS the plaintiff leave to proceed against Officer Cross, Lieutenant
Smith, Officer Crockett, Sergeant Walton, Lieutenant Koen, Ms. Mayes, and Dr. Chico in
their personal capacity for money damages for denying him medical care for injuries he
suffered in a January 2023 fire in violation of the Eighth Amendment;
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(2) GRANTS the plaintiff leave to proceed against Commissioner Reagle,
Warden Ron Neal, Assistant Warden Dawn Buss, Major Douglas Wardlow, John Doe
Safety Manager, and John Doe Fire Training Supervisor in their personal capacity for
monetary damages for deliberate indifference to the risk of harm posed by a fire that
occurred in January 2023 in violation of the Eighth Amendment;
(3) DISMISSES all other claims;
(4) DIRECTS the Clerk to request a Waiver of Service from (and if necessary, the
United States Marshals Service to use any lawful means to locate and serve process on)
Warden Ron Neal, Commissioner Christina Reagle, Jacqueline Mayes, Lieutenant
Dennis Koen, Officer Darnell Crockett, Lieutenant Nadine Smith, Sergeant Jeniene
Walton, Officer Kevin Cross, Assistant Warden Dawn Buss, and Major Douglas
Wardlow at the Indiana Department of Correction and to send them a copy of this order
and the amended complaint pursuant to 28 U.S.C. § 1915(d);
(5) DIRECTS the Clerk to request a Waiver of Service from (and if necessary, the
United States Marshals Service to use any lawful means to locate and serve process on)
Dr. Christina Chico at Centurion Health and to send her a copy of this order and the
amended complaint pursuant to 28 U.S.C. § 1915(d);
(6) ORDERS the Indiana Department of Correction and Centurion Health to
provide the United States Marshal Service with the full name, date of birth, and last
known home address of any defendant who does not waive service, to the extent such
information is available;
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(7) ORDERS Warden Ron Neal, Commissioner Christina Reagle, Jacqueline
Mayes, Lieutenant Dennis Koen, Officer Darnell Crockett, Lieutenant Nadine Smith,
Sergeant Jeniene Walton, Officer Kevin Cross, Assistant Warden Dawn Buss, Major
Douglas Wardlow, and Dr. Christina Chico to respond, as provided for in the Federal
Rules of Civil Procedure and N.D. Ind. L.R. 10-1(b), only to the claims for which the
plaintiff has been granted leave to proceed in this screening order; and
(8) ORDERS Warden Ron Neal to provide on or before July 9, 2024, the names of
the individuals who served as Indiana State Prison’s Safety Hazard Manager and
Supervisor of Fire Training as of January 2023, or to file a notice by the above date
explaining why the names of these individuals cannot be provided.
SO ORDERED on May 9, 2024.
/s/ Philip P. Simon
PHILIP P. SIMON, JUDGE
UNITED STATES DISTRICT COURT
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