Austin v. Jostes et al
Filing
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OPINION AND ORDER: The court GRANTS Ladarreon Austin leave to proceed against Sgt. Jordan Jostes and Correctional Officer B. Wells in their individual capacities for compensatory and punitive damages for subjecting his to excessive force on 9/19/2023, in violation of the Eighth Amendment; DISMISSES all other claims; DISMISSES Liu (of housing unit on date); DIRECTS the clerk, under 28 U.S.C. 1915(d), to request Waiver of Service from (and if necessary, the United States Marshals Service to use any lawful means to locate and serve process on) Sgt. Jordan Jostes and Correctional Officer B. Wells at the Indiana Department of Correction, with a copy of this order and the complaint #1 ; ORDERS the Indiana Department of Correction to provide the full name, date of birth, and last known home address of any defendant who does not waive service if it has such information; and ORDERS, under 42 U.S.C. 1997e(g)(2), Sgt. Jordan Jostes and Correctional Officer B. Wells to respond, as provided for in the Federal Rules of Civil Procedure and N.D. Ind. L.R. 10-1(b), only to the claims for which the plaintiff has been granted leave to proceed in this screening order. Signed by Senior Judge James T Moody on 05/8/2024. (Copy mailed to pro se party)(sej)
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF INDIANA
SOUTH BEND DIVISION
LADARREON AUSTIN,
Plaintiff,
v.
CAUSE NO. 3:24-CV-363-JTM-JEM
JORDAN JOSTES, et al.,
Defendants.
OPINION and ORDER
Ladarreon Austin, a prisoner without a lawyer, filed a complaint. (DE # 1.) “A
document filed pro se is to be liberally construed, and a pro se complaint, however
inartfully pleaded, must be held to less stringent standards than formal pleadings
drafted by lawyers.” Erickson v. Pardus, 551 U.S. 89, 94 (2007) (quotation marks and
citations omitted). Nevertheless, under 28 U.S.C. § 1915A, the court must review the
merits of a prisoner complaint and dismiss it if the action is frivolous or malicious, fails
to state a claim upon which relief may be granted, or seeks monetary relief against a
defendant who is immune from such relief.
Austin alleges he was subjected to excessive force on September 19, 2023, while
incarcerated at the Miami Correctional Facility. 1 Specifically, he claims Sgt. Jordan
Jostes and Correctional Officer B. Wells opened the door to his cell and asked him to
give them his property “which was wrapped in a blanket on [his] bed.” (DE # 1 at 2.)
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He has since been transferred to the Westville Correctional Control Unit. See ECF 2 at 1.
Austin refused, so the officers ordered him to turn around and cuff up. As Austin was
in the process of complying, Sgt. Jostes and Officer Wells grabbed him and began to
kick and punch him in the face. He was eventually handcuffed, and Austin’s body
“collapsed.” Id. Officer Wells then placed him in a chokehold, and Sgt. Jostes began
kneeing Austin in his face, head, and arms. Sgt. Jostes placed his forearm on Austin’s
neck until he fainted. Austin has sued Sgt. Jordan Jostes, Correctional Officer B. Wells,
and “Liu. (of housing unit on the date)” for monetary damages.2
The Eighth Amendment prohibits cruel and unusual punishment—including the
application of excessive force—against prisoners convicted of crimes. McCottrell v.
White, 933 F.3d 651, 662 (7th Cir. 2019). The “core requirement” of an excessive force
claim is that the defendant “used force not in a good-faith effort to maintain or restore
discipline, but maliciously and sadistically to cause harm.” Hendrickson v. Cooper, 589
F.3d 887, 890 (7th Cir. 2009) (internal citation omitted). Deference is given to prison
officials when the use of force involves security measures taken to quell a disturbance
because “significant risks to the safety of inmates and prison staff” can be involved.
McCottrell, 933 F.3d at 663 (quoting Whitley v. Albers, 475 U.S. 312, 320 (1986)). Jails are
dangerous places, and security officials are tasked with the difficult job of preserving
order and discipline among inmates. Lewis v. Downey, 581 F.3d 467, 476 (7th Cir. 2009). It
is important that prisoners follow orders given by guards. Id. at 476-77 (citing Soto v.
2 He also seeks an injunction “to prevent this from happening to other inmates.” (DE # 1 at 4.)
However, Austin is no longer at the Miami Correctional Facility, and he has not plausibly alleged
injunctive relief would be an appropriate remedy in this case.
2
Dickey, 744 F.2d 1260, 1267 (7th Cir. 1984)). To compel compliance—especially in
situations where officers or other inmates are faced with threats, disruption, or
aggression—the use of summary physical force is often warranted. Id. at 477 (citing
Hickey v. Reeder, 12 F.3d 754, 759 (8th Cir. 1993)). That is not to say, however, that such
justification exists “every time an inmate is slow to comply with an order.” Lewis, 581
F.3d at 477. Several factors guide the inquiry of whether an officer’s use of force was
legitimate or malicious, including the need for an application of force, the threat posed
to the safety of staff and inmates, the amount of force used, and the extent of the injury
suffered by the prisoner. Hendrickson, 589 F.3d at 890.
Here, Austin alleges the officers used force that caused him serious injuries. He
alleges they began beating him as he was attempting to comply with their orders and
continued doing so even after he was fully compliant and handcuffed. Although further
investigation may reveal the force used was legitimate under the circumstances, at this
preliminary stage—and giving Austin the benefit of the inference to which he is
entitled—he has stated plausible Eighth Amendment excessive force claims against the
officers.
He has also sued “Liu.” of the housing unit on the date of the incident for failing
to protect him during the other officers’ use of excessive force.
An officer who is present and fails to intervene to prevent other law
enforcement officers from infringing the constitutional rights of citizens is
liable under § 1983 if that officer had reason to know: (1) that excessive force
was being used, (2) that a citizen has been unjustifiably arrested, or (3) that
any constitutional violation has been committed by a law enforcement
official; and the officer had a realistic opportunity to intervene to prevent
the harm from occurring.
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Doxtator v. O’Brien, 39 F.4th 852, 864 (7th Cir. 2022) (quoting Yang v. Hardin, 37 F.3d 282,
285 (7th Cir. 1994)). This is what has become known as a “failure to intervene” basis for
a constitutional violation. Fillmore v. Page, 358 F.3d 496 506 (7th Cir. 2004). A “realistic
opportunity to intervene” may exist whenever an officer could have “called for a
backup, called for help, or at least cautioned [the excessive force defendant] to stop.”
Abdullahi v. City of Madison, 423 F.3d 763, 774 (7th Cir. 2005).
Here, Austin provides zero details about the Liu’s actions or inaction. His
conclusory allegations do not state a plausible claim. See e.g., Swanson v. Citibank, N.A.,
614 F.3d 400, 403 (7th Cir. 2010) (“[A] plaintiff must do better than putting a few words
on paper that, in the hands of an imaginative reader, might suggest that something has
happened to her that might be redressed by the law.”) (emphasis in original). Moreover,
to the extent Austin is attempting to hold the Liu liable based solely on his or her
supervisory status, he may not do so. See e.g., Mitchell v. Kallas, 895 F.3d 492, 498 (7th
Cir. 2018) (liability under 42 U.S.C. § 1983 is based on personal responsibility and that
prison officials cannot be held liable for damages solely because they hold supervisory
positions); Burks v. Raemisch, 555 F.3d 592, 595 (7th Cir. 2009) (same). Thus, he hasn’t
stated a claim against Liu.
For these reasons, the court:
(1) GRANTS Ladarreon Austin leave to proceed against Sgt. Jordan Jostes and
Correctional Officer B. Wells in their individual capacities for compensatory and
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punitive damages for subjecting his to excessive force on September 19, 2023, in
violation of the Eighth Amendment;
(2) DISMISSES all other claims;
(3) DISMISSES Liu (of housing unit on date);
(4) DIRECTS the clerk, under 28 U.S.C. § 1915(d), to request Waiver of Service
from (and if necessary, the United States Marshals Service to use any lawful means to
locate and serve process on) Sgt. Jordan Jostes and Correctional Officer B. Wells at the
Indiana Department of Correction, with a copy of this order and the complaint (DE # 1);
(5) ORDERS the Indiana Department of Correction to provide the full name,
date of birth, and last known home address of any defendant who does not waive
service if it has such information; and
(6) ORDERS, under 42 U.S.C. § 1997e(g)(2), Sgt. Jordan Jostes and Correctional
Officer B. Wells to respond, as provided for in the Federal Rules of Civil Procedure and
N.D. Ind. L.R. 10-1(b), only to the claims for which the plaintiff has been granted leave
to proceed in this screening order.
SO ORDERED.
Date: May 8, 2024
s/James T. Moody
JUDGE JAMES T. MOODY
UNITED STATES DISTRICT COURT
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