WILLIAMS v. BALL STATE UNIVERSITY
Filing
31
ORDER granting in part and denying in part 23 Defendant's Motion for Summary Judgment. (See Order for details.) Telephonic Status Conference set for 6/26/2013 04:00 PM before Magistrate Judge Tim A. Baker. Signed by Magistrate Judge Tim A. Baker on 5/22/2013. (TMA)
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF INDIANA
INDIANAPOLIS DIVISION
KRISTIN WILLIAMS,
Plaintiff,
vs.
BALL STATE UNIVERSITY,
Defendant.
)
)
)
)
)
)
)
1:12-cv-313-TAB-TWP
ORDER ON DEFENDANT’S MOTION FOR SUMMARY JUDGMENT
I.
Introduction
Plaintiff Kristin Williams is a former non-tenured contract instructor at Ball State
University’s Department of Criminal Justice and Criminology (“CJC”). In this capacity,
Plaintiff assisted with a juvenile justice project and also taught some classes for the CJC
professor who headed up the project. It is undisputed that Plaintiff’s position was eliminated due
to lack of funding. What happened in the wake of this funding shortfall, however, prompted
Plaintiff to allege gender discrimination.
Plaintiff’s discrimination allegations are two-fold. First, in Count 1 Plaintiff contends
that although she lost her job, four tenured male professors working on the same juvenile justice
project kept their jobs with the university after the project was discontinued. Second, in Count 2
Plaintiff contends that CJC Department Chair Dr. James E. Hendricks hired a male instructor for
a part-time distance learning position without even considering Plaintiff for the position. In
Plaintiff’s view, being treated differently than tenured male professors and being overlooked for
a distance learning position that was given to a male smacks of gender discrimination.
1
Defendant, on the other hand, believes that Plaintiff’s claims do not even raise a genuine issue
for trial, and filed a motion for summary judgment seeking dismissal of this case. [Docket No.
23.]
The Court agrees with Defendant that summary judgment is appropriate as to Plaintiff’s
first claim. The problem with this discriminatory discharge claim is that Plaintiff, a non-tenured
contract employee, compares herself to the tenured male professors who kept their jobs when the
project funding dried up. These tenured comparators are not similarly situated to Plaintiff and
therefore provide no basis for asserting gender discrimination. As a result, summary judgment is
appropriate as to Count 1 of Plaintiff’s complaint, asserting gender discrimination in her
termination.
The same cannot be said for Count 2. As to this failure-to-hire claim, Defendant asserts
that Hendricks did not consider Plaintiff for the distance learning position because Hendricks
thought Plaintiff was pursuing her Ph.D. and would not have been interested in a short-term,
low-paying job. The problem with Defendant’s argument is that, for summary judgment
purposes, the evidence shows that Plaintiff told Hendricks she wanted to remain at the
university, that pursuing a Ph.D. was just her backup plan, and that she would have needed to
sell her house in order to enroll in such a program. As a result, the fact that Hendricks failed to
even mention the opening to Plaintiff and instead affirmatively contacted and co-selected a male
for the position creates genuine issues for trial.1
For these reasons, as more fully set forth below, Defendant’s motion for summary
1
Defendant’s reply brief takes issue with certain evidence Plaintiff submitted. However,
because this order does not rely on this disputed evidence, these evidentiary challenges are not
addressed.
2
judgment [Docket No. 23] is granted with respect to Count 1 (discriminatory discharge) and
denied with respect to Count 2 (discriminatory failure-to-hire).
II.
Discussion
A.
Discriminatory discharge claim
Plaintiff relies on the indirect method of proof to establish a prima facie case. Under the
indirect method, a prima facie case requires evidence that “(1) she is a member of a protected
class, (2) her job performance met [the employer’s] legitimate expectations, (3) she suffered an
adverse employment action, and (4) another similarly situated individual who was not in the
protected class was treated more favorably than the plaintiff.” Coleman v. Donahoe, 667 F.3d
835, 845 (7th Cir. 2012). Once a prima facie case is established, there is a presumption of
discrimination and the burden shifts to the employer to articulate a legitimate, nondiscriminatory
reason for its action. Id. “When the employer does so, the burden shifts back to the plaintiff,
who must present evidence that the stated reason is a ‘pretext,’ which in turn permits an
inference of unlawful discrimination.” Id.
For the purposes of summary judgment, Defendant does not contest that Plaintiff satisfies
the first three criteria of a prima facie case, but argues that Plaintiff cannot show a similarly
situated male was treated more favorably. Whether an employee is similarly situated is typically
a question for the fact finder, and summary judgment is appropriate only when “no reasonable
fact-finder could find that plaintiffs have met their burden on the issue.” Coleman, 667 F.3d at
846–47. “In the usual case a plaintiff must at least show that the comparators (1) dealt with the
same supervisor, (2) were subject to the same standards, and (3) engaged in similar conduct
without such differentiating or mitigating circumstances as would distinguish their conduct or
3
the employer’s treatment of them.” Id. at 847 (internal quotation marks omitted). In Coleman,
the Seventh Circuit loosened what had become a somewhat more rigid comparator standard and
compared coworkers with different immediate supervisors, job titles, and duties. Good v. Univ.
of Chi. Med. Ctr., 673 F.3d 670, 676 (7th Cir. 2012) (citing Coleman, 667 F.3d at 847–52)).
While Coleman recognized that “employees need not be carbon copies, nor must they be
‘identical in every conceivable way’ in order to provide a useful comparator,” the distinctions
between comparators must not be “material in that they go to the heart of why [Plaintiff]
received different treatment.” Naficy v. Ill. Dep’t of Human Sevs., 697 F.3d 504, 512 (7th Cir.
2012).
Plaintiff claims that three tenured male professors and a tenured male associate professor
in the CJC Department were employed with project funds and were not terminated when the
grant-funded program ended. [Docket No. 25 at 11.] These tenured professors are Mike Brown,
Taiping Ho, Greg Morrison, and Jerome McKean. [Docket No. 25-19 at 3.] Typically,
comparing a non-tenured contract instructor to tenured professors is an insufficient comparison.
Abuelyaman v. Ill. State Univ., 667 F.3d 800, 811 (7th Cir. 2011); Keri v. Bd. of Trustees of
Purdue Univ., 458 F.3d 620, 626 (7th Cir. 2006). For example, tenured professors are subject to
different standards, do not have the same experience, and are typically more essential to the
university. Keri, 458 F.3d at 626; see also Bd. of Regents of State Colleges v. Roth, 408 U.S.
564, 566–67 (1972) (recognizing that tenured professors have a protected property interest in
their employment while non-tenured professors do not). Plaintiff fails to supply any additional
information about these professors to support the conclusion that they are comparable. Plaintiff
fails to state whether the tenured professors’ experience and education are similar, the type of
4
employment agreement they had with the university, or other information to show that despite
being tenured the professors are sufficient comparators. [Docket No. 25 at 11-12.] Because
Plaintiff fails to identify a similarly situated male who was treated more favorably than Plaintiff,
her discriminatory discharge claim fails as a matter of law.
B.
Failure-to-hire claim
Plaintiff also proceeds under the indirect method of proof for her failure-to-hire claim. A
prima facie case of sex discrimination under the indirect method requires Plaintiff to show she
(1) is female, (2) applied for an open position, (3) was qualified, (4) was rejected, and (5)
Defendant filled the position with a person outside Plaintiff’s protected class who was not better
qualified, or left the position open. Rudlin v. Lincoln Land Cmty. Coll., 420 F.3d 712, 724 (7th
Cir. 2005); Blise v. Antaramian, 409 F.3d 861, 866 (7th Cir. 2005). Once Plaintiff establishes a
prima facie case, a presumption of discrimination arises, and Defendant “‘must articulate a
legitimate and non-discriminatory reason for the employment action’ in question.” Rudlin, 420
F.3d at 724. If Defendant articulates such a reason, then Plaintiff must show that the reason was
pretextual. Id.
Plaintiff contends that she should have been considered for two positions that were
eventually filled. The first position was filled by Ashley Aikens, a female, who taught CJC 102
and CJC 212. [Docket No. 25 at 6.] Because this position was filled by a female, Plaintiff’s
gender-based failure-to-hire claim necessarily fails for this position. See Rudlin, 420 F.3d at 724
(requiring that a person outside the protected class be hired).
The second position for which Plaintiff claims she should have been considered was with
the Department of Online and Distance Education (“ODE”). [Docket No. 25 at 6.] This job was
5
located at Hamilton Southeastern High School and was offered to Joshua Ross, a male instructor.
[Id.] Defendant, however, contends that Plaintiff never applied for the position nor was diligent
in pursuing the position, and therefore Plaintiff cannot establish a prima facie case. The Court
disagrees.
By November 2010, Plaintiff learned that her employment would be discontinued at the
end of her contract term and she began looking for a new position at the university. Hendricks
told Plaintiff that there might be possible work available with ODE and suggested that she
contact Staci Davis, the director of ODE. [Docket No. 24 at 15.] On November 11, 2010,
Plaintiff sent an email to Davis stating:
Hendricks informed me . . . that I should speak with you about opportunities within the
Distance Education Program. He mentioned about CJ going online and then also something
about Noblesville and high school classes? If there is a potential need for me, I would really
like to discuss this with you.
[Docket No. 24-15.] As of November 2010, no opportunities existed and Davis communicated
that to Plaintiff. [Id.]
In January 2011, a similar job opportunity became available at Hamilton Southeastern
Schools. [Docket No. 24 at 16.] Dr. James C. Hendrix in the ODE Department informed Dr.
James E. Hendricks of the CJC Department about the opportunity, and Hendricks asked his
colleagues for recommendations. Dr. Bryan Byers recommended Joshua Ross for the position
and Ross was eventually hired. [Id. at 17.] Plaintiff was not considered for the position.
Normally, Defendant would be correct that failure to exercise diligence and formally
apply for a position would entitle Defendant to summary judgment. See Mitchell v. Old Nat’l
Bank, No. 3:07-CV-0167-RLY-WGH, 2010 WL 561804, at *6 (S.D. Ind. Feb. 9, 2010) (“Given
. . . that the opening was indeed published in accordance with the policy, it was essential for
6
Plaintiff to show she actually posted for the job if she wanted to create an inference that illegal
sex discrimination played a part in the decision . . . .”). However, nothing in the record suggests
that the position was formally posted so that Plaintiff could have known about the position or
could have applied. Rather, the record reflects that Ross’ name was obtained through a back
channel of recommendations elicited by Hendricks, the same person with whom Plaintiff
discussed a substantially similar position approximately two months earlier. [Docket No. 24 at
7–8.] Moreover, Hendricks told Plaintiff he would keep her informed of jobs within the
university. [Docket No. 25-1 at 63.] For purposes of establishing that Plaintiff applied for the
position, these facts are sufficient to raise a genuine issue of material fact and make a prima facie
showing.2
Since Plaintiff has established a prima facie case, “‘a presumption of discrimination
arises, and the employer must articulate a legitimate and non-discriminatory reason for the
employment action’ in question.” Rudlin, 420 F.3d at 724. Defendant contends that Hendricks
did not consider her for the position because “she was applying for Ph.D. programs in other
states and he didn’t think she would abandon her goal of advanced degree for a short-term job
that paid very little.” [Docket No. 28 at 14.] This is a legitimate and non-discriminatory reason,
and therefore Plaintiff must show that this reason is pretextual. Rudlin, 420 F.3d at 724.
To establish pretext, Plaintiff “must show that (1) the employer’s non-discriminatory
reason was dishonest and (2) the employer’s true reason was based on a discriminatory intent.”
Stockwell v. City of Harvey, 597 F.3d 895, 901 (7th Cir. 2010). Plaintiff claims Defendant’s
2
For purposes of summary judgment, Defendant does not challenge that Plaintiff is
female, was qualified, was rejected, or that Defendant filled the position with a person outside
the protected class.
7
asserted reason is pretextual because she made it clear to Hendricks that “Ph.D. programs were
her backup plan, that she had to sell her house before she could enroll in such a program, and her
preference was to stay at Ball State.” [Docket No. 25 at 8, 14 (citing Dep. Exh. P). Exhibit P,
however, does not support Plaintiff’s position, which is an email to Dr. Mike Brown, who was
not involved with hiring Ross. Rather, Drs. Hendricks and Hendrix made the hiring decision.
[Docket No. 24 at 7–8.]
Nevertheless, other aspects of the record are sufficient to raise a genuine issue as to
pretext. Plaintiff’s affidavit states that she “told Dr. Hendricks, and others within the
department, that I was looking into Ph.D. programs as a backup plan, but that I would need to
sell a house in order to enroll in such a program.” [Docket No. 25-15 at 3.] Plaintiff’s affidavit
is consistent with her deposition, which states that in August 2010 she asked Hendricks whether
there was “any chance of me staying at BSU because if not I have a house to sell and Ph.D.
programs to try to get into for next fall.” [Docket No. 24-1 at 53.] Although Plaintiff began
soliciting letters of recommendation and preparing to apply for Ph.D. programs as early as
August [id.], Plaintiff continued to discuss employment opportunities with Hendricks, including
the ODE position in November 2010. [Docket No. 24 at 7.] Thus, a reasonable jury could
conclude that despite Plaintiff’s interest in Ph.D. programs, Hendricks knew that Plaintiff
remained interested in obtaining employment at the university—specifically a part-time position
with ODE—and therefore the purported legitimate reason was dishonest. See also Reeves v.
Sanderson Plumbing Prods., Inc., 530 U.S. 133, 147–48 (2000) (“Proof that the defendant’s
explanation is unworthy of credence is simply one form of circumstantial evidence that is
probative of intentional discrimination, and it may be quite persuasive.”).
8
Defendant states in its reply brief that there is “no evidence” that Plaintiff told Hendricks
her aspiration to pursue a Ph.D. was a backup plan. [Docket No. 28 at 15.] In light of Plaintiff’s
deposition and affidavit testimony from the record cited above, Defendant’s statement is
erroneous. There is ample evidence in the record supporting Plaintiff’s contention that pursuing
a Ph.D. program was a backup plan, and that Plaintiff had a house she needed to sell in order to
enroll in such a program. [Docket No. 25-15 at ¶ 14; Docket No. 25-1 at 53, 91; Docket No. 2410.] In fact, Plaintiff testified that she had talked with Hendricks several times about the fact
that she probably would not be able to sell her house. [Docket No. 25-1 at 91.] Despite all this,
it somehow never dawned on Hendricks to even mention the job opportunity at Hamilton
Southeastern Schools to Plaintiff even though he said he would keep her informed. [Docket No.
25-1 at 63.]
Meanwhile, Hendricks did mention the position to members of his department.3 And
when no one in the department expressed interest, he took the affirmative step of contacting a
potential male candidate, Joshua Ross, soliciting his resume, interviewing him, and co-selecting
him for the position. Viewing the evidence in Plaintiff’s favor means that Hendricks did all this
despite knowing that Plaintiff preferred to stay at the university and would have had to sell her
house to pursue a Ph.D. The evidence further shows that while Hendricks talked to Dean
Michael Maggiatto about additional funding for a contract position, the only actual job lead that
Hendricks provided to Plaintiff was with Staci Davis of ODE, which was a dead end.
A jury could reasonably question why Hendricks, presumably an intelligent person given
3
Although one of the faculty members was a female assistant professor [Docket No. 24 at
7], this fact is not sufficient to push Defendant’s motion over the summary judgment threshold.
9
that he served as CJC Department Chair, never considered Plaintiff for the position, for which he
sought out and co-selected a male. Perhaps a jury would believe that Hendricks thought Plaintiff
was busily pursuing her Ph.D. and that she would not have given the position any consideration
at all. But this is squarely a jury issue.
Defendant also asserts that even if it had considered Plaintiff for the position, it would
have concluded that Ross was better qualified than Plaintiff. As discussed in Ash v. Tyson
Foods, Inc., 546 U.S. 454, 457 (2006), “qualifications evidence may suffice, at least in some
circumstances, to show pretext.” See also Millbrook v. IBP, Inc., 280 F.3d 1169 (7th Cir. 2002)
(“[T]here can be no dispute among reasonable persons of impartial judgment that the plaintiff
was clearly better qualified for the position at issue.”). Defendant emphasizes that Plaintiff
testified that it is fair to say that Ross was at least as qualified as her [Docket No. 25 at 15], and
therefore any qualification-based argument fails.
The Court agrees that Plaintiff has not shown pretext through qualification evidence.
However, this is not the typical case where the employer asserts that it hired the better qualified
applicant, and therefore Plaintiff has not attempted to show pretext by way of qualification
evidence. Rather, Hendricks’ asserted reason for not considering Plaintiff is that he did not think
she would be interested in the position. [Docket No. 28 at 14.] As discussed, there is sufficient
evidence to lead a reasonable jury to conclude that this explanation is pretextual. For purposes
of summary judgment, since Hendricks selected Ross without regard to Plaintiff’s qualifications,
Defendant cannot now overcome a potentially dishonest explanation by asserting that even if it
had considered Plaintiff she would not have been better qualified. See Fischer v. Avanade, Inc.,
519 F.3d 393, 407 (7th Cir. 2008) (“Furthermore, the first reason Evans offers in his declaration
10
for not hiring Fischer—that Evans did not know if she was interested in leaving her current
position—borders on the illogical if Evans is answering, as Defendant maintains, why he would
not have hired Fischer even if she had in fact expressed interest in the position.”). Accordingly,
there is sufficient evidence to show pretext, and Plaintiff’s failure-to-hire claim for the ODE
position survives summary judgment.
III.
Conclusion
Defendant’s motion for summary judgment [Docket No. 23] is granted in part and denied
in part. Defendant’s motion for summary judgment is granted as to Plaintiff’s discriminatory
discharge claim, and Count 1 is dismissed with prejudice. However, Defendant’s summary
judgment motion is denied as to Plaintiff’s failure-to-hire claim for the ODE position filled by
Joshua Ross, and this claim shall proceed to trial.
This case is set for a telephonic status conference at 4 p.m. on June 26, 2013. Parties
shall participate in this conference by counsel, who shall call the Court at 317-229-3660. The
purpose of this conference is to select dates for the final pretrial conference and trial. The Court
will also explore whether a settlement conference would help resolve the case. The evidence
shows the lost wage damages on Count 2 are minimal, so there is a valid question as to the extent
of damages Plaintiff could presumably recover even if she prevails at trial.
DATED: 05/22/2013
_______________________________
Tim A. Baker
United States Magistrate Judge
Southern District of Indiana
11
Copies to:
Lester H. Cohen
DEFUR VORAN LLP
lhcohen15@gmail.com
Paul J. Cummings
HENN LAW FIRM PC
Paul.Cummings@HennLawOnline.com
David M. Henn
HENN LAW FIRM P.C.
david.henn@hennlawonline.com
Shawn A. Neal
DE FUR, VORAN, HANLEY, RADCLIFF & REED, LLP
sneal@defur.com
Scott E. Shockley
DEFUR VORAN LLP
sshockley@defur.com
12
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?