HILL v. COLVIN
Filing
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ENTRY ON JUDICIAL REVIEW: In this case, the ALJ satisfied his obligation to articulate the reasons for his decision, and that decision is supported by substantial evidence in the record. Accordingly, the decision of the ALJ is AFFIRMED ***SEE ENTRY FOR ADDITIONAL INFORMATION***. Signed by Judge William T. Lawrence on 5/19/2014.(DW)
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF INDIANA
INDIANAPOLIS DIVISION
JOANN G. HILL,
Plaintiff,
vs.
CAROLYN W. COLVIN, Acting
Commissioner of the Social Security
Administration,
Defendant.
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Cause No. 1:13-cv-704-WTL-DML
ENTRY ON JUDICIAL REVIEW
Plaintiff Joann G. Hill requests judicial review of the final decision of the Commissioner
of the Social Security Administration (the “Commissioner”), denying her application for
Supplemental Social Security Income (“SSI”) under Title XVI of the Social Security Act (the
“Act”). The Court now rules as follows.
I.
PROCEDURAL HISTORY
Hill filed an application for SSI on April 16, 2009, alleging disability beginning February
1, 2009, due to schizophrenia and right knee pain. Farley’s application was initially denied on
August 21, 2009, and again upon reconsideration on November 4, 2009. Thereafter, Hill
requested a hearing before an Administrative Law Judge (“ALJ”). The hearing was held on July
19, 2011, before ALJ Stephen E. Davis in Indianapolis, Indiana. After the hearing, the ALJ
requested additional information from Gail Corn, an independent vocational expert. On October
26, 2011, the ALJ issued a decision denying Hill’s application for benefits. The Appeals Council
upheld the ALJ’s decision and denied a request for review on March 22, 2013. This action for
judicial review ensued.
II.
EVIDENCE OF RECORD
According to Hill, she was injured in a motor vehicle accident in 2000. Since then, she
has experienced intermittent right knee pain and swelling. Her knee pain was treated fairly
conservatively until March 2011, when an MRI revealed a small lateral meniscus tear with
surrounding inflammation. On May 20, 2011, Hill underwent arthroscopic surgery with synovial
debridement on her right knee. The surgery also revealed an enlarged parapatellar plica, which
impinged on the medial femoral condyle.1 Shortly after the surgery, Hill reported that she was
still having pain and stiffness in her knee, but that her knee pain had improved since the surgery.
As such, Hill’s orthopedist referred her to physical therapy. Although Hill attended the initial
evaluation, there is no evidence that she continued with the physical therapy sessions.2
III.
APPLICABLE STANDARD
Disability is defined as “the inability to engage in any substantial gainful activity by
reason of a medically determinable mental or physical impairment which can be expected to
result in death, or which has lasted or can be expected to last for a continuous period of at least
twelve months.” 42 U.S.C. § 423(d)(1)(A). In order to be found disabled, a claimant must
demonstrate that his physical or mental limitations prevent him from doing not only his previous
work, but any other kind of gainful employment that exists in the national economy, considering
his age, education, and work experience. 42 U.S.C. § 423(d)(2)(A).
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“Plica syndrome . . . is a condition which occurs when a plica (an extension of the
protective synovial capsule) becomes irritated, enlarged, or inflamed. . . . This inflammation is
typically caused by the plica being caught on the femur, or pinched between the femur and the
patella.” Plica syndrome, WIKIPEDIA, http://en.wikipedia.org/wiki/Plica_syndrome (last visited
May 16, 2014).
2
Additional details regarding Hill’s medical history are set forth in the parties’ briefs
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In determining whether a claimant is disabled, the Commissioner employs a five-step
sequential analysis. At step one, if the claimant is engaged in substantial gainful activity, she is
not disabled, despite her medical condition and other factors. 20 C.F.R. § 416.920(a)(4)(i). At
step two, if the claimant does not have a “severe” impairment (i.e., one that significantly limits
his ability to perform basic work activities), she is not disabled. 20 C.F.R. § 416.920(a)(4)(ii).
At step three, the Commissioner determines whether the claimant’s impairment or combination
of impairments meets or medically equals any impairment that appears in the Listing of
Impairments, 20 C.F.R. pt. 404, subpt. P, App. 1, and whether the impairment meets the twelvemonth duration requirement; if so, the claimant is deemed disabled. 20 C.F.R. §
416.920(a)(4)(iii). At step four, if the claimant is able to perform her past relevant work, she is
not disabled. 20 C.F.R. § 416.920(a)(4)(iv). At step five, if the claimant can perform any other
work in the national economy, she is not disabled. 20 C.F.R. § 416.920(a)(4)(v).
On review, the ALJ’s findings of fact are conclusive and must be upheld by the court “so
long as substantial evidence supports them and no error of law occurred.” Dixon v. Massanari,
270 F.3d 1171, 1176 (7th Cir. 2001). “Substantial evidence means such relevant evidence as a
reasonable mind might accept as adequate to support a conclusion,” id., and the court may not
reweigh the evidence or substitute its judgment for that of the ALJ. Overman v. Astrue, 546 F.3d
456, 462 (7th Cir. 2008). The ALJ is required to articulate only a minimal, but legitimate,
justification for his acceptance or rejection of specific evidence of disability. Scheck v.
Barnhart, 357 F.3d 697, 700 (7th Cir. 2004). In order to be affirmed, the ALJ must articulate his
analysis of the evidence in his decision; while “[he] is not required to address every piece of
evidence or testimony,” he must “provide some glimpse into [his] reasoning . . . [and] build an
accurate and logical bridge from the evidence to [his] conclusion.” Dixon, 270 F.3d at 1177.
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IV.
THE ALJ’S DECISION
At step one, the ALJ found that Hill had not engaged in substantial gainful activity since
April 16, 2009, her application date.3 At step two, the ALJ concluded that Hill suffered from the
following severe impairment: a meniscus tear of the right knee. The ALJ determined that Hill’s
anxiety disorder and polysubstance abuse were nonsevere impairments. At step three, the ALJ
determined that Hill’s severe impairment did not meet or medically equal a listed impairment. At
step four, the ALJ concluded that Hill had the residual functional capacity (“RFC”) to perform
light work, including:
[L]ifting, carrying, pushing, and pulling twenty pounds occasionally and ten
pounds frequently; standing and/or walking six hours in an eight-hour workday;
sitting six hours in an eight-hour workday; occasional climbing of ramps and
stairs; occasional balancing, kneeling, stooping, crouching, and crawling; no
climbing of ladders, ropes, or scaffolds; and no work on slippery or uneven
surfaces.
Tr. at 16. Given this RFC, and taking into account Hill’s age, education, and work experience,
the ALJ determined at step five that Hill could perform jobs existing in significant numbers in
the national economy, those being a cashier, an assembler, and a hand packager. Accordingly,
the ALJ concluded that Hill was not disabled as defined by the Act from April 16, 2009, through
the date of his decision.
V.
DISCUSSION
Hill advances several objections to the ALJ’s decision; each is addressed below.
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Hill testified during the hearing that she worked intermittently for CSC as an usher at
Lucas Oil Stadium. During sporting events, she stood near an elevator and directed attendees to
their seats. Hill also worked as an usher/ticket-taker/security guard at out-of-state concert events
for CSC. This work, however, did not rise to the level of substantial gainful activity.
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A. Lack of Substantial Evidence to Support ALJ’s Decision
First, Hill argues that “[s]ubstantial evidence fails to support the ALJ’s erroneous
determination that Joann Hill was not disabled due to her chronic right knee pain limiting her
ability to stand and walk, due to a torn lateral meniscus and due to a plica syndrome.” Hill’s Br.
at 14. Specifically, Hill maintains that the ALJ “ignored or rejected the evidence which proved
she was disabled.” Id. The Court does not agree.
An ALJ need not discuss every piece of evidence in his disability decision. See Diaz v.
Chater, 55 F.3d 300, 307-08 (7th Cir. 1995). Rather, as noted above, the ALJ must simply
“provide some glimpse into [his] reasoning . . . [and] build an accurate and logical bridge from
the evidence to [his] conclusion.” Scheck, 357 F.3d at 700.
Hill argues that the ALJ committed reversible error in failing to mention or discuss her
diagnosis of plica syndrome in his decision. Indeed, the ALJ did not note this specific diagnosis.
The ALJ, however, discussed at length Hill’s treatment, symptoms, and limitations. As the
Commissioner alleges, “[a]lthough the ALJ did not discuss the specific diagnoses that arose from
Plaintiff’s arthroscopic procedure, he fully considered all of the evidence regarding the
functional limitations caused by Plaintiff’s knee impairment.” Commissioner’s Resp. at 6-7.
Hill further argues that the ALJ “misstated the evidence to minimize the extent of the
claimant’s knee impairment.” Hill’s Br. at 15. In this regard, Hill argues that the ALJ
erroneously concluded that “there [was] no indication as to whether the claimant followed
[through with physical therapy],” when in fact, Hill had attended an initial physical therapy
evaluation. Tr. at 20. The ALJ’s conclusion, however, does not misstate the evidence. Again, as
the Commissioner alleges, “[t]he mere fact that Plaintiff attended an initial evaluation for the
purposes of getting physical therapy does not rebut the ALJ’s observation that there is, in fact, no
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evidence in the record that Plaintiff followed through with the recommendation to undergo
physical therapy.” Commissioner’s Resp. at 7.
Lastly, Hill argues generally that the ALJ “selectively considered the medical treatment
evidence” and ignored various other records. Hill’s Br. at 16. Hill, however, points to no medical
records that undermine the ALJ’s findings.
In sum, the ALJ properly articulated his reasoning, and his determination is substantially
supported by the medical evidence of record.
B. Failure to Call Medical Expert
According to Hill, “[t]he ALJ’s failure to summon a medical advisor (orthopedist) to
testify whether the claimant’s combined impairments medically equaled any Listed impairment
such as 1.02A requires reversal of the denial decision.” Hill’s Br. at 19. Hill seems to take issue
with the fact that the agency’s reviewing physicians examined Hill prior to her 2010-2011
medical treatment (regarding her knee pain) and her knee surgery. The ALJ, however, did not
abuse his discretion in failing to call a medical expert to testify at the hearing.
Whether a claimant’s condition equals a listed impairment is “strictly a medical
determination,” and “the focus must be on medical evidence.” Hickman v. Apfel, 187 F.3d 683,
688 (7th Cir. 1999). However, the court gives deference to an ALJ’s decision about how much
evidence is sufficient to develop the record and what measures are needed in to accomplish that
goal. See Nelms v. Astrue, 553 F.3d 1093, 1098 (7th Cir. 2007); Kendrick v. Shalala, 998 F.2d
455, 458 (7th Cir. 1993). Thus, an ALJ’s decision to call a medical expert is discretionary, 20
C.F.R. § 416.927(f)(2)(iii), and an ALJ is not required to consult a medical expert if the medical
evidence in the record is adequate to render a decision on the claimant’s disability. See Skarbek
v. Barnhart, 390 F.3d 500, 504 (7th Cir. 2004)
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In this case, the ALJ specifically considered Listing 1.02 (major dysfunction of a joint),4
and concluded that Hill’s impairment did not meet the Listing. The ALJ noted that “despite
residual effects from a specific knee injury, [Hill] never had the inability to ambulate
effectively.”5 Tr. at 15. In support of her argument, Hill neither points to any evidence
suggesting that this Listing is met, nor any evidence the absence of which renders the record
undeveloped. In fact, Hill’s post-surgical medical records indicate that the pain in her knee had
improved.
Based on the foregoing, the ALJ did not err in failing to call a medical expert to testify at
the hearing. Accordingly, the ALJ’s determination at step three is not subject to remand on this
basis.
C. Credibility Determination
Next, Hill argues generally that the ALJ’s credibility determination was “patently
erroneous” because it was “contrary [to] the evidence and contrary to Social Security Ruling 967p.” Hill’s Br. at 22. The Court does not agree.
In determining credibility, an ALJ must consider several factors, including the claimant’s
daily activities, level of pain or symptoms, aggravating factors, medication, treatment, and
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Listing 1.02 is
[c]haracterized by gross anatomical deformity (e.g., subluxation, contracture,
bony or fibrous ankylosis, instability) and chronic joint pain and stiffness with
signs of limitation of motion or other abnormal motion of the affected joint(s),
and findings on appropriate medically acceptable imaging of joint space
narrowing, bony destruction, or ankylosis of the affected joint(s). With:
A. Involvement of one major peripheral weight-bearing joint (i.e., hip,
knee, or ankle), resulting in inability to ambulate effectively . . .
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“‘Ineffective ambulation’ is ‘defined generally’ as requiring the use of a hand-held
device that limits the functioning of both upper extremities.” Moss v. Astrue, 555 F.3d 556, 562
(7th Cir. 2009) (citing 20 C.F.R. pt. 404P, app. 1, § 1.00(B)(2)(a).
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limitations, see 20 C.F.R. § 404.1529(c); S.S.R. 96–7p, and justify his finding with specific
reasons. Villano v. Astrue, 556 F.3d 558, 562 (7th Cir. 2009). “Furthermore, the ALJ may not
discredit a claimant’s testimony about [his] pain and limitations solely because there is no
objective medical evidence supporting it.” Id. (citations omitted). District courts “afford a
credibility finding ‘considerable deference,’ and overturn [a finding] only if ‘patently wrong.’”
Prochaska v. Barnhart, 454 F.3d 731, 738 (7th Cir. 2006) (quoting Carradine v. Barnhart, 36
F.3d 751, 758 (7th Cir. 2004)).
Hill seems to fault the ALJ for using boilerplate language to explain his credibility
finding. Although the Court shares in the sentiments expressed by the Seventh Circuit regarding
the meaninglessness of Social Security “templates,” such as the one used here, See, e.g.,
Bjornson v. Astrue, 671 F.3d 640, 645-46 (7th Cir. 2012), the ALJ in this case conducted a very
thorough credibility determination. After noting and evaluating each of the factors identified
above, the ALJ determined that Hill’s physical and mental ailments were not as limiting as she
alleged. See Tr. at 19-20. In doing so, the ALJ identified several specific reasons for his finding.
For example, the ALJ noted inconsistencies between the record and Hill’s subjective complaints:
Hill complained that she could not stand or walk for significant periods, yet she worked as an
usher and ticket taker at Colts games and other events; Hill also reported that she performed
normal household duties such as cooking and cleaning (although, with her knee pain, it took her
longer to perform such tasks), and she babysat her grandchildren.
Because the ALJ considered the required factors and supported his determination with
specific reasons, his credibility finding was based on substantial evidence and was not patently
wrong.
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D. Step Five Determination
Finally, Hill argues that the ALJ erred when he determined that Hill was not disabled
because she could perform some jobs. First, Hill argues that “[t]he ALJ’s determination that the
claimant could not perform any of her past work but could perform other jobs . . . was
inconsistent because both her past work and the other jobs were at the light level.” Hill’s Br. at
26. The record indicates that Hill previously worked for a number of companies, including
Kroger, Popeye’s, Value World Inc. of Indiana, Family Dollar, and CSC. For the most part, the
record does not indicate what positions Hill held with these companies and whether the positions
comply with the RFC determined by the ALJ. Thus, Hill’s argument is unpersuasive.
Next, Hill argues that the RFC is contrary to the medical opinion of Dr. Paracha, who
opined that Hill “should avoid any strenuous activity or being on her legs for a long period of
time until after the surgery.” Hill’s Br. at 26 (quoting Tr. at 302). This, however, was a preoperative instruction. Hill had surgery on May 20, 2011. Thus, the instruction in no way relates
to Hill’s post-operative care and is not contrary to the RFC.
Lastly, Hill argues that “[t]he ALJ’s hypothetical questions to the vocational expert failed
to consider the claimant’s allegations of total disability due to her chronic right knee pain.” Hill’s
Br. at 26. Indeed, the ALJ must give full consideration to all of a claimant’s documented
impairments. Indoanto v. Barnhart, 374 F.3d 470, 474 (7th Cir. 2004). Moreover, “the ALJ must
consider a claimant’s subjective complaint of pain if supported by medical signs and findings.”
Clifford v. Apfel, 227 F.3d 863, 871 (7th Cir. 2000) (citations omitted). Here, however, the ALJ
performed a proper credibility determination and concluded that Hill’s complaints of disabling
pain and alleged limitations were not entirely credible and also not supported by the medical
evidence. Thus, the ALJ was not required to account for, include, or consider such information
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with regard to the hypothetical given to the vocational expert. See Stewart v. Astrue, 561 F.3d
679, 684 (7th Cir. 2009) (citations omitted) (“When an ALJ poses a hypothetical question to a
vocational expert, the question must include all limitations supported by medical evidence in the
record.”).
Here, the ALJ’s determination at step five accounted for Hill’s RFC, age, education, and
work experience, as well as the vocational expert’s written testimony. Accordingly, the ALJ’s
step five analysis is supported by substantial evidence.
VI.
CONCLUSION
In this case, the ALJ satisfied his obligation to articulate the reasons for his decision, and
that decision is supported by substantial evidence in the record. Accordingly, the decision of the
ALJ is AFFIRMED.
SO ORDERED: 05/19/2014
_______________________________
Hon. William T. Lawrence, Judge
United States District Court
Southern District of Indiana
Copies to all counsel of record via electronic communication.
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