ARCE v. BARNES et al
Filing
98
Entry Denying Motion for Reconsideration: Accordingly, Mr. Arce's motion for reconsideration [dkt. 96] is denied ***SEE ENTRY FOR ADDITIONAL INFORMATION***. Signed by Judge William T. Lawrence on 9/21/2015. Copy sent via US Mail. (DW)
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF INDIANA
INDIANAPOLIS DIVISION
JOSE CARLOS ARCE,
Plaintiff,
vs.
JENNIFER BARNES, et al.,
Defendants.
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Case No. 1:13-cv-01777-WTL-MJD
Entry Denying Motion for Reconsideration
The Court granted summary judgment to defendants Nurse Jennifer Barnes, Dr. Michael
Mitcheff, and their employer Corizon, LLC (“Corizon”) on all of plaintiff Jose Arce’s claims on
July 29, 2015, and entered final judgment that same date. Presently pending before the Court is
Mr. Arce’s motion for reconsideration pursuant to Federal Rule of Civil Procedure 59(e). For the
reasons explained below, Mr. Arce’s motion is denied.
I. Legal Standard
Federal Rule of Civil Procedure 59(e) provides that “[a] motion to alter or amend a
judgment must be filed no later than 28 days after the entry of the judgment.” The purpose of a
Rule 59(e) motion is to have the court reconsider matters “properly encompassed in a decision on
the merits.” Osterneck v. Ernst and Whinney, 489 U.S. 169, 174 (1988). However, a Rule 59(e)
motion “is not a fresh opportunity to present evidence that could have been presented earlier.”
Edgewood Manor Apartment Homes, LLC v. RSUI Indem. Co., 733 F.3d 761, 770 (7th Cir. 2013).
Instead, to receive the requested relief, the moving party “must clearly establish (1) that the court
committed a manifest error of law or fact, or (2) that newly discovered evidence precluded entry
of judgment.” Id.
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II. Discussion
The Court incorporates by reference the undisputed facts section set forth in the Court’s
July 29, 2015 Entry granting the defendants’ motion for summary judgment. Mr. Arce seeks
reconsideration of the Court’s decision regarding each of his claims: (1) an Eighth Amendment
medical claim; (2) a First Amendment retaliation claim; and (3) a state law negligence claim. The
Court will address each claim in turn.
A.
Eighth Amendment Medical Claim
Mr. Arce brought an Eighth Amendment medical claim against Nurse Barnes and Dr.
Mitcheff. The Court granted summary judgment to both defendants.
1.
Dr. Mitcheff
Mr. Arce contends that the Court made a manifest error of law in concluding that Dr.
Mitcheff was entitled to summary judgment. Specifically, Mr. Arce argues that the Court
misapplied the Seventh Circuit’s decision in Pyles v. Fahim, 771 F.3d 403 (7th Cir. 2014).
In granting summary judgment for Dr. Mitcheff, the Court relied on Pyles to conclude that
Dr. Mitcheff’s decision to overrule Dr. Leclerc’s recommendation that Mr. Arce receive a special
mattress did not constitute an Eighth Amendment violation. The Seventh Circuit in Pyles stated
that “[d]isagreement between a prisoner and his doctor, or even between two medical
professionals, about the proper course of treatment generally is insufficient, by itself, to establish
an Eighth Amendment violation.” Id. at 409. Further, the Seventh Circuit explained that “[a]
medical professional is entitled to deference in treatment decisions unless no minimally competent
professional would have [recommended the same] under those circumstances.” Pyles, 771 F.3d at
409. The Court reasoned that, even though Mr. Arce preferred the medical mattress as the means
to treat his back pain, and even though Dr. LeClerc recommended it, given Dr. Mitcheff’s
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disagreement with that medical recommendation and the absence of evidence that “no minimally
competent professional would have [recommended the same] under those circumstances,” Pyles,
771 F.3d at 409, Mr. Mitcheff’s denial did not amount to deliberate indifference.
Mr. Arce argues in the instant motion that “properly applying Pyles . . . Dr. Mitcheff was
not entitled to deference because a minimally competent professional (Dr. LeClerc) would have
[provided him a special medical mattress] under the circumstances of [Mr. Arce’s] case.” Filing
No. 96 at 11. Mr. Arce misunderstands Pyles. The Seventh Circuit made clear that a medical
professional’s decision is entitled to deference unless no other minimally competent medical
professional would have made the same decision. There is no evidence that no other medical
professional would have determined, as Dr. Mitcheff did, that the mattress was unnecessary.
Contrary to Mr. Arce’s reasoning, the fact that Dr. LeClerc recommended a special mattress is not
evidence that all other medical professionals would have agreed. In fact, Mr. Arce’s own expert
did not recommend treating his back pain with a special mattress. At bottom, the only evidence
of deliberate indifference on Dr. Mitcheff’s part is that his assessment of whether treatment with
a special mattress was necessary was contrary to Dr. LeClerc’s assessment. But as stated in Pyles,
“[d]isagreement between . . . two medical professionals[] about the proper course of treatment
generally is insufficient, by itself, to establish an Eighth Amendment violation.” 771 F.3d at 409.
Accordingly, the Court did not make a manifest error of law on Mr. Arce’s Eighth
Amendment claim against Dr. Mitcheff and thus it will not alter its grant of summary judgment to
Dr. Mitcheff on this claim.
2.
Nurse Barnes
The Court granted summary judgment to Nurse Barnes on Mr. Arce’s Eighth Amendment
medical claim on the ground that no reasonable jury could conclude that Ms. Barnes acted with
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deliberate indifference to Mr. Arce’s back pain. The Court explained that during Nurse Barnes’s
first appointment with Mr. Arce on June 13, 2013, Ms. Barnes observed that Mr. Arce walked with
no impairment or limp, moved all extremities without issue, and stood and sat unassisted with no
issue. Nevertheless, she placed him on a new medical regimen—switching his anti-inflammatory
medication from Naproxen that another nurse prescribed him to Mobic—to address his complaint
that the Naproxen was not relieving his back pain. Mr. Arce continued to complain about back
pain on July 19, 2013, and Nurse Barnes responded, on August 14, 2013, by recommending
physical therapy, which alleviated Mr. Arce’s back pain.
The Court reasoned that the two-month delay between the first appointment and the
recommendation of physical therapy did not evince deliberate indifference for two reasons. First,
the purported delay in treatment was not a delay at all because in Nurse Barnes’s medical
judgment, the new medication Mobic needed a period of time to become effective, and there was
no evidence contrary to Nurse Barnes’s testimony that this course of treatment fell within the
standard of care. Second, even assuming the two-month period could be considered a delay in
treatment, no reasonable jury could conclude that the delay was due to deliberate indifference, as
the undisputed evidence demonstrated that the chosen course of treatment should be given a period
of time to become effective before another treatment was considered. Finally, Mr. Arce’s own
expert recommended treating Mr. Arce’ back pain with anti-inflammatory medication (Naproxen)
and physical therapy—the very course of treatment Nurse Barnes followed.
Mr. Arce argues that the Court did not properly analyze certain facts that demonstrate
deliberate indifference. Specifically, Mr. Arce points to the following evidence: he told Nurse
Barnes that the Naproxen prescribed to him by another nurse did not alleviate his back pain and
that he remained in extreme pain. In response, Mr. Arce attests that Nurse Barnes said: (1) “This
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is all the treatment you’re gonna get”; (2) insinuated that he was malingering; and (3) and stated
that he had no legal right to be free from pain. See Filing No. 69 at 5. Mr. Arce contends that the
Court committed a manifest error by failing to reason that a reasonable jury could infer from these
statements and his statement to Ms. Barnes that he was in severe pain that the purported two-month
delay in treatment was due to Nurse Barnes’s ill will toward Mr. Arce, rather than her medical
judgment.
The Court did not make a manifest error of law or fact by failing to conclude that the
foregoing facts were sufficient to create a genuine issue of material fact as to whether Nurse Barnes
was deliberately indifferent to Mr. Arce’s back pain. When the facts on which Mr. Arce relies are
viewed in context, none of them warrant a change in the Court’s decision on summary judgment.
At the outset, Mr. Arce contends that Nurse Barnes’s judgment that he was not in severe
pain is disputed merely because he told her he was. But prison employees are not required to
accept everything an inmate tells them at face value. See Olson v. Morgan, 750 F.3d 708, 713 (7th
Cir. 2014) (“[P]rison guards are neither required nor expected to believe everything inmates tell
them.”); Riccardo v. Rausch, 375 F.3d 521, 527 (7th Cir. 2004) (“[A] prisoner’s bare assertion is
not enough to make the guard subjectively aware of a risk, if the objective indicators do not
substantiate the inmate’s assertion.”). Here, as explained above, the “objective indicators d[id] not
substantiate [Mr. Arce’s] assertion” that he was in extreme pain—he walked with no impairment
or limp, moved all extremities without issue, and stood and sat unassisted with no issue—and thus
Nurse Barnes did not have to treat Mr. Arce as if he was.
Nurse Barnes’s comments do not demonstrate deliberate indifference either. First, Nurse
Barnes’s assessment that Mr. Arce was malingering is insufficient to show deliberate indifference;
instead, it was her conclusion based on the fact that her observations of his ability to move did not
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align with his complaints of severe back pain. See Townsend v. Cooper, 759 F.3d 678, 690 (7th
Cir. 2014) (holding that a doctor’s statement to an inmate that he was faking his symptoms does
not “support a conclusion that she was deliberately indifferent”); Rice v. Correctional Medical
Servs., 675 F.3d 650, 684 (7th Cir. 2012) (holding that a doctor’s sincere belief that inmate was
malingering does not support a conclusion that a nurse was deliberately indifferent to an inmate’s
medical needs).
Second, Mr. Arce asks the Court to assess Nurse Barnes’s other comments outside of the
context in which they were made. As Nurse Barnes explained, Mr. Arce’s back pain was caused
by an injury that occurred several years prior, which caused a “chronic problem” such that there
“will always [be] times when it hurts” and he experiences “pain.” Filing No. 84-2 at 4. In light of
this, Nurse Barnes’s statement during the June 13 appointment that he has no legal right to be free
from pain, does not show that she was deliberately indifferent to his pain. Instead, it is an accurate
statement of the law and reflects the reality of Mr. Arce’s condition—namely, that he will continue
to have chronic back pain. Cf. Snipes v. DeTella, 95 F.3d 586, 592 (7th Cir. 1996) (“It would be
nice if after appropriate medical attention pain would immediately cease, its purpose fulfilled; but
life is not so accommodating. Those recovering from even the best treatment can experience pain.
To say the Eighth Amendment requires prison doctors to keep an inmate pain-free in the aftermath
of proper medical treatment would be absurd. It would also be absurd to say . . . that the
Constitution requires prison doctors to administer the least painful treatment. That may be
preferable, but the Constitution is not a medical code that mandates specific medical treatment.”).
Nor does Nurse Barnes’s statement that “[t]his is all the treatment you’re going to get”
evince deliberate indifference in the context in which it was said. Mr. Arce had been consistently
asking for a special mattress, and this request was denied less than a week before his June 13
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appointment with Nurse Barnes. But Mr. Arce “is not entitled to demand specific care,” nor is he
“entitled to the best care.” Forbes v. Edgar, 112 F.3d 262, 267 (7th Cir. 1997); see Johnson v.
Doughty, 433 F.3d 1001, 1013 (7th Cir. 2006) (“[T]he Eighth Amendment does not require that
prisoners receive unqualified access to health care. Rather, they are entitled to only adequate
medical care.”) (citation and quotation marks omitted). Thus, the statement that the Mobic was all
the treatment Nurse Barnes was going to give him at the appointment is not evidence that she
would no longer treat him and thus deliberately indifferent to his pain. Rather, it was a reflection
of her medical judgment that she was providing him adequate medical care by switching his
prescription to a new anti-inflammatory medication that might prove effective.
Moreover, Nurse Barnes explained how she provided the care she thought was necessary:
“I opted to treat [Mr. Arce] and to continue to try and treat [Mr. Arce] with different modalities.
When [he] reported that the modalities were not working, I changed modalities and went so far as
to put [him] in physical therapy.” Filing No. 84-2 at 3. This assessment is confirmed by the
medical records: Nurse Barnes switched his medication during her first visit with him from
Naproxen to Mobic. Although Mr. Arce asserts that she knew this would not work since both are
anti-inflammatory drugs and the Naproxen was not working, there is no evidence—medical or
otherwise—showing that if one anti-inflammatory is not effective, a different one will not be
either. Nurse Barnes explained that this new medication should be given a chance to alleviate his
chronic back pain before other treatment alternative are explained, and that it is common to give
medications thirty to sixty days to work. After sixty days on Mobic and Mr. Arce’s back pain
persisted, Nurse Barnes treated Mr. Arce with physical therapy, which proved effective. Not only
is there no evidence disputing Nurse Barnes testimony that this treatment fell within the standard
of care, Mr. Arce’s own expert stated that he would treat his back pain with anti-inflammatories
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and physical therapy. Given that Nurse Barnes continued to “change modalities” in an attempt to
alleviate Mr. Arce’s back pain both on the day she made the comments in question and two months
later once the first new treatment she tried was unsuccessful, no reasonable jury could view her
comments as showing deliberate indifference to his back pain.
Finally, the same holds true for Mr. Arce’s characterization of Nurse Barnes’s deposition
testimony that she would have treated him differently had there been an increase in pain. Mr. Arce
argues that because he told Nurse Barnes that his pain increased she should have treated him
differently. However, when read in context, Nurse Barnes testified she would have sent Mr. Arce
to a specialist if there was a decrease in function and increase in pain, but would not if there was
simply a recurrence of pain, given that he had a chronic back problem. She did not send him to a
specialist because she did not observe a decrease in function or increase in pain. As explained
above, the mere fact that Mr. Arce asserted to Nurse Barnes that his pain increased or was severe
does not mean she had to believe him when the objective observations did not corroborate him
complaints. See Olson, 750 F.3d at 713; Riccardo, 375 F.3d at 527.
In short, Nurse Barnes’s medical judgment was that Mr. Arce was malingering, and the
fact that she treated him accordingly—by utilizing treatments recommended by Mr. Arce’s
expert—does not demonstrate that she was deliberately indifferent to his pain. Indeed, the
undisputed record demonstrates that Nurse Barnes provided him two new treatments despite the
fact she thought he was malingering. This precludes a reasonable jury from concluding that she
was deliberately indifferent to his back pain.
B.
First Amendment Retaliation Claim
In his second amended complaint, Mr. Arce asserted a First Amendment retaliation claim
against unnamed “Plainfield medical personnel,” alleging that they denied him medical treatment
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in retaliation for filing the instant action. The Court granted the defendants summary judgment on
this claim because individuals can only be liable under § 1983 if they had “personal involvement
in the alleged constitutional deprivation.” Minix v. Canarecci, 597 F.3d 824, 833 (7th Cir. 2010)
(citation and quotation marks omitted). Because the evidence to which Mr. Arce pointed failed to
demonstrate that either Dr. Mitcheff or Nurse Barnes was involved in the alleged retaliatory
conduct, the Court granted them summary judgment.
Mr. Arce argues that the Court made a manifest error because his claim was against
Corizon, not Dr. Mitcheff or Nurse Barnes, and because he asserted a state law retaliation claim
rather than a First Amendment retaliation claim, which permits him to proceed under a supervisory
liability theory.
The Court will not reconsider its decision as to Mr. Arce’s retaliation claim for three
reasons. Rule 59 motions do “not allow a party to . . . advance arguments that could and should
have been presented to the district court prior to the judgment.” Cincinnati Life Ins. Co. v. Beyrer,
722 F.3d 939, 954 (7th Cir. 2013) (citation and quotation marks omitted). Mr. Arce did not make
the arguments he presents in the instant motion in either of his summary judgment briefs and thus
those arguments are not appropriate grounds to reconsider the Court’s decision.
Moreover, the Court rejects Mr. Arce’s attempt to re-characterize his retaliation claim as
one made pursuant to state law rather than the First Amendment via § 1983. Although the Court
construes Mr. Arce’s pleadings and filings liberally, this does not permit him to fundamentally
change the character of the claim he was making after the entry of final judgment. In both Mr.
Arce’s second amended complaint and response to the defendant’s motion for summary judgment,
he recited the elements of a First Amendment retaliation claim and argued that those elements are
met. Furthermore, the defendants’ motion for summary judgment made clear that they believed
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Mr. Arce to be asserting a First Amendment retaliation claim and that there was no evidence that
either Dr. Mitcheff or Nurse Barnes were personally involved in the alleged retaliatory conduct.
Mr. Arce did not response by stating that they misconstrued his claim or that his claim was against
Corizon; he recited the elements of a First Amendment retaliation claim and argued that his claim
was against “Plainfield medical personnel” and “the defendants.” Mr. Arce had opportunity to
explain that the defendants misconstrued his claim, but he did not take it. The Court will not
permit him to do so now that the Court has ruled against him on this claim.
Finally, even if Mr. Arce’s First Amendment claim was against Corizon in addition to Dr.
Mitcheff and Nurse Barnes, respondeat superior liability is not permitted under § 1983. See West
v. Waymire, 114 F.3d 646, 649 (7th Cir. 1997). For these reasons, the Court will not reconsider
its decision granting summary judgment to the defendants’ on Mr. Arce’s First Amendment
retaliation claim.
C.
State Law Medical Negligence
The Court granted the defendants summary judgment on Mr. Arce’s state law medical
negligence claim on the ground that he failed to present his claim to the medical review board as
required by the Indiana Medical Malpractice Act, Ind. Code § 34-18-8-4. Mr. Arce argues that
this was manifest error because there is no evidence that the defendants are qualified healthcare
providers as is necessary for the Act to apply. However, Mr. Arce did not raise this argument in
opposition to the defendants’ request for summary judgment on this basis; instead, he argued that
the Act did not apply to federal claims. As stated above, Rule 59 motions do “not allow a party to
. . . advance arguments that could and should have been presented to the district court prior to the
judgment.” Beyrer, 722 F.3d at 954 (citation and quotation marks omitted). On this basis alone,
Mr. Arce’s argument for reconsideration must be rejected.
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In the alternative, if the Court had been presented and accepted Mr. Arce’s argument that
the Act was inapplicable, the Court still would have granted summary judgment to the defendants
on Mr. Arce’s medical negligence claim. To prevail on a medical negligence claim, the plaintiff
“must present expert testimony to establish the applicable standard of care and to show whether
the defendant’s conduct falls below the standard of care.” Musser v. Gentiva Health Servs., 356
F.3d 751, 760 (7th Cir. 2004). Here, Mr. Arce’s expert only testified generally to the standard of
care. He did not testify as to whether the defendants’ specific conduct fell below the standard of
care; indeed, he does not discuss the defendants’ conduct at all. For this additional reason, even if
the Court was inclined to consider Mr. Arce’s belated argument, it would not change the ultimate
conclusion that the defendants’ are entitled to summary judgment on his state law medical
negligence claim.1
III. Conclusion
The Court reconsidered its decision granting the defendants’ summary judgment on all of
Mr. Arce’s claims to the extent that Mr. Arce raised argument appropriate to raise in a Rule 59(e)
motion, but none of Mr. Arce’s appropriately raised arguments change the ultimate outcome of
this case for the reasons explained above. Accordingly, Mr. Arce’s motion for reconsideration
[dkt. 96] is denied.
_______________________________
Date: 9/21/15
Hon. William T. Lawrence, Judge
United States District Court
Southern District of Indiana
1
Mr. Arce argues in his motion for reconsideration that the general rule requiring expert testimony
does not apply because the common knowledge exception, which is rooted in the res ipsa loquitur
doctrine, applies. First, Mr. Arce raises this exception for the first time in his motion for
reconsideration, so it will not be considered by the Court. See Beyrer, 722 F.3d at 954. Second,
even if the Court considered it, “[t]he use of this exception has been limited to cases in which
obvious mistakes have been made in surgery,” Musser, 356 F.3d at 760, which precludes its
application in this case.
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Distribution:
JOSE CARLOS ARCE
Delfin Madrigal No 95
Edif. B-3 Apt 102
Col. Santo Domingo, Coyoacan
Mexico City, Mexico D.F.C.P. 04369
Mexico
Electronically Registered Counsel
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