ROSE v. HEFLIN et al
Filing
101
ORDER Granting in Part Motion for Preliminary Injunction - Plaintiff Ronald Rose alleges in this lawsuit that his medical providers have been deliberately indifferent to his need for treatment for his asthma and allergies. Mr. Rose previously f iled a motion for a preliminary injunction asking that the Court order the defendants to send him to pulmonary and allergy specialists to treat these conditions. The Court granted that request to the extent that the defendants were directed to provide him with the inhaler prescribed to him. Dkt. 75 . Mr. Rose has renewed his motion for a preliminary injunction again requesting that the defendants grant his request to be seen by pulmonary and allergy specialists to treat his alleged s evere asthma and allergies. Dkt. 79 Mr. Rose's motion for injunctive relief, dkt. 79 , is GRANTED to the extent that the defendants shall provide Mr. Rose with a sputum or other appropriate test to evaluate Mr. Rose for staph, yeast, or other infections in his lungs and shall treat him for any infection that is indicated. It is DENIED to the extent that Mr. Rose seeks further specialist consultation. The Court will enter the terms of the preliminary injunction set forth in a separate document. This ruling does not preclude Mr. Rose from seeking further injunctive relief if he believes it is necessary. Signed by District Judge Jane Magnus-Stinson on 1/7/2025. (See Order.) Copy mailed to Plaintiff. (BAA)
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF INDIANA
INDIANAPOLIS DIVISION
RONALD L. ROSE,
Plaintiff,
v.
JOHN HEFLIN, et al.,
Defendants.
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No. 1:23-cv-01822-JMS-KMB
Order Granting in Part Motion for Preliminary Injunction
Plaintiff Ronald Rose alleges in this lawsuit that his medical providers have been
deliberately indifferent to his need for treatment for his asthma and allergies. Mr. Rose previously
filed a motion for a preliminary injunction asking that the Court order the defendants to send him
to pulmonary and allergy specialists to treat these conditions. The Court granted that request to the
extent that the defendants were directed to provide him with the inhaler prescribed to him. Dkt.
75. Mr. Rose has renewed his motion for a preliminary injunction again requesting that the
defendants grant his request to be seen by pulmonary and allergy specialists to treat his alleged
severe asthma and allergies. He also requests that the defendants provide him specific medications
and treatments to treat his conditions. For the following reasons, Mr. Rose's motion for a
preliminary injunction is GRANTED IN PART.
I. Factual Background
Mr. Rose suffers from asthma and allergies. He saw Dr. Leena Padhye, MD, with Family
Allergy & Asthma, on October 24, 2022, for treatment of these conditions. Dkt. 45-1 at 1-2. Dr.
Padhye suggested the following prescriptions: Spiriva, Cetirizine Hcl, Azelastine 0.15% Nasal
Spray, and Nucala. Id. at 2. Mr. Rose saw a nurse two days later for difficulty breathing. Dkt. 55-
1 at 1. Dr. Heflin reviewed the medical records from Dr. Padhye and submitted a Formulary
Exception Request ("FER") for Nucala injections every four weeks. Id. Otherwise, the Alternative
Treatment Plan ("ATP") was to continue his current medications. Id. The FER for Nucala was
ultimately rejected. Id.
On November 16, Mr. Rose saw Dr. Heflin who noted that Mr. Rose's "symptoms have
worsened and occur frequently." Dkt. 1-1 at 75. He saw Dr. Heflin again on January 19, 2023, and
Dr. Heflin noted, "[t]he symptoms have worsened. The severity level is very severe." Id. at 81.
When Mr. Rose saw Dr. Heflin again on January 31, 2023, Dr. Heflin again noted that his
symptoms had worsened and were very severe. Dkt. 1-1 at 88. Mr. Rose was therefore sent to see
pulmonology specialist, Dr. Moayyed Moallem, on March 9, 2023. Id. at 91. Dr. Moallem
recommended, among other things, adding Spiriva and Flonase medications. Id. at 94. Dr.
Moallem noted the prior recommendation for Nucala injections but that the injections "seem to be
unrealistic while incarcerated." Id.
Dr. Heflin saw Mr. Rose on March 17, 2023, and he noted that his symptoms had stabilized,
and that Mr. Rose was getting symptom relief with his current medications and noted that he would
"continue current inhalers, nasacort, and singulair." Id. at 100. Dr. Heflin noted Dr. Moallem's
recommendations for Nucala allergy shots and transfer to a climate-controlled facility and noted
that he would submit those requests. Id. at 99. But there is no evidence that he did submit those
requests.
Mr. Rose saw a nurse on April 9, 2023, for a breathing treatment. Id. at 102. She noted that
he was "coughing out blood tainted sputum." Id. at 103. It was again noted that he was coughing
up bloody sputum when he saw the nurse on April 25, 2023, for a breathing treatment. Id. at 12223. He saw a nurse again on April 30, because he had been coughing all night and coughing up
blood. Id. at 125. Mr. Rose submitted a healthcare request on May 1, stating, "I am still coughing
blood daily. I would like to be set up to take a sputum test to see if there is any bacteria growing
in my lungs." Id. at 167.
On June 25, 2023, nursing notes again indicated that Mr. Rose was coughing up bloodtinged sputum. Id. at 131. Mr. Rose saw Dr. Heflin again a few days later. Id. at 133-35. Dr. Heflin
noted that his symptoms persisted, but that symptom relief was achieved with the current
medications. Id. Dr. Heflin prescribed prednisone for upper airway inflammation because Mr.
Rose was still coughing up blood. Id.
Dr. Heflin saw Mr. Rose on August 9, 2023, noting that his symptoms had worsened and
he was coughing up blood. Dkt. 21-1 at 18-21. Dr. Heflin ordered a chest x-ray, the results of
which came back clear, and a CT scan of his chest revealed "no acute process of the chest or upper
abdomen." Id.; dkt. 45-1 at 6. Nebulizer treatments were increased to twice daily. Dkt. 55-1 at 22.
Mr. Rose saw outside specialist Dr. Padhye again on January 29, 2024. Dkt. 45-1 at 9-13.
Dr. Padhye noted that Mr. Rose was not taking Azelastine, Cetirizine, or Spiriva, which had
previously been recommended. Id. at 9. She recommended that he start Cetirizine, switch to
Fluticasone, start Astelin, and she prescribed Tudorza. Id. at 12-13.
Mr. Rose then filed his previous motion for a preliminary injunction on March 13, 2024.
Dkt. 45. The Court granted that motion to the extent that the defendants were ordered the provide
him with the prescribed Tudorza inhaler. Dkt. 75. The defendants reported that the inhaler had
been provided to Mr. Rose on June 27, 2024. Dkt. 78. In the meantime, Mr. Rose renewed his
motion for a preliminary injunction, asking the Court to direct that he been seen again by a
pulmonary and asthma specialist and that the defendants follow the specialist's directions. Dkt. 79.
At that time, Mr. Rose had not received the Court's previous order.
Mr. Rose does not dispute that he has received the Tudorza inhaler. But he argues that he
still struggles with asthma and allergies and contends that he has a staph infection in his lungs that
the defendants have left untreated.
II. Preliminary Injunction Standard
"A preliminary injunction is an extraordinary equitable remedy that is available only when
the movant shows clear need." Turnell v. Centimark Corp., 796 F.3d 656, 661 (7th Cir. 2015). To
obtain a preliminary injunction a plaintiff first must show that: "(1) without this relief, [he] will
suffer irreparable harm; (2) traditional legal remedies would be inadequate; and (3) [he] has some
likelihood of prevailing on the merits of [his] claims." Speech First, Inc. v. Killen, 968 F.3d 628,
637 (7th Cir. 2020). If the plaintiff meets these threshold requirements, "the court then must weigh
the harm the denial of the preliminary injunction would cause the plaintiff against the harm to the
defendant if the court were to grant it." Id. "[A] preliminary injunction is an exercise of a very farreaching power, never to be indulged in except in a case clearly demanding it." Orr v. Shicker, 953
F.3d 490, 501 (7th Cir. 2020) (cleaned up).
III. Discussion
The motion for injunctive relief, applying the appropriate test for ruling is addressed below.
A. Likelihood of Success on the Merits
First, a party seeking injunctive relief must show a likelihood of success on the merits of
his claim. "A movant's showing of likelihood of success on the merits must be strong." Tully v.
Okeson, 977 F.3d 608, 613 (7th Cir. 2020) (quotation marks omitted). A "better than negligible"
likelihood of success is not enough. Ill. Republican Party v. Pritzker, 973 F.3d 760, 762?63 (7th
Cir. 2020). "A 'strong' showing ... does not mean proof by a preponderance .... But it normally
includes a demonstration of how the applicant proposes to prove the key elements of its case." Id.
The Court assumes for purposes of the motion for a preliminary injunction, and the
defendants do not dispute, that Mr. Rose's asthma is a serious medical need. The second element
of deliberate indifference requires Mr. Rose to show that his medical providers "either act[ed] or
fail[ed] to act in disregard of that risk." Donald v. Wexford Health Sources, Inc., 982 F.3d 451, 458
(7th Cir. 2020) (internal quotations and citations omitted). Mr. Rose must demonstrate that the
defendants made a decision that represents "such a substantial departure from accepted
professional judgment, practice, or standards, as to demonstrate that the person responsible
actually did not base the decision on such a judgment." Id. (quoting Sain v. Wood, 512 F.3d 886,
895 (7th Cir. 2008)). See also Estelle v. Gamble, 429 U.S. 97, 106 (1976) ("Medical malpractice
does not become a constitutional violation merely because the victim is a prisoner.").
The evidence before the Court indicates that Mr. Rose has complained of asthma, breathing
problems, and coughing up blood for many years. See generally Part I. As the Court explained in
its ruling on Mr. Rose's earlier motion for a preliminary injunction, his doctors have not always
provided him the specialist-recommended treatment. Specifically, in October of 2022, Dr. Padhye
suggested Spiriva, Cetirizine Hcl, Azelastine 0.15% Nasal Spray, and Nucala to treat Mr. Rose's
asthma and allergies, but these medications were not provided. See dkt. 45-1 at 2. Indeed, it does
not appear that his treatment regimen changed at all. See dkt. 55-1 at 2. Mr. Rose later saw a
pulmonary specialist who, like the allergist, recommended Spiriva and also Flonase. Dkt. 1-1 at
94. Again, Mr. Rose's medications were not changed. After Mr. Rose filed his motion for a
preliminary injunction, defendant Dr. Riley reviewed his records and has concluded that a Tudorza
inhaler can be prescribed and that Singulair and Nasacort are suitable alternatives for the requested
Cetirizine and Azelastine. Dkt. 55-2. At that time, it was unclear from the records, however,
whether Tudorza has been provided to Mr. Rose.
Because Mr. Rose has shown that he has received delayed and sometimes limited care for
his serious medical conditions, and because specialists' advice has been ignored in part, he
therefore has shown a likelihood of success on the merits of his claims.
B. Irreparable Harm and Inadequate Remedies at Law
Mr. Rose must also show that he will suffer irreparable harm and that his legal remedies
are inadequate. Irreparable harm is "harm that 'cannot be repaired' and for which money
compensation is inadequate." Orr, 953 F.3d at 502 (quoting Graham v. Med. Mut. of Ohio, 130
F.3d 293, 296 (7th Cir. 1997)). Mr. Rose must show "that he will likely suffer irreparable harm
absent obtaining preliminary injunctive relief." Id. (cleaned up). Similarly, to show that his legal
remedies are inadequate, he must show "that any award would be seriously deficient as compared
to the harm suffered." Whitaker by Whitaker v. Kenosha Unified Sch. Dist. No. 1 Bd. of Educ., 858
F.3d 1034, 1046 (7th Cir. 2017).
The defendants argue that Mr. Rose cannot support these elements because he has not
shown that his lung function has deteriorated because he has not received the treatment
recommended by the specialists. But Mr. Rose has presented evidence that he has had trouble
breathing and was coughing up blood through much of 2023. Since Mr. Rose filed his previous
motion for a preliminary injunction, however, the defendants have provided him with additional
treatment. Thus, Mr. Rose focuses his reply in support of his motion on his contention that he has
a staph infection in his lungs. Although he provides no medical records to support this contention,
Mr. Rose's testimony that he has been suffering from serious breathing problems and has been
coughing up blood is enough at this stage to allow a conclusion that he will suffer irreparable harm
and that purely legal remedies would be inadequate.
C. Balance of Harms
Because Mr. Rose has satisfied the threshold elements of injunctive relief, "the court
weighs the irreparable harm that the moving party would endure without the protection of the
preliminary injunction against any irreparable harm the nonmoving party would suffer if the court
were to grant the requested relief." Valencia v. City of Springfield, Illinois, 883 F.3d 959, 966 (7th
Cir. 2018).
Here, the balance of harms tips in Mr. Rose's favor. He is suffering from serious breathing
problems, coughing up blood, and, based on the record before the Court, he does not appear to be
receiving sufficient treatment. Additionally, the vindication of Mr. Rose's constitutional rights
serves the public interest. Jackson v. Wexford of Indiana, LLC, No. 1:19-cv-3141-JMS-TAB, 2019
WL 5566442, at *3 (S.D. Ind. Oct. 29, 2019) ("More generally, the vindication of constitutional
rights serves the public interest.") (collecting cases).
D. Scope of Relief
Based on the evidence before the Court, all applicable factors weigh in favor of preliminary
injunctive relief. Mr. Rose asks to be referred to specialists and that specific medications be
provided.
Courts must be cautious when granting preliminary injunctive relief. Tully v. Okeson, 977
F.3d 608, 612 (7th Cir. 2020) ("A preliminary injunction is an extraordinary remedy.") (internal
quotations and citations omitted); see also Cassell v. Snyders, 990 F.3d 539, 544 (7th Cir. 2021)
("A preliminary injunction is an exercise of a very far-reaching power, never to be indulged in
except in a case clearly demanding it.") (internal quotations and citations omitted). That is
particularly so when the plaintiff is requesting that Court order the defendant to take a particular
action. Mays v. Dart, 974 F.3d 810, 818 (7th Cir. 2020) ("Mandatory preliminary injunctions—
those requiring an affirmative act by the defendant—are 'ordinarily cautiously viewed and
sparingly issued.'") (internal quotations and citations omitted).
The Prison Litigation Reform Act ("PLRA") adds an additional layer: "Preliminary
injunctive relief must be narrowly drawn, extend no further than necessary to correct the harm the
court finds requires preliminary relief, and be the least intrusive means necessary to correct that
harm." 18 U.S.C. § 3626(a)(2). The Act reinforces the principle that prison administrators have
substantial discretion over the institutions they manage. Rasho v. Jeffreys, 22 F.4th 703, 711 (7th
Cir. 2022); see also Scarver v. Litscher, 434 F.3d 972, 976 (7th Cir. 2006) ("Federal judges must
always be circumspect in imposing their ideas about civilized and effective prison administration
on state prison officials. The Constitution does not speak with precision to the issue of prison
conditions[.]")
Although Mr. Rose requests both specific medications and further specialist consultation,
he focuses his reply in support of his motion for a preliminary injunction largely on his contention
that he has a staph infection in his lungs. Because it is unclear from the record whether he has such
an infection, injunctive relief in the form of an order that he receive a sputum or other appropriate
test for infection and treatment if the test indicates infection is appropriate to balance Mr. Rose's
need for medical care in the least intrusive way possible as required by the PLRA.
IV. Conclusion
For the reasons discussed above, Mr. Rose's motion for injunctive relief, dkt. [79], is
GRANTED to the extent that the defendants shall provide Mr. Rose with a sputum or other
appropriate test to evaluate Mr. Rose for staph, yeast, or other infections in his lungs and shall treat
him for any infection that is indicated. It is DENIED to the extent that Mr. Rose seeks further
specialist consultation. Pursuant to Federal Rule of Civil Procedure 65(d)(1) and MillerCoors LLC
v. Anheuser-Busch Cos., 940 F.3d 922 (7th Cir. 2019), the Court will enter the terms of the
preliminary injunction set forth in a separate document. This ruling does not preclude Mr. Rose
from seeking further injunctive relief if he believes it is necessary.
IT IS SO ORDERED.
Date: 1/7/2025
Distribution:
RONALD L. ROSE
213041
NEW CASTLE - CF
NEW CASTLE CORRECTIONAL FACILITY - Inmate Mail/Parcels
1000 Van Nuys Road
P.O. Box E
NEW CASTLE, IN 47362
All Electronically Registered Counsel
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