DAVIS v. COLVIN
Filing
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ORDER ON PLAINTIFF'S BRIEF IN SUPPORT OF REQUEST FOR REVIEW - Plaintiff has shown the ALJ erred in his step three analysis. Therefore, the Court grants Plaintiff's brief in support of appeal. [Filing No. 17 .] The decision is remanded under sentence four of 42 U.S.C. § 405(g) for further consideration, consistent with this opinion. See Order for details. Signed by Magistrate Judge Tim A. Baker on 10/6/2017. (MAT)
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF INDIANA
NEW ALBANY DIVISION
DUSTY D. DAVIS,
Plaintiff,
vs.
NANCY A. BERRYHILL Acting
Commissioner of Social Security,
Defendant.
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No. 4:16-cv-00196-TAB-RLY
ORDER ON PLAINTIFF’S BRIEF IN SUPPORT OF REQUEST FOR REVIEW
I.
Introduction
The deciding issue in this Social Security appeal is whether the Administrative Law
Judge adequately supported his conclusion that Plaintiff Dusty Davis’s condition did not
medically equal any listing. The Court’s role is not to second-guess an ALJ’s determination—
especially on close calls. By the same token, however, the Court cannot make factual
determinations for the ALJ. As explained below, the Court finds that the ALJ failed to
adequately address medical equivalence and grants Plaintiff’s request for remand [Filing No. 17]
under sentence four of 42 U.S.C. § 405(g) for further consideration.
Plaintiff also argues that the ALJ failed to consider Plaintiff’s alleged obesity, erred in
weighing medical sources and assessing Plaintiff’s credibility, and was overly selective in citing
evidence to support his residual functional capacity conclusion without addressing evidence that
favored Plaintiff. On remand, the ALJ should reconsider these issues in light of Plaintiff’s
arguments and changes the Social Security Administration made while this appeal was pending.
II.
Background
In November 2013, Plaintiff applied for Disability Insurance Benefits and Supplemental
Security Income claiming he had been disabled since December 2011, due to kidney disease and
gouty arthropathy. Plaintiff claimed total disability because he allegedly suffered nausea and
vomiting for two to three hours each morning, his legs swelled and hurt if he went too long
without elevating them, and his wrists and hands hurt, all of which prevented him from working.
At step one, the ALJ found that Plaintiff did not have substantial gainful employment for
the relevant period. In the second step, the ALJ found that Plaintiff had severe impairments,
chronic kidney disease and gouty arthropathy. Plaintiff claims that he also had obesity. 1
At step three, the ALJ found that Plaintiff’s impairments did not meet or medically equal
any listing under 20 C.F.R. § Pt. 404, Subpart P, App. 1. Though the ALJ explained that the
evidence did not show Plaintiff met any listing, the only mention of equivalence in his decision
was in the relevant subsection’s heading. The hearing transcript shows that the ALJ asked Dr.
Lee Fischer his opinion regarding the listings, and Dr. Fischer opined that Plaintiff did not “meet
or equal any of the listings.” [Filing No. 14-2, at ECF p. 35, R. at 34.] Dr. Fischer was the only
physician to testify about the listings at the hearing. However, the ALJ only referenced Dr.
Fischer in regard to Plaintiff’s RFC.
In his step four discussion, the ALJ found that Plaintiff was not able to perform any past
relevant work as a saw supervisor. However, proceeding to step five, the ALJ found that
Plaintiff was not disabled because he can perform unskilled or semi-skilled sedentary work, such
as surveillance service systems monitor, coupon counter, or order clerk.
1
The record shows that Plaintiff was diagnosed with obesity [Filing No. 14-9 at ECF p. 4, R. at
356], and Plaintiff lists obesity in his complaint to the ALJ. [Filing No. 14-6 at ECF p. 59, R. at
228.] However, obesity was not addressed at the hearing or in the ALJ’s decision.
2
Though he found Plaintiff had severe impairments, the ALJ concluded Plaintiff’s claimed
symptoms had not been shown. Rather, Plaintiff had the RFC to perform limited sedentary
work. The ALJ discounted Plaintiff’s testimony, finding his “statements concerning the
intensity, persistence, and limiting effects of [his] symptoms not entirely credible,” citing
specific medical appointments in which Plaintiff failed to mention symptoms. [Filing No. 14-2,
at ECF p. 20–21, R. at 19–20.] The ALJ concluded that Plaintiff’s RFC allowed him to
“occasionally and frequently lift, carry, push, and pull ten pounds,” “stand and walk two hours of
an eight-hour day,” and “sit for six hours of an eight-hour workday.” [Filing No. 14-2, at ECF p.
20, R. at 19.]
III.
Discussion
The Court must uphold the ALJ’s decision if substantial evidence supports her findings.
Terry v. Astrue, 580 F.3d 471, 475 (7th Cir. 2009). The ALJ is obliged to consider all relevant
medical evidence and cannot cherry-pick facts that support a finding of nondisability while
ignoring evidence that points to a disability finding. Denton v. Astrue, 596 F.3d 419, 425 (7th
Cir. 2010). If evidence contradicts the ALJ’s conclusions, the ALJ must confront that evidence
and explain why it was rejected. Moore v. Colvin, 743 F.3d 1118, 1123 (7th Cir. 2014). The
ALJ, however, need not mention every piece of evidence, so long as she builds a logical bridge
from the evidence to her conclusion. Pepper v. Colvin, 712 F.3d 351, 362 (7th Cir. 2013).
a. Medical Equivalency
Plaintiff contends that the ALJ failed to properly consider and analyze whether Plaintiff’s
impairments medically equaled the relevant listings. The Commissioner argues that the ALJ did
not err because demonstrating equivalence is Plaintiff’s burden and Plaintiff did not cite sources
that show medical equivalence. However, the claimant’s burden is merely to produce evidence in
support of the claim, not to prove equivalence. See Eichstadt v. Astrue, 534 F.3d 663, 668 (7th
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Cir. 2008). Here, Plaintiff cites evidence in the record that could weigh in favor of an
equivalence finding, which satisfies his production burden. 2
ALJs are ultimately responsible for determining medical equivalence. 20 C.F.R.
§ 404.1526(e)(3). Here, the ALJ did not state his conclusion outside of the bolded, numbered
heading introducing his step-three analysis, and he provided no analysis or discussion. [Filing
No. 14-2, at ECF p. 19, R. at 18.] The Commissioner argues any error in failing to expressly
explain his reasoning is harmless. This argument is unpersuasive.
Citing Scheck v. Barnhart, 357 F.3d 697, 701 (7th Cir. 2004), the Commissioner argues
that the ALJ need not articulate his reasons for accepting an unopposed medical opinion when
determining medical equivalence. The hearing transcript shows that Dr. Fischer provided an
opinion as to equivalence, and no other medical source expressly offered an equivalence
opinion. 3 However, unlike Scheck, the ALJ did not indicate that he accepted Dr. Fischer’s
opinion regarding medical equivalence.
To remedy this deficiency, the Commissioner relies on a footnote in Rice v. Barnhart,
384 F.3d 363, 370 n.5 (7th Cir. 2004), for the proposition that the ALJ’s decision must be read as
a whole. From Rice, the Commissioner argues syllogistically that by giving “greater weight” to
2
The Commissioner asserts that Plaintiff waived his equivalence argument because it is
“wholly speculative and undeveloped.” [Filing No. 22, at ECF p. 8.] While “[j]udges are not
like pigs, hunting for truffles buried in briefs,” United States v. Dunkel, 927 F.2d 955, 956 (7th
Cir. 1991), Plaintiff’s argument is straight forward and not so skeletal as to result in waiver.
3
Whether Dr. Fischer reviewed the proper listings is not clear. At the hearing, Dr. Fischer
stated that he considered listing “6.02, which is the chronic renal disease listing.” [Filing No. 142, at ECF p. 35, R. at 34.] There is no listing 6.02, but listing 6.03 is for “chronic kidney disease,
with chronic hemodialysis or peritoneal dialysis,” and listing 6.05 is for “chronic kidney disease,
with impairment of kidney function.” 40 C.F.R. § Pt. 404, Subpt. P, App’x 1. The ALJ
specifically discussed 6.03 and 6.05 in his decision, and Plaintiff’s briefing focuses on 6.05.
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one of Dr. Fischer’s opinions, the ALJ adopted all of Dr. Fischer’s opinions, including on
medical equivalence, so the ALJ did not need to provide analysis.
The Court disagrees. The Rice court added the footnote in question to say that it
considered the analysis the ALJ did in step three while deciding whether the ALJ’s step five
analysis was sufficient. Id. at 370. The court stated that ALJs need not repeat substantially
similar analyses in separate sections because the decision is read as a whole. Id. There, the facts
the ALJ cited in support of finding no equivalence also supported his RFC conclusion. Id. at
369–70.
The analyses in question here are entirely different from each other. The ALJ cited Dr.
Fischer regarding Plaintiff’s alleged pain and swelling and how it affects Plaintiff’s RFC, which
has no relation to medical equivalency to the kidney disease listings at issue in step three.
Further, that the ALJ gave Dr. Fischer’s RFC opinion greater weight than another RFC medical
source does not mean, as the Commissioner implies, that the ALJ gave all of Dr. Fischer’s
opinions “considerable weight.”
Plaintiff offers some evidence to support an equivalence finding, but the ALJ provides no
analysis regarding why the evidence was rejected and did not indicate on what evidence he relied
in his finding. The Court cannot weigh this conflicting evidence for the ALJ. Therefore, the
Court finds that the ALJ’s equivalence decision is not supported by substantial evidence.
b. Obesity and Residual Functional Capacity
Failure to consider a claimant’s obesity is error, but such error is harmless when the
claimant fails to explain how his or her condition is aggravated by obesity. Mueller v. Colvin,
524 Fed. App’x 282, 286 (7th Cir. 2013). Here, the ALJ did not analyze Plaintiff’s claim of
obesity or the impact of obesity on his impairments and RFC. However, the error is harmless
because Plaintiff only noted his obesity diagnosis once in his brief to the ALJ and did not discuss
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its effects. Nonetheless, because the decision is remanded, the ALJ should consider whether
Plaintiff has obesity and take that determination into account in his analyses for steps three, four,
and five.
In regard to RFC, Plaintiff makes three additional arguments: 1) the ALJ’s weighing of
and subsequent reliance on medical sources was improper, 2) the ALJ improperly assessed
Plaintiff’s credibility, and 3) the ALJ was overly selective in his review of the record by focusing
on one exhibit and two medical examinations while failing to address evidence that favored
Plaintiff. Because the decision is remanded for other reasons, the Court will not delve into each
of these issues. However, this remand provides the ALJ with the opportunity to reconsider them.
Further, the ALJ should reweigh the medical sources in accordance with the updated 20 C.F.R.
§ 416.920c, and reassess Plaintiff’s credibility in accordance with Social Security Ruling 16-3p,
81 FR 14166-01, 2016 WL 1020935 (Mar. 16, 2016), which replaced SSR 96-7p, 1996 WL
374186 (Jul. 2, 1996).
IV.
Conclusion
Plaintiff has shown the ALJ erred in his step three analysis. Therefore, the Court grants
Plaintiff’s brief in support of appeal. [Filing No. 17.] The decision is remanded under sentence
four of 42 U.S.C. § 405(g) for further consideration, consistent with this opinion.
Date: 10/06/2017
_______________________________
Tim A. Baker
United States Magistrate Judge
Southern District of Indiana
Distribution:
All ECF-registered counsel of record via email.
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