BAY v. GOLDEN CORRAL CORPORATION et al
Filing
52
ENTRY ON DEFENDANT'S MOTION FOR SUMMARY JUDGMENT - Bays failed to raise a genuine issue of material fact on his age discrimination claim. Accordingly, Golden Corral's motion for summary judgment (Filing No. 45 ) is GRANTED. See entry for details. Signed by Judge Richard L. Young on 7/30/2019 (copy mailed to Edward Bay). (TMC)
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF INDIANA
NEW ALBANY DIVISION
EDWARD R. BAY,
)
)
)
)
)
)
)
)
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Plaintiff,
v.
GOLDEN CORRAL CORPORATION,
Defendant.
4:18-cv-00011-RLY-DML
ENTRY ON DEFENDANT’S MOTION FOR SUMMARY JUDGMENT
In June 2017, at the age of 59, Plaintiff Edward R. Bay, applied for a Franchise
Business Consultant (“FBC”) position with Golden Corral Corporation. After he learned
he was not selected for the position, he filed a pro se Complaint alleging age
discrimination in violation of the Age Discrimination in Employment Act (“ADEA”), 29
U.S.C. § 621 et seq. Golden Corral now moves for summary judgment. For the reasons
set forth below, the court GRANTS the motion.
I.
Procedural Rules
On November 6, 2018, Golden Corral served Bay a Notice Regarding Right to
Respond to and Submit Evidence in Opposition to Motion for Summary Judgment.
(Filing No. 47). The Notice specifically informed Bay that his Response “must include a
section labeled ‘Statement of Material Facts in Dispute’ that identifies the potentially
determinative facts and factual disputes that [he] contends demonstrate a dispute of fact
precluding summary judgment.” (Id. at 3 (quoting Local Rule 56-1(b)). The Notice
further informed Bay that the court will assume “the facts as claimed and supported by
1
admissible evidence by [Defendant] are admitted without controversy” unless he
specifically disputed those facts “with admissible evidence.” (Id. at 4 (quoting Local
Rule 56-1(f)). Bay complied with neither rule. While the court can excuse his failure to
provide a Statement of Material Facts in Dispute, it cannot excuse his failure to provide
any evidence at all to support his allegations. Coleman v. Goodwill Indus. of Se. Wis.,
Inc., 423 Fed. Appx. 642, 643 (7th Cir. 2011) (“Though courts are solicitous of pro se
litigants, they may nonetheless require strict compliance with local rules.”); Cady v.
Sheahan, 467 F.3d 1057, 1061 (7th Cir. 2006) (“[E]ven pro se litigants must follow the
rules of civil procedure.”). Accordingly, the court must accept Golden Corral’s
Statement of Facts as true. The court will also, in general, incorporate Bay’s factual
assertions to the extent they are relevant and supported by his deposition testimony (as
addressed in Golden Corral’s briefs). The court now turns to the facts of the present
case.
II.
Facts
A.
Bay Applies for the Position
Golden Corral operates buffet style restaurants and has multiple company-owned
and franchisee-owned locations through the United States. (Filing No. 46-1, Declaration
of Erika Braun (“Braun Decl.” ¶ 3)). Throughout 2017, Golden Corral publically posted
on multiple websites an “evergreen” job advertisement for multi-unit management
candidates. (Id.). Such candidates are hired to work either as a District Manager (“DM”)
to manage multiple company-owned restraurants, or as an FBC to service multiple
2
franchisee-owned restaurants. (Id.). On June 25, 2017, Golden Corral received Bay’s
electronic job application for a multi-unit management candidate position. (Id.).
B.
The Interviews
On July 17, 2017, Bay had an in-person interview with Golden Corral Corporation
Division President Roy Hinojosa at the Indianapolis Airport. (Filing No. 46-4,
Declaration of Roy Hinojosa (“Hinojosa Decl.” ¶ 3)). After that interview, Hinojosa
recommended that Bay be passed through to the next phase in the hiring process, which
involved a series of interviews conducted at Golden Corral’s corporate office on July 28,
2017. (Id.).
His first interview that day was with Director of Human Resources Erika Braun.
(Braun Decl. ¶ 5). After Bay expressed his admiration for the longevity of Golden
Corral’s staff, Braun stated that long-term staff are resistant to change and that “older
employees are a blessing and a curse.” (Filing No. 46-3, Deposition of Edward R. Bay
(“Bay Dep.”) at 122; see also Bay Dep. at 74-75 (testifying he knows of nothing besides
the purported facts in his original complaint that could support his claim for age
discrimination); Bay Dep. Ex. 3, Compl. ¶¶ 16, 19).
Bay’s next interview was with Senior Vice President of Human Resources Judy
Irwin. (Filing No. 46-6, Declaration of Judy Irwin (“Irwin Decl.”) ¶ 4). During the
interview, Irwin inquired about Bay’s time as a franchisee with Shoney’s family dining
restaurants. (Id. ¶ 5). His resume indicated he had received numerous awards and
commendations for his Shoney’s restaurants, yet he told Irwin that he chose not to renew
his leases for the restaurants. (Id.). Irwin was concerned with Bay’s response that he
3
terminated his restaurants because it did not make sense that he would voluntarily
relinquish successful restaurants and years later, seek employment in the restaurant
industry. (Id.).
Bay’s third interview was with Michael Wilkerson, Vice President of Company
Operations. (Filing No. 46-7, Declaration of Michael Wilkerson (“Wilkerson Decl,”) ¶
2). During the interview, Wilkerson asked about the gaps in his employment, why he left
Shoney’s after being with the company so long, and why he wanted to return to the
restaurant industry. (Id. ¶ 4). Wilkerson was particularly concerned about Bay’s time
away from a hands-on FBC role, and asked Bay several specific questions about the FBC
position at Golden Corral. (Id. ¶¶ 4-5). Wilkerson also asked him how he would handle
franchises under different scenarios. Wilkerson was not satisfied with Bays’ answers; he
thought they exhibited a lack of leadership and time-management abilities and reflected
that he was not familiar with the day-to-day duties and responsibilities required of an
FBC in order to adequately support franchisees and drive results. (Id. ¶ 5). Toward the
end of the interview, Wilkerson informed Bay that if he was offered the FBC position, he
would first attend Golden Corral’s 12-week training course that all newly-hired FBC’s
must complete. (Id. ¶ 6). He said, “How do you think you are going to be able to make it
through 12 weeks of training at one of our restaurants? Look at me, I almost didn’t make
it, how will you?” (Bay Dep. at 94).
Bay’s fourth interview was with Lisa Schweickert, Vice President of Operations
Services. (Filing No. 46-8, Declaration of Lisa Schweickert (“Schweickert Decl.”) ¶ 2).
At some point during the interview, Bays expressed his admiration for the longevity of
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Golden Corral’s staff. Schweickert allegedly said that older team members could be a
blessing and a curse because long-term staff were resistant to change and therefore an
impediment to Golden Corral’s new direction. (Compl. ¶¶ 16, 19).
Schweickert was interested in Bay’s experience at Shoney’s 1 because she
previously worked with Rick Smith, the former Vice President of Human Resources at
Shoney’s. (Schweickert Decl. ¶ 4; see also Filing No. 46-9, Declaration of Rick Smith
(“Smith Decl.”), ¶¶ 1-2). Schweickert asked Bay if he knew Smith while he worked at
Shoney’s. Bay confirmed that he knew Smith, and Schweickert let Bay know that she
and Smith had previously worked together. (Schweickert Decl., ¶ 5; see also Bay Dep. at
117). On the afternoon of July 28, 2017, after Schweickert had completed her interview
with Plaintiff, she contacted 2 Smith via telephone and asked him about Bay’s leadership
and work style while Bay was with Shoney’s. (Schweickert Decl., ¶ 7.) Smith told
Schweickert that he remembered Bay from his time with Shoney’s in the
operations/franchise department until 2004 when Plaintiff began working as a Shoney’s
franchisee. (Id. ¶ 8). Smith discussed with Schweickert that Golden Corral is much more
complex and difficult to run than Shoney’s, and that he was aware that an FBC at Golden
Corral is tasked with supporting and coaching franchisees to achieve optimal results, as
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Bays’ job application did not reflect that he had ever worked at Shoney’s. (Bays Dep., Ex. 5;
Braun Decl. ¶ 4). Schweickert reviewed his resume on July 28, 2017, where she noticed, for the
first time, that he had previously worked there. (Schweickert Decl. ¶ 3).
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Through Plaintiff’s job application, Bays authorized Golden Corral to contact third parties to
verify the information he provided related to his prior employment. (See Bay Dep., Exhibit 5
(Job Application); Braun Decl. ¶ 4, Exhibit B (same)).
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well as ensuring that franchisees comply with Golden Corral’s operations procedures and
policies. (Id. ¶ 9). Smith reported to Schweickert that, during his time at Shoney’s, he
was aware of reports that Bay was very difficult to deal with and that he would not follow
Shoney’s operations procedures and promotions. Smith stated that he remembered
specific comments surrounding the lack of cleanliness and sanitation in Bay’s restaurants.
Smith told Schweickert that, based on his experience, he did not believe Bay would be a
good fit to handle the duties and responsibilities of an FBC position at Golden Corral.
(Id. ¶ 10).
Smith told Schweickert that he had also reached out to the former Senior Vice
President of Operations (“SVP”) at Shoney’s, who was over Shoney’s franchisees while
Bay owned and operated two franchisee restaurants, to inquire about his impression of
Bay’s leadership and work style at Shoney’s. Smith reported that the former SVP told
him that Shoney’s had continual issues with Bay’s two franchisee restaurants not
following Shoney’s operations procedures and promotions, and that Bay was very
difficult to deal with. Smith said that the former SVP provided examples of Bay’s
restaurants not following Shoney’s operations procedures and promotions, including
issues with cleanliness and sanitation, and not offering all of Shoney’s required products.
Smith reported that he did not recommend Bays for the FBC position at Golden Corral.
(Id. ¶ 11; see also Smith Decl. ¶¶ 4-6).
Later, on July 28, 2017, after her conversation with Smith, Schweickert conveyed
Smith’s feedback and input about Bay’s leadership and work style to Hinojosa and Irwin.
(Schweickert Decl. ¶ 12). Irwin collaborated and exchanged feedback with Braun,
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Wilkerson, Schweickert, and Hinojosa about whether Golden Corral should hire Bays for
the FBC position. (Irwin Decl., ¶ 9; see also Filing No. 46-4, Hinojosa Decl. ¶ 4).
There was some concern about Bays’ time away from a hands-on FBC role as he had not
worked in that capacity for any restaurant for at least 13 years, and he had not worked in
the restaurant industry for approximately 3 years. (Hinojosa Decl. ¶ 6). There were also
concerns with his lack of leadership and time-management abilities, and his unfamiliarity
with the day-to-day duties and responsibilities required of an FBC in order to adequately
support franchisees and drive results. (Id.).
C.
Bay Is Not Selected
Based primarily on Smith’s feedback, Hinojosa decided not to hire Bay to work
for him as an FBC. Hinojosa was particularly concerned with Bay’s ability to perform
the day-to-day duties and responsibilities required of an FBC, such as ensuring that
franchisees comply with Golden Corral’s operations procedures and policies, and
supporting and coaching franchisees to achieve optimal results. (Id. ¶ 7).
D.
Golden Corral Hires R. Craig Furches
Due to a reduction in company-owned restaurants in August 2017, Golden Corral
was overstaffed for their District Manager positions. (Id. ¶ 8). As a result, Golden Corral
no longer had a DM position available for R. Craig Furches, a multi-unit management
candidate in training who was hired on April 3, 2017, to work as a DM. (Id. ¶ 9).
According to Hinojosa, Furches possessed superior qualifications and relevant work
experience for the FBC position than Bay. (Id. ¶ 10). Hinojosa decided to abandon the
hiring process for the FBC position and selected Furches for the position. (Id.).
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All other facts necessary for the resolution of Bays’ claim will be addressed in the
Discussion Section.
III.
Summary Judgment Standard
Summary judgment is proper where the evidence—including depositions, answers
to interrogatories, admissions on file, and declarations—show that there is “no genuine
dispute as to any material fact and the movant is entitled to judgment as a matter of law.”
Fed. R. Civ. P. 56(a), (c). A genuine issue of material fact exists if “there is sufficient
evidence favoring the nonmoving party for a jury to return a verdict for that party.”
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249 (1986).
In deciding whether a genuine issue of material fact exists, the court views the
evidence and draws all inferences in favor of the nonmoving party. Miranda v. Wis.
Power & Light Co., 91 F.3d 1011, 1014 (7th Cir. 1996). To survive summary judgment,
the nonmoving party may not rest on mere allegations or denials in his pleadings but
must set forth specific facts, supported by record evidence, showing there is a genuine
issue for trial. Fleishman v. Continental Cas. Co., 698 F.3d 598, 603 (7th Cir. 2012).
IV.
Discussion
The ADEA prohibits an employer from discriminating against an employee due to
the employee’s age. 29 U.S.C. § 623(a)(1). Under a disparate treatment theory, an
ADEA plaintiff must establish that his age was the “but-for cause” of his termination.
Fleishman v. Continental Cas. Co., 698 F.3d 598, 604 (7th Cir. 2012). This requires the
plaintiff to show that his age was not just a motivating factor in Golden Corral’s decision
8
to terminate him; he must show it was the determinative factor. Gross v. FBL Fin. Servs.,
Inc., 557 U.S. 167, 180 (2009); Lindsey v. Walgreens, 615 F.3d 873, 876 (7th Cir. 2010).
The central question on summary judgment is “whether the evidence would permit
a reasonable factfinder to conclude that the plaintiff’s [age] caused the discharge or other
adverse employment action.” Ortiz v. Werner Enter., Inc., 834 F.3d 760, 765 (7th Cir.
2016). In answering this question, the court utilizes the familiar McDonnell Douglas
burden-shifting method. This requires the plaintiff to establish four elements: (1) he was
a member of a protected age group (forty or older); (2) he applied for and was qualified
for the position; (3) he did not receive the position; and (4) those who were hired were
not in the protected group and had similar or lesser qualifications for the
position. Zaccagnini v. Charles Levy Circulating Co., 338 F.3d 672, 675 (7th Cir. 2003).
If the plaintiff establishes a prima facie case, the burden shifts to the employer to come
forward with a legitimate, non-discriminatory reason for failing to hire the plaintiff. Id. If
the employer provides such a reason, the plaintiff must show the employer’s proffered
reason was a pretext for age discrimination. Id.
The first three elements are not in dispute; the fourth element is. Golden Corral
argues that Bay was never “rejected” for the position because Hinojosa abandoned the
hiring process and “hand-picked someone outside the applicant pool [i.e., Furches 3] to fill
the position.” Tighe v. Bae Sys. Tech. Solutions & Servs., No. CCB-14-2719, 2016 U.S.
Dist. LEXIS 52394, at *18-19 (D. Md. Apr. 19, 2016) (citing Hackney v. Perry, No. 97-
3
Although Furches’ age is not in evidence, Bay contends he was 46 years old when Hinojosa
selected him for the FBS position.
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2055, 1998 U.S. App. LEXIS 29459, at *6-7 (4th Cir. Nov. 18, 1998) (“Because the
lateral transfer did not involve a promotion for [the person hired], competitive selection
was not required. Thus, [the plaintiff’s] application was not considered, and thus, he was
not rejected within the meaning of McDonnell Douglas.”). In both Hackney and Tighe
(cited by Golden Corral) however, the employer abandoned the selection process before
anyone was ever interviewed. Hackney, 1998 U.S. App. LEXIS 29459, at *2; Tighe,
2016 U.S. Dist. LEXIS 52394, at *18-19. Here, Bay went through the interview process
and was simply waiting to hear whether he would be hired or not. (See Irwin Decl. ¶ 3
(explaining interview process)). In that sense, he was “rejected.”
With regard to qualifications for the position, it is undisputed that Hinojosa
considered Furches to have “far superior qualifications and work experience for the FBC
position than [Bay],” and that Hinojosa was aware that “Furches was an outstanding
employee with exemplary work performance who excelled during training.” (Hinojosa
Decl. ¶ 9; see also Braun Decl. Ex. C, Bays’ resume; Ex. G, Furches’ resume). Bay does
not agree with that assessment, claiming Furches has “woefully” less consulting
experience than he has. But Bay has no personal knowledge of Furches’s background
and experience. Bay therefore fails to show he is more qualified for the FBC position
than Furches. Hawkins v. PepsiCo., Inc., 203 F.3d 274, 280 (7th Cir. 2000) (explaining
that, with regard to an employee’s work performance, “it is the perception of the decision
maker which is relevant, not the self-assessment of the [employee].”) (internal quotation
marks and citations omitted)).
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Even if Bays had established a prima facie case of age discrimination, Bays cannot
establish that Golden Corral’s legitimate business reasons for not hiring him are a pretext
for age discrimination. “A plaintiff can establish pretext ‘directly with evidence that [an]
employer was more likely than not motivated by a discriminatory reason, or indirectly by
evidence that the employer’s explanation is not credible.’” Wade v. Lerner New York,
Inc., 243 F.3d 319, 323 (7th Cir. 2001) (quoting Jackson v. E.J. Brach Corp., 176 F.3d
971, 983 (7th Cir. 1999)). Using indirect evidence, a plaintiff may establish pretext by
showing that the employer’s stated reason for the adverse action is: (1) factually baseless;
(2) not the actual motivation for the adverse decision; or that it is (3) insufficient to
motivate the adverse decision. Id. Pretext does not address the issue of whether the
employer’s employment decision was correct; rather “it addresses the issue of whether
the employer honestly believes in the reasons it offers.” Id. (internal quotation marks and
citation omitted). Thus, the ultimate inquiry is whether Golden Corral honestly believed
in the reasons it advanced for halting the hiring process.
Bays points to comments made by some of the interviewers which he contends
show age bias. As an initial matter, Bays alleges Braun and Schweickert 4 allegedly
stated that long-term employees were resistant to change that the older employees can be
a blessing and a curse. These comments are not necessarily linked to Bays’ age. The
comments about Golden Corral’s long-term employees does not apply to him because he
4
In his Complaint, Bays alleged that Irwin made similar comments. (See Compl. ¶ 17). But in
his deposition, he testified he thought his interview with Irwin “went well” and that nothing was
said during the interview that he considered problematic. (Bays Dep. at 85, 122).
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did not work there at the time. The comments about older employees can be interpreted
two ways. First, one could interpret the comment to relate to Golden Corral’s long-term
employees. If that was the intent, as noted above, the comment has no application to him.
Second, one could interpret the comment to relate to older employees generally. Even
then, however, the comment is not biased against older employees. One could say the
same thing about younger employees—they can be “good or bad.”
In addition, Braun is 46 years old and has been with Golden Corral for 18 years,
and Schweickert is 60 years old and has been with Golden Corral for 22 years. (Braun
Decl. ¶ 1; Schweickert Decl. ¶ 6). Furthermore, the two candidates Golden Corral
selected to fill FBC positions prior to Bays’ July 2017 interviews are the same age or
older than Bays. (Hinojosa Decl. ¶ 12 (noting they were born in 1957 and 1958)). This
evidence undercuts an inference that Braun’s and Schweickert’s comments were agebased. See, e.g., O’Connor v. Consolidated Coin Caterers Corp., 517 U.S. 308, 313
(1996) (stating “an inference [of age discrimination] cannot be drawn from the
replacement of one worker with another worker insignificantly younger”).
Next, Bays alleges Wilkerson compared himself to him and asked how he would
make it through 12 weeks of training. (Bays Dep. at 94). It is not clear from Bays’
deposition testimony what exactly Wilkerson said to him. According to Bays, Wilkerson
told him management training would last “60, 70, 80 hours a week” and that Wilkerson
“really made it sound just horrible.” (Id. at 95). When he discussed the conversation
with Braun immediately after his interview with Wilkerson, Bays told Braun that
Wilkerson’s problem was not with his age, but with his physical shape. (Id. at 111 (“And
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I don’t think I said that it was an age problem, that it was a physical problem. I told her
that [Wilkerson] does not believe that I can physically make it through the training.”)).
Wilkerson’s alleged concern with his physical shape does not necessarily show age bias.
Even if these comments were indicative of age discrimination, “[i]solated
comments must be made by the decision-maker, unless the ‘plaintiff can show that the
attitudes of the person who made the remarks tainted the decision[-]maker’s judgment.’”
Korotko-Hatch v. John G. Shedd Aquarium, 65 F.Supp.2d 789, 801 (N.D. Ill. 1999)
(quoting Hoffman v. MCA, Inc., 144 F.3d 1117, 1121-22 (7th Cir. 1998)). Hinojosa—not
Braun, Schweickert or Wilkerson—made the ultimate decision to not hire Bays. (Braun
Decl. ¶ 13; Schweickert Decl. ¶ 12). Bays has presented no evidence that Braun,
Schweickert, and/or Wilkerson tainted Hinojosa’s decision. And Bays testified that
Hinojosa made no similar comment. (Bays Dep. at 136).
Bays also argues that Golden Corral “lied over and over again” regarding the
reasons it did not hire him. As support, he points to the August 3, 2017 email from Braun
and the August 23, 2017 letter he received from Irwin. A brief synopsis of the parties’
correspondence reflects that Braun’s and Irwin’s correspondence with Bays does not
conflict.
On August 1, 2017, Braun informed Bays by email that Golden Corral would not
be moving forward with the next steps in the hiring process. (Braun Decl. ¶ 12, Ex. E,
Email). Bays responded by asking her to be more specific because he was “serious about
his job search and [did not] want to make the same mistakes.” (Id.). On August 3, Braun
responded that “there was some concern about the time away from the hands-on FBC role
13
and specific examples of managing your time and weekly schedule of the day-to-day
responsibilities of the FBC position in support of franchisees and driving results.” (Id.).
Angry at this point, Bays sent a letter to Golden Corral’s CEO accusing Golden Corral of
age discrimination. (Id.). On August 23, Irwin sent Bays a letter explaining that one of
the interviewers had a personal contact with someone who used to work with him at
Shoney’s. (Irwin Decl., Ex. A, Letter). The interviewer “reached out for input about
[his] leadership and work style[;] [a]s a result of that feedback it was decided that [he]
may not be the best fit for [Golden Corral’s] culture and [they] decided not to proceed.”
(Id.).
Braun’s email and Irwin’s letter do not conflict. Braun gave a synopsis of the
concerns the interviewers expressed after their interviews with Bays. Irwin’s response
was more specific, explaining the negative feedback they received from Smith. Hinojosa
considered the interviewers’ concerns and, [b]ased primarily on Smith’s feedback, [he]
decided not to hire [Bays] to work for [him] as an FBC.” (Hinojosa Decl. ¶ 7). Bays
challenges the factual basis of Smith’s feedback because Smith has been retired since
2007 and Bays never worked for or with him at Shoney’s. But even if Smith’s report to
Golden Corral was inaccurate, “‘the pretext inquiry focuses on whether the employer’s
decision was honest, not whether it was accurate.’” Rudin v. Lincoln Land Cmty. Coll.,
420 F.3d 712, 727 (7th Cir. 2005) (quoting Helland v. South Bend Cmty. Sch. Corp., 93
F.3d 327, 330 (7th Cir. 1996)). The record is devoid of any evidence that Golden Corral
did not honestly believe Smith’s feedback in making the decision not to hire Bays.
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Therefore, Golden Corral is entitled to judgment in its favor on Bays’ age discrimination
claim.
V.
Conclusion
Bays failed to raise a genuine issue of material fact on his age discrimination
claim. Accordingly, Golden Corral’s motion for summary judgment (Filing No. 45) is
GRANTED.
SO ORDERED this 30th day of July 2019.
Distributed Electronically to Registered Counsel of Record.
Copy to:
Edward R. Bay
2550 Oakridge Dr.
Bedford, IN 47421
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