DeVary v. Commissioner of Social Security
Filing
19
MEMORANDUM OPINION AND ORDER - The decision of the ALJ is affirmed. Judgment shall be entered in favor of the Commissioner and against Davary. Signed by Magistrate Judge Leonard T Strand on 3/19/14. (djs)
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF IOWA
CENTRAL DIVISION
BOBBY ALAN DEVARY,
Plaintiff,
No. C13-3035-LTS
vs.
CAROLYN W. COLVIN, Acting
Commissioner of Social Security,
MEMORANDUM OPINION
AND ORDER
Defendant.
____________________
Plaintiff Bobby Alan Devary seeks judicial review of a final decision of the
Commissioner of Social Security (the Commissioner) denying his application for Social
Security Disability benefits (DIB) under Title II of the Social Security Act, 42 U.S.C. §
401 et seq. (Act). Devary contends that the administrative record (AR) does not contain
substantial evidence to support the Commissioner’s decision that he was not disabled
during the relevant period of time. For the reasons that follow, the Commissioner’s
decision will be affirmed.
I.
BACKGROUND
Devary was born in 1970 and previously worked as a construction worker and
combination welder. AR 272. He protectively filed for DIB on April 11, 2011, alleging
a disability onset date of November 10, 2010. AR 14. Devary alleged disability due to
various physical impairments, including degenerative joint disease in both knees, carpal
tunnel syndrome and degenerative disc disease of the lumbar spine. AR 16. His claim
was denied initially and on reconsideration. AR 14. He then requested a hearing before
an Administrative Law Judge (ALJ) and on September 25, 2012, ALJ Hallie E. Larsen
held a hearing during which Devary and a vocational expert (VE) testified. AR 30-57.
On October 26, 2012, the ALJ issued a decision finding Devary was not disabled
from November 10, 2010, through the date of her decision. AR 14-23. Devary sought
review of this decision by the Appeals Council, which denied review on June 12, 2013.
AR 1-3. The ALJ’s decision thus became the final decision of the Commissioner. AR
1; 20 C.F.R. § 404.981.
On July 23, 2013, Devary filed a complaint (Doc. No. 4) in this court seeking
review of the Commissioner’s decision. On August 20, 2013, with the parties’ consent
(Doc. No. 7), the Honorable Mark W. Bennett transferred this case to me for final
disposition and entry of judgment. The parties have briefed the issues and the matter is
now fully submitted.
II.
DISABILITY DETERMINATIONS AND THE BURDEN OF PROOF
A disability is defined as the inability to engage in any substantial gainful activity
by reason of any medically determinable physical or mental impairment which can be
expected to result in death or that has lasted or can be expected to last for a continuous
period of not less than twelve months. 42 U.S.C. §§ 423(d)(1)(A), 1382c(a)(3)(A); 20
C.F.R. § 404.1505. A claimant has a disability when the claimant is “not only unable
to do his previous work but cannot, considering his age, education, and work experience,
engage in any other kind of substantial gainful work which exists . . . in significant
numbers either in the region where such individual lives or in several regions of the
country.” 42 U.S.C. §§ 423(d)(2)(A), 1382c(a)(3)(B).
To determine whether a claimant has a disability within the meaning of the Social
Security Act, the Commissioner follows a five-step sequential evaluation process outlined
in the regulations. 20 C.F.R. § 404.1520; see Kirby v. Astrue, 500 F.3d 705, 707 (8th
Cir. 2007). First, the Commissioner will consider a claimant’s work activity. If the
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claimant is engaged in substantial gainful activity, then the claimant is not disabled. 20
C.F.R. § 404.1520(a)(4)(i).
Second, if the claimant is not engaged in substantial gainful activity, the
Commissioner looks to see “whether the claimant has a severe impairment that
significantly limits the claimant’s physical or mental ability to perform basic work
activities.” Dixon v. Barnhart, 353 F.3d 602, 605 (8th Cir. 2003). “An impairment is
not severe if it amounts only to a slight abnormality that would not significantly limit the
claimant’s physical or mental ability to do basic work activities.” Kirby, 500 F.3d at
707; see 20 C.F.R. §§ 404.1520(c), 404.1521(a).
The ability to do basic work activities is defined as “the abilities and aptitudes
necessary to do most jobs.” 20 C.F.R. § 404.1521(b). These abilities and aptitudes
include (1) physical functions such as walking, standing, sitting, lifting, pushing, pulling,
reaching, carrying, or handling; (2) capacities for seeing, hearing, and speaking; (3)
understanding, carrying out, and remembering simple instructions; (4) use of judgment;
(5) responding appropriately to supervision, co-workers, and usual work situations; and
(6) dealing with changes in a routine work setting. Id. § 404.1521(b)(1)-(6); see Bowen
v. Yuckert, 482 U.S. 137, 141, 107 S. Ct. 2287, 2291 (1987). “The sequential evaluation
process may be terminated at step two only when the claimant’s impairment or
combination of impairments would have no more than a minimal impact on her ability to
work.” Page v. Astrue, 484 F.3d 1040, 1043 (8th Cir. 2007) (internal quotation marks
omitted).
Third, if the claimant has a severe impairment, then the Commissioner will
consider the medical severity of the impairment. If the impairment meets or equals one
of the presumptively disabling impairments listed in the regulations, then the claimant is
considered disabled, regardless of age, education, and work experience. 20 C.F.R.
§§ 404.1520(a)(4)(iii), 404.1520(d); see Kelley v. Callahan, 133 F.3d 583, 588 (8th Cir.
1998).
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Fourth, if the claimant’s impairment is severe, but it does not meet or equal one
of the presumptively disabling impairments, then the Commissioner will assess the
claimant’s residual functional capacity (RFC) to determine the claimant’s “ability to meet
the physical, mental, sensory, and other requirements” of the claimant’s past relevant
work. 20 C.F.R. §§ 404.1520(a)(4)(iv), 404.1545(a)(4). “RFC is a medical question
defined wholly in terms of the claimant’s physical ability to perform exertional tasks or,
in other words, what the claimant can still do despite his or her physical or mental
limitations.” Lewis v. Barnhart, 353 F.3d 642, 646 (8th Cir. 2003) (internal quotation
marks omitted); see 20 C.F.R. § 404.1545(a)(1).
The claimant is responsible for
providing evidence the Commissioner will use to make a finding as to the claimant’s
RFC, but the Commissioner is responsible for developing the claimant’s “complete
medical history, including arranging for a consultative examination(s) if necessary, and
making every reasonable effort to help [the claimant] get medical reports from [the
claimant’s] own medical sources.” 20 C.F.R. § 404.1545(a)(3). The Commissioner also
will consider certain non-medical evidence and other evidence listed in the regulations.
See id. If a claimant retains the RFC to perform past relevant work, then the claimant is
not disabled. Id. § 404.1520(a)(4)(iv).
Fifth, if the claimant’s RFC as determined in Step Four will not allow the claimant
to perform past relevant work, then the burden shifts to the Commissioner to prove that
there is other work that the claimant can do, given the claimant’s RFC as determined at
Step Four, and his or her age, education, and work experience. See Bladow v. Apfel,
205 F.3d 356, 358-59 n.5 (8th Cir. 2000). The Commissioner must prove not only that
the claimant’s RFC will allow the claimant to make an adjustment to other work, but also
that the other work exists in significant numbers in the national economy. Eichelberger
v. Barnhart, 390 F.3d 584, 591 (8th Cir. 2004); 20 C.F.R. § 404.1520(a)(4)(v). If the
claimant can make an adjustment to other work that exists in significant numbers in the
national economy, then the Commissioner will find the claimant is not disabled. If the
claimant cannot make an adjustment to other work, then the Commissioner will find that
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the claimant is disabled. 20 C.F.R. § 404.1520(a)(4)(v). At Step Five, even though the
burden of production shifts to the Commissioner, the burden of persuasion to prove
disability remains on the claimant. Stormo v. Barnhart, 377 F.3d 801, 806 (8th Cir.
2004).
III.
ALJ’S FINDINGS
The ALJ made the following findings:
(1)
The claimant meets the insured status requirements of
the Social Security Act through December 31, 2015.
(2)
The claimant has not engaged in substantial gainful
activity since November 10, 2010, the alleged onset
date (20 CFR 404.1571 et seq.).
(3)
The claimant has the following severe impairments:
degenerative joint disease bilateral knees, status post
multiple knee surgeries, bilaterally; carpal tunnel
syndrome, status post release bilaterally; degenerative
disc disease lumbar spine, status post surgery (20 CFR
404.1520(c)).
(4)
The claimant does not have an impairment or
combination of impairments that meets or medically
equals the severity of one of the listed impairments in
20 CFR Part 404, Subpart P, Appendix 1 (20 CFR
404.1520(d), 404.1525, 404.1526).
(5)
After careful consideration of the entire record, the
undersigned finds that the claimant has the residual
functional capacity to perform less than the full range
of sedentary work as defined in 20 CFR 404.1567(a).
The claimant is able to lift and/or carry 10 pounds
occasionally and less than 10 pounds frequently. He
can sit for 6 hours in an 8-hour day and stand and/or
walk for 2 hours in an 8-hour day with normal breaks.
He can never climb ladders/ropes/scaffolds, kneel, or
crawl. He can occasionally climb stairs/ramps, stoop,
and crouch. He can never balance on uneven surfaces
but may frequently balance on level surfaces. The
claimant can frequently but not constantly handle,
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bilaterally. He must avoid concentrated exposure to
work around hazards such as dangerous machinery and
unprotected heights.
(6)
The claimant is unable to perform any past relevant
work (20 CFR 404.1565).
(7)
The claimant was born on September 10, 1970 and was
40 years old, which is defined as a younger individual
age 18-44, on the alleged disability onset date (20 CFR
404.1563).
(8)
The claimant has a limited education and is able to
communicate in English (20 CFR 404.1564).
(9)
Transferability of job skills is not material to the
determination of disability because using the MedicalVocational Rules as a framework supports a finding
that the claimant is “not disabled,” whether or not the
claimant has transferable job skills (See SSR 82-41 and
20 CFR Part 404, Subpart P, Appendix 2).
(10)
Considering the claimant’s age, education, work
experience, and residual functional capacity, there are
jobs that exist in significant numbers in the national
economy that the claimant can perform (20 CFR
404.1569 and 404.1569(a)).
(11)
The claimant has not been under a disability, as defined
in the Social Security Act, from November 10, 2010,
through the date of this decision (20 CFR
404.1520(g)).
AR 16-23.
IV.
THE SUBSTANTIAL EVIDENCE STANDARD
The Commissioner’s decision must be affirmed “if it is supported by substantial
evidence on the record as a whole.” Pelkey v. Barnhart, 433 F.3d 575, 577 (8th Cir.
2006); see 42 U.S.C. § 405(g) (“The findings of the Commissioner of Social Security as
to any fact, if supported by substantial evidence, shall be conclusive . . . .”). “Substantial
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evidence is less than a preponderance, but enough that a reasonable mind might accept
as adequate to support a conclusion.” Lewis, 353 F.3d at 645. The Eighth Circuit
explains the standard as “something less than the weight of the evidence and [that] allows
for the possibility of drawing two inconsistent conclusions, thus it embodies a zone of
choice within which the [Commissioner] may decide to grant or deny benefits without
being subject to reversal on appeal.” Culbertson v. Shalala, 30 F.3d 934, 939 (8th Cir.
1994).
In determining whether the Commissioner’s decision meets this standard, the court
considers “all of the evidence that was before the ALJ, but it [does] not re-weigh the
evidence.” Wester v. Barnhart, 416 F.3d 886, 889 (8th Cir. 2005). The court considers
both evidence which supports the Commissioner’s decision and evidence that detracts
from it. Kluesner v. Astrue, 607 F.3d 533, 536 (8th Cir. 2010). The court must “search
the record for evidence contradicting the [Commissioner’s] decision and give that
evidence appropriate weight when determining whether the overall evidence in support
is substantial.” Baldwin v. Barnhart, 349 F.3d 549, 555 (8th Cir. 2003) (citing Cline v.
Sullivan, 939 F.2d 560, 564 (8th Cir. 1991)).
In evaluating the evidence in an appeal of a denial of benefits, the court must apply
a balancing test to assess any contradictory evidence. Sobania v. Sec’y of Health &
Human Servs., 879 F.2d 441, 444 (8th Cir. 1989). The court, however, does not
“reweigh the evidence presented to the ALJ,” Baldwin, 349 F.3d at 555 (citing Bates v.
Chater, 54 F.3d 529, 532 (8th Cir. 1995)), or “review the factual record de novo.” Roe
v. Chater, 92 F.3d 672, 675 (8th Cir. 1996) (citing Naber v. Shalala, 22 F.3d 186, 188
(8th Cir. 1994)). Instead, if, after reviewing the evidence, the court finds it “possible to
draw two inconsistent positions from the evidence and one of those positions represents
the Commissioner’s findings, [the court] must affirm the [Commissioner’s] denial of
benefits.” Kluesner, 607 F.3d at 536 (quoting Finch v. Astrue, 547 F.3d 933, 935 (8th
Cir. 2008)). This is true even in cases where the court “might have weighed the evidence
differently.” Culbertson, 30 F.3d at 939 (quoting Browning v. Sullivan, 958 F.2d 817,
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822 (8th Cir. 1992)). The court may not reverse the Commissioner’s decision “merely
because substantial evidence would have supported an opposite decision.” Baker v.
Heckler, 730 F.2d 1147, 1150 (8th Cir. 1984); see Goff v. Barnhart, 421 F.3d 785, 789
(8th Cir. 2005) (“[A]n administrative decision is not subject to reversal simply because
some evidence may support the opposite conclusion.”).
V.
DISCUSSION
Devary argues the ALJ’s decision is not supported by substantial evidence for the
following reasons:
I.
The ALJ erred in finding that Devary has the RFC to
perform some amount of sedentary work.
II.
The ALJ erred in relying on Devary’s daily activities
to discredit his allegations of disabling impairments.
I will discuss these arguments separately below and will then consider whether the
evidence supports the ALJ’s finding, at Step Five, that Devary is capable of performing
other work available in significant numbers in the national economy.
A.
Devary’s Ability To Perform Sedentary Work
Devary argues that the ALJ erred in formulating his RFC and making the resulting
Step Five determination that there are sedentary jobs he can perform. He focuses
exclusively on the issue of whether he has the ability to handle frequently. He points out
that when his attorney asked the VE a hypothetical question that included an ability to
handle only occasionally, the VE testified that there would be no work available. AR
54-55. Devary contends that his attorney’s hypothetical question accurately reflects his
ability to handle and, therefore, the ALJ erred in finding that he has the ability to perform
certain sedentary work.
As noted above, the ALJ found that Devary “can frequently but not constantly
handle, bilaterally.” AR 17. A claimant’s RFC is a medical question and the ALJ’s
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assessment must be supported by “some medical evidence” of the claimant’s ability to
function in the workplace. Lauer v. Apfel, 245 F.3d 700, 704 (8th Cir. 2001). “It is the
ALJ’s responsibility to determine [the] claimant’s RFC based on all the relevant evidence,
including medical records, observations of treating physicians and others, and claimant’s
own description of her limitations.” Jones v. Astrue, 619 F.3d 963, 971 (8th Cir. 2010)
(citing Page, 484 F.3d at 1043). “It is the ALJ’s function to resolve conflicts among the
opinions of various treating and examining physicians.
The ALJ may reject the
conclusions of any medical expert, whether hired by the claimant or the government if
they are inconsistent with the record as a whole.” Pearsall v. Massanari, 274 F.3d 1211,
1219 (8th Cir. 2001).
On the issue of Devary’s ability to handle, the ALJ referenced medical records
concerning treatment of bilateral carpal tunnel syndrome (CTS). AR 19. She noted he
underwent surgery on both arms in November 2011 and that prior to surgery, he had
demonstrative positive Tinel’s signs, indicating possible nerve compression. Id. (citing
AR 278). She also noted that no records after surgery suggest any continuing, persistent
symptoms of CTS. AR 19. Indeed, she observed that the record contains no evidence
that Devary sought further treatment of any kind for any CTS-related symptoms after
both arms were treated surgically. Id. The ALJ also discussed the medical opinion
evidence of record. AR 20-21. While the record contains no treating source opinions,
it does include the opinion of a consultative examiner (Dr. Hilsabeck) and two
nonexamining state agency consultants. AR 281-93, 303-10.
Dr. Hilsabeck examined Devary in July 2011 – approximately four months before
his CTS surgeries. AR 281. While mentioning Devary’s then-existing CTS symptoms,
he made no specific findings of any functional limitations resulting from the impairment.
AR 281-82. Indeed, he devoted most of his written remarks to Devary’s back and knee
impairments. Id. Dr. Hilsabeck did conclude, in general terms, that Devary “does
appear significantly disabled from his current orthopedic problems.” AR 282. The ALJ
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considered Dr. Hilsabeck’s opinion but gave it little weight, finding it to be “vague” and
noting that it “failed to provide specific functional limitations.” AR 21.
The nonexamining consultants prepared written RFC assessments, based on their
reviews of records, in August and October of 2011. AR 293, 310. Both consultants
found that Devary could handle frequently, but not constantly, with his left hand and
arm. AR 289, 306. Both also found that Devary had no limitations on handling with his
right hand and arm. Id. The consultants concluded that Devary was able to perform
work at the light exertional level. AR 21. The ALJ gave both opinions little weight,
noting that Devary had undergone additional surgeries and finding, in light of his
subjective complaints, that he is limited to sedentary work. Id.
In complaining about the ALJ’s finding, Devary does not appear to argue that the
two CTS surgeries in November 2011 were ineffective. He points to no medical evidence
in the record contradicting the ALJ’s statement that he did not seek post-surgical treatment
for any CTS symptoms. Instead, he simply requests that the court “make a searching
review of the record” and expresses a belief that this “searching review” will show that
he did not have the ability, prior to surgery, to frequently handle. Doc. No. 16 at 8.
While he makes no effort to explain the argument further, the implicit suggestion is that
Devary could not frequently handle for some period of time prior to his first surgery.
Thus, apparently, the ALJ erred in finding otherwise.
Construing Devary’s barely-developed argument as generously as I can, it appears
he is advocating for a “closed period” of benefits, starting on some date prior to his first
surgery and ending after either the first or second surgery. The Commissioner may
award Social Security disability benefits either on a continuing basis, or for a “closed
period.” See Harris v. Sec’y of Dept. of Health and Human Servs., 959 F.2d 723, 724
(8th Cir. 1992) (noting that disability is not an “all-or-nothing” proposition and disability
benefits may be awarded on either a continuing basis or “closed period” under 20 C.F.R.
§ 404.316). However, even within a closed period, a claimant must still meet the
definition of disability which is an “inability to engage in any substantial gainful activity
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by reason of any medically determinable physical or mental impairment which can be
expected to result in death or which has lasted or can be expected to last for a continuous
period of not less than 12 months.” 42 U.S.C. § 423(d)(1)(A).
Devary’s CTS-related impairment cannot be considered disabling for a “closed
period” because it was amenable to treatment through surgery. See Brown v. Barnhart,
390 F.3d 535, 540 (8th Cir. 2004) (“If an impairment can be controlled by treatment or
medication, it cannot be considered disabling.”). The medical evidence demonstrates
that (a) Devary suffered some symptoms of CTS prior to surgery, (b) had surgery on
both arms and (c) never sought additional treatment after those surgeries. Moreover, the
medical evidence demonstrates that Devary’s CTS was being treated conservatively even
before surgery, with no indication that it was a disabling impairment. See, e.g., AR 294,
298.
I will address Devary’s arguments concerning the ALJ’s evaluation of his
subjective allegations in Section V(B), infra. With regard to the medical evidence,
however, I conclude that substantial evidence supports the ALJ’s finding that Devary is
able to perform sedentary work. Neither the contemporaneous treatment records nor the
medical opinion evidence of record contradicts this finding.
B.
The ALJ’s Credibility Assessment
Devary alleges the ALJ erred in relying on his daily activities as a basis for
discrediting his subjective allegations. He faults the ALJ for not asking more questions
about those activities during the hearing and refers the court to an explanation his attorney
provided to the Appeals Council. Devary contends that if the ALJ had fully explored the
circumstances of his daily activities, the ALJ would have been unable to find that he can
perform sedentary work.
The standard for evaluating the credibility of a claimant’s subjective complaints is
set forth in Polaski v. Heckler, 739 F.2d 1320, 1322 (8th Cir. 1984). The ALJ must
consider the claimant’s daily activities; duration, frequency and intensity of pain; dosage
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and effectiveness of medication; precipitating and aggravating factors; and functional
restrictions. Polaski, 739 F.2d at 1322. The claimant’s work history and the absence of
objective medical evidence to support the claimant’s complaints are also relevant.
Wheeler v. Apfel, 224 F.3d 891, 895 (8th Cir. 2000). The ALJ is not required to
explicitly discuss each factor as long as he or she acknowledges and considers the factors
before discrediting the claimant’s subjective complaints. Goff, 421 F.3d at 791. “An
ALJ who rejects [subjective] complaints must make an express credibility determination
explaining the reasons for discrediting the complaints.” Singh v. Apfel, 222 F.3d 448,
452 (8th Cir. 2000). The court must “defer to the ALJ’s determinations regarding the
credibility of testimony, so long as they are supported by good reasons and substantial
evidence.” Guilliams v. Barnart, 393 F.3d 798, 801 (8th Cir. 2005).
The ALJ cited Polaski and listed the applicable factors before summarizing
Devary’s subjective allegations of disabling impairments. AR 17-18. Those allegations
included knee pain at a level of 8 (on a 10 scale), back pain and pain and numbness in
his upper extremities. AR 18. The ALJ then stated her finding that these allegations are
credible only to the extent that they are consistent with her determination of Devary’s
RFC. Id. The ALJ cited several reasons for this credibility finding, including: (1) the
objective medical evidence does not support that Devary is limited to the degree he
alleges, (2) Devary’s treatment history regarding his knee pain, back pain and CTS does
not suggest the level of severity he claims, (3) Devary’s daily activities do not suggest
limitations as great as he alleges, (4) Devary’s work history shows that he was able to
perform heavy work in the past while suffering from similar symptoms and (5) the
medical opinion evidence does not support Devary’s allegations. AR 18-21.
I have already found that the objective medical evidence and the medical opinions
in the record support the ALJ’s RFC determination. With regard to Devary’s daily
activities, the ALJ stated:
The claimant's activities of daily living have also been considered. The
claimant testified at the hearing that he lives with his wife in a house. He
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stated that he can care for his personal needs and drive with breaks. He
reported he does laundry and will load the dishwasher, but he stated he does
not do much of anything else. At the outset, the undersigned notes that these
activities reflect ability to rely on his upper extremities sufficiently to pick
up and put in place breakable dishes and glasses or to manipulate the
steering wheel, knobs, and other controls of an automobile. In addition,
doing laundry and loading the dishwasher necessarily involves bending and
lifting at a greater - albeit rather limited - capacity than he alleged.
However, despite these specific examples, these daily activities reported
are quite limited and generally consistent with the claimant's allegations.
However, the record as a whole supports that the claimant's activities of
daily living are far more broad. Function reports reflect that the claimant
cares for pets, prepares meals with his wife, mows the lawn with a riding
mower, shops, goes out for drinks or dinner with friends, fishes once
weekly, and goes camping from time to time (Exhibits 4E and l0E). These
demonstrate that the claimant can lift and carry bowls of water or pet food,
fishing gear, or groceries. He can walk about a store or on uneven terrain,
such as in his yard or near a body of water. The claimant is able to sit in a
car or on a riding lawnmower, tolerating vibrations and using his hands to
control the vehicles. He can hold cooking utensils or a fishing pole and
tackle. Certainly, these activities of daily living remain limited, and they
are not suggestive of an ability to do "heavy" work, but they are consistent
with the range of sedentary work set forth above.
The undersigned has considered whether the claimant's activities of daily
living were reported as more limited at the hearing because he is still
recovering from his knee surgery. Although this is likely the case, the
undersigned is concerned with evidence in the record generated one week
prior to the hearing, during which the claimant sought emergency treatment
for a corneal abrasion sustained when he was grinding metal with a bench
grinder (Exhibit 23F, pp. 3-6). Doing this activity requires firmly holding
an object while sustaining vibrations into the hands and upper extremities,
which is inconsistent with his allegation that he has very limited use of his
hands. But moreover, this activity - which is a quite significant activity one
does not engage in through happenstance or in the course of normal, typical
household activity - is wholly inconsistent with the extremely limited
activities of daily living he reported at the hearing. The fact that one week
prior to the hearing, the claimant was doing metalwork raises questions
about his credibility, generally. The undersigned acknowledges that this is
one incident, and no broad conclusions can reasonable [sic] be drawn from
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it; however, it is some evidence, however slight, that the claimant is not as
limited as he alleged.
AR 20-21. In objecting to this analysis, Devary cites cases holding that a claimant’s
ability to engage in some personal activities (cooking, cleaning, etc.) does not constitute
substantial evidence that the claimant has the RFC to perform substantial gainful activity.
See, e.g., Singh, 222 F.3d at 453. As noted above, however, the ALJ did not rely solely
on Devary’s daily activities to determine his RFC and find that he can engage in sedentary
work. Instead, she provided numerous reasons for both her credibility assessment and
her ultimate RFC finding. The ALJ’s explanation as to how Devary’s daily activities
cast some doubt on his credibility is supported by substantial evidence in the record.
Indeed, upon review of the record as a whole, I find that all of the ALJ’s reasons for
discrediting Devary’s subjective allegations are good reasons, supported by substantial
evidence.
Devary also refers me to new evidence in the form of the explanation he provided
to the Appeals Council concerning various daily activities. AR 273-75. That explanation
was in the form of a brief submitted by Devary’s attorney. Id. The Appeals Council
made the brief part of the record, as Exhibit 24E, and considered it for purposes of
reviewing the ALJ’s decision. AR 5. The regulations describe the review process for
new and material evidence as follows:
If new and material evidence is submitted, the Appeals Council shall
consider the additional evidence only where it relates to the period on or
before the date of the administrative law judge hearing decision. The
Appeals Council shall evaluate the entire record including the new and
material evidence submitted if it relates to the period on or before the date
of the administrative law judge hearing decision. It will then review the
case if it finds that the administrative law judge's action, findings, or
conclusion is contrary to the weight of the evidence currently of record.
20 C.F.R. § 404.970(b). If the Appeals Council considers the new evidence, but declines
to review the case, the court reviews the ALJ’s decision to determine whether there is
substantial evidence in the administrative record, which now includes the new evidence,
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to support the ALJ’s decision. Browning v. Sullivan, 958 F.2d 817, 823 n.4 (8th Cir.
1992).
Having carefully reviewed the explanation submitted as new evidence, I find that
substantial evidence in the record, as modified, supports the ALJ’s credibility
determination. Nothing about the explanation, even if accepted as entirely accurate,
renders unsupportable the ALJ’s finding that Devary’s daily activities are inconsistent
with his allegation of disabling limitations. And, again, daily activities were one just one
of several reasons, supported by substantial evidence in the record as a whole, that the
ALJ provided in assessing Devary’s credibility.1 In short, I reject Devary’s argument
that the ALJ’s analysis of Devary’s daily activities was erroneous.
C.
The Step Five Determination
In addition to analyzing the issues expressly raised in Devary’s brief, I have also
conducted a thorough review of the entire record. Based on that review, I find that the
ALJ’s formulation of Devary’s RFC is supported by substantial evidence in the record as
a whole. This leaves, as the only remaining question, whether the record supports the
ALJ’s finding at Step Five that Devary can perform other jobs available in significant
numbers in the national economy. It does.
The ALJ posed a question that asked the VE to assume various limitations about a
hypothetical individual, including a lifting restriction and a restriction that the individual
was “limited to frequent, not constant, handling bilaterally.” AR 51. Despite these
limitations, and others, the VE testified that the individual could perform various light,
1
I also reject Devary’s argument that the ALJ failed to fully and fairly develop the record by
not asking Devary more questions about his daily activities during the hearing. The ALJ asked
numerous questions about Devary’s activities. AR 41-43. And, of course, a claimant’s daily
activities constitute one of the long-established factors for assessing his or her credibility. See
Polaski, 739 F.2d at 1322. If Devary’s counsel felt that additional testimony concerning
Devary’s daily activities was important, he could have adduced that testimony when he had the
opportunity to pose questions during the hearing. AR 43-50.
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unskilled jobs that are available in significant numbers in the national economy. AR 5253. When the ALJ amended the hypothetical question to make the lifting limitation more
restrictive, the VE testified that the individual would nonetheless be able to perform
various unskilled, sedentary jobs that are available in significant numbers in the national
economy, including taper, sorter and weight tester. AR 53-54. The lifting restriction in
the amended hypothetical question corresponds to the restriction the ALJ included in
Devary’s RFC. AR 17, 53.
“A vocational expert’s testimony constitutes substantial evidence when it is based
on a hypothetical that accounts for all of the claimant’s proven impairments.” Buckner
v. Astrue, 646 F.3d 549, 560-61 (8th Cir. 2011) (quoting Hulsey v. Astrue, 622 F.3d
917, 922 (8th Cir. 2010)). “[A]n ALJ may omit alleged impairments from a hypothetical
question posed to a vocational expert when [t]here is no medical evidence that these
conditions impose any restrictions on [the claimant’s] functional capabilities or when the
record does not support the claimant’s contention that his impairments significantly
restricted his ability to perform gainful employment.” Buckner, 646 F.3d at 561 (quoting
Owen v. Astrue, 551 F.3d 792, 801-02 (8th Cir. 2008) (internal quotations omitted)).
Here, I have found that the ALJ’s determination of Devary’s RFC is supported by
substantial evidence in the record as a whole. I further find that the VE’s testimony,
based on the limitations contained in that RFC, constitutes substantial evidence supporting
the ALJ’s finding at Step Five that Devary can perform other work. As such, Devary
was not disabled within the meaning of the Act during the relevant period of time.
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CONCLUSION
After a thorough review of the entire record and in accordance with the standard
of review I must follow, I conclude that the ALJ’s determination that plaintiff Bobby Alan
Devary was not disabled within the meaning of the Act is supported by substantial
evidence in the record. Accordingly, the decision of the ALJ is affirmed. Judgment
shall be entered in favor of the Commissioner and against Devary.
IT IS SO ORDERED.
DATED this 19th day of March, 2014.
________________________________
LEONARD T. STRAND
UNITED STATES MAGISTRATE JUDGE
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