Hodes & Nauser, MDs, P.A et al v. Moser et al
Filing
112
MEMORANDUM AND ORDER denying 100 Plaintiff's Motion for Attorney's Fees and Costs Pursuant to 42 U.S.C. § 1988 and 28 U.S.C. § 1920; denying 101 Plaintiffs/Intervenors' Motion for Attorney's Fees and Costs Pursuant to 42 U.S.C. § 1988 and 28 U.S.C. § 1920. Signed by District Judge Carlos Murguia on 5/18/2012. (jw)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF KANSAS
HODES & NAUSER, MDs, P.A.;
HERBERT C. HODES, M.D.; and
TRACI LYNN NAUSER, M.D.,
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)
)
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Plaintiffs,
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and
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CENTRAL FAMILY MEDICAL, LLC d/b/a
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AID FOR WOMEN, and
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RONALD N. YEOMANS, M.D.,
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Plaintiffs/Intervenors,
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v.
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)
ROBERT MOSER, M.D., in his official
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capacity as Secretary of the Kansas
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Department of Health and Environment;
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STEPHEN HOWE, in his official capacity
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as District Attorney of Johnson County;
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DEREK SCHMIDT, in his official capacity
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as Attorney General for the State of Kansas;
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and JEROME GORMAN, in his official capacity )
as District Attorney for Wyandotte County,
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Defendants.
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__________________________________________)
Case No. 2:11-cv-02365-CM-KMH
MEMORANDUM AND ORDER
To qualify as a prevailing party and be eligible for attorney’s fees and costs, a party must
obtain some relief on the merits. In the Tenth Circuit, a preliminary injunction may confer prevailingparty status if the preliminary injunction represents an unambiguous indication of probable success on
the merits based on a serious examination by the court. Plaintiffs1 obtained a preliminary injunction
based on a likelihood of success on the merits after an expedited hearing that occurred only three days
after plaintiffs filed this lawsuit. Because this shortened time frame did not allow for the serious
1
The court uses “plaintiffs” to collectively refer to plaintiffs and plaintiffs-intervenors.
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examination contemplated by the Tenth Circuit’s standard and because the preliminary injunction
does not represent an unambiguous indication of probable success on the merits, the court determines
that plaintiffs are not prevailing parties and are not eligible for an award of attorney’s fees and costs.
Plaintiffs’ motions (Docs. 100 and 101) are denied.
I.
Background
Plaintiffs—Kansas doctors and medical practices that provide abortions—brought this lawsuit
to challenge the constitutionality of the temporary regulations and licensing procedures promulgated
under Senate Bill No. 36 (“Act”). This bill was signed into law on March 16, 2011, and took effect on
July 1, 2011. The Act requires the Kansas Department of Health and Environment (“KDHE”) to
adopt rules and regulations for the licensure of facilities that perform abortions.
KDHE issued draft temporary regulations on June 9, 2011, and final temporary regulations on
June 17, 2011. The 30-page temporary regulations include extensive requirements for all aspects of
medical facilities including staffing, procedures, equipment, and physical environment. Plaintiffs
requested waivers but were told that no waivers or provisional licenses would be given for existing
facilities. Plaintiffs were unable to comply with the temporary regulations—particularly the physical
requirements—by the July 1, 2011 effective date, so the plaintiffs filed this lawsuit on June 28, 2011,
and immediately moved for a temporary restraining order and preliminary injunction.
The court expedited briefing and held an emergency hearing on July 1, 2011. After
approximately one hour of argument, the court took a brief recess and then ruled from the bench. The
court granted the preliminary injunction based on the traditional preliminary injunction analysis2 and
enjoined defendants from enforcing the temporary regulations and licensing procedures.
2
The traditional version of the preliminary injunction analysis requires the party seeking the injunction to establish (1)
a substantial likelihood of success on the merits; (2) irreparable harm unless the injunction is issued; (3) the threatened
injury outweighs the harm that the injunction may cause the opposing party; and (4) an injunction, if issued, will not
adversely impact the public interest. Kan. Judicial Watch v. Stout, 653 F.3d 1230, 1233 n.2 (10th Cir. 2011) (internal
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While the temporary regulations were enjoined, KDHE moved forward with the notice and
comment process for the permanent regulations. The permanent regulations were scheduled to take
effect on November 14, 2011.3 As a result of these actions, plaintiffs’ claims and the preliminary
injunction entered by this court are moot. Plaintiffs currently move for an award of attorney’s fees
and costs as a prevailing party.
II.
Analysis
Section 1988 authorizes a court to award attorney’s fees to a prevailing party in a civil rights
action. 42 U.S.C. § 1988.4 The Supreme Court has never held whether, in the absence of a final
decision on the merits, a plaintiff that secures a preliminary injunction qualifies as a prevailing party.
Sole v. Wyner, 551 U.S. 74, 86 (2007) (“We express no view on whether, in the absence of a final
decision on the merits . . success in gaining a preliminary injunction may sometimes warrant an
award of counsel fees.”). But, in Kansas Judicial Watch v. Stout, 653 F.3d 1230 (10th Cir. 2011), the
Tenth Circuit identified two overarching principles to guide district courts confronted with this issue:
First, and most fundamental, in order for a preliminary injunction to serve as the basis
for prevailing-party status, the injunction must provide at least some relief on the merits
of the plaintiff’s claim(s). A preliminary injunction provides relief on the merits when
it (a) affords relief sought in the plaintiff’s complaint and (b) represents an
unambiguous indication of probable success on the merits. By contrast, a preliminary
injunction does not provide relief on the merits if the district court does not undertake a
serious examination of the plaintiff’s likelihood of success on the merits but
nonetheless grants the preliminary injunction to preserve the status quo because the
balance of equities favors the plaintiff.
quotations omitted). If, however, the last three elements tip strongly in the movant’s favor, the test is modified and the
first factor is satisfied “by showing that questions going to the merits are so serious, substantial, difficult and doubtful
as to make the issue ripe for litigation and deserving of more deliberate investigation.” Id. (internal quotations
omitted).
3
On November 9, 2011, plaintiffs filed a lawsuit in the District Court of Shawnee County, Kansas, alleging claims
under the Kansas Constitution and seeking facial invalidity of the permanent regulations and the Act. The District
Court of Shawnee County entered an order—agreed upon by the parties—enjoining enforcement of the Act or
permanent regulations pending final resolution of the state court action.
4
Federal Rule of Civil Procedure 54(d) entitles a prevailing party in a civil action to an award of costs so long as those
costs are authorized by 28 U.S.C. § 1920.
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Second, if the preliminary injunction satisfies the relief-on-the-merits requirement, the
plaintiff qualifies as a “prevailing party” even if events outside the control of the
plaintiff moot the case. If, however, the preliminary injunction is undone by a
subsequent adverse decision on the merits, the plaintiff’s transient success in obtaining
the injunction does not render the plaintiff a “prevailing party.”
Id. at 1238.
The primary question before this court is whether the first principle is satisfied in this case.
Plaintiffs argue that it is because the preliminary injunction was based on a likelihood of success on
the merits, and the preliminary injunction prohibited defendants from enforcing the temporary
regulations, which was relief requested in the complaint. Defendants argue that it is not because the
court was unable to undertake a serious examination of plaintiffs’ likelihood of success on the merits.
The court agrees with defendants.
Preliminary injunction motions are typically decided early in a lawsuit and on an incomplete
record. But the preliminary injunction in this case was decided three days after plaintiffs’ complaint
was filed and two days after this lawsuit was assigned to the undersigned judge. This expedited
schedule afforded defendants little time to oppose plaintiffs’ motion. And the emergency hearing
allowed no time for discovery or the presentation of witnesses.
The abbreviated schedule also had serious implications for the court. In approximately two
days, the court reviewed nearly 300 pages of pleadings, motion papers, and exhibits; analyzed the
applicable law; and prepared for an emergency hearing. The claims in this case were complex and
involved a constitutional challenge to a new state regulatory scheme. (Doc. 102 at 6 (“This was an
important and complicated case challenging an entirely new state regulatory scheme and involving
complex areas of constitutional law.”).) A serious examination of the merits of these claims required
more than two days.
The facts in Stout—the case in which the Tenth Circuit announced the above principles—stand
in sharp contrast to the present case and illustrate what qualifies as a “serious examination” of a
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plaintiff’s likelihood of success on the merits. In Stout, the defendants had twenty-seven days to
oppose the preliminary injunction motion, and the court had thirty-five days to prepare for the hearing.
After the hearing, the district court took an additional three weeks to issue its forty-seven-page
opinion. In its order, the district court undertook a “painstaking examination of the merits prong of
the preliminary-injunction standard.” Stout, 653 F.3d at 1234. After analyzing each constitutional
challenge, the district court “expressly concluded that [the challenged clauses] were unconstitutional”
and granted the preliminary injunction using the traditional preliminary injunction analysis. Id. at
1239.
Here, the court applied the traditional analysis and concluded that plaintiffs were likely to
succeed on the merits of their due process claims. But the court’s ruling repeatedly recognized the
expedited nature of the proceedings, the limited time and resources spent by the parties, the equitable
considerations before the court, and the fact that the merits had yet to be resolved. (See Doc. 60 at 38
(“We’re at a very early stage of these proceedings.”); id. at 40 (“Based on the record presented, it
appears plaintiffs have a protected interest in maintaining their business.”); id. at 43 (“The evidence
presented to the court is sufficient at this early stage of the proceedings to show a likelihood that
plaintiffs will succeed on the merits of their due process claims.”); id. at 44–46 (discussing irreparable
harm to plaintiffs absent injunction); id. at 47 (“The court finds that restraining action on the
temporary regulations and licensing process until the merits of this action can be resolved would not
adversely affect the public interest.”) (emphasis added).) Indeed, the court shared several of the
concerns identified by the Supreme Court in Sole about the shortcomings of an emergency preliminary
injunction hearing. See Sole, 551 U.S. at 84 (explaining that the preliminary injunction hearing was
“necessarily hasty and abbreviated” and its “tentative character . . . would have made a fee request at
the initial stage premature”).
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Plaintiffs tacitly argue that despite these objective factors, the fact that the court applied the
traditional preliminary injunction analysis ipso facto means that the preliminary injunction represents
an “unambiguous indication of probable success on the merits.” The court disagrees.
A preliminary injunction based on the traditional analysis does not necessarily require an
“unambiguous” indication of probable success—otherwise, the Tenth Circuit would merely have
stated that any preliminary injunction granted under the traditional analysis, that affords relief sought
in the complaint, and that is not undone by a subsequent adverse decision on the merits makes the
plaintiff a prevailing party. This court interprets the Tenth Circuit’s insistence that there be an
“unambiguous” finding of probable success on the merits to mean something more. In other words, to
justify prevailing-party status, the court concludes that the traditional analysis must be presented and
applied in circumstances where the court is able to conduct a “serious examination” of the plaintiff’s
claim such that any indication of the success on the merits can rightly be called “unambiguous.” See,
e.g., Kansas Judicial Watch v. Stout, 440 F. Supp. 2d 1209, 1234 (D. Kan. 2006) (conducting a
searching examination and expressly concluding the challenged clauses were unconstitutional). Such
circumstances did not exist in this case, and the preliminary injunction did not represent an
unambiguous indication of probable success on the merits.
For all of these reasons, the court concludes that the preliminary injunction issued in this case
does not qualify plaintiffs as a prevailing party. Accordingly, the court denies plaintiffs request for
attorney’s fees and costs under 42 U.S.C. § 1988 and 28 U.S.C. § 1920.
IT IS THEREFORE ORDERED that Plaintiff’s Motion for Attorney’s Fees and Costs
Pursuant to 42 U.S.C. § 1988 and 28 U.S.C. § 1920 (Doc. 100) and Plaintiffs/Intervenors’ Motion for
Attorney’s Fees and Costs Pursuant to 42 U.S.C. § 1988 and 28 U.S.C. § 1920 (Doc. 101) are denied.
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Dated at this 18th day of May, 2012, at Kansas City, Kansas.
s/ Carlos Murguia
CARLOS MURGUIA
United States District Judge
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