Wagner v. Social Security Administration
Filing
18
MEMORANDUM AND ORDER: The judgment of the Commissioner is reversed and remanded pursuant to sentence four of 42 U.S.C. § 405(g) for further proceedings consistent with this memorandum and order. Signed by U.S. District Senior Judge Sam A. Crow on 6/12/17. (msb)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF KANSAS
BRIAN L. WAGNER,
Plaintiff,
vs.
Case No. 16-2347-SAC
NANCY A. BERRYHILL,
Acting Commissioner of
Social Security,1
Defendant.
MEMORANDUM AND ORDER
This is an action reviewing the final decision of the
Commissioner of Social Security denying the plaintiff disability
insurance benefits and supplemental security income payments.
The matter has been fully briefed by the parties.
I.
General legal standards
The court's standard of review is set forth in 42 U.S.C.
§ 405(g), which provides that "the findings of the Commissioner
as to any fact, if supported by substantial evidence, shall be
conclusive."
The court should review the Commissioner's
decision to determine only whether the decision was supported by
substantial evidence and whether the Commissioner applied the
correct legal standards.
(10th Cir. 1994).
1
Glenn v. Shalala, 21 F.3d 983, 984
Substantial evidence requires more than a
On January 20, 2017, Nancy A. Berryhill replaced Carolyn W. Colvin as Acting Commissioner of Social Security.
1
scintilla, but less than a preponderance, and is satisfied by
such evidence that a reasonable mind might accept to support the
conclusion.
The determination of whether substantial evidence
supports the Commissioner's decision is not simply a
quantitative exercise, for evidence is not substantial if it is
overwhelmed by other evidence or if it really constitutes mere
conclusion.
Ray v. Bowen, 865 F.2d 222, 224 (10th Cir. 1989).
Although the court is not to reweigh the evidence, the findings
of the Commissioner will not be mechanically accepted.
Nor will
the findings be affirmed by isolating facts and labeling them
substantial evidence, as the court must scrutinize the entire
record in determining whether the Commissioner's conclusions are
rational.
1992).
Graham v. Sullivan, 794 F. Supp. 1045, 1047 (D. Kan.
The court should examine the record as a whole,
including whatever in the record fairly detracts from the weight
of the Commissioner's decision and, on that basis, determine if
the substantiality of the evidence test has been met.
Glenn, 21
F.3d at 984.
The Social Security Act provides that an individual shall
be determined to be under a disability only if the claimant can
establish that they have a physical or mental impairment
expected to result in death or last for a continuous period of
twelve months which prevents the claimant from engaging in
substantial gainful activity (SGA).
2
The claimant's physical or
mental impairment or impairments must be of such severity that
they are not only unable to perform their previous work but
cannot, considering their age, education, and work experience,
engage in any other kind of substantial gainful work which
exists in the national economy.
42 U.S.C. § 423(d).
The Commissioner has established a five-step sequential
evaluation process to determine disability.
If at any step a
finding of disability or non-disability can be made, the
Commissioner will not review the claim further.
At step one,
the agency will find non-disability unless the claimant can show
that he or she is not working at a “substantial gainful
activity.”
At step two, the agency will find non-disability
unless the claimant shows that he or she has a “severe
impairment,” which is defined as any “impairment or combination
of impairments which significantly limits [the claimant’s]
physical or mental ability to do basic work activities.”
At
step three, the agency determines whether the impairment which
enabled the claimant to survive step two is on the list of
impairments presumed severe enough to render one disabled.
If
the claimant’s impairment does not meet or equal a listed
impairment, the inquiry proceeds to step four, at which the
agency assesses whether the claimant can do his or her previous
work; unless the claimant shows that he or she cannot perform
their previous work, they are determined not to be disabled.
3
If
the claimant survives step four, the fifth and final step
requires the agency to consider vocational factors (the
claimant’s age, education, and past work experience) and to
determine whether the claimant is capable of performing other
jobs existing in significant numbers in the national economy.
Barnhart v. Thomas, 124 S. Ct. 376, 379-380 (2003).
The claimant bears the burden of proof through step four of
Nielson v. Sullivan, 992 F.2d 1118, 1120 (10th
the analysis.
Cir. 1993).
At step five, the burden shifts to the
Commissioner to show that the claimant can perform other work
that exists in the national economy.
Nielson, 992 F.2d at 1120;
Thompson v. Sullivan, 987 F.2d 1482, 1487 (10th Cir. 1993).
The
Commissioner meets this burden if the decision is supported by
substantial evidence.
Thompson, 987 F.2d at 1487.
Before going from step three to step four, the agency will
assess the claimant’s residual functional capacity (RFC).
This
RFC assessment is used to evaluate the claim at both step four
and step five.
20 C.F.R. §§ 404.1520(a)(4), 404.1520(e,f,g);
416.920(a)(4), 416.920(e,f,g).
II.
History of case
On December 22, 2014, administrative law judge (ALJ) Linda
L. Sybrant issued her decision (R. at 13-28).
Plaintiff alleges
that he has been disabled since August 16, 2012 (R. at 13).
Plaintiff is insured for disability insurance benefits through
4
December 31, 2016 (R. at 15).
At step one, the ALJ found that
plaintiff did not engage in substantial gainful activity since
the alleged onset date (R. at 15).
At step two, the ALJ found
that plaintiff had a severe combination of impairments (R. at
15).
At step three, the ALJ determined that plaintiff’s
impairments do not meet or equal a listed impairment (R. at 18).
After determining plaintiff’s RFC (R. at 19), the ALJ found at
step four that plaintiff is unable to perform any past relevant
work (R. at 26).
At step five, the ALJ found that plaintiff
could perform other jobs that exist in significant numbers in
the national economy (R. at 26-27).
Therefore, the ALJ
concluded that plaintiff was not disabled (R. at 27-28).
III.
Did the ALJ err by not obtaining medical treatment records
regarding plaintiff’s treatment for heat stroke in 2009?
On October 22, 2013, a medical treatment record from Dr.
Cannon gave a diagnostic impression of mood disorder/Psychotic
disorder related to TBI (traumatic brain injury) (R. at 829830).
On July 29, 2014, a medical treatment record from Dr.
Cannon gave a diagnostic impression of traumatic brain injury
related to heat stroke (R. at 855-856).
Another treatment
record signed by Lois Blackmon, BA, on December 6, 2012, stated
that claimant appears to be borderline intellectual functioning
which has gotten worse since his stroke (R. at 773-774).
A
medical record from July 10, 2013 stated that plaintiff reported
5
he had a bad heat stroke and was sent to the ICU in 2009 (R. at
38, 669).
A medical record from Dr. Habib, dated May 24, 2010,
indicates that plaintiff was admitted to the emergency room on
May 23, 2010, noting a 5-day history of constant daily
headaches, and stating that he had been mowing many lawns today
out in the heat.
Dr. Habib’s impression included intractable
tension-type headaches, probably secondary to heat stroke (R. at
544-546).
Plaintiff and his wife reported that plaintiff had
experienced problems since he suffered from heat exhaustion in
2009 (R. at 25, 467).
At the hearing on September 17, 2014, the transcript
indicates as follows:
ALJ:…There’s a reference in 16F, 2, of being
sent to ICU for a heat stroke in 2009. So I
want whatever hospital E.R. or otherwise
record on that?
Atty:
(R. at 38).
Okay.
Later in the hearing, the transcript indicates the
following:
Q (by ALJ): Did you collect unemployment
from that job?
A (by plaintiff): No, workman’s comp deal –
it was a – when, I think, it’s when I had my
heat stroke.
.....
ALJ: yeah, let’s get some documentation on
that? And they may have – I mean I’d want
it, the medical records related to that?
6
ATTY:
Okay.
ALJ: Which would cover this ICU,
presumably?
(R. at 57-58).
Later, the ALJ again stated his interest in
obtaining the ICU records related to the heat stroke in 2009 (R.
at 59-60).
On October 24, 2014, plaintiff’s attorney wrote to the ALJ,
referencing the ICU visit for heat stroke in 2009 and indicating
that records were requested from St. John’s Hospital beginning
8/6/2009.
However, the heat exhaustion records were not
included; they only sent records beginning May 23, 2010.
attorney then stated:
The
“The claimant requests assistance from
the Administration for obtaining any and all 2009 medical
records from St. John’s Hospital” (R. at 345-346).
However, the
ALJ did not request such records before issuing her decision on
December 22, 2014.
In her decision, the ALJ noted that Dr. Cannon had
diagnosed traumatic brain injury related to heat stroke.
However, the ALJ stated that the record contained no evidence of
a traumatic brain injury related to heat stroke (R. at 17).
Later in her decision, the ALJ noted that plaintiff alleged a
bad heat stroke in 2009 and being sent to ICU, but the ALJ
stated that there was no documentation that plaintiff was in the
ICU (R. at 21).
Finally, the ALJ indicated that plaintiff and
7
his wife reported that plaintiff had experienced problems since
he suffered heat stroke in 2009.
However, the ALJ then stated
that the record contained no objective evidence of heat stroke,
and noted that plaintiff had worked after the alleged heat
stroke (R. at 25).
The ALJ went on to say that there is no
documentation in the record that plaintiff was in the ICU (for
heat stroke), that there is no objective medical evidence of any
kind of stroke, residual effects from the alleged stroke,
amnesia, balance problems or seizure disorder.
The ALJ
concluded that the lack of objective medical support for
plaintiff’s allegations undermines his credibility (R. at 25).
It is absolutely clear from the record that the ALJ’s analysis
of the medical opinions, medical evidence, plaintiff’s
credibility, and the RFC findings are influenced by the ALJ’s
repeated assertions that the record contains no evidence of
plaintiff being in ICU for a heat stroke in 2009.
First, as noted above, medical records from May 23, 2010,
(when plaintiff was admitted to the emergency room) from Dr.
Habib indicate it was his impression that plaintiff had
headaches secondary to a heat stroke (R. at 544-546).
This is
objective evidence of a heat stroke in 2010, and it must be
considered by the ALJ.
Second, the ALJ erred by not attempting to obtain the
records of the alleged heat stroke in 2009.
8
42 U.S.C.
§ 423(d)(5)(B) states as follows:
In making any determination with respect to
whether an individual is under a disability
or continues to be under a disability, the
Commissioner of Social Security shall
consider all evidence available in such
individual's case record, and shall develop
a complete medical history of at least the
preceding twelve months for any case in
which a determination is made that the
individual is not under a disability. In
making any determination the Commissioner of
Social Security shall make every reasonable
effort to obtain from the individual's
treating physician (or other treating health
care provider) all medical evidence,
including diagnostic tests, necessary in
order to properly make such determination,
prior to evaluating medical evidence
obtained from any other source on a
consultative basis.
(emphasis added).
Although the claimant has the burden of
providing medical evidence proving disability, the ALJ has a
basic duty of inquiry to fully and fairly develop the record as
to material issues.
This duty is especially strong in the case
of an unrepresented claimant.
The ALJ has a duty to develop the
record by obtaining pertinent, available medical records which
come to his attention during the course of the hearing.
Carter
v. Chater, 73 F.3d 1019, 1021, 1022 (10th Cir. 1996).
In the case of Madrid v. Barnhart, 447 F.3d 788, 790 (10th
Cir. 2006), the court set forth the applicable law regarding the
ALJ’s duty to develop the record regarding medical evidence:
“It is beyond dispute that the burden to
prove disability in a social security case
9
is on the claimant.” Hawkins v. Chater, 113
F.3d 1162, 1164 (10th Cir.1997); 20 C.F.R. §
404.1512(a) ( “[Y]ou must bring to our
attention everything that shows that you are
…disabled.”). Nevertheless, because a social
security disability hearing is a
nonadversarial proceeding, the ALJ is
“responsible in every case ‘to ensure that
an adequate record is developed during the
disability hearing consistent with the
issues raised.’ ” Hawkins, 113 F.3d at 1164
(quoting Henrie v. United States Dep't of
Health & Human Servs., 13 F.3d 359, 360-61
(10th Cir.1993)); 20 C.F.R. § 404.944
(requiring the ALJ to “look[ ] fully into
the issues”). Generally, this means that the
“ALJ has the duty to...obtain[ ] pertinent,
available medical records which come to his
attention during the course of the hearing.”
Carter v. Chater, 73 F.3d 1019, 1022 (10th
Cir.1996). Moreover, the ALJ's “duty is
heightened” when a claimant, like Mr.
Madrid, appears before the ALJ without
counsel. Henrie, 13 F.3d at 361; Musgrave v.
Sullivan, 966 F.2d 1371, 1374 (10th
Cir.1992) (same); see also Dixon v. Heckler,
811 F.2d 506, 510 (10th Cir.1987) (“The
[ALJ's] duty of inquiry takes on special
urgency when the claimant has little
education and is unrepresented by
counsel.”).
In Madrid, the ALJ acknowledged that Mr. Madrid was referred for
a rheumatology work-up and that a rheumatoid factor test was
performed, but the ALJ apparently dismissed the possibility of a
rheumatological disorder because the record contained no
evidence of the results of a rheumatology work-up.
The court
held that the ALJ committed legal error by not requesting the
rheumatoid factor test results.
The court found that this
failure was especially troubling because Mr. Madrid was not
10
represented by counsel at the administrative hearing, the test
results were in existence at the time of the hearing and
apparently available, and the ALJ was aware the test was
performed.
447 F.3d at 791.
In the case of Stidham v. Astrue, Case No. 09-2362-JWL,
2010 WL 3862030 (D. Kan. Sept. 27, 2010), the ALJ discounted the
opinions of claimant’s therapist because the diagnoses were not
accompanied by contemporaneous treatment notes.
The court held
that the facts of the case demonstrated that there were
pertinent, available records which came to the ALJ’s attention,
but he failed to obtain them, and thereby erred (the mental
health treatment notes were in existence at the time of the
hearing and apparently available, but the ALJ did not attempt to
secure them).
2010 WL 3862030 at *3-4.
In the case of Maes v.
Astrue, 522 F.3d 1093 (10th Cir. 2008), the claimant was
represented by counsel.
Nonetheless, the court held that the
ALJ had a duty to seek additional medical or treatment records
to supplement or clarify the evidence concerning claimant’s
alleged mental impairment when the ALJ relied on a lack of
evidence regarding diagnosis and treatment when determining that
plaintiff was not disabled.
522 F.3d at 1097-1098.
In a case with similar facts, Duncan v. Apfel, 156 F.3d
1243 (10th Cir. Aug. 26, 1998, unpublished), both plaintiff and
her representative at the hearing told the ALJ that her main
11
treating physician, Dr. Berger, refused to give her copies of
all of her medical records.
The ALJ made no attempt to obtain
the rest of Dr. Berger’s notes, even though that evidence is
obviously material to plaintiff’s claim.
The court held that
the ALJ should obtain the rest of Dr. Berger’s records on
remand.
Id. at *2.
In the case before the court, plaintiff’s counsel asked the
ALJ for her assistance to obtain the 2009 records from St.
John’s Hospital pertaining to plaintiff’s ICU treatment that
year for heat stroke.
Prior to this request, the ALJ, at the
hearing, stated that she wanted those hospital records.
However, inexplicably, the record does not indicate that the ALJ
made any effort to obtain those records.
The ALJ has the
authority to issue a subpoena to obtain such records if
necessary.
20 C.F.R. § 404.950(d); Baker v. Bowen, 886 F.2d
289, 292 (10th Cir. 1989).
The statute requires the ALJ to
develop a complete medical history of at least the preceding
twelve months, and shall make every reasonable effort to obtain
from other treating health care providers all medical evidence
necessary to make a determination of disability.
It was clear error for the ALJ to fail to attempt to
subpoena those records: (1) after the ALJ herself stated she
wanted to see those medical records, (2) after plaintiff’s
counsel asked the ALJ for assistance in obtaining those records,
12
and then, (3) the ALJ, in her opinion, repeatedly relied on the
absence of those records when evaluating the medical records,
medical opinions, and plaintiff’s credibility (R. at 17, 21,
25).2
Furthermore, the ALJ must consider the medical records
indicating Dr. Habib’s impression that plaintiff had a heat
stroke in May 2010.
IV.
Other issues raised by plaintiff
Plaintiff also alleges a number of other errors, including
whether the ALJ should have ordered a psychological consultative
examination, the ALJ’s RFC findings, the ALJ’s credibility
findings, and whether plaintiff can perform all of the jobs
identified at step five.
These issues will not be addressed in
detail because they may be affected by the ALJ’s resolution of
the case on remand after the ALJ considers any additional
medical records obtained (as well as those already in the
record) regarding plaintiff’s heat stroke and hospitalization in
2009, and its impact, if any, on plaintiff’s mental impairments
and limitations.
See Robinson v. Barnhart, 366 F.3d 1078, 1085
(10th Cir. 2004).
The court will briefly address some of these issues, noting
concerns that need to be addressed when this case is remanded.
First, the court will discuss the decision of the ALJ not to
2
The court cannot say that the failure to obtain the 2009 medical records regarding hospitalization for heat stroke is
harmless error in light of the medical evidence in the record linking the heat stroke to mental impairments and
limitations, see supra at 5-6, and the medical evidence of borderline IQ, memory problems, learning disorder,
history of head injury, and possible organic brain syndrome, see infra at 15-16.
13
order a psychological consultative examination to evaluate
plaintiff’s IQ and memory problems.
Plaintiff’s counsel
requested such an examination (R. at 59, 330, 349).
The ALJ did
not order such an exam, citing to the unreliable reporting by
the plaintiff, and the ALJ’s determination that the record
contains sufficient information to evaluate plaintiff’s mental
functioning (R. at 13).
Consultative medical examinations may be ordered by the ALJ
when the information needed is not readily available from
medical treatment sources.
20 C.F.R. §§ 404.1512(e), 404.1519a.
The Commissioner has broad latitude in ordering consultative
examinations.
Nevertheless, it is clear that, where there is a
direct conflict in the medical evidence requiring resolution, or
where the medical evidence in the record is inconclusive, a
consultative examination is often required for proper resolution
of a disability claim.
Similarly, where additional tests are
required to explain a diagnosis already contained in the record,
resort to a consultative examination may be necessary.
There
must be present some objective evidence in the record suggesting
the existence of a condition which could have a material impact
on the disability decision requiring further investigation.
The
claimant has the burden to make sure there is, in the record,
evidence sufficient to suggest a reasonable possibility that a
severe impairment exists.
When the claimant has satisfied this
14
burden in that regard, it then becomes the responsibility of the
ALJ to order a consultative examination if such an examination
is necessary or helpful to resolve the issue of impairment.
In
a counseled case, the ALJ may ordinarily require counsel to
identify the issue or issues requiring further development.
In
the absence of such a request by counsel, the court will not
impose a duty on the ALJ to order a consultative examination
unless the need for one is clearly established in the record.
The ALJ should order a consultative exam when evidence in the
record establishes the reasonable possibility of the existence
of a disability and the result of the consultative exam could
reasonably be expected to be of material assistance in resolving
the issue of disability.
Hawkins v. Chater, 113 F.3d 1162,
1166-1168, 1169 (10th Cir. 1997; see Madrid v. Barnhart, 447
F.3d 788, 791-792 (10th Cir. 2006)(where additional tests are
required to explain a diagnosis already in the record, resort to
a consultative examination may be necessary).
In 2013 and 2014, Dr. Cannon diagnosed traumatic brain
injury due to heat stroke (R. at 829, 855).
On July 18, 2013,
Dr. Cannon found that plaintiff’s intellect was in the low
average range, and diagnosed “borderline intellectual
functioning, rule out” (R. at 752-753).
On August 15, 2013, Dr.
Mahmood found that plaintiff’s remote memory was impaired, that
plaintiff was of below average intelligence, and diagnosed a
15
learning disorder and a history of head injury (R. at 701-702).
On February 29, 2012, Dr. Brown assessed plaintiff with memory
loss; possibly organic brain syndrome (R. at 704-705).
On
February 6, 2012, Lois Blackmon, BA, in a treatment progress
note, stated that plaintiff appears to be borderline
intellectual functioning which has gotten worse since the stroke
(R. at 773).
On November 12, 2012, a treatment provider, Philip
Bolander, LSCSW, diagnosed mild mental retardation (R. at 598)
and noted memory impairment (R. at 597).
On October 31, 2012,
Dr. Khoury found that plaintiff’s memory seems impaired (R. at
849-850).
On November 8, 2012, Dr. Cristiano assessed plaintiff
with memory loss (R. at 564-565).
Another treatment note from
August 14, 2013 stated that plaintiff’s memory begins to fail
when plaintiff appears stressed (R. at 745).
On remand, the ALJ, as noted above, is directed to obtain
additional medical records from 2009 pertaining to plaintiff’s
hospitalization for heat stroke.
The ALJ shall examine those
records, as well as the numerous citations from acceptable
medical and other sources regarding plaintiff’s heat stroke, its
impact on plaintiff’s mental abilities, including brain injury,
memory and IQ, and determine whether such evidence warrants a
consultative psychological examination.
Second, the ALJ shall make new RFC findings after further
assessment of plaintiff’s heat stroke and his mental impairments
16
and limitations.
In making RFC findings, the ALJ shall make
findings of plaintiff’s work-related abilities on a function-byfunction basis, and only after that express the RFC in terms of
the exertional levels of work.
SSR 96-8p, 1996 WL 374184 at *1;
Alexander v. Barnhart, 74 Fed. Appx. 23, 28 (10th Cir. Sept. 2,
2003).
Third, in making her credibility assessment, the ALJ noted
that there is no objective evidence to substantiate plaintiff’s
complaint of headaches (R. at 20).
However, on remand, the ALJ
must keep in mind that, as this court has repeatedly stated,
migraine headaches cannot be diagnosed or confirmed through
laboratory or diagnostic testing.
Baxter v. Colvin, Case No.
16-1005-SAC (D. Kan. Dec. 29, 2016; Doc. 17 at 10); Jones v.
Astrue, Case No. 09-1061-WEB (D. Kan. June 4, 2010; Doc. 17,
Doc. 16 at 10); Shaw v. Astrue, Case No. 08-1103-MLB (D. Kan.
April 14, 2009; Doc. 16, Doc. 15 at 14).3
Finally, the ALJ, when evaluating plaintiff’s daily
activities, found that he performs all of his activities of
daily living independently, takes care of his children, prepares
meals, takes care of the dog, vacuums, washes dishes, cleans,
3
As the court summarized in Shaw and Jones, migraine headaches cannot be diagnosed or confirmed through
laboratory or diagnostic techniques. Duncan v. Astrue, 2008 WL 111158 at *6 (E.D. N.C. Jan. 8, 2008). Migraine
headaches are particularly unsusceptible to diagnostic testing. Wiltz v. Barnhart, 484 F. Supp.2d 524, 532 (W.D.
La. 2006). Impairments, including migraines, need not be proven through objective clinical findings or laboratory
tests. Thompson v. Barnhart, 493 F. Supp.2d 1206, 1215 (S.D. Ala. 2007); Ortega v. Chater, 933 F. Supp. 1071,
1075 (S.D. Fla. 1996). Doctors diagnose migraines through the presence of medical signs and symptoms such as
nausea, vomiting, sensitivity to light and sound, and photophobia. See Duncan, 2008 WL 111158 at *6; Ortega v.
Chater, 933 F. Supp. at 1075. Since present-day laboratory tests cannot prove the existence of migraine headaches,
these medical signs are often the only means available to prove their existence. Ortega, 933 F. Supp.2d at 1075.
17
shops for groceries, mows the lawn a little at a time, and
performs household chores a little at a time.
The ALJ found
that his performance of these activities of daily living
indicates that plaintiff’s allegedly disabling impairments are
not as significant as alleged (R. at 25).
According to the regulations, activities such as taking
care of yourself, household tasks, hobbies, therapy, school
attendance, club activities or social programs are generally not
considered to constitute substantial gainful activity.
C.F.R. § 404.1572(c) (2013 at 399).
20
Furthermore, although the
nature of daily activities is one of many factors to be
considered by the ALJ when determining the credibility of
testimony regarding pain or limitations, Thompson v. Sullivan,
987 F.2d 1482, 1489 (10th Cir. 1993), the ALJ must keep in mind
that the sporadic performance of household tasks or work does
not establish that a person is capable of engaging in
substantial gainful activity.
Krauser v. Astrue, 638 F.3d 1324,
1332-1333 (10th Cir. 2011); Thompson, 987 F.2d at 1490.
In the case of Draper v. Barnhart, 425 F.3d 1127, 1130-1131
(8th Cir. 2005), the ALJ noted that the claimant engaged in
household chores, including laundry, grocery shopping, mowing,
cooking, mopping and sweeping.
The ALJ concluded that
claimant’s allegations of disabling pain were inconsistent with
her reports of her normal daily activities and were therefore
18
not deemed credible.
The court found that substantial evidence
did not support this conclusion, holding as follows:
The fact that Draper tries to maintain her
home and does her best to engage in ordinary
life activities is not inconsistent with her
complaints of pain, and in no way directs a
finding that she is able to engage in light
work. As we said in McCoy v. Schweiker, 683
F.2d 1138, 1147 (8th Cir.1982) (en banc),
the test is whether the claimant has “the
ability to perform the requisite physical
acts day in and day out, in the sometimes
competitive and stressful conditions in
which real people work in the real world.”
In other words, evidence of performing
general housework does not preclude a
finding of disability. In Rainey v. Dep't
of Health & Human Servs., 48 F.3d 292, 203
(8th Cir.1995), the claimant washed dishes,
did light cooking, read, watched TV, visited
with his mother, and drove to shop for
groceries. We noted that these were
activities that were not substantial
evidence of the ability to do full-time,
competitive work. In Baumgarten v. Chater,
75 F.3d 366, 369 (8th Cir.1996), the ALJ
pointed to the claimant's daily activities,
which included making her bed, preparing
food, performing light housekeeping, grocery
shopping, and visiting friends. We found
this to be an unpersuasive reason to deny
benefits: “We have repeatedly held...that
‘the ability to do activities such as light
housework and visiting with friends provides
little or no support for the finding that a
claimant can perform full-time competitive
work.’” Id. (quoting Hogg v. Shalala, 45
F.3d 276, 278 (8th Cir.1995)). Moreover, we
have reminded the Commissioner
that to find a claimant has the
residual functional capacity to
perform a certain type of work,
the claimant must have the ability
to perform the requisite acts day
19
in and day out, in the sometimes
competitive and stressful
conditions in which real people
work in the real world...The
ability to do light housework with
assistance, attend church, or
visit with friends on the phone
does not qualify as the ability to
do substantial gainful activity.
Thomas v. Sullivan, 876 F.2d 666, 669 (8th
Cir.1989) (citations omitted).
Draper, 425 F.3d at 1131 (emphasis added).
In Hughes v. Astrue, 705 F.3d 276 (7th Cir. 2013), the court
stated:
[The ALJ] attached great weight to the
applicant's ability to do laundry, take
public transportation, and shop for
groceries. We have remarked the naiveté of
the Social Security Administration's
administrative law judges in equating
household chores to employment. “The
critical differences between activities of
daily living and activities in a full-time
job are that a person has more flexibility
in scheduling the former than the latter,
can get help from other persons (... [her]
husband and other family members), and is
not held to a minimum standard of
performance, as she would be by an employer.
The failure to recognize these differences
is a recurrent, and deplorable, feature of
opinions by administrative law judges in
social security disability cases [citations
omitted].”
705 F.3d at 278.
On remand, the ALJ should consider plaintiff’s daily
activities in light of the case law set forth above in order to
determine if he is able to engage in substantial gainful
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activity.
As noted above, the ability to do basic daily
activities, including performing household chores and mowing a
little at a time, provides little or no support for finding that
a claimant can perform full-time competitive work.
The ALJ
should make new credibility findings after taking this into
consideration, the above case law regarding headaches, and after
the ALJ has reevaluated the medical evidence regarding
plaintiff’s mental impairments and limitations, including any
additional evidence pertaining to the heat stroke and
hospitalization in 2009, and any additional consultative
psychological examination, if it is deemed warranted.
IT IS THEREFORE ORDERED that the judgment of the
Commissioner is reversed and remanded pursuant to sentence four
of 42 U.S.C. § 405(g) for further proceedings consistent with
this memorandum and order.
Dated this 12th day of June 2017, Topeka, Kansas.
s/Sam A. Crow
Sam A. Crow, U.S. District Senior Judge
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