The Delong Co., Inc. v. Syngenta AG et al
Filing
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MEMORANDUM AND ORDER (relates to 17-2614, DeLong Co., Inc. v. Syngenta AG, et al,) granting (93) Sealed Motion in case 2:17-cv-02614-JWL-JPO to Exclude Expert Testimony and Opinions of Randal Giroux and plaintiff will not be permitted at trial to offer expert testimony by Mr. Giroux pursuant to Fed. R. Evid. 702. Signed by District Judge John W. Lungstrum on 12/11/2020. (ses)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF KANSAS
IN RE: SYNGENTA AG MIR 162
CORN LITIGATION
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)
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This Document Relates To:
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The DeLong Co., Inc. v. Syngenta AG, et al.,
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No. 17-2614-JWL
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_______________________________________)
MDL No. 2591
Case No. 14-md-2591-JWL
MEMORANDUM AND ORDER
This single case within this multi-district litigation (MDL) presently comes before
the Court on the motion by defendants (collectively “Syngenta”) to exclude expert
testimony by Randal Giroux (Doc. # 93). For the reasons set forth below, the Court grants
the motion, and plaintiff will not be permitted at trial to offer expert testimony by Mr.
Giroux pursuant to Fed. R. Evid. 702.
I.
Background
On July 17, 2020, plaintiff The DeLong Co., Inc. (“DeLong”) served its expert
witness disclosures pursuant to Fed. R. Civ. P. 26(a)(2), by which it identified the witnesses
who might be called at trial to present opinion testimony under Fed. R. Evid. 702. In that
disclosure, DeLong identified Mr. Giroux as a non-retained expert, stating that he would
provide expert opinions “by his prior trial testimony in the Kansas farmer class trial, and
potentially his trial testimony in the coordinated action pending in the state district court
of Hennepin County, Minnesota.” As it has made clear in its subsequent briefs, DeLong
thereby disclosed its intent to offer expert testimony at the trial of this case by reading Mr.
Giroux’s prior trial testimony into the record.
Syngenta moved either to compel the deposition of Mr. Giroux or to strike his
designation as an expert witness, but the Magistrate Judge denied the motion. The
Magistrate Judge stated that because Mr. Giroux had been identified as an expert witness,
Rule 26(b)(4)(A) gave Syngenta the right to depose Mr. Giroux, even though Mr. Giroux
would be a non-retained expert; but he ruled that DeLong could not be compelled to
produce for deposition a non-party outside its control, and that Syngenta was obliged
instead to issue a subpoena for the deposition under Rule 45. Syngenta did issue such a
subpoena to Mr. Giroux, who then filed a motion to quash the subpoena in the District of
Minnesota.
On October 16, 2020, after the motion had been transferred to this Court, the
Magistrate Judge, in the interest of judicial economy, conditionally granted the motion to
quash the subpoena. The Magistrate Judge noted the undersigned’s ruling on a motion to
exclude, which Syngenta was intending to file, could affect and possibly moot the motion
to quash. Thus, the Magistrate Judge granted the motion to quash, with the condition that
if the undersigned did not grant Syngenta’s motion to exclude, the motion to quash would
be revived and ruled. Syngenta subsequently filed the instant motion to exclude expert
testimony by Mr. Giroux pursuant to DeLong’s expert designation.
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II.
Analysis
Syngenta objects to DeLong’s plan to present expert testimony by Mr. Giroux at
trial pursuant to Rule 702 by reading his prior trial testimony to the jury. For a number of
reasons, the Court concludes in its discretion that DeLong should not be permitted to
present expert testimony by Mr. Giroux in this way, and it therefore grants the motion to
exclude.
First, DeLong has not identified any authority that would allow it to use prior trial
testimony by an unretained and unwilling expert in this way. In its response brief, DeLong
devotes multiple pages to its argument that Fed. R. Civ. P. 32 would permit the use at trial
of Mr. Giroux’s prior deposition testimony. Mr. Giroux did not testify by deposition at the
two trials, however, but rather appeared live; and in its expert designation, DeLong has
indicated only that it would offer Mr. Giroux’s expert testimony by using his prior trial
testimony.
In only a few sentences in its brief, DeLong also argues that it is entitled to use Mr.
Giroux’s prior trial testimony, but it cites no authority for that statement other than Fed. R.
Evid. 804(b)(1), which provides a possible hearsay exception for prior trial testimony by
an unavailable witness. That hearsay exception, however, does not provide authority for
the use of the entirety of a witness’s prior trial testimony, in the way the Rule 32 authorizes
the use of deposition testimony at trial. This is not a situation in which, for instance, a
party seeks to use a portion of an unavailable witness’s trial testimony while examining a
different witness, for which use a hearsay exception would be needed. Here, DeLong’s
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intent is to use a witness’s prior trial testimony wholesale, in lieu of having a live witness,
and DeLong has not identified any authority that would permit the presentation of evidence
in that fashion. See Jaiyeola v. Toyota Motor Corp., 2018 WL 9785497, at *2 (W.D. Mich.
Aug. 10, 2018) (plaintiff failed to identify authority that would allow the use of expert trial
testimony from another case; Rule 32 did not provide such authority, as plaintiff was not
intending to use prior deposition testimony), appeal filed (6th Cir. Aug. 15, 2019).
Moreover, DeLong has not directly addressed Syngenta’s argument that DeLong
should not be permitted essentially to force a witness to provide expert testimony without
consent. In a declaration in support of his motion to quash, Mr. Giroux stated as follows:
he has not been retained as an expert in DeLong’s case; he has not agreed to provide
additional testimony or opinions in this case by appearing at a deposition or trial; he has
not reviewed any documents produced by DeLong; he has not applied his prior opinions to
any circumstances unique to DeLong; and he knows nothing about DeLong’s case against
Syngenta. Thus, Mr. Giroux has not consented to serve as an expert witness for DeLong
in this case, a fact that DeLong does not dispute. In its brief, DeLong states that cases cited
by Syngenta, in which courts indicated that expert testimony could not be compelled from
an unwilling witness, were distinguishable as cases that involved discrete circumstances
not including a witness that could not be compelled by subpoena. DeLong has not cited
authority allowing such testimony, however.
The Court does not agree with DeLong that the situation is akin to forcing a treating
physician (for instance, by subpoena) to give expert testimony. In this case, Mr. Giroux is
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not merely providing opinions and expert testimony regarding things that he observed, as
would a treating physician; rather, DeLong intends to use expert opinion testimony
concerning the standard of care and its breach (which testimony would normally be
presented by a retained expert physician, not the treating physician), which opinions have
been specially and specifically developed for litigation.
Indeed, the circumstances of this case illustrate why a party should not be permitted
to compel expert testimony by an unwilling witness by using prior trial testimony. Such
use gives rise to a valid issue of the prior opinions’ staleness – as Syngenta points out,
DeLong seeks to use testimony given over three years ago, prior to the occurrence of events
that could affect Mr. Giroux’s opinions. Moreover, DeLong is an exporter, primarily of
DDGS, and Syngenta had no reason to cross-examine Mr. Giroux at the prior two trials,
which involved only corn producer plaintiffs, concerning the applicability or aptness of his
opinions to non-producers like DeLong.1 The Court is also concerned that the use of Mr.
Giroux’s prior expert testimony would incorrectly convey to the jury Mr. Giroux’s
agreement that his opinions apply to and support DeLong’s claim, when in actuality he has
expressed no such agreement and might not have provided such opinions for use in this
case if asked by DeLong. In fact, he has stated that has not agreed to provide additional
testimony for DeLong, that he knows nothing about DeLong’s case, and that he absolutely
1
This distinction would also call into question the applicability of the hearsay
exception, which applies only if the opposing party had a similar motive in conducting its
cross-examination. See Fed. R. Evid. 804(b)(1).
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refuses even to sit for a short deposition concerning the applicability of his opinions to
DeLong’s case.
Finally, the Court’s decision here is supported by the arguments made by Mr.
Giroux in his motion to quash. As the Magistrate Judge previously noted, Rule 26 gives
Syngenta the right to depose any designated expert witness, see Fed. R. Civ. P. 26(b)(4)(A),
and this Court certainly would not permit the use of Mr. Giroux’s prior trial testimony if
Syngenta were not able to depose Mr. Giroux first concerning the aptness and timeliness
of his opinions as applied to this case.2 Mr. Giroux has made a compelling case, however,
that forcing him to sit for such a deposition would impose a significant burden on him, as
he has already been deposed a number of times in the MDL and in related cases, and on
his employer, Cargill, whose attorneys represent Mr. Giroux and who still has litigation
pending with Syngenta. That factor also weighs against allowing DeLong to use Mr.
Giroux’s prior trial testimony.
For all these reasons, the Court rules in its discretion that DeLong may not offer
expert testimony by Mr. Giroux as specified in its expert witness disclosure, and the Court
therefore grants Syngenta’s motion. Moreover, in light of this ruling, there is no need for
DeLong appears to suggest that this rule has been satisfied by Mr. Giroux’s
previous depositions. The rule provides, however, that a party “may depose” a person who
“has been identified” as an expert witness, see Fed. R. Civ. P. 26(b)(4)(A), without any
exception for a previously-deposed witness. The only natural and reasonable reading of
that language is that the party may depose the witness after the expert designation, and
DeLong has not cited any authority supporting an alternative interpretation.
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Syngenta to depose Mr. Giroux, and thus there is no basis to disturb the Magistrate Judge’s
previous ruling granting Mr. Giroux’s motion to quash.
IT IS THEREFORE ORDERED BY THE COURT THAT defendants’ motion to
exclude expert testimony by Randal Giroux (Doc. # 93) is hereby granted; plaintiff will
not be permitted at trial to offer expert testimony by Mr. Giroux pursuant to Fed. R. Evid.
702.
IT IS SO ORDERED.
Dated this 11th day of December, 2020, in Kansas City, Kansas.
s/ John W. Lungstrum
John W. Lungstrum
United States District Judge
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