Griffin v. Easter et al
Filing
8
MEMORANDUM AND ORDER ENTERED: Plaintiff's motion 3 to proceed without prepayment of fees is granted; and his motion 4 to appoint counsel is denied without prejudice. Plaintiff's request for release and his claim against the unnamed &q uot;Sedgwick County Clinical Therapist" is denied without prejudice. Plaintiff is granted thirty (30) days in which to show good cause why this action should not be dismissed. Signed by Senior District Judge Sam A. Crow on 03/10/15. Mailed to pro se party Anthony Griffin by regular mail. (smnd)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF KANSAS
ANTHONY GRIFFIN,
Plaintiff,
v.
CASE NO.
14-3043-SAC
JEFF EASTER, Sheriff,
Sedgwick County Detention
Facility, et al.,
Defendants.
MEMORANDUM AND ORDER
This pro se civil complaint was filed pursuant to 42 U.S.C.
§ 1983 by a Kansas inmate.
The court examined the materials
filed and issued a Memorandum and Order in which plaintiff was
required to pay an initial partial filing fee and to show cause
why
this
therein.
action
should
not
be
dismissed
for
reasons
stated
Plaintiff has paid the partial fee, and his motion to
proceed without prepayment of fees shall be granted.1
The matter
is before the court upon plaintiff’s Amended Complaint (Doc. 7).
I.
ALLEGATIONS AND CLAIMS
1
Plaintiff is reminded that he remains obligated pay the remainder of
the $350.00 filing fee in installments.
28 U.S.C. § 1915(b)(1).
Thus, in
each month that the amount in the prisoner’s account exceeds $10.00, until
the $350.00 filing fee is paid, the agency having custody of the prisoner
shall assess, deduct from the prisoner’s account, and forward to the Clerk of
the Court an installment payment equal to 20% of the preceding month’s income
credited to the prisoner’s account. 28 U.S.C. § 1915(b)(2).
1
In
his
original
complaint,
following factual background.
detention
at
the
Sedgwick
Mr.
Griffin
alleged
the
On September 25, 2012, during his
County
Detention
Center,
Wichita,
Kansas (SCDC) he fell due to a wet floor and sustained serious
injuries.
He
was
taken
to
the
clinic
for
an
“intense
evaluation” and found to be “suffering severe medical issues”
including that his “neck was out of joint” due to the fall.
The
examining
and
nurse
at
the
SCDC
prescribed
referred Mr. Griffin to a specialist.
“under
strict
plaintiff
medical
was
inconclusive.”
monitoring.”
given
Two
x-rays,
weeks
a
collar
He returned to his pod
On
September
which
later,
neck
he
was
were
27,
2012,
“considered
transported
to
his
personal physician Dr. Moufarrij, who determined that plaintiff
needed
an
MRI.
Dr.
Moufarrij
analyzed
the
MRI
results
and
determined that plaintiff’s “C-4, C-5, C-6 and C-7 needed to be
fused
due
impact.”
to
the
fall
which
crushed
those
bones
from
the
The recommended surgery was conducted.
Thereafter plaintiff sustained injury at the SCDC when the
clinical therapist, whose name is unknown, acted negligently and
without proper training in that he “roughly pulled” plaintiff’s
neck during a session causing it to “snap,” which resulted in
paralysis to plaintiff’s left side, arm, and upper body for 8
days.
Mr.
Griffin
was
again
2
transported
to
his
personal
physician, who performed an MRI and CT and determined that a
second surgery was necessary for “spinenoisis and Laminectomy
for 3 through 6 due to the disc were damaged.”
This prescribed
surgery was performed.
In his Amended Complaint, Mr. Griffin does not repeat many
of the foregoing facts, and instead begins his factual statement
by merely recounting that on September 25, 2012, at the SCDC he
injured
his
neck
when
he
slipped
and
fell.
In
addition,
plaintiff does not assert all the claims that he did in his
original complaint.2
in
plaintiff’s
All facts and claims that are not alleged
Amended
Complaint
are
no
longer
before
this
court.
As Count I in his Amended Complaint, plaintiff claims that
he
was
never
provided
the
therapy
that
was
ordered
by
his
surgeon and instead was sent to KDOC “within a week of major
surgery”
on
his
neck.
Records
available
on-line
regarding
Kansas Department of Corrections (KDOC) offenders, show that Mr.
Griffin was committed to KDOC custody on August 5, 2013; and was
transferred to the Hutchinson Correctional Facility, Hutchinson,
2
In his original complaint, Mr. Griffin alleged that defendants acted
maliciously, sadistically, and with deliberate indifference and “possibly
discrimination;” failed “to take action against the Tort Action Claim;”
failed to “curb the pattern of abuse” and protect plaintiff from “arbitrary
governmental suppression;” delayed due process and “refus(ed) to fix the
matter in a just way;” and violated the prohibition against cruel and unusual
punishment as well as due process, equal protection, and the privileges and
immunities clause. In addition, he claimed medical malpractice, negligence,
and violation of Kansas Tort Laws.
3
Kansas (HCF), on February 24, 2014.3
As “supporting facts” for
this Count, plaintiff alleges as follows.
In July 2013, he was
released from the hospital and picked up by “the sheriff” who
took him to the SCDC “without his neck brace, which was taken
from (his) cell and never returned.”
He was placed in a cell
with an “uncomfortable mattress” that was 1¾ inches thick, which
sat upon an iron bunk.
He was unable to stand or walk more than
15 feet at a time, had an open wound on the back of his neck,
and was forced to deal with pain without medication.
left
to
hold
up
his
head
conditions as best he could.
himself
and
deal
with
He was
the
cell
Now, he cannot walk, bend, turn
his head, or use the bathroom without pain and discomfort and
never has a restful night’s sleep.
his right side.
He has 70% nerve damage to
He is now handicapped and disabled because “no
one took the time to rehab (him) back to walking and moving
around like normal.”
As Count II of his Amended Complaint, plaintiff claims that
Karen
Powell,
Assistant
County
Counselor,
“failed
to
fairly
investigate this matter and gather adequate information.”
supporting facts, he alleges the following.
As
Powell failed to
interview him as to what happened, how it happened, and his
condition.
3
Powell failed to see that he was taken care of “in
His earliest possible release date is September 1, 2016.
4
the damages in all ways a simple settlement to adequately” ease
his pains for the rest of his disabled life “with open medical
care to help” him.
He adds that his spinal damage is the same
as that of Christopher Reeves, and that he cannot control his
movement, write, or remember how to spell simple words.
As Count III in his Amended Complaint, plaintiff claims
that the “Sedgwick County Clinical Therapist” performed physical
therapy upon him in a manner that injured him.
In support, he
alleges that the therapist pulled and twisted his joints that
were fused together in a very unprofessional manner, which left
him in pain and with left-side paralysis4 in his shoulder and arm
and that ultimately led to a second surgery, which left him
unable to turn his head more than 20% of the way.
Plaintiff seeks damages in the amount of $3,500,000.
He
also seeks release to get back and forth to this court on this
case and to get the therapy he needs.5
II.
SCREENING
The
court is required by statute to screen
the Amended
Complaint and to dismiss the complaint or any portion thereof
that is frivolous, fails to state a claim on which relief may be
4
As noted, in his original complaint, Mr. Griffin alleged that this
paralysis lasted 8 days.
5
Plaintiff does not allege facts entitling him
particular time, and this claim for relief is denied.
5
to
release
at
any
granted,
or
relief.
seeks
28
relief
U.S.C.
from
§
a
defendant
1915A(a)
and
immune
(b);
28
from
such
U.S.C.
§
1915(e)(2)(B).
III.
LEGAL STANDARDS
Plaintiff was previously informed of the standards under
which his complaint must be reviewed by this court.
liberally
construes
a
pro
se
complaint
and
A court
applies
“less
stringent standards than formal pleadings drafted by lawyers.”
Erickson v. Pardus, 551 U.S. 89, 94 (2007).
In addition, the
court accepts all well-pleaded allegations in the complaint as
true.
Anderson v. Blake, 469 F.3d 910, 913 (10th Cir. 2006).
On the other hand, a pro se litigant’s “conclusory allegations
without supporting factual averments are insufficient to state a
claim upon which relief can be based.”
F.2d
1106,
1110
(10th
Cir.
1991);
Hall v. Bellmon, 935
Bell
Atlantic
Corp.
v.
Twombly, 550 U.S. 544, 555 (2007)(The complaint must offer “more
than labels and conclusions, and a formulaic recitation of the
elements
of
a
cause
of
action.”).
To
avoid
dismissal,
the
complaint’s “factual allegations must be enough to raise a right
to relief above the speculative level.”
555.
Twombly, 550 U.S. at
“[W]hen the allegations in a complaint, however true,
could not raise a claim of entitlement to relief,” dismissal is
6
appropriate.
Twombly, 550 U.S. at 558.
The court “will not
supply additional factual allegations to round out a plaintiff’s
complaint or construct a legal theory on a plaintiff’s behalf.”
Whitney v. New Mexico, 113 F.3d 1170, 1173-74 (10th Cir. 1997).
The Eighth Amendment guarantees a prisoner the right to be
free from cruel and unusual punishments.
The United States
Supreme Court has held that an inmate advancing a claim of cruel
and unusual punishment based on denial of necessary medical care
must
establish
needs.”
County
“deliberate
indifference
to
serious
medical
Estelle v. Gamble, 429 U.S. 97, 106 (1976); Boyett v.
of
Washington,
282
Fed.Appx.
667,
672
(10th
Cir.
2008)(citing Mata v. Saiz, 427 F.3d 745, 751 (10th Cir. 2005)).
The “deliberate indifference” standard has two components: “an
objective component requiring that the . . . deprivation be
sufficiently serious; and a subjective component requiring that
[prison] officials act with a sufficiently culpable state of
mind.”
Miller v. Glanz, 948 F.2d 1562, 1569 (10th Cir. 1991);
Martinez v. Garden, 430 F.3d 1302, 1304 (10th Cir. 2005).
In
the objective analysis, the inmate must show the presence of a
“serious medical need,” that is, “a serious illness or injury.”
Estelle, 429 U.S. at 104, 105; Farmer v. Brennan, 511 U.S. 825,
834 (1994).
A serious medical need includes “one that has been
diagnosed by a physician as mandating treatment or one that is
7
so obvious that even a lay person would easily recognize the
necessity for a doctor’s attention.”
Ramos v. Lamm, 639 F.2d
559, 575 (10th Cir. 1980); Hunt v. Uphoff, 199 F.3d 1220, 1224
(10th Cir. 1999); Martinez, 430 F.3d at 1304 (quoting Farmer,
511 U.S. at 834 (quotation omitted)).
“The subjective component
is met if a prison official knows of and disregards an excessive
risk to inmate health or safety.”
Martinez, 430 F.3d at 1304
(citing Sealock v. Colorado, 218 F.3d 1205, 1209 (10th Cir.
2000)(quotation
omitted)).
In
measuring
a
prison
official’s
state of mind, “the official must both be aware of facts from
which the inference could be drawn that a substantial risk of
serious harm exists, and he must also draw the inference.”
Id.
at 1305 (citing Riddle v. Mondragon, 83 F.3d 1197, 1204 (10th
Cir. 1996)(quotation omitted)).
A delay in providing medical treatment does not violate the
Eighth Amendment, unless there has been deliberate indifference
resulting in substantial harm.
(10th Cir. 1993).
delayed
rather
Olson v. Stotts, 9 F.3d 1475
Therefore, in situations where treatment was
than
denied
altogether,
the
Tenth
Circuit
requires a showing that the inmate suffered “substantial harm”
as a result of the delay.
Garrett v. Stratman, 254 F.3d 946,
950 (10th Cir. 2001); Kikumura v. Osagie, 461 F.3d 1269, 1292
(10th Cir. 2006).
8
IV.
DISCUSSION
Plaintiff’s Amended Complaint is based upon four distinct,
alleged
incidents:
(1)
the
denial
of
therapy
and
rehab
prescribed by his surgeon; (2) unconstitutional cell conditions;
(3) failure of the County Counselor to investigate plaintiff’s
injuries and medical condition and see that he was adequately
compensated;
and
(4)
unprofessional
physical
therapy.
The
Amended Complaint is deficient in several ways.
A.
Failure to State a Claim
Against
Defendant Sheriff
Easter
The
Amended
Complaint
defendant
Sheriff
Easter
fails
because
to
state
plaintiff
a
claim
does
not
against
allege
sufficient facts showing the personal participation of Sheriff
Easter
in
“[P]ersonal
the
incidents
participation
upon
which
in
the
the
complaint
specific
violation complained of is essential.”
is
based.
constitutional
Henry v. Storey, 658
F.3d 1235, 1241 (10th Cir. 2011)(citation omitted); see Pahls v.
Thomas, 718 F.3d 1210, 1231 (10th Cir. 2013)(“Liability under §
1983 . . . requires personal involvement.”).
Plaintiff states
no facts describing direct personal participation on the part of
Sheriff Easter in the alleged denial of prescribed therapy or
“rehab,” or in the creation or maintenance of the particular
cell
conditions
of
which
plaintiff
9
complains.
Furthermore,
Sheriff Easter is not the County Counselor whose investigation
is
challenged
or
the
physical
therapist
whose
therapy
is
Easter
are
criticized.
The
only
plaintiff’s
Sedgwick
allegations
general
County
operation.”
made
references
Jail
However,
and
a
his
as
to
to
defendant
Easter’s
oversight
supervisory
of
“running
its
official
“day
cannot
of”
the
to
day
be
held
liable based solely upon a theory of respondeat superior.
See
Stewart v. Beach, 701 F.3d 1322, 1328 (10th Cir. 2012).
Nor
does plaintiff describe any policy or custom at the SCDC that
was implemented or actively endorsed by defendant Easter and
then explain how that custom caused the alleged constitutional
deprivations.
Even if plaintiff showed participation on the
part of defendant Easter, he alleges no facts whatsoever to
suggest that defendant Easter acted with the requisite culpable
state of mind.
showing
defendant
incidents
state
Id.
of
of
which
mind,
Unless plaintiff alleges additional facts
Easter’s
personal
plaintiff
complains
this
action
must
be
participation
and
Easter’s
dismissed
as
in
the
culpable
against
defendant Easter.
B.
Failure to State a Federal Constitutional Claim Against
Defendant Powell
10
Plaintiff alleges that defendant Powell “failed to fairly
investigate”
and
slip-and-fall
“gather
adequate
incident.6
information”
However,
regarding
plaintiff’s
the
allegations
against defendant Powell were found to be conclusory and to fail
to state a federal constitutional claim in the court’s prior
Memorandum
and
Order.
Mr.
Griffin
offers
no
additional
allegations in his Amended Complaint to cure these deficiencies.
He
complains
investigation
that
he
due
was
not
to
defendant
given
a
Powell’s
“simple
inadequate
settlement
adequately” ease his pains for the rest of his life.
to
However,
he does not allege that defendant Powell was involved in the
alleged denial of therapy or rehab, the alleged unconstitutional
conditions in his cell, or the injurious physical therapy.
Nor
has he alleged facts showing defendant Powell’s culpable state
of mind.
personal
Unless plaintiff alleges additional facts showing the
participation
of
defendant
Powell
in
the
alleged
violations of his constitutional rights, this action must be
dismissed as against defendant Powell.
6
In his original complaint, plaintiff alleged that defendant Powell was
biased in her findings toward defending Sheriff Easter, obstructed courts
from knowing the true nature of plaintiff’s injuries, was negligent and
deceptive, and “falsely reported” that plaintiff’s injuries were “from other
sources” rather than his fall at the SCDC.
He does not repeat those
allegations in his Amended Complaint, and they are no longer before the
court.
Nor should they be for the reasons stated in the court’s prior
Memorandum and Order.
11
C.
Failure to State Facts to Support Constitutional Claim of
Denial of Medical Treatment
In his original complaint, plaintiff sought damages mainly
as compensation for injuries he allegedly sustained in a slipand-fall incident at the SCDC.
order,
the
court
set
However, in its first screening
forth
authorities
indicating
that
allegations of a slip-and-fall incident are simply insufficient
to state claim under the Eighth Amendment.
The court further
found that plaintiff was alleging, at most, that SCDC personnel
were negligent in their duty to protect him from hazardous wet
floor conditions.
court
found
Based on the relevant legal authority, the
that
plaintiff
constitutional claim.
failed
to
state
a
federal
In his Amended Complaint, plaintiff has
changed his claim to an assertion of denial of necessary medical
treatment.
In its first Memorandum and Order, the court found that Mr.
Griffin
had
violated
treatment
not
the
Eighth
for
allegations
plainly
his
asserted
Amendment
injuries
indicated
he
that
by
and,
in
received
the
denying
any
named
defendants
necessary
event,
immediate
medical
that
and
his
own
extensive
attention and treatment for his injuries, including visits to
his personal physician, two MRIs, and two surgeries.
expressly
noted
that
plaintiff’s
12
“bald
allegation
The court
in
closing
that prescribed therapy was not provided by defendants or DOC
was not supported by facts.”
10.
Memorandum and Order (Doc. 6) at
The court specifically stated that plaintiff “does not
identify what therapy was prescribed” and “what person denied
him therapy” and “does not provide dates or location.”
Id.
Thus, Mr. Griffin was notified that conclusory allegations of
denial of therapy prescribed by his surgeon were not sufficient
to state a claim.
Despite the court’s rulings and directions, in his Amended
Complaint
Mr.
Griffin
essential facts.
therapy
and
transferred
a
fails
to
provide
the
missing
He appears to complain that he was denied
rehab
to
again
for
KDOC
a
week
prison.
at
the
However,
SCDC
as
and
he
was
was
then
further
informed in the court’s prior Memorandum and Order, he “may not
sue the named defendants who are Sedgwick County employees for
the alleged denial of therapy in a KDOC institution.”
Even if
plaintiff had named as defendant the person or persons actually
responsible
for
failing
to
provide
him
with
the
prescribed
therapy and rehab during his last week at the SCDC, this claim
would be subject to dismissal for failure to state an Eighth
Amendment violation.
This is because the complaint appears to
allege a mere week’s delay in treatment which fails, without
more, to state a federal constitutional violation.
13
If plaintiff is attempting to add a claim that after he was
transferred out of the SCDC, he was denied surgeon-prescribed
rehab and therapy at the HCF, he may not proceed on that claim
against the defendants named in his Amended Complaint.
Instead,
the proper defendants for such a claim would be the person or
persons
at
the
HCF
from
whom
Mr.
Griffin
sought
treatment based upon his surgeon’s prescription.
claim
against
their
names
the
proper
together
defendants,
with
the
dates
plaintiff
and
medical
To state a
must
location
provide
and
other
underlying circumstances of his requests for treatment at the
HCF.
Plaintiff is given one more opportunity to state additional
facts to support an Eighth Amendment denial of medical treatment
claim.
If he continues to fail to provide sufficient facts to
support such a claim against the named defendants and does not
name
proper
defendants,
then
this
action
will
be
dismissed
without further notice.
D.
Failure to State Claim against “Sedgwick County Physical
Therapist”
Plaintiff alleged in his original complaint and repeats in
Count III of his Amended Complaint that he was injured at the
SCDC by a therapist that provided him with physical therapy.
However, plaintiff does not name the therapist as a defendant in
14
the caption of his Amended Complaint, and this is cause for
dismissal of the action against this defendant.
In his original
complaint he named “Sedgwick County Clinical Therapist” as a
defendant in the caption of the complaint
and discussed
the
alleged actions of this defendant in the body of the complaint.
Without
this
defendant,
his
claim
of
injury
from
physical
therapy must be dismissed because defendants Easter and Powell
did not participate in the physical therapy and cannot be held
liable
for
the
acts
of
the
therapist.
Plaintiff
could
be
provided with the opportunity to add this therapist as a John
Doe defendant.
However, the court finds that giving Mr. Griffin
such an opportunity would be futile because his claim that he
was injured by unprofessional treatment by a physical therapist
is subject to dismissal for an additional reason.
As plaintiff
was informed in the court’s prior Memorandum and Order, claims
under
§
1983
may
not
be
predicated
upon
negligence.
Thus,
plaintiff’s claim of negligence on the part of the therapist at
the
SCDC,
accepted
as
constitutional violation.
true,
fails
to
evince
a
federal
The remedy for plaintiff’s claim that
he was injured by negligent physical therapy is a lawsuit in
state,
rather
than
federal,
court.
Accordingly,
plaintiff’s
claim of negligent physical therapy on the part of the unnamed
“Sedgwick County Physical Therapist” is dismissed.
15
V.
PLAINTIFF ORDERED TO SHOW CAUSE
The court has considered plaintiff’s substantially-altered
claims in his Amended Complaint and gives him one more chance to
show
cause
reasons
why
stated
this
action
herein,
should
including
against the named defendants.
fails
to
show
good
cause
not
be
failure
dismissed
to
state
for
a
the
claim
Plaintiff is warned that if he
and
cure
the
deficiencies
in
his
Amended Complaint within the prescribed time, this action may be
dismissed without further notice.
VI.
MOTION TO APPOINT COUNSEL
The court has considered plaintiff’s Motion to Appoint
Counsel (Doc. 4) and finds that it should be denied.
There is
no constitutional right to appointment of counsel in a civil
case.
Durre v. Dempsey, 869 F.2d 543, 547 (10th Cir. 1989);
Carper
v.
Deland,
54
F.3d
613,
616
(10th
Cir.
1995).
The
decision whether to appoint counsel in a civil matter lies in
the discretion of the district court.
F.2d 994, 996 (10th Cir. 1991).
Williams v. Meese, 926
“The burden is on the applicant
to convince the court that there is sufficient merit to his
claim to warrant the appointment of counsel.”
Steffey v. Orman,
461 F.3d 1218, 1223 (10th Cir. 2006)(citing Hill v. SmithKline
16
Beecham Corp., 393 F.3d 1111, 1115 (10th Cir. 2004)).
It is not
enough “that having counsel appointed would have assisted [the
prisoner] in presenting his strongest possible case, [as] the
same could be said in any case.”
Steffey, 461 F.3d at 1223
(citing Rucks v. Boergermann, 57 F.3d 978, 979 (10th Cir. 1995).
In
deciding
whether
to
appoint
counsel,
the
district
court
should consider “the merits of the prisoner’s claims, the nature
and
complexity
of
prisoner’s
ability
claims.”
Rucks,
the
to
57
factual
and
investigate
F.3d
at
legal
the
979;
issues,
facts
Hill,
393
the
present
and
and
his
F.3d
at
1115.
Considering the above factors, the Court concludes in this case
that (1) it is not clear at this juncture that plaintiff has
asserted a colorable claim; (2) the issues are not complex; and
(3) plaintiff appears capable of adequately presenting facts,
which
is
all
that
is
required
of
the
pro
se
plaintiff.
Accordingly, the Court denies plaintiff=s motion for appointed
counsel
at
this
prejudice.
juncture.
However,
this
denial
is
without
Thus, if this case progresses past screening and it
becomes apparent that counsel is necessary, plaintiff may renew
this motion.
IT
Motion
IS
to
THEREFORE
Proceed
BY
THE
without
COURT
ORDERED
Prepayment
17
of
that
Fees
plaintiff’s
(Doc.
3)
is
granted; and his Motion to Appoint Counsel (Doc. 4) is denied,
without prejudice.
IT IS FURTHER ORDERED that plaintiff’s request for release
and
his
claim
against
the
unnamed
“Sedgwick
County
Clinical
Therapist” is denied, without prejudice.
IT IS FURTHER ORDERED that plaintiff is granted thirty (30)
days in which to show good cause why this action should not be
dismissed for the reasons stated herein.
IT IS SO ORDERED.
Dated this 10th day of March, 2015, at Topeka, Kansas.
s/Sam A. Crow
U. S. Senior District Judge
18
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