Lincoln et al v. BNSF Railway Company
Filing
86
MEMORANDUM AND ORDER granting 58 Motion for Summary Judgment and granting 60 Motion for Summary Judgment. Signed by District Judge Daniel D. Crabtree on 4/24/2017. (ht)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF KANSAS
LARRY D. LINCOLN and
BRAD C. MOSBRUCKER,
Plaintiffs,
v.
Case No. 15-cv-4936-DDC-KGS
BNSF RAILWAY COMPANY,
Defendant.
MEMORANDUM AND ORDER
This matter comes before the court on defendant BNSF Railway Company’s Motions for
Summary Judgment against plaintiffs Larry Lincoln and Brad Mosbrucker (Docs. 58, 60). BNSF
moves separately for summary judgment against each plaintiff. The court rules both motions in
this consolidated order because plaintiffs assert the same three claims arising from related
events: (1) disability discrimination and failure to accommodate under the Americans with
Disabilities Act (“ADA”), (2) retaliation under the ADA, and (3) retaliation for activity protected
by the Federal Railway Safety Act (“FRSA”). For reasons explained below, the court grants
BNSF’s Motions and enters summary judgment against both plaintiffs.
I.
LEGAL STANDARD
Summary judgment is appropriate if the moving party demonstrates that “no genuine
dispute [about] any material fact” exists and that it “is entitled to judgment as a matter of law.”
Fed. R. Civ. P. 56(a). When applying this standard, the court views the evidence and draws
inferences in the light most favorable to the non-moving party. Nahno-Lopez v. Houser, 625
F.3d 1279, 1283 (10th Cir. 2010). A disputed “issue of fact is ‘genuine’ ‘if the evidence is such
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that a reasonable jury could return a verdict for the non-moving party’ on the issue.” Id. (quoting
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986)). And an “issue of fact is ‘material’
‘if under the substantive law it is essential to the proper disposition of the claim’ or defense.” Id.
(quoting Adler v. Wal-Mart Stores, Inc., 144 F.3d 664, 670 (10th Cir. 1998)).
The moving party bears “‘both the initial burden of production on a motion for summary
judgment and the burden of establishing that summary judgment is appropriate as a matter of
law.’” Kannady v. City of Kiowa, 590 F.3d 1161, 1169 (10th Cir. 2010) (quoting Trainor v.
Apollo Metal Specialties, Inc., 318 F.3d 976, 979 (10th Cir. 2002)). To carry this burden, the
moving party “‘need not negate the non-movant’s claim, but need only point to an absence of
evidence to support the non-movant’s claim.’” Id. (quoting Sigmon v. CommunityCare HMO,
Inc., 234 F.3d 1121, 1125 (10th Cir. 2000)).
If the moving party meets its initial burden, the non-moving party “‘may not rest upon its
pleadings, but must set forth specific facts showing a genuine issue for trial [on] those dispositive
matters for which it carries the burden of proof.’” Id. (quoting Jenkins v. Wood, 81 F.3d 988,
990 (10th Cir. 1996)); see also Celotex Corp. v. Catrett, 477 U.S. 317, 324 (1986); Anderson,
477 U.S. at 248–49. “To accomplish this, the facts must be identified by reference to affidavits,
deposition transcripts, or specific exhibits incorporated therein.” Adler, 144 F.3d at 671 (citing
Thomas v. Wichita Coca-Cola Bottling Co., 968 F.2d 1022, 1024 (10th Cir. 1992)).
“Unsubstantiated allegations carry no probative weight in summary judgment proceedings.”
Bones v. Honeywell Int’l, Inc., 366 F.3d 869, 875 (10th Cir. 2004) (citing Phillips v. Calhoun,
956 F.2d 949, 951 n.3 (10th Cir. 1992)). To survive summary judgment, the non-moving party’s
“evidence, including testimony, must be based on more than mere speculation, conjecture, or
surmise.” Id. (citing Rice v. United States, 166 F.3d 1088, 1092 (10th Cir. 1999)).
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Summary judgment is not a “disfavored procedural shortcut.” Celotex, 477 U.S. at 327.
To the contrary, it is an important procedure “designed ‘to secure the just, speedy and
inexpensive determination of every action.’” Id. (quoting Fed. R. Civ. P. 1).
II.
UNCONTROVERTED FACTS
The following facts either are uncontroverted or, where controverted, they are stated in
the light most favorable to plaintiffs as the non-moving parties.
A. The Chemical Spill
Both plaintiffs were working as Maintenance of Way (“MOW”) workers for BNSF when,
on Tuesday, October 9, 2007, a tank car began to leak, exposing plaintiffs to a hazardous
chemical. Plaintiffs were rushed to the emergency room where both were treated and released
later the same day. Plaintiffs returned to work without any work restrictions six days later.
B. The Demand Letter
Two and a half years after the chemical spill, BNSF offered plaintiffs a settlement for
their injuries from the 2007 chemical spill, but the parties were unable to reach an agreement.
Plaintiffs’ lawyer, Jared Woodfill, then sent demand letters to BNSF’s claim representative, Alan
Bladsel. The letters described each plaintiff’s injuries in detail. The letter sent on Mr. Lincoln’s
behalf claimed he suffered regular headaches, bloody noses, colds, respiratory infections, and
anxiety attacks. The letter sent for Mr. Mosbrucker described his condition to include visual,
pulmonary, and emotional/psychiatric problems.
C. Plaintiffs’ Medical Leave
Someone at BNSF forwarded Mr. Lincoln’s demand letter to Natalie Jones, the Medical
and Environmental Health (“MEH”) Department Field Manager for BNSF’s Kansas division. It
is unclear whether Mr. Mosbrucker’s demand letter was forwarded as well but, regardless, Ms.
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Jones learned about both demand letters. In her role as Field Manager, Ms. Jones consulted with
Dr. Sharon Clark, a Field Medical Officer for BNSF’s medical department, to determine whether
plaintiffs should continue working. In May 2010, Dr. Clark determined that BNSF should place
both plaintiffs on a medical leave of absence. As a result, plaintiffs were removed from their
positions. Dr. Clark explained her decision about Mr. Lincoln in an email she sent to Mr.
Blasdel:
As per our conversation today, based on the information in [Mr.
Woodfill’s] letter, I don’t see any other avenue than to ask the
employee for updated medical information to either support or
deny [Mr. Woodfill’s] claims regarding current functionality.
Doc. 73-15 at 1. Dr. Clark went on to explain that the medical information Ms. Jones had for
Mr. Lincoln was more than a year old, and that Mr. Lincoln needed “to provide updated medical
information to clarify the newly raised safety issues [presented in the demand letter] despite the
employee’s verbal claims . . . that he can do his job.” Id. at 1.
On May 21, 2010, Division Engineer Darin Martin sent each plaintiff a letter informing
the two men they would be placed on a medical leave of absence lasting from May 27, 2010 to
June 27, 2010. The letter stated in part:
Whereas, you have worked successfully for 2 ½ years since the
alleged injury, we find it unfortunate to have to request that you
provide current medical information to our Medical Department to
support that you are indeed safe to work as a [MOW] Machine
Operator.
You may not even be aware that your attorney has placed this
burden on you, and we hope that you will contact our Medical
Field Manager, Natalie Jones, to quickly resolve this issue, so that
you can return to providing financially for your family.
Since the BNSF Railway is essentially placed on notice by the
letter, we do not want to give you job assignments that would
jeopardize your health and safety.
4
The Medical and Environmental Health Department determines
fitness of duty of BNSF employees by reviewing their medical
information. You will be placed on a thirty day medical leave of
absence.
Doc. 59-12 at 1; see also Doc. 61-13 at 1. The letters also asked each plaintiff to have his
treating physician fax Ms. Jones: (1) the diagnosis of the conditions for which he was being
treated, (2) the treatment plan or treatment being received, (3) an estimate of how long treatment
would continue, and (4) information about their functional level and restrictions. Doc. 59-12 at
1; see also Doc. 61-13 at 1.
Subsequent letters informed plaintiffs that BNSF had extended their medical leave. Each
such letter included a medical leave form that instructed plaintiffs to read all of the information
carefully. The forms also instructed each plaintiff “to work with [his] Field Manager or [the]
Medical and Environmental Health (MEH) Department” while he was off duty. Doc. 59-30 at 2;
Doc. 61-57 at 2. These subsequent letters also advised that plaintiffs would need to be “released
by the medical department prior to returning to work.” Doc. 59-30 at 2; Doc. 61-57 at 2.
On July 13, 2010, Dr. Clark sent another email to certain BNSF personnel, including
Darin Martin, Natalie Jones, and Mr. Bladsel. It read:
The employee did indeed miss only 3 days of work back in 2007
after a claimed exposure incident. He did work full duty until his
attorney, a Mr. Jared Woodfill, forwarded a . . . letter to BNSF[’s]
claims Department noting that Mr. Lincoln has suffered permanent
injuries/illness due to the 2007 incident and demanded a
considerable sum of money.
The conditions noted in the attorney’s letter were such that Mr.
Lincoln’s ability to work safely was brought into question.
Due to this concern, it was decided that the employee should not
be allowed to remain at work until he provided updated
information regarding his medical conditions.
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Please note that the impetus behind this removal from service
action is the letter from the employee’s voluntarily-selected legal
representative.
To date, Mr. Lincoln has provided some medical information
requested of him. He is in the process of providing the remainder
of the information. To date, for the conditions for which the
employee has provided information, the employee does appear to
be able to perform his job duties.
...
The employee has put himself into this situation.
On one hand he is claiming that he has significant physical
ailments (which cause symptoms of safety concern) from an
incident in 2007—in order to garner money from BNSF claims.
On the other hand he is complaining that he was wrongfully
removed from service. He has been slow in providing the evidence
to support his current physical status (which brings into question
the attorney’s claims of current illnesses) . . . .
Doc. 73-16 at 1.
D. BNSF’s Return to Work Process
BNSF’s MEH Department works with employees to determine their “fitness for duty” in
order to return to work after being removed. The employee usually initiates this “return to work”
process by submitting medical information to the MEH Department. As long as the employee’s
medical information indicates that the employee is fit to perform the requirements of his job, the
employee is released to work. Doc. 59-6 at 3. The employee’s fitness for duty review is
triggered when the employee provides documentation from his treating physician that clears him
to return to work. Id.
BNSF’s MEH department addresses an employee’s return to work in the following
fashion. If the employee’s physician releases him to work but the employee’s evaluation
precludes him from doing his assigned job, MEH will examine whether there is another job that
6
the employee can perform that fits the physician’s work recommendations. But, if the physician
does not release the employee to work, MEH will discuss a craft transfer with the employee.
BNSF’s craft transfer policy allows employees who are represented by a collective
bargaining agreement to transfer from one craft to another craft within BNSF’s work force. But,
“[e]mployees must be eligible and meet all of the requirements for a craft transfer in order to
transfer to another craft.” Doc. 74-37 at 1. General eligibility requirements for an employee to
transfer crafts include: (1) applying through BNSF’s career website for the position to which the
employee wishes to transfer; (2) meeting the basic qualifications for the position as indicated by
the job posting; and (3) meeting the guidelines of the supervisor/record review. Id. at 2. Also,
an employee seeking a craft transfer must follow the internal selection process. Id. This process
includes participating in an interview with Human Resources and the hiring manager. Id.
MEH also looks outside BNSF for positions that the employee may be qualified to
perform. MEH will work with the employee to develop a resume, provide leads, or assist the
employee with education.
E. Plaintiffs’ Return to Work Experience
After BNSF placed plaintiffs on medical leave, they began working with the MEH
Department to try to return to work. Ms. Jones testified that plaintiffs communicated well with
her over the course of their interactions. After Ms. Jones’s departure from BNSF, plaintiffs
worked with others in the MEH department including Laurie Graham and Chris McGinnis.
These interactions occurred over several years, and the following timeline summarizes them.
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1. Mr. Lincoln
2010
On June 24, 2010, Ms. Jones documented that Mr. Lincoln had a medical
appointment in July and would submit a final report about his medical conditions
afterwards.
Later, in July, a case note documented that Ms. Jones had sent both plaintiffs job
postings about available clerk positions.
In August, Mr. Lincoln was diagnosed with reactive airway dysfunction system
(RADS). Nurse practitioner Melissa West provided a report from August 2010
stating that Mr. Lincoln was suffering from residual complications from his 2007
chemical exposure. These complications included: (1) allergic rhinitis; (2)
epistaxis; (3) dyspnea on exertion; (4) wheezing; (5) headaches; (6) insomnia; (7)
anxiety; and (8) fatigue. This report also asserted that Mr. Lincoln should be
restricted to indoor employment.
In September, Ms. Jones sent Mr. Lincoln a letter to confirm some of their
conversations. Specifically, Ms. Jones sought Mr. Lincoln’s pulmonary function
test report. Ms. Jones’s letter also included study materials for Mr. Lincoln to
take the First Line Supervisor test.
Later in September, Ms. Jones emailed Mr. Lincoln with information about an
available welder position and confirmed that she would administer the FLS test to
Mr. Lincoln. He passed the test.
Ms. Jones informed Mr. Lincoln that “[p]lacement as an eligible FLS candidate is
extremely likely due to the expected high number of retirements.” Doc. 73-29 at
7.
2011
A supplemental doctor’s note from Mr. Lincoln’s physician dated February 7 or 9,
2011, stated: (1) Mr. Lincoln still had chronic rhinitis and epistaxis; (2) outdoor
exposure triggered worsening of his symptoms; (3) Mr. Lincoln was not able to
return to work; and (4) the estimated date of return to work was still indefinite for
outdoor employment.
On June 14, 2011, Mr. Lincoln’s nurse practitioner certified that Mr. Lincoln had
been disabled from performing his regular occupation as of July 2010 with an
undetermined end date. Also, the letter certified that Mr. Lincoln was
permanently disabled from his regular occupation with commentary that “outdoor
exposures trigger worsening rhinitis symptoms.” Doc. 59-18 at 1.
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At a deposition taken during 2011, Mr. Lincoln testified that he suffered from
migraines and, because of his RADS diagnosis, from shortness of breath. He
testified that he was miserable when he was outdoors, and that he could not return
comfortably to his job as a welder.
Ms. Jones wrote to Mr. Lincoln on July 28, 2011, encouraging him to apply for
additional upcoming clerk jobs. In the letter, Ms. Jones told Mr. Lincoln that a
“college degree will be a plus” as would Microsoft Office skills and typing 25
WPM. Doc. 59-13 at 10. The letter did not mention any other requirements for
the clerk positions.
MEH agreed to send Mr. Lincoln to Washburn Institute of Technology in Topeka
to take a class so he could pass the WPM typing requirement for the clerk
positions and develop additional PC and Windows skills. He completed the class
and received a certificate. Mr. Lincoln believed that if he passed the typing test,
he would be given a clerk position.
Mr. McGinnis took over for Ms. Jones as Field Manager for BNSF’s MEH
Department. In August, he authorized BNSF to pay for a custom class for Mr.
Lincoln.
Mr. McGinnis offered Mr. Lincoln assistance in getting back to work. This
discussion included his MOW job, or going to college and finding another
position.
2012
Laurie Graham introduced herself to Mr. Lincoln as the new BNSF MEH field
manager in a letter dated February 3, 2012. The letter advised:
According to your file, I see that we have not heard
from you in quite a while. I see that you were
completing keyboarding and possibly other courses.
I would welcome the opportunity to speak with you
regarding this training and your current medical
status. My goal is to assist you with returning to
gainful employment.
Doc. 59-13 at 20.
Ms. Graham entered a case note on September 6, 2012, that documented a
conversation with Mr. Lincoln. The note stated the following: (1) Mr. Lincoln
advised that he had passed a 26 word-per-minute typing exam; (2) Ms. Graham
discussed alternate internal jobs; (3) Mr. Lincoln reported that he thought he
could work in a shop environment, but that his doctor identified chemicals as the
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irritant in the shops; (4) Ms. Graham confirmed that Mr. Lincoln had three and a
half years of college.
On October 1, Ms. Graham sent Mr. Lincoln a letter. It
stated:
I have spent some time researching opportunities
within BNSF since our last conversation and am
writing to let you know what steps need to be taken
to get you to a competitive level.
With your restrictions of needing an “inside
environment” as well as your completion of 3½
years of college, applying for a clerk position would
be the most reasonable approach. You are currently
typing at 26 net wpm which is barely above the 25
net wpm minimum requirement. Definitely practice
at home to increase this skill.
We discussed the fact that the applicant pool for
these clerk positions are highly competitive with
many applicants having advanced degrees in
accounting and/or finance. Completing your degree
as well as taking classes in accounting or finance
would make you more competitive. We would be
willing to pay for two quarters of college credits to
assist you with this plan.
In regards to your applications for a Mechanical
position, since these positions require 75% of
outside work, you are significantly limited in being
selected for one of these positions. I would suggest
that you work with your physician to identify a
respirator that we would be willing to provide to use
not only in the mechanical shop environment but
also outside.
I would also recommend that you take advantage of
vocational services for skill enhancement,
interviewing skills, and resume development to help
you in securing employment outside BNSF. I can
be reached at the number above should you decide
to pursue any of these options.
Doc. 59-20 at 1.
10
On October 1, Mr. Lincoln sent Darin Martin a letter with the reference line
“Notice of Request for Accommodation.” Doc. 59-19. In the letter, Mr. Lincoln
formally requested that BNSF enter the interactive process of evaluating jobs to
find those that fit his qualifications and restrictions, or ask if BNSF could
reasonably accommodate to fit his restrictions. See id. He specifically requested
that BNSF search for non-MOW placement at BNSF in addition to considering
MOW placement. Id.
On December 4, 2012, Mr. Lincoln sent a letter to Jeanne Artzer enclosing an
“employee request for accommodation” form. Doc. 59-21. Part of the form
required a physician’s signature, but Mr. Lincoln never got a doctor to sign it.
This letter included an attachment describing the accommodations that Mr.
Lincoln sought. The accommodations he sought asked to “keep outdoor work as
infrequent and brief as possible to limit exposure to allergens and toxins.” Id. at
2.
BNSF never informed Mr. Lincoln that he had filled out the Request for
Accommodation form incorrectly.
2. Mr. Mosbrucker
2010
On June 23, 2010, Mr. Mosbrucker provided BNSF with a “Statement of
Sickness” form signed by his nurse practitioner. The form stated that: (1) Mr.
Mosbrucker had been evaluated for chemical exposure; (2) he had been referred
to a pulmonologist; (3) he started medication for anxiety on June 23, 2010; (4) he
was expected to be seen again on July 14, 2010; (5) his current condition included
“Anxiety—probable PTSD, need further psychiatric evaluation;” and (6) a return
to work date of “2011 (unknown).” Doc. 61-15 at 2.
Ms. Jones recommended that Mr. Mosbrucker apply for positions even if he
lacked the basic qualifications for them so that he might gain experience from
applying and interviewing. Ms. Jones also recommended to Mr. Mosbrucker that
he take courses to enhance his skills.
On July 1, 2010, Ms. Jones documented that Mr. Mosbrucker had informed her
that his doctor was taking him off work until 2011 without any known return to
work date.
On July 29, 2010, Ms. Jones sent Mr. Mosbrucker a letter informing him of
postings for clerk positions. It stated: “[p]lease note there is on the job training,
and the lifting requirement may be accommodated by breaking down to smaller
lifting loads.” Doc. 74-33 at 4.
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Mr. Mosbrucker’s nurse practitioner sent a disability letter to Ms. Jones stating
that it was undetermined whether Mr. Mosbrucker was permanently disabled, but
that his estimated return to work date was “pending psychiatric evaluation.” Doc.
61-15 at 3.
Around September 1, 2012, Ms. Jones sent Mr. Mosbrucker a letter reminding
him that he could continue to apply for any craft transfer positions that BNSF
posted. She also informed Mr. Mosbrucker that her program would pay for
refresher courses for different crafts.
Mr. Mosbrucker’s nurse practitioner sent BNSF a letter in mid-September. It
stated: “Mr. Mosbruck[er] is suffering from many residual complications since
[his 2007 chemical exposure] including headaches, dyspnea on exertion, chest
pain, anxiety, insomnia and fatigue.” Doc. 61-16 at 1. It also stated that Mr.
Mosbrucker “should be restricted to employment indoors.” Id.
In late October, Ms. Jones sent Mr. Mosbrucker another letter. In it, Ms. Jones
reminded Mr. Mosbrucker that BNSF employees have the opportunity to seek
modifications and accommodations in their craft, and that she hoped he could
resume his MOW position. The letter also reminded Mr. Mosbrucker that job
postings change daily, and that he should check for opportunities a couple of
times per week. Doc. 61-15 at 20. It also informed Mr. Mosbrucker that the First
Line Supervisor test offers exempt employment opportunities with BNSF, and
offered to administer the test at his convenience in Topeka. Id. Finally, Ms.
Jones’ letter offered to help cover the cost of tuition and books for Mr.
Mosbrucker to complete a functional program at the local community college. Id.
Ms. Jones administered the First Line Supervisor test to Mr. Mosbrucker. He did
not pass it.
Ms. Jones sent Mr. Mosbrucker another letter on November 30, 2010, reminding
Mr. Mosbrucker about the upcoming enrollment for the spring semester. She also
offered to assist with tuition and books. Doc. 61-15 at 23.
In December, Mr. Mosbrucker’s nurse practitioner signed a supplemental doctor’s
statement about him. This statement provided an estimated return to work date of
May 1, 2011, and reiterated that Mr. Mosbrucker was unable to work outdoors in
proximity to moving trains.
BNSF has not completed a fitness for duty review for Mr. Mosbrucker since 2010
because he has never provided BNSF with documentation suggesting that he was
able to return to work.
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2011
In January 2011, Ms. Jones sent Mr. Mosbrucker another letter. This letter asked
about his interest in introductory computer classes such as Microsoft Office to
advance his skills. The letter also informed him that BNSF could assist him
through four semesters of vocational or community college. Doc. 61-15 at 24.
In late January, Ms. Jones wrote a letter to Mr. Mosbrucker’s nurse practitioner
requesting an update about his medical condition. His nurse practitioner
Mansfield responded, affirming that Mr. Mosbrucker was restricted to indoor
employment to prevent worsening of his condition.
In May, Ms. Jones sent another letter to Mr. Mosbrucker requesting his medical
records from his pulmonologist and psychiatrist so that she could make a fitness
for duty recommendation. Mr. Mosbrucker does not recall making any efforts to
secure these records.
In July, Ms. Jones sent Mr. Mosbrucker a letter advising him about future clerk
positions that required him to type 25 words per minute.
Mr. McGinnis sent a letter to Mr. Mosbrucker introducing himself and asking for
his medical records. Mr. McGinnis’s letter included his phone number, fax
number, and email address, but Mr. Mosbrucker never faxed or emailed any
medical records or spoke to Mr. McGinnis. Mr. McGinnis also informed Mr.
Mosbrucker of some clerk positions with BNSF. Doc. 61-15 at 33.
Mr. McGinnis authorized BNSF to pay for a custom skill class for Mr.
Mosbrucker. Mr. Mosbrucker earned a certificate for PC and Windows keyboard
training.
In 2011, Mr. Mosbrucker testified at a deposition that he could no longer do his
job for fear of working in close quarters with trains. He also testified that he had
been told by his doctors that he could not work outdoors.
2012
Laurie Graham replaced Mr. McGinnis in 2012. Ms. Graham sent Mr.
Mosbrucker a letter informing him that it was her goal to assist him in returning to
work. Doc. 61-15 at 38.
Ms. Graham’s case notes from August 9, 2012, state that she offered Mr.
Mosbrucker free external vocational services to assist with resume development
and training and external job placement. The notes state that he had refused these
services. Ms. Graham informed Mr. Mosbrucker that when candidates apply for
jobs with BNSF, BNSF selects the best candidate.
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Ms. Graham sent Mr. Mosbrucker a letter dated October 1, 2012. It stated that
she had reviewed reasonable options for Mr. Mosbrucker to return to work based
on future openings at BNSF, his skills, and his physical restrictions. Doc. 61-15 at
41. She informed him that the jobs he had applied for required him to have
passed either the Mechanical Aptitude Test or First Line Supervisor (“FLS”) Test,
which he had not done, or that he be able to work outdoors around trains and
heavy equipment. Id. She also suggested that he: (1) retake the Mechanical
Aptitude Test; (2) enroll in a Microsoft Office class; or (3) broaden his
employment search outside BNSF. Id.
During this time, Mr. Mosbrucker was still restricted from working outdoors. He
also suffered from a fear of trains when they were moving at 70 mph speeds.
In October, Ms. Graham entered a case note documenting that Mr. Lincoln and
Mr. Mosbrucker had called her in a conference call to vent about their frustrations
(i.e., how they were not getting interviews, taking tests, and not getting craft
transfers). Her notes confirmed that neither plaintiff wanted an outside job, that
she had received their ADA letters, and that she would forward them to the
appropriate people for handling.
Mr. Mosbrucker wrote Ms. Artzer a letter and attached an “employee request for
accommodation form.” Part of the form required a Health Professional’s
signature. No physician signed Mr. Mosbrucker’s form. Doc. 61-24 at 4.
Ms. Artzer testified that when a prospective BNSF employee requests an
accommodation of a health condition, before the interactive process can begin, the
employee must fill out a “Request for Accommodation” form, and also must have
a doctor fill out a “Healthcare Provider’s Certification.” BNSF does not pay
doctors to fill out the certification; the employee must pay for it.
Mr. Mosbrucker lost his health insurance in January 2012, and remained
uninsured in the years that followed. As a result, Mr. Mosbrucker filled out the
healthcare forms, but he did not have a healthcare provider sign it.
On November 5, 2012, a month after Mr. Mosbrucker sent his formal request for
accommodation, BNSF changed Mr. Mosbrucker’s internal employment status
from vocational rehabilitation to “estoppel status.”
F. Applications
Both plaintiffs applied for a number of BNSF jobs. The next two sections discuss them.
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1. Mr. Lincoln
Mr. Lincoln applied for 21 jobs at BNSF. The court has discussed just some of his
applications because, as discussed later in the order, he only exhausted his administrative
remedies for some of his ADA and FRSA claims. Some of the jobs discussed below pertain to
Mr. Lincoln’s ADA claims, and others pertain only to his FRSA claims. For efficiency, the court
groups them together and discusses all of the relevant applications here:1
General Clerk-Administrative (applied August 1, 2012): BNSF’s job
posting for the General Clerk-Administrative position listed the requirements
for the position. These requirements included: (1) taking and passing a
typing test, (2) ability to type 25 WPM, 35 WPM preferred, (3) minimum of
one year of verifiable training and/or work experience in an administrative
function within an office environment, and (4) basic level skills in Microsoft
Office Suite. Doc. 59-33 at 2–3. Mr. Lincoln never had held a job doing
clerical or accounting work, but he had performed some administrative
functions at past jobs on an as needed basis. This included answering phones,
entering information into computers, and other similar duties. The job posting
provided, “Company paid on the job training is provided.” Doc. 59-33 at 3.
Pipefitter (applied August 1, 2012 and November 1, 2012): BNSF’s job
posting for the Pipefitter position listed the requirements for the position.
They included the employee is “able to work outdoors in all weather
conditions.” Doc. 59-36 at 2.
Clerk-Revenue Management (applied August 29, 2012): The basic
requirements for the Clerk-Revenue Manager positon included one year
minimum customer service experience and one year clerical experience.
Carman (applied September 26, 2012 and November 1, 2012): BNSF’s
job posting for the Carman position listed the requirements for the position.
These requirements included one providing that the employee is “able to work
outdoors in extreme all weather conditions (hot, cold, rain, snow, and sleet).”
Doc. 59-35 at 2.
Mechanical Shop Laborer (applied July 19, 2012 and November 1, 2012):
BNSF’s job posting for the Mechanical Shop Laborer position listed the
requirements for the position. They included that the employee is “able to
1
The parties do not specify the dates when BNSF announced the decisions not to hire plaintiffs for the positions.
Instead, it appears that the parties used the dates of their applications to determine which claims plaintiffs had
exhausted their administrative remedies. The court adopts their convention in this order.
15
work outdoors in extreme all weather conditions (hot, cold, rain, snow, and
sleet).” Doc. 59-34 at 2.
Safety Assistant Position (appointed July 2014): Mr. Lincoln sent Gary
Marquart, the Union General Chairman, a letter expressing interest in this
position. Mr. Marquart appointed Mr. Lincoln to the position on July 7, 2014.
But, BNSF representatives within the Manpower, Engineering and Labor
Relations departments informed Mr. Marquart that Mr. Lincoln could not be
appointed to the position. Appointment to the Safety Assistant position
requires that the employee is fit for duty in the craft, including the ability to
work outdoors in all weather conditions (hot, cold, rain, snow, and sleet).
Lance Lincoln, Mr. Lincoln’s brother, was appointed to the position instead.
Later, Lance Lincoln signed a Declaration stating that he rarely worked
outside in this position.
2. Mr. Mosbrucker
Mr. Mosbrucker applied for 22 jobs at BNSF. The court has discussed just some of his
applications because, as with Mr. Lincoln, he only exhausted his administrative remedies for
some of his ADA and FRSA claims. Some of the jobs discussed below pertain to Mr.
Mosbrucker’s ADA claims, and others pertain only to his FRSA claims. As with Mr. Lincoln,
the court groups them together and discusses all of Mr. Mosbrucker’s relevant applications here:
Mechanical Shop Laborer (applied July 17, 2012 and November 24,
2014): BNSF’s job posting for the Mechanical Shop Laborer position listed
the requirements for the position. They included that the employee is “[a]ble
to work outdoors in all weather conditions (hot, cold, rain, snow, and sleet).”
See, e.g., Doc. 61-41 at 2.
General Clerk-Administrative (applied July 31, 2012): BNSF’s job
posting for the General Clerk-Administrative position listed the requirements
for the position. They included: (1) taking and passing a typing test; (2)
ability to type 25 WPM, 35 WPM preferred; (3) minimum of one year of
verifiable training and/or work experience in an administrative function within
an office environment; and (4) basic level skills in Microsoft Office Suite.
Doc. 61-35 at 2–3. The job posting provided, “Company paid on the job
training is provided.” Id. at 3.
Pipefitter (applied July 31, 2012): BNSF’s job posting for the Pipefitter
position listed the requirements for the position. They included that the
16
employee is “[a]ble to work outdoors in all weather conditions (hot, cold, rain,
snow, and sleet).” Doc. 61-36 at 2.
Carman (applied July 31, 2012): Ms. Artzer testified in her deposition that
Mr. Mosbrucker met the minimum qualifications to fill the Carman position as
long as he could work outdoors. Doc. 61-4 at 6–7.
Senior Analyst for Payroll Production (applied July 31, 2012): BNSF’s
job posting for the Senior Analyst for Payroll Production listed the
requirements for the position. These requirements included that the employee
had “a solid understanding of payroll and a working knowledge of SAP.”
Doc. 61-45 at 2.
Technology Services Management Trainee (applied October 10, 2014):
BNSF’s job posting for the Technology Services Management Trainee
position listed the qualifications for the position. These qualifications
included a GPA of 2.75 or above for engineering majors or 3.0 or above for
non-engineering majors. Doc. 61-41 at 2.
Mechanic Diesel Engine (applied November 5, 2014): BNSF’s job posting
for the Mechanic Diesel Engine position listed the requirements for the
position. These requirements included that the employee is “[a]ble to work
outdoors in all weather conditions.” Doc. 61-51 at 1.
Electrician Diesel Engine (applied November 26, 2014): BNSF’s job
posting for the Electrician Diesel Engine position listed the requirements for
the position. These requirements included that the employee is “[a]ble to
work outdoors in all weather conditions.” Doc. 61-54 at 1.
The jobs that the two plaintiffs sought fall into two categories: clerk positions and shop
positions. The clerk positions that they sought included the General Clerk-Administrative, Clerk
Revenue Manager, Senior Analyst for Payroll Production, and Technology Services
Management Trainee positions. The shop positions that they sought included the Mechanical
Shop Laborer, Boilermaker, Carman, Safety Assistant, and Pipefitter positions. While most shop
positions are performed primarily in a location called “Building 12,” part of BNSF’s Topeka
shops, Ms. Artzer explained that Building 12 has a roof but it also has giant doors “the size of
locomotives that are always open.” Doc. 74-4 at 5. So, in Ms. Artzer’s view, all jobs in the
Topeka shops are performed primarily outdoors. Carmen, Pipefitters, and Boilermakers spend at
17
least 90 percent of their work time in Building 12. Both plaintiffs told BNSF that they could
work in the environments required by the Topeka shop jobs.
III.
ANALYSIS
BNSF contends it deserves summary judgment because no genuine issues of material fact
exist and it is entitled to judgment as a matter of law on each of plaintiffs’ claims. First, on the
ADA claims, BNSF contends that plaintiffs have failed to establish a prima facie case. Second,
BNSF contends that even if plaintiffs could establish a prima facie case for discrimination, no
reasonable jury could find its stated reasons for not hiring plaintiffs were pretextual. BNSF
makes the same arguments for plaintiffs’ ADA retaliation and failure to accommodate claims.
Then, on plaintiffs’ FRSA claims, BNSF again asserts that plaintiffs have failed to establish a
prima facie case. And even if plaintiffs could make a prima facie case under the FRSA, it argues
that summary judgment is still warranted because BNSF has shown that it would not have hired
plaintiffs for a reason wholly independent of any retaliatory motive.
In addition to its substantive arguments against plaintiffs’ claims, BNSF also asserts that
plaintiffs failed to exhaust the administrative remedies for some ADA and FRSA claims. The
court begins its analysis with this threshold issue.
A. Exhaustion
1. Plaintiffs’ ADA claims
“Title I of the ADA requires a plaintiff to exhaust [his] administrative remedies before
filing suit.” Jones v. United Parcel Serv., 502 F.3d 1176, 1183 (10th Cir. 2007). “In the Tenth
Circuit, exhaustion of administrative remedies is a jurisdictional prerequisite to suit.” Id. An
ADA plaintiff must file a charge with the EEOC, and receive a right to sue letter from the EEOC,
before filing suit in federal court. Davenport v. Int’l Paper Co., No. 14-2424-DDC-GLR, 2015
18
WL 1523897, at *2 (D. Kan. Apr. 2, 2015) (citing Shikles v. Sprint/United Mgmt. Co., 426 F.3d
1304, 1310, 1317 (10th Cir. 2005)).
a. Mr. Lincoln’s ADA claims
Mr. Lincoln filed his lone EEOC charge on February 10, 2013. BNSF argues that Mr.
Lincoln thus has exhausted his administrative remedies under the ADA for adverse employment
actions occurring between April 16, 2012 (300 days before he filed his EEOC charge), and
February 10, 2013, when he filed this charge. Of the 21 jobs Mr. Lincoln applied for at BNSF,
BNSF contends Mr. Lincoln exhausted his remedies only for the eight applications he submitted
between April 16, 2012 and February 10, 2013. Mr. Lincoln disagrees.
He contends that his EEOC charge complains of an ongoing pattern of disability
discrimination. And so, Mr. Lincoln asserts, because his EEOC charge was pending from
February 10, 2013 until July 24, 2015, the EEOC had “more than adequate time to investigate his
allegations” of continuing discrimination. Doc. 70 at 35. He thus claims that his EEOC charge
exhausted all claims for adverse actions occurring between April 16, 2012 and July 24, 2015.
Mr. Lincoln claims this includes the Boilermaker and Mechanical Shop Laborer positions,
applications submitted on March 28, 2013. Mr. Lincoln never cites any law to support this view
of the exhaustion requirement. The court has found none.
Mr. Lincoln next contends that BNSF waived any argument that he failed to exhaust his
administrative remedies because the parties stipulated that Mr. Lincoln exhausted “[his]
administrative remedies for employment actions occurring on or after April 16, 2012.” Doc. 13
at 3. But, the parties’ stipulation cannot manufacture jurisdiction where none exists. The law in
the Tenth Circuit is clear: “exhaustion of administrative remedies is a jurisdictional prerequisite
19
to suit.’” Jones, 502 F.3d at 1183. BNSF cannot waive this requirement because it is
jurisdictional in nature.
The court concludes that Mr. Lincoln failed to exhaust his administrative remedies for
any claims based on adverse employment actions before April 16, 2012 and after February 10,
2013. This conclusion means that the court must consider whether BNSF’s failure to appoint
Mr. Lincoln to the following positions violated the ADA:
(1) Mechanical Shop Laborer (July 19, 2012)
(2) General Clerk-Administrative (August 1, 2012)
(3) Pipefitter (August 1, 2012)
(4) Clerk-Revenue Manager (August 29, 2012)
(5) Carman (September 26, 2012)
(6) Carman (November 1, 2012)
(7) Mechanical Shop Laborer (November 1, 2012)
(8) Pipefitter (November 1, 2012)
b. Mr. Mosbrucker’s ADA Claims
Mr. Mosbrucker’s exhaustion facts are different. Like Mr. Lincoln, he filed his first
EEOC charge on February 10, 2013. But Mr. Mosbrucker amended his charge on May 7, 2015.
According to BNSF, these filings suffice to exhaust his administrative remedies under the ADA
for claims resulting from adverse actions on or after April 16, 2012 (300 days before February
10, 2013), until that later date, and on or after July 11, 2014 (300 days before May 7, 2015) until
that later date. So, BNSF contends Mr. Mosbrucker’s ADA claims based on adverse
employment actions occurring before April 16, 2012 and between February 10, 2013 and July
11, 2014 are barred because he failed to exhaust his administrative remedies for claims based on
such actions. This position, if correct, would exclude all but nine of Mr. Mosbrucker’s 22
alleged adverse employment actions.
Mr. Mosbrucker disputes BNSF’s exhaustion analysis. He contends that BNSF
incorrectly excludes his application to the Boilermaker position on March 28, 2013. According
20
to Mr. Mosbrucker, this is so because his original charge with the EEOC described a pattern of
failing to accommodate and retaliating, and that his amended charge “simply amplifie[d] that
same pattern.” Doc. 71 at 31. Mr. Mosbrucker asserts that his amended charge thus “relates
back” to his original charge. Doc. 71 at 31. He relies on 29 C.F.R. § 1601.12 as support for his
position. It provides:
A charge may be amended to cure technical defects or omissions,
including failure to verify the charge, or to clarify and amplify
allegations made therein. Such amendments and amendments
alleging additional acts which constitute unlawful employment
practices related to or growing out of the subject matter of the
original charge will relate back to the date the charge was first
received.
29 C.F.R. § 1601.12(b).
BNSF responds that Mr. Mosbrucker’s reliance on § 1601.12 is misplaced because, “for
the amendments to relate back, they must ‘clarify or amplify allegations’ contained in the
original charge or add additional violations ‘related to or growing out of the subject matter of the
original charge.’” Doc. 81 at 18 (citing 29 C.F.R. § 1601.12(b)). And because “each discrete
incident of alleged discrimination or retaliation constitutes its own unlawful employment
practice for which administrative remedies must be exhausted,” Jones, 502 F.3d at 1186, the
original charge could not have contained facts based on positions that Mr. Mosbrucker had not
yet applied for when he filed his first charge. Doc. 81 at 18.
The court agrees with BNSF. Each time BNSF declined to hire Mr. Mosbrucker for a
BNSF job, it constituted a separate and discrete incident of alleged discrimination or retaliation.
See Jones, 502 F.3d at 1186 (“each discrete incident of alleged discrimination or retaliation
constitutes its own unlawful employment practice for which administrative remedies must be
exhausted.”) (internal quotation marks omitted). His original charge of discrimination could not
21
have contained “subject matter” “related to or growing out of” positions he had not yet sought.
29 C.F.R. § 1601.12
The court’s conclusion about the time period covered by Mr. Mosbrucker’s exhaustion
efforts means that Mr. Mosbrucker has exhausted his administrative remedies for ADA claims
based on nine applications he submitted. They are:
(1) Mechanical Shop Laborer (July 17, 2012)
(2) Senior Analyst for Payroll Production (July 31, 2012)2
(3) General Clerk-Administrative (July 31, 2012)
(4) Pipefitter (July 31, 2012)
(5) Carman (July 31, 2012)
(6) Technology Services Mgmt. Trainee (October 10, 2014)
(7) Mechanic Diesel Engine (November 5, 2014)
(8) Mechanical Shop Laborer (November 24, 2014)
(9) Electrician Diesel Engine (November 26, 2014)
The court’s analysis of Mr. Mosbrucker’s ADA claims, below, considers the adverse actions
resulting from those nine applications.
2. Plaintiffs’ FRSA Claims
BNSF contends that both plaintiffs failed to exhaust their administrative remedies to
bring certain claims under the Federal Railroad Safety Act (“FRSA”). This act requires an
employee alleging a violation under it to exhaust his administrative remedies by filing a
complaint with the Occupational Safety and Health Administration (“OSHA”) within 180 days
of the alleged violation. 49 U.S.C. § 20109(d)(1)–(2)(ii).
a. Mr. Lincoln’s FRSA Claim
BNSF asserts that Mr. Lincoln filed just one complaint with OSHA, on September 12,
2014. According to BNSF, this filing enabled Mr. Lincoln to exhaust his administrative
2
In their statement of facts, the parties agree that Mr. Mosbrucker applied for the Senior Analyst for Payroll
Production on August 31, 2013. In their arguments, however, the parties state Mr. Mosbrucker applied on July 31,
2012. Because the July 31, 2012 date falls within a window covered by Mr. Mosbrucker’s exhaustion efforts, and
because the parties seem to agree that this application supports one of the claims for which Mr. Mosbrucker has
exhausted his administrative remedies, the court assumes in this Order that the August 2012 date is the correct one.
22
remedies for adverse employment actions occurring between March 16, 2014 and September 12,
2014. Mr. Lincoln does not contest BNSF’s position. The only “unfavorable personnel action”
he identifies in the relevant portion of his Opposition is BNSF’s refusal to hire him for the Safety
Assistant position—a position he was denied in July 2014. See Doc. 70 at 54. Mr. Lincoln thus
has exhausted the administrative remedies for a FRSA claim for just this one application and the
court limits its FRSA analysis to BNSF’s decision not to appoint Mr. Lincoln to it.
b. Mr. Mosbrucker’s FSRA Claims
BNSF asserts that Mr. Mosbrucker filed an original FRSA complaint on November 13,
2014, and then amended this complaint on January 28, 2015. Applying the 180 day period to
each filing, BNSF contends that Mr. Mosbrucker’s filings exhausted his remedies only for
adverse actions occurring after May 17, 2014 and before January 28, 2015. During this period,
BNSF declined to hire Mr. Mosbrucker for the following positions: (1) Technology Services
Management Trainee (October 10, 2014); (2) Mechanic Diesel Engine position (November 5,
2014); (3) Mechanical Shop Laborer (November 24, 2014); and (4) Electrician Diesel Engine
position (November 26, 2014). Mr. Mosbrucker does not appear to contest BNSF’s exhaustion
argument, because the only “unfavorable personnel action” he addresses in the FRSA portion of
his Opposition is BNSF’s refusal to hire him as a Mechanical Shop Laborer on November 24,
2014.3 Doc. 71 at 49. The court thus limits its analysis to whether BNSF’s decision not to
appoint Mr. Mosbrucker to the Mechanical Shop Laborer position violated the FRSA.
3
It is unclear why Mr. Mosbrucker does not identify any other adverse personnel decisions in this portion of his
Opposition. See Doc. 71 at 45–50 (omitting any discussion of or reference to the Technology Services Management
Trainee position (denied October 10, 2014), the Mechanic Diesel Engine position (denied November 5, 2014), or the
Electrician Diesel Engine Position (denied November 24, 2014)). But, by failing to mention any other actions in his
Response to BNSF’s Motion for Summary Judgment, Mr. Mosbrucker abandons his other arguments for BNSF’s
unfavorable personnel actions under the FRSA. See Bland v. Kansas City, Kansas Cmty. Coll., 271 F. Supp. 2d
1280, 1283 (D. Kan. 2003) (finding that the plaintiff impliedly conceded her argument by failing to mention it in her
Response).
23
Having determined which of plaintiffs’ ADA and FRSA claims survive the exhaustion
analysis, the court now addresses the substance of those claims.
B. Plaintiffs’ ADA Discrimination Claims
Each plaintiff claims BNSF discriminated in violation of the ADA by failing to hire him
for certain positions. The ADA prohibits an employer from discriminating against “a qualified
individual on the basis of disability.” 42 U.S.C. § 12112(a). In cases involving general
discrimination claims under this act, the Tenth Circuit has adopted the burden shifting scheme
first established in McDonnell Douglas Corp. v. Green.4 See, e.g., Den Hartog v. Wasatch
Acad., 129 F.3d 1076, 1085 (10th Cir. 1997).
The first stage of this scheme requires the plaintiff to establish a prima facie case of
discrimination. See Morgan v. Hilti, Inc., 108 F.3d 1319, 1323 (10th Cir. 1997). The prima
facie case requires a plaintiff to establish that: “(1) he is disabled within the meaning of the
ADA; (2) he is qualified to perform the essential functions of his job with or without
accommodations; and (3) he was terminated ‘under circumstances which give rise to an
inference that the termination was based on [his] disability.’” Smothers v. Solvay Chems., Inc.,
740 F.3d 530, 544 (10th Cir. 2014) (quoting Morgan, 108 F.3d at 1324).
If the plaintiff establishes a prima facie case, the burden then shifts to the defendant. This
burden requires the employer to “proffer a legitimate, nondiscriminatory reason for the adverse
employment action.” Den Hartog, 129 F.3d at 1085 (citing McDonnell Douglas, 411 U.S. at
802). “If defendant articulates a nondiscriminatory reason, the burden shifts back to plaintiff to
show a genuine issue of material fact as to whether the defendant’s reason for the adverse
employment action is pretextual.” Kilcrease v. Domenico Transp. Co., 828 F.3d 1214, 1220
(10th Cir. 2016).
4
411 U.S. 792 (1973).
24
Here, for summary judgment purposes, BNSF concedes that both plaintiffs were disabled
within the meaning of the ADA. BNSF contests the second prong of plaintiffs’ prima facie case,
however, claiming plaintiffs cannot show that they were qualified individuals under the ADA.
The ADA defines a “qualified individual” as “an individual who, with or without
reasonable accommodation, can perform the essential functions of the employment position that
such individual holds or desires.” 42 U.S.C. § 12111(8). Under this definition, “consideration
shall be given to the employer’s judgment as to what functions of a job are essential,” and an
employer’s written job description “shall be considered evidence of the essential functions of the
job.” Id. The Tenth Circuit “clearly articulated” the ADA roadmap for the essential function
inquiry in Wells v. Shalala.5 Hawkins v. Schwan’s Home Serv., Inc., 778 F.3d 877, 887 (10th
Cir. 2015) (citing Wells, 228 F.3d at 1144). The controlling analysis adopted here has two parts.
In the first, the court must determine whether the plaintiff can perform the “essential
functions of the job, i.e., functions that bear more than a marginal relationship to the job at
issue.” Wells, 228 F.3d at 1144. This determination, our Circuit has held, “involves consulting
the regulatory factors provided by the EEOC.” Hawkins, 778 F.3d at 887. The relevant EEOC
guidance provides:
Evidence of whether a particular function is essential to a job
includes (but is not necessarily limited to) (1) the employer’s
judgment as to which functions are essential, (2) written job
descriptions prepared before advertising or interviewing applicants
for the job, (3) the consequences of not requiring the incumbent to
perform the function, and (4) the current work experience of
incumbents in similar jobs.
Id. The second step of the analysis is more direct. It requires the court to determine “whether
any reasonable accommodation by the employer would enable him to perform those functions.”
Id. at 888 (quoting Wells, 228 F.3d at 1144) (brackets in Hawkins omitted). Here, the dispute
5
228 F.3d 1137 (10th Cir. 2000).
25
focuses on step one: What are the “essential functions” of the various jobs sought by plaintiffs?
Resolving this dispute requires a closer look at the authority applying this step of the analysis.
Our Circuit has explained that courts should begin with the employer’s judgment about
what functions are essential to perform a job. This determination is entitled to “considerable
weight.” See, e.g., Hawkins, 778 F.3d at 888; see also Wells, 228 F.3d at 1144–5 (affirming
summary judgment and noting that plaintiff’s single, self-serving affidavit was insufficient to
overcome the employer’s “overwhelming evidence” consisting of a written job description and
affidavits from three company supervisors that travel was an essential function of the job at
issue); Mason v. Avaya Commc’ns, Inc., 357 F.3d 1114, 1119 (10th Cir. 2004) (the Wells rubric
envisions deference to an employer’s judgment about a job’s essential functions). These
principles have coalesced to form the “prototypical” approach to the essential function question:
The employer describes the job and functions required to perform
that job. We will not second guess the employer’s judgment when
its description is job-related, uniformly enforced, and consistent
with business necessity. In short, the essential function inquiry is
not intended to second guess the employer or to require the
employer to lower company standards.
Id. (citations omitted) (internal question marks omitted). See also Anderson v. Coors Brewing
Co., 181 F.3d 1171, 1177 (10th Cir. 1999) (“It is [the] employer’s province to define the job and
the functions required to perform it.”).
Still, the governing law recognizes that this deference has some limits. For instance, it
has emphasized that “employer’s judgment [about a job’s essential functions] is not conclusive
evidence.” EEOC v. Picture People, Inc., 684 F.3d 981, 997 (10th Cir. 2012). And, the court of
appeals has cautioned that “an employer may not turn every condition of employment which it
elects to adopt into a job function, let alone an essential job function, merely by including it in a
job description.” Id. (quoting Davidson v. Am. Online, 337 F.3d 1179, 1191 (10th Cir. 2003)).
26
The Tenth Circuit has characterized this competition between the employer’s judgment about a
job’s essential functions and a plaintiff’s right to contest the employer’s judgment as an
“evidentiary tug-of-war.” Hawkins, 778 F.3d 888.
The current motion requires the court to apply this rubric at summary judgment stage.
While many of the cases are not explicit about it, the court concludes that the essential function
analysis operates within the larger context created by the summary judgment standard. That is,
the court’s task at summary judgment is to assess whether BNSF has adduced admissible
evidence about job functions that it, as the employer, deems essential to the jobs at issue for each
plaintiff. If so, the court then considers whether plaintiffs have responded with admissible
evidence sufficient under the Circuit’s rubric to create a genuine dispute about the essential-ness
of one or more functions for such jobs. See Mason, 357 F.3d at 1122 (explaining that the
“question of whether an employee can perform the essential functions of [their] job is a mixed
question of law and fact” and concluding that though a jury may need to determine the essential
functions of a job in some cases, no reasonable jury could find for plaintiffs on the essential
functions question at issue there.).
The court analyzes the two plaintiffs separately, below.
1. Mr. Lincoln
Mr. Lincoln applied for both clerk jobs and shop jobs with BNSF during the relevant time
period. So, the question the court must decide is whether a reasonable jury could find that Mr.
Lincoln was qualified to perform the essential functions of the clerk jobs and shop jobs for which
he applied. This analysis begins with the two clerk jobs for which Mr. Lincoln exhausted his
administrative remedies under the ADA: the General Clerk-Administrative job (August 1, 2012)
and the Clerk-Revenue Manager job (August 29, 2012).
27
a. Clerk positions
i. Qualified
Mr. Lincoln applied for the General Clerk-Administrative and Clerk-Revenue Manager
positions. The only evidence BNSF has produced about the essential functions of the General
Clerk-Administrative position is the job posting’s written description of position. It listed the
following skills as the job’s basic qualifications:
(1) minimum 25 WPM typing rate, 35 WPM preferred, (2)
minimum of one year of verifiable training and/or work experience
in an administrative function within an office environment, (3)
minimum of 1 year of verifiable training and/or work experience
resolving internal and/or external customer issues via telephone
and/or email correspondence, and (4) basic level skills in Microsoft
Office Suite.
Doc. 59-33 at 2–3. For the Clerk-Revenue Manager position, BNSF produced evidence in the
form of deposition testimony by Ms. Artzer. Ms. Artzer testified that the basic requirements of
the Clerk-Revenue Manager position included at least one year of clerical experience, customer
service experience, and passing the Microsoft Office Suite test.
Mr. Lincoln does not contest that he lacked some of the qualifications for each job.6 Nor
does Mr. Lincoln meaningfully dispute that the experience BNSF requires is essential. Instead,
he cites testimony by some of BNSF’s witnesses stating that they believed he could perform the
clerk jobs. Mr. Lincoln, for example, cites testimony by Ms. Jones—BNSF’s Field Manager for
the MEH Department— that she “believe[d] he had some administrative-type skills that would
have been a good fit” for the clerk positions. Doc. 73-7 at 10. Mr. Lincoln also relies on
6
Mr. Lincoln attempts to create a genuine issue of fact by denying that these requirements were the basic
qualifications for the position. He does not, however, deny that he lacked one year of training and work experience
in an administrative function within an office environment and resolving customer issues via telephone and email
correspondence.
28
testimony given by BNSF’s Human Resources manager, Ms. Artzer. Ms. Artzer’s testimony is
particularly interesting.
When plaintiffs’ counsel asked Ms. Artzer whether Mr. Lincoln was qualified for the
“administrative clerk position from 2010,” she answered that “he did” have “the basic minimum
qualifications.” Doc. 73-5 at 4. BNSF’s counsel interjected, asking which position was under
discussion. Id. Plaintiffs’ counsel then objected to the interruption by BNSF’s counsel,
presumably because it was not yet BNSF’s turn to question the witness. Id. Ms. Artzer then
backtracked, asserting that she didn’t “understand the question.” Id. Plaintiffs’ counsel asked
the court reporter to read back his most recent question and Ms. Artzer’s answer to it. Once the
reporter did so, counsel then asked the same question again and, this time, Ms. Artzer responded
that she just didn’t know. The precise exchange reads like this in the deposition transcript:
Q [BY PLAINTIFFS’ COUNSEL]. All right. I want to ask you
about the administrative clerk position from 2010. I think you
essentially said that most of those people would have had – that
applied would have had more experience?
A [BY MS. ARTZER].
A lot more.
Q.
Was he qualified for the job?
A.
did.
Are you talking the basic minimum qualifications? He
[BNSF’S COUNSEL INTERJECTING]:
position are we speaking to?
Wait a minute. What
[PLAINTIFFS’ COUNSEL]: David [referring to BNSF’s counsel
by his first name], I appreciate to some extent I think you are
trying to be helpful. But I don't think it’s okay for you to cut the
witness off mid answer.
[BNSF’S COUNSEL]:
Well, I can object to form.
A [BY MS. ARTZER].
I don’t understand the question. I
don’t understand your question.
29
Q [BY PLAINTIFFS’ COUNSEL]. You were answering it.
A.
I started to answer, yes.
Q [BNSF’S COUNSEL].
please?
Could you read the question back,
(THREUPON, the court reporter read back the following
testimony:
Q.
Was he qualified for the job?)
[BNSF’S COUNSEL]: Object to form, which job?
BY [PLAINTIFFS’ COUNSEL]:
Q.
The clerk job that he applied for on August 2nd, 2010?
A.
I wasn’t there, I don’t know.
Q.
You are the 30(b)(6) witness, you’ve been designated to
testify about this.
[BNSF’S COUNSEL]: Okay, if you’re clarifying that, was he
qualified for that job?
A.
No, because he failed the test.
Q.
Okay, what test?
A.
The aptitude test for clerks.
Doc. 73-5 at 4–5.
In its moving papers, BNSF contends that once Mr. Lincoln’s counsel clarified that the
position in question was the clerk job Mr. Lincoln applied for on August 2, 2010, Ms. Artzer
testified “unequivocally” that Mr. Lincoln was not qualified. Doc. 80 at 29. This argument is
simply not faithful to the deposition transcript. It reveals that Ms. Artzer, testifying as BNSF’s
representative under Fed. R. Civ. P. 30(b)(6) on this subject, also testified that she believed Mr.
Lincoln had the minimum qualifications for the 2010 clerk position.
30
Certainly, one interpretation of Ms. Artzer’s testimony is that she was confused about the
position that was the subject of this questioning. But another rational interpretation of this
testimony is that BNSF’s designated representative viewed Mr. Lincoln as qualified for the 2010
clerk’s position. If the summary judgment standard permitted the court to act as a factfinder,
perhaps it could conclude that Ms. Artzer, as BNSF contends, was confused at first about the
position at issue during this questioning; and so a reasonable factfinder might chose to disregard
that aspect of Ms. Artzer’s testimony. But the standard does not permit factfinding at summary
judgment. Instead, the court must view both the evidence and all the inferences it reasonably
permits in the light most favorable to Mr. Lincoln, the non-moving party. Nahno-Lopez, 625
F.3d at 1283. So, at bottom, the court has two pieces of conflicting evidence. On one side, there
is testimony by BNSF that Mr. Lincoln was qualified for the 2010 clerk position. And on the
other side, BNSF’s job posting for that clerk position establishes minimum requirements that – it
is uncontroverted – Mr. Lincoln lacked.
After close consideration, the court concludes that this factual dissonance creates a
material question that summary judgment cannot resolve. In so concluding, the court is aware
that Mr. Artzer’s testimony involved Mr. Lincoln’s application for a clerk’s position in 2010.
And he did not exhaust his remedies for any 2010 positions. But, he did exhaust his remedies for
a 2012 application for a clerk’s position. And nothing in the record suggests that the
requirements for the 2012 position differed from the 2010 requirements. In the court’s judgment,
this evidence—and the inference it rationally permits—when combined with Ms. Artzer’s
testimony creates a genuine factual dispute whether Mr. Lincoln was qualified to perform the
essential functions of the 2012 clerk position. The court thus cannot conclude on summary
judgment that Mr. Lincoln has failed to establish the second component of his prima facie case.
31
ii. Based on Disability
BNSF’s summary judgment motions also attack a second aspect of Mr. Lincoln’s prima
facie case. That is, BNSF claims plaintiff cannot sustain his burden to show that a reasonable
jury could find that BNSF refused to hire him under circumstances giving rise to an inference
that the decision was based on his disability. See Smothers, 740 F.3d at 544 (third requirement in
three part test for prima facie case in an ADA action). To carry the burden imposed by this
component, Mr. Lincoln must adduce some evidence that his disability was a determining factor
in BNSF’s decision. Selenke v. Med. Imaging of Colo., 248 F.3d 1249, 1259 (10th Cir. 2001).
Mr. Lincoln contends the circumstances surrounding BNSF’s refusal to hire him for the
clerk positions support an inference of discrimination because Ms. Artzer “harbored bias against
[Mr.] Lincoln on the basis of his having been injured.” Doc. 70 at 45. When asked about Mr.
Lincoln’s application and interview for the Boilermaker position, Ms. Artzer testified that “from
[her] recollection, [Mr. Lincoln and Mr. Mosbrucker’s] commitment to safety seemed somewhat
lacking.” Doc. 73-5 at 6. BNSF contends that Mr. Lincoln was not hired because he was not the
best qualified for the clerk positions. And, BNSF contends that Ms. Artzer did not know about
Mr. Lincoln’s injury, disability, or demand letter until his October 1, 2012 request for
accommodation. BNSF thus argues no discriminatory motive could have provided a basis for
her hiring decisions for the clerk positions because she made those decisions on August 1, 2012
and August 29, 2012.
The only evidence Mr. Lincoln produces to support an inference of discrimination is a
comment Ms. Artzer made about his interview for a shop position—that his commitment to
safety seemed lacking and this affected his interview score. Standing alone, no reasonable jury
could find this comment to reflect a discriminatory animus toward hiring Mr. Lincoln for any
32
position, let alone a different position than the one Ms. Artzer was discussing in her testimony.
While a plaintiff’s burden at the prima facie state is “not onerous,” Hawkins, 778 F.3d at 883, it
is the plaintiff’s burden to raise at least a “genuine issue of material fact on each element of his
prima facie case.” Id. On this issue, the only evidence Mr. Lincoln relies on is Ms. Artzer’s
testimony. Without more, Mr. Lincoln has not adduced evidence from which a reasonable jury
could conclude that the circumstances surrounding BNSF’s refusal to hire him supports an
inference of discrimination. Mr. Lincoln thus has failed to establish a prima facie case of
discrimination for BNSF’s failure to hire him to the clerk jobs. BNSF is thus entitled to
summary judgment on this aspect of Mr. Lincoln’s ADA claim.
iii. Pretext
Even if a reasonable jury could conclude that Ms. Artzer’s testimony supports an
inference of discrimination on Mr. Lincoln’s clerk claims, BNSF is entitled to summary
judgment for a second, independent reason. If Mr. Lincoln could meet all the touchstones for a
prima facie case, the burden would shift to BNSF to articulate a legitimate, non-discriminatory
reason for its decision. BNSF has done so. BNSF has explained that Mr. Lincoln was not hired
for the clerk positions because he was not the best qualified candidate. Articulating this
legitimate reason unrelated to disability shifts the burden back to Mr. Lincoln to “show a genuine
issue of material fact as to whether” BNSF’s articulated reason for not hiring him for the clerk
position is merely pretextual. Kilcrease, 828 F.3d at 1220.
“A plaintiff can establish pretext by showing the defendant’s proffered nondiscriminatory explanations for its actions are so incoherent, weak, inconsistent, or contradictory
that a rational factfinder could conclude they are unworthy of belief.” Williams v. FedEx Corp.
Servs., 849 F.3d 889, 900 (10th Cir. 2017). When assessing a pretext contention, the court
33
examines the facts as they appear to the person making the decision not to hire the plaintiff.
Selenke, 248 F.3d at 1261. The court may not second guess the business judgment of the
employer. Id.
In his Opposition, Mr. Lincoln refers to “numerous facts” that he claims demonstrate
pretext. Doc. 70 at 47. One, he claims that BNSF’s original decision to remove him from
service because of his medical condition provides sufficient evidence of pretext. Two, Mr.
Lincoln also alleges that BNSF’s refusal to engage in the interactive process with him is more
evidence of pretext. Three, he contends the EEOC found that he was qualified for the clerk
position. Four, he contends that BNSF rejected him for the Safety Assistant position without
discussion, and that this is evidence of pretext. Fifth, he contends that the very fact that Ms.
Artzer was the hiring manager for all the jobs he applied for supports an inference of
discrimination. Last, he contends BNSF’s similar treatment of Mr. Mosbrucker is evidence of
pretext. But, Mr. Lincoln has not adduced evidence from which a reasonable jury could
conclude that BNSF’s nondiscriminatory reason for failing to hire him for the clerk position was
pretext. None of these theories of pretext are so “incoherent, weak, inconsistent, or
contradictory” that they would permit a rational jury to find them unworthy of belief.
First, almost none of Mr. Lincoln’s pretext evidence connects to his application for the
clerk positions. Instead, Mr. Lincoln makes general references to conclusory arguments from
other parts of his Opposition. Second, viewing the facts as they appeared to the person making
the employment decision, Mr. Lincoln was not the most qualified person for the job. Taking into
consideration Ms. Artzer’s contested testimony that he had the “basic minimum qualifications”
for the position, Doc. 59-4 at 2, Mr. Lincoln’s qualifications still are lacking. The job posting for
the General Clerk-Administrative position sought an applicant with a 25 WPM tying rate, 35
34
WPM preferred. Mr. Lincoln’s rate was 26 WPM. And, while Mr. Lincoln asserts that Ms.
Artzer believed he was qualified for the clerk position, he does not contest that he lacked some of
the basic qualifications for the position, e.g., one year clerical experience.7 None of the
evidence Mr. Lincoln relies on suggests BNSF’s stated reason for refusing to hire him for the
clerk positions is incoherent, weak, inconsistent, or contradictory. And neither separately nor
collectively can they provide a rational factfinder to conclude that BNSF’s reason is unworthy of
belief.
iv. Conclusion about Clerk Positions
In sum, the court concludes summary judgment is warranted against Mr. Lincoln’s ADA
discrimination claims based on his applications for the two clerk positions that survived the
exhaustion analysis. The court thus grants BNSF’s Motion for Summary Judgment on Mr.
Lincoln’s clerk positions.
b. Shop positions
Mr. Lincoln’s second set of ADA discrimination claims relies on his applications for
several shop positions. In part III.A.1.a., above, the court has concluded that six shop positions
he sought unsuccessfully survive the exhaustion analysis. The analysis below considers all six.
As with the clerk position, the first step in determining whether Mr. Lincoln is qualified
considers whether Mr. Lincoln can perform the essential functions of these jobs. Hawkins, 778
F.3d at 887. Id. The second step considers whether any reasonable accommodation by the
employer would have enabled Mr. Lincoln to perform the functions of those jobs. Id. at 887–
888.
7
Mr. Lincoln attempts to controvert this fact by asserting that the basic requirements BNSF listed for the clerk
positions (clerical experience, customer service experience, and typing skills) were not actually the minimum
requirements for the position, and that he did have some Microsoft office skills. But Mr. Lincoln does not contest
that he lacked one year clerical and customer service experience. See Doc. 70 at 13–14.
35
i. Qualified Individual
Whether Mr. Lincoln’s shop-based ADA discrimination claims survive summary
judgment boils down to one question: Was Mr. Lincoln qualified to perform the essential
functions of the shop positions he sought? BNSF contends he was not, because working outside
is an essential function of each shop position and, it is uncontested, Mr. Lincoln was restricted
from working outside. Mr. Lincoln resists summary judgment on the theory that working outside
is not an essential function of the shop positions.
1. Essential Functions
In Hawkins v. Schwan’s Home Service, Inc.,8 the Tenth Circuit closely analyzed whether
the plaintiff was qualified, as a matter of law, to perform the essential functions of his job. The
plaintiff in that case brought ADA discrimination claims against his former employer after being
forced to resign for failing to provide medical certification. The Hawkins plaintiff had worked as
a supervisor where he was employed by Schwan’s Home Service when he failed a routine
Department of Transportation (“DOT”) medical evaluation. Hawkins, 778 F.3d at 881. The
district court concluded that DOT qualification was an essential function of the supervisor
position and granted summary judgment against plaintiff’s claim. Without a DOT certification,
the court concluded, no reasonable jury could find that plaintiff was qualified to perform the
essential functions of the supervisor position. Id. at 882.
On appeal, the Tenth Circuit concluded that whether plaintiff was qualified to perform
the essential functions of the supervisor position represented “the determinative issue in the
case.” Id. at 883. The Tenth Circuit weighed the following factors from an EEOC regulation to
determine the essential functions of the job:
8
778 F.3d 887 (10th Cir. 2015).
36
(1) the employer’s judgment as to which functions are essential,
(2) written job descriptions prepared before advertising or
interviewing applicants for the job, (3) the consequences of not
requiring the incumbent to perform the function, and (4) the
current work experience of incumbents in similar jobs.
Id. at 887 (citing 29 C.F.R. § 1630.2(n)(3)). In the district court, defendant had presented
evidence that it judged DOT qualification as an essential function of the supervisor position
(factor 1) so the supervisors could “pick up and deliver vehicles for service and repair and
facilitate the fueling and the loading and unloading of goods from the vehicles.” Id. at 890.
Though a supervisor might not have to operate a commercial vehicle on a daily basis, it was
essential that the supervisor, if necessary, could assume the tasks typically handled by the
employees he supervised. Id. The employer also presented evidence of its written job
description (factor 2) for the supervisor position. It expressly listed “DOT certification.” Id.
The employer did not produce any evidence about the last two factors—consequences of not
requiring the incumbent to perform the function and the current work experience of incumbents
in similar jobs. But plaintiff never disputed the employer’s evidence except with “reference to
his personal view that ‘in some depots the facility manager has to drive and in others he or she
did not.’” Id. at 893. The Tenth Circuit affirmed the district court’s determination that, as a
matter of law, DOT certification was an essential function of the supervisor position. Id.
As did the employer in Hawkins, BNSF has submitted evidence that working outside is
an essential function for all its shop positions. First, BNSF produced a job posting with a written
description for each of the shop positions. Each description included the following job
requirements: “[a]ble to work outdoors in all weather conditions (hot, cold, rain, snow, and
sleet).” See Docs. 59-34 at 2, 59-35 at 2, 59-36 at 2. Second, BNSF provided evidence of its
judgment about which shop position functions are essential. Specifically, BNSF relied on
37
testimony by Ms. Artzer that even though the shop positions often work inside Building 12,
Building 12 has “giant doors the size of locomotives that are always open.” Doc. 70 at 30; Doc.
74-4 at 5. She also testified that since the plaintiffs were taken out of work, there have not been
any shop jobs that employees perform mostly inside. Doc. 74-4 at 4. In contrast, BNSF presents
no evidence about the third and fourth factors from Hawkins, i.e., the consequences of not
requiring someone in the shop to be able to work outdoors or about the work experience of
incumbents in similar jobs.
“Once the employer has come forward with evidence that a job function or requirement is
essential”—as BNSF has done here—“the plaintiff bears the burden to dispute that evidence or
otherwise show that the function or requirement is nonessential.” Kilcrease, 828 F.3d at 1222.
Here, Mr. Lincoln disputes BNSF’s evidence by asserting that the shop positions he applied for
(Mechanical Shop Laborer, Pipefitter, and Carman) are actually performed “90%” indoors, in
Building 12, “a partially climate controlled building” Doc. 70 at 37–38. Mr. Lincoln also has
adduced evidence in the form of a declaration by Steve Hopkins, a Truck Supervisor for BNSF,
to support his view about the outdoors requirement. Mr. Hopkins testified in his declaration that
much of the shop position work is performed inside Building 12, and that Building 12 is kept
relatively warm in the winter “such that workers there will need no more than light jackets.”
Doc. 73-14 at 1. And Mr. Hopkins stated that in the summer, Building 12 is kept comfortable by
“many fans operating and by the open doors.” Doc. 73-14 at 2. Finally, Mr. Lincoln produced
photo evidence of Building 12, which depicts a large warehouse which, in the photos at least, is
completely enclosed. Doc. 70 at 30.
The record on this issue is not as robust as one might hope. Neither party has presented
the kind of record that would produce a blowout win on what Hawkins calls “the evidentiary tug-
38
of-war” used by the essential functions analysis. 778 F.3d at 888. True, BNSF has presented
evidence sufficient to allow the court to find that factors one and two weigh in its favor.
Namely, it produced written job descriptions (factor 2) for each shop position; each one required
holders of those jobs to be “[a]ble to work outdoors in all weather conditions.” See Docs. 59-34
at 2, 59-35 at 2, 59-36 at 2. It also presented Ms. Artzer’s testimony explaining why BNSF
judged the capacity to work outdoors (factor 1) was essential. As she explained, the doors in
Building 12 are large ones and they almost always are open. But though BNSF submitted a large
summary judgment record, it provided no evidence about the consequences of not requiring shop
workers to have the capacity to work outdoors (factor 3) or the experience of current shop
workers (factor 4).
But Mr. Lincoln’s evidence on this important issue is thinner. He adduced no evidence
about the experience of workers in Building 12—where he would have worked in the shop jobs
he sought. Indeed, the only evidence Mr. Lincoln provides is Mr. Hopkins’ Declaration. It
describes his experience in a different location, Building 17. And even if the court were to infer
that conditions in Building 17 and 12 are the same—an inference not explicitly required or
justified by the summary judgment record—it wouldn’t help Mr. Lincoln. Mr. Hopkins’
Declaration never asserts that shop workers did not have to work outdoors. This silence
comports with Mr. Lincoln’s view of the shop jobs—which he portrays as ones involving “90
percent” indoors work. Doc. 73-14 at 1.
While the record on this issue is imperfect, it closely resembles the summary judgment
record in Hawkins. Both employers presented undisputed evidence about factors 1 (employer’s
judgment) and 2 (written job descriptions). And neither employee provided evidence about
factors 3 (consequences of not requiring candidates to perform the function) or 4 (current work
39
experience). Also, as with the Hawkins plaintiff, Mr. Lincoln has made no showing that directly
challenges the employer’s position. It seems evident from the summary judgment facts that not
all shop workers work outdoors all the time. But Mr. Lincoln adduces no evidence of even one
shop worker who works only indoors.
After close comparison, the court concludes that BNSF has won the tug-of-war. The
summary judgment facts on all four factors is almost identical to the summary judgment facts
about the same factors in Hawkins. And in that case, the Circuit affirmed an order granting
summary judgment to the employer. This similarity, combined with the court’s duty to “place[ ]
considerable weight on an employer’s judgment concerning a particular job’s essential
functions,” 778 F.3d at 888 (internal quotation marks omitted), precludes a reasonable jury
from finding that working outside is not an essential function of the shop positions which Mr.
Lincoln sought with BNSF.
2. Reasonable Accommodation
So, the next step in determining whether Mr. Lincoln was qualified to perform the
essential functions of the shop positions requires the court to consider whether any reasonable
accommodation by BNSF would have enabled Mr. Lincoln to perform the functions of the shop
positions. Hawkins, 778 F.3d at 887–88. Reasonable accommodations may include “job
restructuring, . . . modified work schedules, reassignment to a vacant position, acquisition or
modification of equipment or devices or policies, . . . and other similar accommodations.”
Hawkins, 778 F.3d at 884.
Mr. Lincoln brings a separate failure to accommodate claim against BNSF, which is
discussed later in this order. Mr. Lincoln does not propose reasonable accommodations in his
Opposition, but rather asserts that BNSF failed to discuss certain accommodations with him. Mr.
40
Lincoln contends BNSF never discussed with him the possibility that “to the extent some
minimal outside tasks were required [for the shop positions], those duties could be shared with
other employees.” Doc. 70 at 42. Mr. Lincoln also contends that BNSF failed to discuss with
him whether he could work within the “heat-controlled confines” of Building 12. Id. But this
does not matter. BNSF has produced evidence that the ability to work outside was an essential
function of the shop positions. See part III.B.1.b.i.1. supra. The Tenth Circuit has held that it is
not reasonable “to require an employer . . . to require a redefinition of the essential requirements
of a vacant job so as to bring it within the qualification of a disabled employee.” Smith v.
Midland Brake, Inc., 180 F.3d 1154, 1178 (10th Cir. 1999). Mr. Lincoln has not produced any
evidence that accommodations such as sharing duties with other employees or staying within
certain confines of Building 12 avoid a substantial modification of the shop position’s
requirements. Although some job restructuring may be reasonable, substantial modifications of
essential job requirements are not. Id. Requiring other employees to share Mr. Lincoln’s job
responsibilities in the shop positions, or to limit Mr. Lincoln’s work to the heat-controlled
confines of Building 12 are substantial modifications of essential job requirements—that the
employee is able to work outdoors in all weather conditions.
Because no reasonable jury could find that Mr. Lincoln was qualified, with or without
reasonable accommodation, to perform the essential functions of the shop positions he sought,
Mr. Lincoln has failed to establish a prima facie case of ADA discrimination for the shop
positions. BNSF thus is entitled to summary judgment as a matter of law.
ii. Pretext
Finally, and even if Mr. Lincoln could make a prima facie case of discrimination under
the ADA, BNSF is still entitled to summary judgment under the McDonnell-Douglas burden
41
shifting framework. If Mr. Lincoln had stated a prima facie case of discrimination, the burden
merely would shift to BNSF to state a legitimate, nondiscriminatory reason for its decision not to
hire him. BNSF has done so. BNSF asserts that Mr. Lincoln was not hired for the shop
positions because he was not the best qualified for the positions. BNSF asserts that Mr. Lincoln
could not work outside, and thus lacked the required qualifications. So, the burden shifts back to
Mr. Lincoln to show a “genuine issue of material fact as to whether the defendant’s reason for
the adverse employment action is pretextual.” Kilcrease, 828 F.3d at 1218.
Mr. Lincoln adduced no additional evidence creating a genuine issue of material fact
whether BNSF’s decision was pretextual. Mr. Lincoln relies on the same evidence for pretext as
he did for the clerk positions. None of the circumstances he relies on are such that a reasonable
jury could find that BNSF’s stated reason for not hiring Mr. Lincoln—that he was not the best
qualified—is pretextual. BNSF’s Motion for Summary Judgment is thus granted against Mr.
Lincoln’s shop position for this additional reason.
2. Mr. Mosbrucker
Turning now to Mr. Mosbrucker’s ADA claims, the analysis is similar. Mr. Mosbrucker
also applied for both clerk jobs and shop jobs. And he exhausted his administrative remedies
under the ADA for some, but not all of those applications. See part III.A.1.b. So, the question
for the court is whether a reasonable jury could find that Mr. Mosbrucker was qualified to
perform the essential functions of the relevant clerk and shop jobs for which he applied.
42
a. Clerk Positions
Mr. Mosbrucker applied for the following clerk positions during the time period for
which he exhausted administrative remedies under the ADA: General Clerk-Administrative,
Senior Analyst for Payroll Production,9 and Technology Services Management Trainee.
BNSF asserts that Mr. Mosbrucker was not qualified for any of these clerk positions.
According to BNSF, Mr. Mosbrucker lacked the minimum qualifications for the positions,
including one year of clerical experience, one year of customer service experience, and the
Microsoft Office skills. Further, BNSF notes that a bachelor’s degree was required for the
Management Trainee position, and Mr. Mosbrucker’s college education was limited to a welding
certification. Doc. 61 at 46.
In his Opposition, Mr. Mosbrucker never contests that he lacked the qualifications for the
clerk positions for which he applied. Because Mr. Mosbrucker has abandoned these claims, see
Bland v. Kansas City, Kansas Cmty. Coll., 271 F. Supp. 2d 1280, 1283 (D. Kan. 2003) (finding
that the plaintiff impliedly conceded her argument by failing to mention it in her Response),
BNSF’s Motion for Summary Judgment is granted on this issue.
b. Shop Positions
This leaves Mr. Mosbrucker’s applications for shop positions. The first step of the
analysis considers whether Mr. Mosbrucker can establish a prima facie case based on BNSF’s
decisions not to hire him for any of those positions. The prima facie case asks, first, whether Mr.
Mosbrucker can perform the essential functions of the job. Hawkins, 778 F.3d at 877. If not, the
prima facie case asks whether any reasonable accommodation by the employer could enable
plaintiff to perform the functions. Id.
9
The parties agree that the Senior Analyst Payroll Production job posting was “cancelled.” The parties do not
explain this undisputed fact further, but they do not dispute it or raise any arguments about Mr. Mosbrucker’s
application based on it.
43
i. Qualified Individual
BNSF asserts that Mr. Mosbrucker lacked the minimum qualifications for the shop
positions he sought because each position required the applicant to be able to work outdoors in
all weather conditions including “hot, cold, rain, snow and sleet.” See, e.g., Doc. 59 at 43. As
for Mr. Lincoln, BNSF presents evidence of the written job description of the shop positions and
its judgment about which functions of the shop positions are essential. It is also undisputed that
Mr. Mosbrucker was restricted from working outdoors when he applied for the shop positions.
Like Mr. Lincoln, Mr. Mosbrucker contends that the shop positions he applied for
(Mechanical Shop Laborer, Pipefitter, and Carman) are actually performed 90% indoors, in
Building 12, a partially climate controlled building. Mr. Mosbrucker also relies on Steve
Hopkins’ Declaration to contradict BNSF’s evidence. See Doc. 71 at 12.
As discussed in detail above, the court must give BNSF’s judgment considerable
deference about the essential functions of its job. BNSF has adduced evidence that it considers
the ability to work outside an essential function of the shop positions. And, Mr. Hopkins’
Declaration does not dispute this evidence or otherwise show that working outside is not an
essential function. The analysis parallels the one applied to Mr. Lincoln’s claims based on shop
positions. See part III.B.1.b.i.1. supra. And as with Mr. Lincoln’s claims, the court concludes
that the Circuit’s decision in Hawkins favors summary judgment. The summary judgment facts
preclude a reasonable jury from finding that working outside was not an essential function of the
shop positions. And so, the court grants summary judgment on this issue.
44
ii. Reasonable Accommodation
This conclusion leads to the next phase of the analysis: whether any reasonable
accommodation by the employer would enable Mr. Mosbrucker to perform the functions of the
shop positions. Hawkins, 778 F.3d at 887–88.
Like Mr. Lincoln, Mr. Mosbrucker brings a separate failure to accommodate claim
against BNSF, which is discussed later in the order. And, also like Mr. Lincoln, Mr. Mosbrucker
asserts that BNSF never discussed the possibility that the shop jobs could be altered or shared to
allow him to do them, or if he could have worked only in the climate controlled confines of
Building 12. Doc. 71 at 37. As discussed above, however, the Tenth Circuit has held that it is
not reasonable “to require an employer . . . to require a redefinition of the essential requirements
of a vacant job so as to bring it within the qualification of a disabled employee.” Smith, 180 F.3d
at 1178; see also part III.B.1.b.i.2. supra (discussing the same proposed accommodations for Mr.
Lincoln).
Like Mr. Lincoln, Mr. Mosbrucker has produced no evidence that accommodations such
as sharing duties with other employees or staying within certain parts of Building 12 would leave
the requirements of the shop positions substantially unmodified. See Smith, 180 F.3d at 1178
(although some job restructuring may be reasonable, substantial modifications of essential job
requirements are not). Because a reasonable jury could not find that Mr. Mosbrucker was
qualified, with or without reasonable accommodation, to perform the essential functions of the
shop positions he sought, he has failed to establish a prima facie case of discrimination under the
ADA. These conclusions entitle BNSF to summary judgment as a matter of law.
45
iii. Pretext
Even if Mr. Mosbrucker could state a prima facie case of discrimination under the ADA,
BNSF is still entitled to summary judgment under the McDonnell-Douglas burden shifting
framework because he cannot create a “genuine issue of material fact as to whether [BNSF’s]
reason for the adverse employment action is pretextual.” Kilcrease, 828 F.3d at 1218. As with
Mr. Lincoln, BNSF states a legitimate, nondiscriminatory reason for refusing to hire Mr.
Mosbrucker. BNSF contends it did not hire Mr. Mosbrucker for the positions because he was
not the best qualified for the position. Doc. 61 at 47. So, the burden shifts back to Mr.
Mosbrucker to demonstrate a genuine issue of material fact whether the BNSF’s reason for the
adverse employment action is pretextual. See Kilcrease, 828 F.3d at 1218.
Mr. Mosbrucker claims he can show BNSF’s stated reason is pretextual because “[BNSF]
went so far as to claim that the inside of [Building 12] was somehow outside.” Doc. 71 at 42.
Mr. Mosbrucker also cites BNSF’s failure to engage in the interactive process because “he failed
to fill out a form accurately” as reasons to believe BNSF’s stated reason was pretextual. Doc. 71
at 42. But none of the circumstances Mr. Mosbrucker relies on are such that a reasonable jury
could find that BNSF’s stated reason for not hiring Mr. Mosbrucker—that he was not the best
qualified—is pretextual. The court thus grants BNSF’s Motion for Summary Judgment on this
issue.
C. Plaintiffs’ ADA Failure to Accommodate Claims
Plaintiffs jointly assert two arguments that BNSF violated the ADA by failing to
accommodate them. Plaintiffs limit their failure to accommodate claim to BNSF’s shop
positions. First, plaintiffs assert that BNSF failed to accommodate them because it never placed
them in shop positions at BNSF. Second, plaintiffs contend that BNSF failed to engage in the
46
interactive process with them trying to find a suitable accommodation for shop positions at
BNSF.10
1. Failure to reassign to a vacant position
At the outset, the court notes that the parties disagree whether the Tenth Circuit’s
decision in Smith v. Midland Brake, Inc.,11 is good law and should apply in this case. Plaintiffs
rely on Midland Brake for the proposition that BNSF violated the ADA by failing to assign them
to vacant positions and requiring, instead, that they compete for vacant jobs. Specifically,
plaintiffs rely on the following passage from Midland Brake:
[A]n employer discriminates against a qualified individual with a
disability if the employer fails to offer a reasonable
accommodation. If no reasonable accommodation can keep the
employee in his or her existing job, then the reasonable
accommodation may require reassignment to a vacant position so
long as the employee is qualified for the job and it does not impose
an undue burden on the employer. Anything more, such as
requiring the reassigned employee to be the best qualified
employee for the vacant job, is judicial gloss unwarranted by the
statutory language or its legislative history.
Midland Brake, 180 F.3d at 1169.
Midland Brake establishes that a plaintiff bringing an ADA Failure to Accommodate
claim must demonstrate the ability to make a prima facie case consisting of the following:
(1) The employee is a disabled person within the meaning of the
ADA and has made any resulting limitations from his or her
disability known to the employer; (2) The preferred option of
accommodation within the employee’s existing job cannot
reasonably be accomplished; (3) The employee requested the
employer reasonably to accommodate his or her disability by
10
In Mr. Lincoln’s brief, he apparently contends BNSF failed to accommodate him after his request for
accommodation by failing to assign him to vacant shop and clerk positions. See Doc. 70 at 36. But Mr. Lincoln
only applied for shop positions after his request for accommodation (Carman, Pipefitter, Boilermaker, and
Mechanical Shop Laborer). See id. at 37. And this portion of Mr. Lincoln’s Opposition focuses on these shop
positions. See id. at 36–43. Mr. Mosbrucker claims BNSF failed to accommodate him for the Boilermaker and
Mechanical Shop laborer positions. See Doc. 71 at 34–35.
11
180 F.3d 1154 (10th Cir. 1999).
47
reassignment to a vacant position, which the employee may
identify at the outset or which the employee may request the
employer identify through an interactive process, in which the
employee in good faith was willing to, or did, cooperate; (4) The
employee was qualified, with or without reasonable
accommodation, to perform one or more appropriate vacant jobs
within the company that the employee must, at the time of the
summary judgment proceeding, specifically identify and show
were available within the company at or about the time the request
for reassignment was made; and (5) The employee suffered injury
because the employer did not offer to reassign the employee to any
appropriate vacant position.
Id. at 1179.
BNSF responds, contending that Midland Brake is not good law in light of the Supreme
Court’s decision in U.S. Airways, Inc. v. Barnett, 535 U.S. 391 (2002). In Barnett, the Supreme
Court held that an employer’s showing that a requested accommodation by assignment conflicts
with seniority rules usually suffices to show that accommodation is not reasonable. Barnett, 535
U.S. at 406. The court concludes it need not decide this issue here because, even if it applies
Midland Brake to the summary judgment facts presented here, defendant is entitled to summary
judgment. This is so because neither plaintiff has established a prima facie case under Midland
Brake.
The fourth element of the prima facie case requires plaintiffs to establish that they were
qualified, with or without reasonable accommodation, to perform one or more appropriate vacant
jobs within the company and that the employee, at summary judgment, must specifically identify
which vacant jobs were available within the company at or about the time the request for
reassignment was made. Midland Brake, 180 F.3d at 1179. Plaintiffs try to hit this mark,
asserting BNSF failed to accommodate them when it did not hire them for certain shop positions.
Specifically, Mr. Lincoln claims that BNSF failed to accommodate him when it refused to place
him in the Carman, Pipefitter, Mechanical Shop Laborer, and Boilermaker positions he sought.
48
Mr. Mosbrucker claims that BNSF failed to accommodate him by failing to place him in the
Boilermaker and Mechanical Shop Laborer positions he sought. As set out more fully above, no
reasonable jury could find that plaintiffs were qualified to perform the essential functions of the
shop positions because, it is uncontested, plaintiffs were restricted from working outdoors.
2. Failure to engage in the interactive process
Plaintiffs also assert that BNSF failed to engage in the interactive process with them, and
that this failure, in and of itself, violates the ADA. The interactive process is an “essential
component of the process by which a reasonable accommodation can be determined.” Midland
Brake, 180 F.3d at 1172. “The federal regulations implementing the ADA envision an
interactive process that requires participation by both parties.” Id. at 1171. Generally, the
interactive process begins with an employee providing notice to the employer of “the employees’
disability and any resulting limitations, and expressing a desire for reassignment if no reasonable
accommodation is possible in the employee’s existing job.” Id. at 1171–72. Once the employee
triggers the interactive process by giving notice to the employer, “both parties have an obligation
to proceed in a reasonably interactive manner to determine whether the employee would be
qualified, with or without reasonable accommodations, for another job within the company.” Id.
Plaintiffs contend that they triggered the interactive process by sending letters to BNSF’s
Mr. Martin requesting accommodations, and that BNSF failed to engage with them. Plaintiffs
assert that BNSF failed to consider whether, for the shop positions, “to the extent some minimal
outside tasks were required, those duties could be shared with other employees.” Doc. 70 at 42;
see also Doc. 71 at 37–38. And plaintiffs contend BNSF never discussed with them whether
they could work within the “heat-controlled confines” of Building 12. Doc. 70 at 42; see also
Doc. 71 at 37.
49
As already discussed, BNSF has produced evidence that the ability to work outside was
an essential function of the shop positions. The Tenth Circuit has held that it is not reasonable
“to require an employer . . . to require a redefinition of the essential requirements of a vacant job
so as to bring it within the qualification of a disabled employee.” Midland Brake, 180 F.3d at
1178. Although some job restructuring may be reasonable, substantial modifications of essential
job requirements are not. Id. Requiring other employees to share plaintiffs’ job responsibilities
in the shop positions, or limiting plaintiffs’ work to the climate controlled confines of Building
12, are substantial modifications of essential job requirements—that the employee is able to
work outdoors in all weather conditions. The governing law does not view plaintiffs’ proposed
accommodations as reasonable ones.
Also, the undisputed facts establish that BNSF engaged in the interactive process with
plaintiffs for over two-and-one-half years before plaintiffs sent their letters requesting
accommodation. Then, BNSF sent plaintiffs forms requiring signatures from their health-care
professionals so that the interactive process could continue. Neither plaintiff returned this form
with his physician’s signature. When the employee fails to provide medical information
necessary to the interactive process, the Tenth Circuit has held that the employee is precluded
from claiming that the employer violated the ADA by failing to provide reasonable
accommodation. Templeton v. Neodata Servs., Inc., 162 F.3d 617, 619 (10th Cir. 1998).
No reasonable jury could find that plaintiffs were qualified to perform the essential
functions of the shop positions or that BNSF failed to engage in the interactive process. BNSF is
thus entitled to summary judgment as a matter of law on plaintiffs’ failure to accommodate
claims.
50
D. ADA Retaliation
Plaintiffs’ last ADA theory relies on retaliation discrimination. Both plaintiffs theorize
that BNSF kept plaintiffs out of positions for which they were qualified to retaliate against them
for having asserted their rights and requesting accommodations under the ADA.
The court also analyzes this retaliation claim under the McDonnell Douglas burdenshifting framework. Proctor v. United Parcel Service, 502 F.3d 1200, 1208 (10th Cir. 2007). In
the retaliation setting, this approach uses a three-step analysis. First, plaintiff must establish a
prima facie case of retaliation. Id. If plaintiffs establish a prima facie case, the burden then
shifts to the defendant, who must provide a legitimate, nondiscriminatory reason for its adverse
employment decision. Id. If the employer articulates such a reason, it then becomes plaintiffs’
burden to show that the defendant’s proffered reason for the challenged action is pretextual. Id.
For a retaliation claim under the ADA, a prima facie case consists of a showing that: (1) the
plaintiff engaged in a protected activity; (2) defendant took an action that a reasonable employee
would have found materially adverse; and (3) a causal connection exists between the protected
activity and the adverse action. Id.
On the summary judgment facts, plaintiffs establish the first two elements of the prima
facie case. Both plaintiffs have adduced evidence that they engaged in protected activity when
they requested an accommodation on October 1, 2012.12 Both plaintiffs contend that they
suffered materially adverse employment actions when BNSF subsequently failed to hire them for
shop positons. Mr. Lincoln claims he suffered an adverse employment action when BNSF
refused to hire him for the positions he applied for on November 1, 2012 (Carman, Pipefitter,
and Mechanical Shop Laborer). Mr. Mosbrucker claims he suffered an adverse employment
12
Defendant contests whether plaintiffs’ requests were sufficient to qualify as protected activity, but for the purpose
of summary judgment, the court will assume plaintiffs’ letters constituted protected activity.
51
action when BNSF refused to hire him for the positions he applied for in 2013 and 2014 (the
only position for which he has exhausted his administrative remedies under the ADA for this
time period is Mechanical Shop Laborer). The question for the court, then, is whether a
reasonable jury could conclude a causal nexus exists between plaintiffs’ requests for
accommodation and BNSF’s decision not to hire them.
To establish a causal connection between plaintiffs’ letters and BNSF’s failure to hire
them, plaintiffs must produce “evidence of circumstances that justify an inference of retaliatory
motive, such as protected conduct closely followed by adverse action.” Proctor, 502 F.3d at
1208. Plaintiffs assert that a reasonable jury could infer such a causal connection between their
requests and BNSF’s failure to hire them for the same reasons articulated for pretext in their
ADA discrimination claim: (1) plaintiffs initially were removed from service because of their
medical conditions, (2) BNSF failed to engage them in the interactive process despite their
requests to do, (3) each sustained at least one adverse employment action as a result. See Doc.
70 at 46–47, 49; see also Doc. 71 at 41–42, 44.
Mr. Lincoln contends that BNSF rejected him after the union appointed him to the Safety
Assistant position. See Doc. 70 at 46–47; Doc. 71 at 42. Mr. Lincoln also contends that a causal
nexus inference is proper because Ms. Artzer testified that he seemed “entitled” to a job at BNSF
in his job interview for the Boilermaker position. Doc. 70 at 49. Mr. Mosbrucker fashions a
similar theory. He claims a causal nexus inference is proper because Ms. Artzer refused to hire
him for the Boilermaker position, and admitted that his interview questions about the chemical
spill accident played a role in his not passing the interview. But the problem with this theory is
Ms. Artzer did not testify in her deposition—as he asserts in his Opposition—that Mr.
Mosbrucker’s interview question about the spill played a role in his not passing the interview.
52
Instead, Ms. Artzer testified that she asks every interview candidate whether they “have [ ] ever
been involved in work place accident.” Doc. 73-5 at 7. She also testified that she does not
remember what [Mr. Mosbrucker’s] answers were. See id.
Plaintiffs have adduced no evidence from which a reasonable jury could conclude that a
causal nexus exists between their request for accommodation and BNSF’s decision not to hire
them. The first evidence plaintiffs rely on is that they initially were removed from service
because of medical conditions that, they admit, kept them from working. See Doc. 70 at 46–47,
49; see also Doc. 71 at 41–42, 44. It is unclear how this reasonably could support an inference
of a causal connection between their subsequent request for accommodation and BNSF’s refusal
to hire them. Neither plaintiff explains. This argument is unpersuasive. Second, the undisputed
facts do not demonstrate that BNSF failed to engage in the interactive process with plaintiffs.
Indeed, plaintiffs interacted for two-and-one-half years with BNSF’s MEH department. Third,
Mr. Lincoln’s not receiving the Safety Assistant position is not one of the claims for which he
has exhausted his administrative remedies under the ADA. And, even if it was, Mr. Lincoln was
not qualified because one of the essential functions of the position is the ability to work outside.
See part III.B.1.b.i.1. Finally, the fact that BNSF took similar actions with respect to both
plaintiffs who suffered similar medical conditions does not establish a causal nexus between
plaintiffs’ requests for accommodation and BNSF’s decision not to hire them. As discussed
above, both plaintiffs were similarly unqualified to perform the essential functions of the
positions for which they applied.
No reasonable jury could find that a causal nexus exists between BNSF’s request for
accommodation and BNSF’s failure to hire them for the shop positions. BNSF is thus entitled to
judgment as a matter of law on plaintiffs’ ADA retaliation claims.
53
And, even if plaintiffs could establish a prima facie case, BNSF is still entitled to
summary judgment. If plaintiffs could establish a prima facie case, the burden merely would
shift to defendant to provide a legitimate, nondiscriminatory reason for its adverse employment
decision. Proctor, 502 F.3d at 1208. BNSF asserts it did not hire plaintiffs for the positions they
sought because they were not qualified due to their restrictions from working outdoors. The
burden thus shifts back to plaintiffs to show that defendant’s proffered reason for the challenged
action is pretextual. Both plaintiffs rely on the same evidence to establish pretext under their
retaliation claims as for their discrimination claims. This evidence is equally insufficient to
permit a reasonable jury to conclude that BNSF’s stated reason for refusing to hire plaintiffs for
the positions they sought was pretextual. See discussion in B.1.b.ii. and B. 2.b.iii. BNSF is thus
entitled to summary judgment on plaintiffs’ ADA Retaliation claims for a second, independent
reason.
E. Plaintiffs’ FRSA Claims
This leaves plaintiffs’ claims under the Federal Railroad Safety Act. Mr. Lincoln asserts
BNSF violated the FRSA when it declined to hire him for the Safety Assistant position. Mr.
Mosbrucker asserts BNSF violated the FRSA when it declined to hire him for the Mechanical
Shop Laborer position.
The FRSA prohibits railroad operators from discharging, demoting, suspending,
reprimanding, or discriminating in any other way against an employee who engaged in certain
protected activity. 49 U.S.C. § 20109(a). Protected activity under the act includes: (1) lawfully
and in good faith reporting a violation of federal law, rule, or regulation pertaining to railroad
safety or security, (2) reporting hazardous safety conditions, and (3) seeking medical treatment
for an on-duty injury. See 49 U.S.C. § 20109(a)–(b)(1)(A), and (c)(1)–(2).
54
Both plaintiffs assert that BNSF refused to hire them for the jobs they applied for because
they sent it demand letters in 2010. Plaintiffs believe that their demand letters informed BNSF
that it negligently had handled the 2007 chemical spill and, as a result, violated their rights under
the Federal Employees Liability Act (“FELA”). According to plaintiffs, the demand letters thus
qualified as protected activity under the FRSA.
1. Prima Facie FRSA Case
“To establish a violation under [the] FRSA, a complainant must show that the protected
activity was a ‘contributing factor’ in the adverse employment action.” BNSF R.R. Co. v. U.S.
Dep’t of Labor, 816 F.3d 628, 638 (10th Cir. 2016) (citing § 20109(b)(2)(B)(i)). The FRSA
“incorporates by reference the rules and procedures applicable to [the] Wendell H. Ford Aviation
Investment and Reform Act for the 21st Century (“AIR-21”) whistle blower cases,” which
includes a burden shifting test. Araujo v. New Jersey Transit Rail Operations, Inc., 708 F.3d
152, 157 (3d Cir. 2013). Under AIR-21’s burden shifting test, a FRSA plaintiff must establish
by a preponderance of the evidence that: (1) plaintiff engaged in protected activity; (2) the
employer knew that plaintiff engaged in the protected activity; (3) plaintiff suffered an adverse
action; and (4) the protected activity was a contributing factor to the adverse action. Id.
For the first element, plaintiffs assert they engaged in protected activity when they sent
demand letters to BNSF’s representative in 2012. The demand letters describe the chemical
spill, plaintiffs’ injuries, the extensive damages they suffered, and the damages their doctors
anticipate in the future. See Doc. 73-30, Doc. 74-23. Plaintiffs contend these letters qualify as
ones reporting hazardous safety conditions and/or seeking medical treatment for an on-duty
injury, protected under § 20109. BNSF responds, arguing that § 20109 does not include sending
a demand letter in its list of protected activities.
55
In Kuduk v. BNSF Railway Company,13 the Eighth Circuit implied that a FRSA plaintiff
must specifically identify the federal law, rule or regulation related to railroad safety to present a
predicate for protected activity under § 20109. See Kuduk, 768 F.3d at 789 n.3 (“Neither of the
incidents [plaintiff] identifies constituted protected activities under § 20109(a)(1) as [plaintiff]
has not identified any Federal law, rule, or regulation related to railroad safety or security that he
reasonably believed to be implicated by his complaints.” (citation and internal quotation marks
omitted)). Here, the court need not decide whether the demand letter qualifies as protected
activity because plaintiffs have not established other elements of their prima facie case.
Part (2) of the prima facie case requires plaintiffs to show that the employer knew the
plaintiffs engaged in the protected activity. Again, the parties disagree. BNSF contends neither
plaintiff has adduced any evidence that the relevant decision makers for the positions Mr.
Lincoln and Mr. Mosbrucker applied for knew about their demand letters. Plaintiffs, on the other
hand, contend that the controlling law does not require them to show the decision makers had
knowledge of the protected activity so long as they can make a showing that the “protected
conduct is ‘inextricably intertwined’ with the protected activity.” Doc. 70 at 58. Plaintiffs cite
BNSF Railway Company v. U.S. Department of Labor, 816 F.3d 628, 638 (10th Cir. 2016) as
support for this position. But the passage of BNSF Railway cited by plaintiffs discusses the
“contributing factor” element, not the “employer knowledge” element. Their argument on this
issue is unpersuasive. Plaintiffs also contend that they can show the relevant decision makers
knew about their protected activity because their medical condition—and restriction from
outdoor work—was identified as a reason for why plaintiffs did not get the jobs they wanted.
Plaintiffs do not produce any other evidence on this element.
13
768 F.3d 786 (8th Cir. 2014)
56
The parties do not dispute the third element, that plaintiffs suffered an adverse
employment action when BNSF refused to hire them for the positions they sought.
The last element—whether a reasonable jury could find that the plaintiffs established by a
preponderance of the evidence that their demand letters were a contributing factor to BNSF’s
decision not to hire them for the Safety Assistant (Mr. Lincoln) and Mechanical Shop Laborer
(Mr. Mosbrucker) positions—presents a difficult question. “The contributing factor standard has
been understood to mean ‘any factor which, alone or in conjunction with other factor, tends to
affect in any way the outcome of the decision.’” Jones v. BNSF Ry. Co., No. 14-2616-JARKGG, 2016 WL 183514, at *7 (D. Kan. Jan. 14, 2016) (quoting Araujo v. New Jersey Transit
Rail Operations, Inc., 708 F.3d 152, 158 (3d Cir. 2013)). Under the contributing factor standard,
the employee need not “conclusively demonstrate the employer’s retaliatory motive,” Jones,
2016 WL 183514, at *7 (citing Kuduk, 768 F.3d at 791). Instead, the employee must prove only
that the “‘discriminatory animus’ . . . contributed in some way to the decision.” Id.
To establish a retaliatory motive, an employee may rely on circumstantial evidence. This
includes proof like “temporal proximity, indications of pretext, inconsistent application of an
employer’s policies, shifting explanations by the employer, or a change in the employer’s
attitude towards” the employee after the employee engages in protected activity. Jones, 2016
WL 183514, at *7 (quoting Loos v. BNSF Ry. Co., No. 13-cv-3373, 2015 WL 3970169, at *5 (D.
Minn. June 30, 2015)). But temporal proximity, without more, will not present a genuine issue
of fact on this element. Jones, 2016 WL 183514, at *7 (citing Kuduk, 768 F.3d at 792).
Plaintiffs here do not rely on temporal proximity, shifting explanations, inconsistent
application of policies, or BNSF’s shifting explanations or attitudes. Instead, they assert Dr.
Clark’s email to Mr. Blasdel after Dr. Clark decided to remove them from service indicates
57
pretext. But, nothing in the email evidences that Dr. Clark harbored a discriminatory animus
toward either plaintiff.14 Instead, Dr. Clark’s email informs Mr. Blasdel about the information
asserted in Mr. Woodfill’s demand letter sent on Mr. Lincoln’s behalf. Dr. Clark wrote:
As per our conversation today, based on the information in [Mr.
Woodfill’s] letter, I don’t see any other avenue than to ask the
employee for updated medical information to either support or
deny [Mr. Woodfill’s] claims regarding current functionality.
...
As [Mr. Woodfill’s] letter post dates the most current medical
information, [Mr. Lincoln] will need to provide updated medical
information to clarify the newly raised safety issues—despite [Mr.
Lincoln’s] verbal claims that he can do his job.
...
I have reviewed [Mr. Lincoln’s] medical file. He completed an
OSHA Respiratory Questionnaire in early 2009, and he was
cleared to wear a respirator. I will obtain[ ] a copy of the
questionnaire and review it. If [Mr. Lincoln] had mentioned
RADS, shortness of breath, etc, he would not have been cleared.
More later.
Doc. 73-15. Plaintiffs also refer to another email from Dr. Clark to several other BNSF
employees. Plaintiffs rely on Dr. Clark’s statement that they had “demanded a considerable sum
of money” and BNSF was accusing them of using their physical ailments “in order to garner
money from BNSF Claims.” Doc. 73-16 at 1. But, it is undisputed that Dr. Clark made no
hiring decisions at issue here. And merely referencing the contents of plaintiffs’ demand letter in
an email explaining BNSF’s decision to remove plaintiffs from service because of their medical
condition does not create a triable factual issue whether the demand letter was a contributing
factor for BNSF’s employment decisions.
14
Dr. Clark refers only to Mr. Lincoln in her email. But plaintiffs claim the email is evidence that their demand
letter was a contributing factor to the adverse employment actions suffered by both plaintiffs because they were
treated the “exact same way.” Doc. 71 at 50.
58
In sum, plaintiffs have adduced no evidence from which a reasonable jury could conclude
that their demand letters were a contributing factor to defendant’s decisions not to hire them.
Plaintiffs try their best to create such an issue from rhetoric, i.e., “BNSF removed [them] from
service [as soon as they sent their demand letters] and blacklisted [them] from that point forward,
refusing to hire [them] for numerous jobs despite [their] qualifications for the same.” Doc. 71 at
51; see also Doc. 70 at 56. But, the Tenth Circuit has held that the summary judgment standard
does not permit a party to replace evidence with rhetoric. “[A] plaintiff’s allegations alone will
not defeat summary judgment.” Morgan, 108 F.3d at 1324. As in Morgan, plaintiffs here have
adduced no “implausibilities, inconsistencies, incoherencies, or contradictions,” in BNSF’s cause
of conduct.
Mr. Lincoln also asserts that Ms. Artzer admitted that part of the reason he was not hired
for the Boilermaker job was because he did not “articulate how [he] could have prevented the
[chemical spill].” Doc. 70 at 57. But this characterization of Ms. Artzer’s testimony is fanciful.
She did not testify in her deposition that the spill played a role in their not passing the interview.
Instead, Ms. Artzer testified that she asks every interview candidate whether they “have [ ] ever
been involved in work place accident.” Doc. 73-5 at 7. She also testified that she does not
remember how plaintiffs answered. See id. Without more, plaintiffs have not produced evidence
from which a reasonable jury could conclude their demand letters were a contributing factor to
BNSF’s decision not to hire them. BNSF is thus entitled to summary judgment on this issue.
2. Clear and Convincing Evidence
Even if either plaintiff could establish a prima facie case under FRSA, BNSF is entitled
to summary judgment for an independent reason. BNSF has shown that it would have refused to
hire plaintiffs even if they had sent no demand letters. If plaintiffs establish a prima facie case,
59
the burden shifts to BNSF to show “by clear and convincing evidence, that the employer would
have taken the same unfavorable personnel action in the absence of that behavior.” Araujo, 708
F.3d at 159 (quoting 49 U.S.C. § 42121(b)(2)(B)(ii)). BNSF has established that even if
plaintiffs’ demand letters had given rise to a retaliatory animus, it would not have hired either
plaintiff for an independent reason. Specifically, the undisputed facts show by clear and
convincing evidence that it would not have hired Mr. Lincoln or Mr. Mosbrucker because the
positions they sought required the worker to be able to work outside and, it is uncontested, both
plaintiffs were restricted to indoor employment.
a. Mr. Lincoln’s Claim
Starting with Mr. Lincoln’s claim, the court already has determined that he exhausted his
FRSA administrative remedies for just one position—his application to become a MOW Safety
Assistant. See part III.A.2.a., supra. To qualify as fit for duty in this job, it is undisputed that
BNSF requires candidates to possess the ability to work outdoors in all conditions. It is equally
uncontroverted that BNSF’s Manpower, Engineering, and Labor Relations department informed
Gary Marquart—the Union General Chairman—that BNSF could not hire Mr. Lincoln because
his job restrictions prohibited him from working outside. Also, undisputed is the fact that Mr.
Lincoln’s work restrictions never changed after March 2011. Mr. Lincoln’s doctor said he could
not work outside. See Doc. 59-17.
Unable to dispute the scope of his own medical restrictions, Mr. Lincoln, instead, attacks
the premise that the ability to work outdoors properly is a requirement for the Safety Assistant’s
job. This attack consists of a Declaration provided by Mr. Lincoln’s brother. His declaration
asserts that he is employed by BNSF as a Safety Assistant and he is “rarely outside” when he
works in that job. Doc. 70 at 18.
60
Mr. Lincoln’s Opposition never addresses whether an ADA-like rubric exists to
determine the essential functions of jobs at issue under a FRSA claim. The court has searched
for cases addressing this question but found no authority on the subject. Given the absence of
guidance, the court concludes that the Tenth Circuit likely would use an analysis similar to the
one it uses in ADA cases. See part III.B.1.b i, supra. This conclusion means that the functions
identified in BNSF’s job description deserve considerable deference. See Mason, 357 F.3d at
1119 (standard “not intended to second guess the employer”); see also Picture People, Inc., 684
F.3d at 997 (“employer’s judgment is not conclusive evidence”).
Using this analytical approach, the court concludes that no reasonable jury could find that
Mr. Lincoln has established a triable issue whether a Safety Assistant must have the capacity to
work outdoors. Accepting his declarant’s testimony as true, the fact that one Safety Assistant
“rarely” works outdoors is not the kind of showing that can create a factual issue for trial. Doc.
73-22 at 1. Indeed, even Mr. Lincoln’s brother’s testimony necessarily concedes that his Safety
Assistant duties sometimes require him to work outdoors. And even if plaintiff had adduced
evidence that one Safety Assistant’s duties never required him to work outdoors—and he
hasn’t—such testimony does not mean that BNSF’s Safety Assistants do not work outdoors.
As the Circuit’s ADA cases recognize, more is required to create a triable issue whether
the employer “ha[s] lost the evidentiary tug-of-war.” Hawkins, 778 F.3d at 888; see also id.
(describing the holding in Wells where the Circuit “deemed the plaintiff’s single, self-serving
affidavit woefully insufficient to overcome the employer’s ‘overwhelming evidence’—including
a written job description and affidavits from three company supervisors” about essential
functions of the disputed position).
61
In sum, the undisputed facts establish that Mr. Lincoln did not satisfy BNSF’s
requirements for applicants who aspired to work as a Safety Assistant. No reasonable jury could
find a retaliatory motive contributed to BNSF’s decision that: (a) Safety Assistants must have
the ability to work outdoors; or (b) Mr. Lincoln lacked that ability. BNSF thus has established
by clear and convincing evidence that it would have decided not to hire Mr. Lincoln for an
independent reason and no reasonable jury could reach a different conclusion. This conclusion
provides a second, independent reason warranting summary judgment.
b. Mr. Mosbrucker’s Claim
Turning to Mr. Mosbrucker’s FRSA claim, the only position that survived the
administrative exhaustion analysis is his application for the Mechanical Shop Laborer position.
See part III.A.2.b. The summary judgment analysis for this application substantially traces the
analysis that governs Mr. Lincoln’s similar claim.
Assuming, without concluding, that Mr. Mosbrucker could make a prima facie case, the
undisputed facts establish that he lacks the ability to meet an essential requirement of eligibility
for that job. BNSF requires its Mechanical Shop Laborers to possess the ability to work
outdoors. Since 2010, Mr. Mosbrucker’s unchanged work restrictions have prohibited him from
working outdoors.
In sum, the undisputed facts establish that Mr. Mosbrucker did not satisfy BNSF’s
requirements for applicants who aspired to work as a Mechanical Shop Laborers. No reasonable
jury could find a retaliatory motive contributed to BNSF’s decision that: (a) Mechanical Shop
Laborers must have the ability to work outdoors; or (b) Mr. Mosbrucker lacked that ability.
BNSF thus has established by clear and convincing evidence that it would have decided not to
62
hire Mr. Lincoln for an independent reason and no reasonable jury could reach a different
conclusion. This conclusion warrants summary judgment on Mr. Mosbrucker’s FRSA claim.
3. Conclusion
The court closes its FRSA analysis with an observation about the FRSA and summary
judgment. In arriving at its decision to grant summary judgment against plaintiffs’ claims under
this act, the court is fully mindful that the purpose of the FRSA is to “promote safety in every
area of railroad operations.” Araujo, 708 F.3d at 156. Thus, the FRSA burden shifting scheme is
“much more protective of plaintiff-employees than the McDonnell Douglas framework,”
requiring only that plaintiffs show their protected activity was a “contributing factor” to the
employer’s action. Id. at 158.
Despite that difference, federal courts have interpreted the statute as one permitting an
employer to avoid the perplexing retaliatory motive issue. That is, federal courts have found
evidence reveals that a reasonable jury could only conclude that the employer has made a clear
and convincing showing warranting summary judgment under the independent reason analysis
applied here. See Kuduk v. BNSF Ry. Co., 768 F.3d 786, 792–93 (8th Cir. 2014) (affirming
district court that defendant was not liable for wrongful retaliation because it demonstrated by
“clear and convincing evidence that it would have discharged [plaintiff] even if he had not
engaged in protected activity”); Jones v. BNSF Ry. Co., No. 14-2616-JAR-KGG, 2016 WL
183514, at *8 (D. Kan. Jan. 14, 2016) (granting summary judgment where evidence was clear
and convincing that even if defendant was motivated in part by plaintiff’s protected activity,
defendant would not have hired plaintiff for the position he sought because he was competing
against more qualified candidates).
63
Here, the uncontroverted facts remain that Mr. Lincoln was restricted from working
outdoors when he applied for the Safety Assistant position, and Mr. Mosbrucker was restricted
from working outdoors when he applied for the Mechanical Shop Laborer position. BNSF has
shown by undisputed evidence that it would have refused to hire plaintiffs for those positions for
reasons unrelated to any retaliatory motive created by their demand letters. No reasonable jury
could come to any other conclusion.
F. Punitive Damages
Because the court grants BNSF’s Motion for summary judgment on plaintiffs’ ADA and
FRSA claims, plaintiffs’ claim for punitive damages is moot.
IT IS THEREFORE ORDERED BY THE COURT THAT BNSF’s Motion for
Summary Judgment against Mr. Lincoln (Doc. 58) is granted.
IT IS FURTHER ORDERED BY THE COURT THAT BNSF’s Motion for Summary
Judgment against Mr. Mosbrucker (Doc. 60) is granted.
IT IS SO ORDERED.
Dated this 24th day of April, 2017, at Topeka, Kansas.
s/ Daniel D. Crabtree
Daniel D. Crabtree
United States District Judge
64
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