Sperry (ID 47031) v. Wildermuth et al
Filing
63
MEMORANDUM AND ORDER ENTERED: Defendants' Motion to Dismiss, or in the alternative, for Summary Judgment (ECF No. 52 ) is granted. This matter is dismissed for failure to state a claim upon which relief can be granted. Signed by U.S. Senior District Judge Sam A. Crow on 12/30/20. Mailed to pro se party Jeffrey J. Sperry by regular mail. (smnd)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF KANSAS
JEFFREY J. SPERRY,
Plaintiff,
v.
CASE NO. 16-3222-SAC
LINDSEY WILDERMUTH, et al.,
Defendants.
MEMORANDUM AND ORDER
This matter is before the Court on a Motion to Dismiss or, in the alternative, Motion for
Summary Judgment (ECF No. 52) filed by Defendants. Defendants’ motion is granted for the
reasons stated herein.
Background
Mr. Sperry describes the nature of his case as follows: “In September 2015, prison officials
started targeting plaintiff for mistreatment and retaliation. The KDOC has a system established
where every member in the administration conspires with every other member to violate the
constitutional and civil rights of plaintiff and every other inmate.” ECF No. 25 at 4. He then goes
on to bring ten (10) counts.1 To summarize, Plaintiff claims: (1) he was illegally placed in
administrative segregation for 17 months; (2) he was held for just over two months in a cell infested
with roaches; (3) he has been systematically prevented from getting an 8-hour period of continuous
sleep since January 25, 2016; (4) Defendants have illegally seized two of Plaintiff’s books, three
1
Plaintiff originally brought fourteen (14) counts, but Counts IV, IX, XIII, and XIV were severed as improperly
joined, leaving Counts I, II, III, V, VI, VII, VIII, X, XI, and XII in this action.
1
periodicals, and one photograph; (5) he was denied access to the law library while he was held in
administrative segregation; (6) and (7) some of Plaintiff’s personal property, including some of his
legal materials, was illegally seized; (8) none of the 25+ disciplinary hearings he has received have
been fair, unbiased, or properly documented; (9) the prison grievance system is meaningless and
manipulated by Defendants to automatically deny all relief and to create obstacles between
prisoners and judicial review; and (10) he was denied all of his rights while housed in
administrative segregation.
On September 1, 2020, Defendants filed a Motion to Dismiss, or in the alternative, for
Summary Judgment (ECF No. 52) and accompanying Memorandum in Support (ECF No. 53),
along with the required Notice to Pro Se Litigant Who Opposes a Motion for Summary Judgment
(ECF No. 54), which explains Plaintiff's burden under Federal Rule of Civil Procedure 56 and
Local Rule 56.1.
Under D. Kan. Rule 6.1(d), Plaintiff had twenty-one days to respond to the motion.
Plaintiff has filed three motions requesting extensions of time to respond, which were all granted.
In granting Plaintiff’s third, and final, request for an extension, the Court set a deadline of
December 16, 2020 for Plaintiff to file a response to Defendants’ motion. See ECF No. 62.
Plaintiff has failed to file a response by the deadline.
Standard of Review
The Court must construe pro se filings liberally. See Garrett v. Selby Connor Maddux &
Janer, 425 F.3d 836, 840 (10th Cir. 2005) (citing Hall v. Bellmon, 935 F.2d 1106, 1110 (10th Cir.
1991)). The Court does not, however, “take on the responsibility of serving as the litigant’s
attorney in constructing arguments and searching the record.” Id. Moreover, “pro se parties [must]
follow the same rules of procedure that govern other litigants.” Id.
2
Rule 12(b)(6)
A court may dismiss a complaint for failure to state a claim upon which relief can be
granted. Fed. R. Civ. P. 12(b)(6). In order to withstand a motion to dismiss for failure to state a
claim, a complaint must contain enough allegations of fact to state a claim to relief that is plausible
on its face. Robbins v. Oklahoma, 519 F.3d 1242, 1247 (10th Cir. 2008) (citing Bell Atl. Corp. v.
Twombly, 550 U.S. 544, 127 S. Ct. 1955, 1974 (2007)). All well-pleaded facts and the reasonable
inferences derived from those facts are viewed in the light most favorable to plaintiff. Archuleta
v. Wagner, 523 F.3d 1278, 1283 (10th Cir. 2008). Conclusory allegations, however, have no
bearing upon the court’s consideration. Shero v. City of Grove, Okla., 510 F.3d 1196, 1200 (10th
Cir. 2007).
Summary Judgment
Because the Court has considered the Martinez report (ECF No. 48) filed in this case in
evaluating Plaintiff’s claims, it decides the motion under the request for summary judgment
contained therein. See Casanova v. Ulibarri, 595 F.3d 1120, 1125 (10th Cir. 2010) (district court’s
dismissal under Rule 12(b)(6) of a prisoner’s complaint filed pro se characterized as “irregular”
where court had not limited its review to the complaint).
Summary judgment is appropriate if the pleadings and other materials before the Court
show no genuine issue as to any material fact and that the movant is entitled to judgment as a
matter of law. Fed. R. Civ. P. 56(c); accord Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247
(1986). A factual dispute is “material” only if it “might affect the outcome of the suit under the
governing law.” Liberty Lobby, 477 U.S. at 248.
On summary judgment, the initial burden is with the movant to point out the portions of
the record which show the movant is entitled to judgment as a matter of law. Thomas v. Wichita
3
Coca-Cola Bottling Co., 968 F.2d 1022, 1024 (10th Cir. 1992), cert. denied, 506 U.S. 1013 (1992).
Instead of disproving a claim or defense, the movant need only show “a lack of evidence” on an
essential element. Adler v. Wal-Mart Stores, Inc., 144 F.3d 664, 671 (10th Cir. 1998). If the
movant meets that burden, the non-movant must come forward with specific facts based on
admissible evidence from which a rational fact finder could find in the non-movant’s favor. Id.
The non-movant’s “burden to respond arises only if” the movant meets its initial burden of
production. Neal v. Lewis, 414 F.3d 1244, 1248 (10th Cir. 2005). The essential inquiry is “whether
the evidence presents a sufficient disagreement to require submission to the jury or whether the
evidence is so one-sided that one party must prevail as a matter of law.” Liberty Lobby, 477 U.S.
at 251-52.
The Court views all evidence and draws all reasonable inferences in the light most
favorable to the party opposing summary judgment. Pinkerton v. Colorado Dept. of Transp., 563
F.3d 1052, 1058 (10th Cir. 2009). However, Plaintiff’s pro se status does not exempt him from
complying with the essential federal rules of civil procedure, including Rule 56, Birbari v. United
States, 2012 WL 2087180 at *3 (10th Cir. Jun. 11, 2012), or a court’s local rules, Calia v. Werholtz,
426 F. Supp. 2d 1210, 1214 (D. Kan. 2006).
Local Rule 7.4(b) provides that a party or attorney who does not timely file a response to
a motion waives the right to later file a response and that the Court “will consider and decide the
motion as an uncontested motion. Ordinarily, the court will grant the motion without further
notice.” See Bigler v. U.S. Bank Tr., 2017 WL 2362087, at *1 (D. Kan. 2017). However, such a
ruling may not be consistent with Tenth Circuit law. See Ellison v. English, 2019 WL 3716448,
at *1 (D. Kan. 2019) (citing Issa v. Comp USA, 354 F.3d 1174, 1177-78 (10th Cir. 2003)) (“[T]he
Tenth Circuit has directed that a district court may not grant a motion to dismiss or a motion for
4
summary judgment based solely on the plaintiff's failure to respond.”) Therefore, the Court will
analyze Defendants’ motion on its merits despite Plaintiff's failure to abide by the local rules, but
in doing so, the Court deems Defendants’ facts undisputed to the extent they are supported by the
record. See Fed. R. Civ P. 56(e).
Analysis
Having considered the matter, the Court finds Defendants’ motion should be granted.
Count I – Administrative Segregation
Plaintiff alleges that his placement and confinement in administrative segregation violates
the Eighth Amendment to the United States Constitution. The Eighth Amendment prohibits the
infliction of “cruel and unusual” punishment. See U.S. Const. amend. VIII. The Supreme Court
has rejected arguments that segregation or solitary confinement are cruel and unusual punishment,
generally, finding that “the transfer of an inmate to less amenable and more restrictive quarters for
nonpunitive reasons is well within the terms of confinement ordinarily contemplated by a prison
sentence.” Hewitt v. Helms, 459 U.S. 460, 468 (1983). “To the extent that such conditions are
restrictive and even harsh,” but not cruel and unusual, “they are part of the penalty that criminal
offenders pay for their offenses against society.” Rhodes v. Chapman, 452 U.S. 337, 347 (1981).
“[A]dministrative segregation is the sort of confinement that inmates should reasonably anticipate
receiving at some point in their incarceration.” Hewitt, 459 U.S. at 468. See also Penrod v.
Zavaras, 94 F.3d 1399, 1407 (10th Cir. 1996).
However, specific conditions of a prison’s administrative segregation unit may violate the
Eighth Amendment. To be considered cruel and unusual, the conditions of confinement must: 1)
be grossly disproportionate to the severity of the crime warranting punishment, 2) involve the
wanton and unnecessary infliction of pain, or 3) deprive an inmate of the minimal civilized
5
measure of life's necessities. See Rhodes, 452 U.S. at 346–47. Under the Eighth Amendment,
prisons are required “to provide humane conditions of confinement by ensuring inmates receive
the basic necessities of adequate food, clothing, shelter, and medical care and by taking reasonable
measures to guarantee the inmates' safety.” Barney v. Pulsipher, 143 F.3d 1299, 1310 (10th Cir.
1998); see also Tafoya v. Salazar, 516 F.3d 912, 916 (10th Cir. 2008).
“An inmate making an Eighth Amendment claim for constitutionally inadequate
conditions of confinement must allege and prove an objective component and subjective
component associated with the deficiency” claimed. Shannon v. Graves, 257 F.3d 1164, 1168
(10th Cir. 2001). “The objective component requires conditions sufficiently serious so as to
‘deprive inmates of the minimal civilized measure of life's necessities.’” Id. (quoting Rhodes, 452
U.S. at 347). “Alternatively, a condition must be sufficiently serious so as [to] constitute a
substantial risk of serious harm.” Id. (citing Helling v. McKinney, 509 U.S. 25, 33–35 (1993)).
“The subjective component requires that a . . . prison official have a culpable state of mind, that
he or she acts or fails to act with deliberate indifference to inmate health and safety.” Id. (citing
Wilson v. Seiter, 501 U.S. 294, 297 (1991)). The subjective component is met if the prisoner shows
the defendants “knew he faced a substantial risk of harm and disregarded that risk ‘by failing to
take reasonable measures to abate it.’” Hunt v. Uphoff, 199 F.3d 1220, 1224 (10th Cir. 1999)
(quoting Farmer v. Brennan, 511 U.S. 825, 847 (1994)). “[T]he Eighth Amendment requires only
‘reasonable safety,’” so that “prison officials who ‘actually knew of a substantial risk to inmate
health or safety may be found free from liability if they responded reasonably to the risk, even if
the harm ultimately was not averted.’” Howard v. Waide, 534 F.3d 1227, 1239 (10th Cir. 2008)
(quoting Farmer, 511 U.S. at 844–45).
6
Courts “must accord substantial deference to the professional judgment of prison
administrators, who bear a significant responsibility for defining the legitimate goals of a
corrections system and for determining the most appropriate means to accomplish them.” Overton
v. Bazzetta, 539 U.S. 126, 132 (2003). Prison officials are entitled to “wide-ranging deference in
the adoption and execution of policies and practices that in their judgment are needed to preserve
internal order and discipline and to maintain institutional security.” Bell v. Wolfish, 441 U.S. 520,
547 (1979). However, “[o]nly when a prison administrator's actions are taken in bad faith and for
no legitimate purpose are they not insulated from our review.” Silverstein v. Fed. Bureau of
Prisons, 559 F. App'x 739, 754–55 (10th Cir. 2014) (citing see Whitley v. Albers, 475 U.S. 312,
322 (1986)).
Plaintiff alleges a list of conditions he endured in administrative segregation. Starting from
the position that “restrictive and even harsh” conditions are not unconstitutional, see Rhodes,
Plaintiff has the burden of alleging conditions sufficiently serious so as to deprive him of the
minimal civilized measure of life's necessities or subject him to a substantial risk of serious harm.
Plaintiff has not met this burden. The most serious allegations Plaintiff makes are that he was kept
in 24-hour lockdown with no human interaction, he was subjected to 24-hour lighting, he was
denied visitation privileges, and his time outdoors was limited to four 1-hour sessions per week.
While these conditions are certainly harsh and restrictive, they do not rise to the level of cruel and
unusual punishment so as to constitute an Eighth Amendment violation. See Ajaj v. United States,
293 F. App’x 575, 582–84 (10th Cir. 2008) (finding conditions such as “lockdown 23 hours per
day in extreme isolation,” “indefinite confinement,” and “limited ability to exercise outdoors” did
not, individually or in concert, amount to an 8th Amendment violation). Plaintiff has failed to
allege that he has been deprived of life’s basic necessities or that he has been subjected to a
7
substantial risk of serious harm. Therefore, Plaintiff’s Eighth Amendment claim in Count I is
subject to dismissal.
Plaintiff also alleges violation of his rights under the First Amendment. He claims he was
placed in segregation “in retaliation for his successful litigation against KDOC and its staff
members.” ECF No. 25 at 5. As with his other claims, he relies on sweeping statements, failing
to plead the specific facts necessary to state a plausible claim for retaliation in violation of his First
Amendment rights. Plaintiff does not “plead facts sufficient to establish ‘that [each] defendant’s
adverse action was substantially motivated as a response to [his] exercise of constitutionally
protected conduct.’” Guy v. Lampert, 748 F. App’x 178, 180 (10th Cir. 2018) (quoting Shero v.
City of Grove, 510 F.3d 1196, 1203 (10th Cir. 2007)).
Plaintiff lists the Fourteenth Amendment in the opening paragraph of Count I but gives no
indication what Fourteenth Amendment right was allegedly violated. However, whether he
believes his right to equal protection or his right to due process was violated, he fails to state a
claim.
“Equal protection is essentially a direction that all persons similarly situated should be
treated alike.” Grace United Methodist Church v. City of Cheyenne, 427 F.3d 775, 792 (10th Cir.
2005) (quotations omitted); Fogle v. Pierson, 435 F.3d 1252, 1260 (10th Cir. 2006). Since Plaintiff
does not explain how he believes his right to equal protection was violated, the Court will consider
two possibilities. If Plaintiff is claiming that he was treated differently than inmates in the general
population, to succeed he would have to demonstrate that he was “similarly situated” to those
general population inmates, and that the difference in treatment was not “reasonably related to
legitimate penological interests.” Fogle, 435 F.3d at 1261 (quoting Turner v. Safley, 482 U.S. 78,
8
89 (1987)). This claim must fail because Plaintiff is, by definition, was not similarly situated to
inmates in the general population because he was in administrative segregation.
If Plaintiff is claiming he was treated differently than other inmates in administrative
segregation, Plaintiff could meet the “similarly situated” requirement. However, he includes no
allegations of unequal treatment among such similarly situated inmates.
Plaintiff's equal protection claim fails because he does not allege facts establishing the
essential elements. See Rider v. Werholtz, 548 F. Supp. 2d 1188 (D. Kan. 2008) (citing Riddle v.
Mondragon, 83 F.3d 1197, 1207 (10th Cir. 1996)). He fails to allege any facts suggesting that he
was treated differently from other similarly situated inmates because he is a member of a suspect
classification, or that defendants' acts did not serve a legitimate penological purpose. See Fogle,
435 F.3d at 1261; Barney, 143 F.3d at 1312. Plaintiff has failed to state a claim for violation of
his equal protection rights.
If Plaintiff intended to claim a violation of his right to due process under the Fourteenth
Amendment, he needed to show (1) that he has a constitutionally protected liberty interest in
avoiding placement in administrative segregation, and (2) that the procedures used to place and
maintain him in administrative segregation did not satisfy constitutional requirements.
See
Wilkinson v. Austin, 545 U.S. 209, 224 (2005); Kentucky Dept. of Cor. v. Thompson, 490 U.S. 454,
460 (1989). Plaintiff does not specify what liberty interest he claims. However, in his amended
complaint, Plaintiff repeatedly refers to and quotes IMPPs on segregation and discusses the ways
Defendants failed to comply with those regulations. From this, the Court infers that Plaintiff
believes the IMPPs create a protected liberty interest. That is simply not the case. Denying an
individual certain process, however mandatory under state law, does not itself deny liberty.
Templeman v. Gunter, 16 F.3d 367, 371 (10th Cir. 1994). The regulatory provisions upon which
9
Plaintiff relies in this action are neither due nor required under the United States Constitution. See
Lloyd v. Suttle, 859 F. Supp. 1408, 1410 (D. Kan. 1994). Thus, to the extent Plaintiff complains
that state administrative requirements were not followed when he was placed in administrative
segregation, no constitutional due process is implicated. Id.
Nor does the Constitution provide Plaintiff with a liberty interest in remaining in the
general population of the prison. Wilkinson, 545 U.S. at 221; Hewitt, 459 U.S. at 468; Templeman,
16 F.3d at 369. However, prison conditions that “impose [ ] atypical and significant hardship on
the inmate in relation to the ordinary incidents of prison life” may create a liberty interest protected
by the Due Process Clause. Fogle, 435 F.3d at 1259 (quoting Sandin v. Conner, 515 U.S. 472,
484 (1995)). In determining whether prison conditions impose such an atypical and significant
hardship that a liberty interest exists, the Tenth Circuit has considered several factors, including
whether: “(1) the segregation relates to and furthers a legitimate penological interest, such as safety
or rehabilitation; (2) the conditions of placement are extreme; (3) the placement increases the
duration of confinement . . . ; and (4) the placement is indeterminate . . ..” Estate of DiMarco v.
Wyo. Dept. of Corr., 473 F.3d 1334, 1342 (10th Cir. 2007). Courts making this determination must
be mindful that prison officials “should be free from second-guessing or micromanagement from
the federal courts.” Id.
Plaintiff alleges his placement in administrative segregation was supported by largely
fabricated or inaccurate evidence and was in retaliation for pursuing legal claims on behalf of
himself and other prisoners. But, he does no more than make the allegation and offers no
substantiation. His claim of a vast conspiracy against him does not offer plausible support.
Plaintiff fails to state a claim for violation of his Fourteenth Amendment rights.
10
Plaintiff also claims his placement in administrative segregation violated state law,
constituted a conspiracy to violate his civil rights, and further constituted the torts of outrageous
conduct, mistreatment of a confined person, breach of fiduciary duty, and negligence.
Plaintiff’s conclusory claims of violations of Kansas law do not state a claim of federal
constitutional violation and are not a proper basis for a federal civil rights complaint. Thus,
Plaintiff's claims that Kansas statutes, regulations, or common law have been violated do not entitle
him to relief under § 1983.
“To properly allege a conspiracy under § 1983, a plaintiff must allege specific facts that
plausibly show (1) an agreement and concerted action between the defendants and (2) an actual
deprivation of constitutional rights.” Turnbough v. Wantland, 676 F. App'x 811, 814 (10th Cir.
2017), citing Shimomura v. Carlson, 811 F.3d 349, 359 (10th Cir. 2015). “Conclusory allegations
of conspiracy w[ill] not suffice.” Shimomura, 811 F.3d at 359. The plaintiff must show, either by
direct or circumstantial evidence, that there was “a single plan, the essential nature and general
scope of which [was] know[n] to each person who is to be held responsible for its consequences.”
Snell v. Tunnell, 920 F.2d 673, 702 (10th Cir. 1990) (citations omitted). Plaintiff has done no more
than make repeated broad, conclusory allegations of conspiracies. In this count and in every other
count of the complaint, he fails to state a plausible claim for conspiracy to violate his civil rights.
Plaintiff’s listing of the “tort of outrageous conduct” here and in every other count of the
complaint is confusing. Kansas has no tort of outrageous conduct. It may be Plaintiff is referring
to the tort of outrage, which is the same as the tort of intentional infliction of emotional distress
under Kansas law. Hallam v. Mercy Health Center of Manhattan, Inc., 97 P.3d 492, 494 (Kan.
2004). “A claim for the intentional infliction of emotional distress or the tort of outrage requires:
(1) the defendant act intentionally or in reckless disregard of the plaintiff; (2) the actions must be
11
‘extreme and outrageous’; (3) the plaintiff has to experience ‘extreme and severe’ mental distress;
and (4) the plaintiff’s mental distress has to be causally connected to the defendant’s actions.”
Estate of Randolph v. City of Wichita, 459 P.3d 802, 805 (Kan. App. 2020) (quoting Valadez v.
Emmis Communications, 229 P.3d 389, 391 (Kan. 2010)). Plaintiff does not refer to any of these
elements in the complaint. He fails to state a claim for intentional infliction of emotional distress.
Plaintiff’s listing of “mistreatment of a confined person” is similarly mystifying.
Mistreatment of a confined person is not a tort under Kansas law. Rather, it is a crime. See K.S.A.
21-5416. There is no indication that Kansas courts have found the criminal statute can be used as
the basis for a civil action. As a result, this claim is frivolous.
As for breach of fiduciary duty, Kansas courts have not recognized an action for breach of
fiduciary duty in the prison context, and courts in other states have found no fiduciary duty between
prison officials and prisoners. See Hernandez v. Cate, 2014 WL 6473769, *3 (C.D. Cal. Oct. 16,
2014) (no authority for proposition that as a general matter a California state prison official has a
fiduciary relationship with a state prisoner with respect to conditions of confinement); Rua v.
Glodis, 52 F. Supp. 3d 84, 100 (D. Mass. 2014) (no fiduciary duty owed by jail supervisor to
pretrial detainee who alleged numerous constitutional violations including deliberate indifference
to health). Plaintiff raises this claim in nine of his counts, again doing no more than listing it. He
fails to state a claim for breach of fiduciary duty.
Finally, Plaintiff’s mention of negligence here and in every other count is also misplaced.
To state a claim for negligence, the plaintiff must establish the existence of a duty, a breach of that
duty, an injury, and proximate cause. Montgomery v. Saleh, 466 P.3d 902, 907 (Kan. 2020).
Plaintiff again does no more than list the claim and makes no allegation of duty, breach of duty,
resulting injury, or proximate cause. He fails to state a claim for negligence.
12
In summary, Plaintiff fails to state any claim upon which relief may be granted in Count I
of his complaint.
Count II – Roaches
In his second count, Plaintiff alleges that from September 23, 2015, until early December,
2015, after being placed in administrative segregation, he was housed in a portion of Lansing
Correctional Facility that was infested with cockroaches. He states that “[a]nywhere from 3 to 20
roaches could be observed crawling across” the cell at any given time and “[e]very single night
[he] was awakened by roaches crawling over his body.” He filed Form-9s and grievances about
the roaches. Defendant Wildermuth responded that an exterminator sprays regularly but it doesn’t
do any good. Plaintiff states Defendant Wildermuth “finally” moved him after more than ten
weeks. Plaintiff also states that Defendants Pryor, Burris, Goddard, and Roberts failed to take any
corrective measures to eradicate the roaches.
Plaintiff alleges that his exposure to roach infested cells violates the Eighth Amendment to
the United States Constitution. Plaintiff has not stated a claim for a constitutionally inadequate
condition of confinement. He has not alleged a condition that is sufficiently serious so as to deprive
him of the minimal civilized measure of life's necessities or sufficiently serious so as to constitute
a substantial risk of serious harm. Shannon, 257 F.3d at 1168. The condition Plaintiff describes,
while unsavory, does not reach this threshold.
However, even if Plaintiff’s allegations were found to meet the objective component, they
do not meet the subjective one. To meet the subjective component, Plaintiff must allege the
defendants acted with deliberate indifference. This he has not done. His allegations show that an
exterminator was treating the unit regularly. Prison officials were taking reasonable measures to
abate the condition. See Wishon v. Gammon, 978 F.2d 446, 449 (8th Cir. 1992) (insect infestation
13
may violate Eighth Amendment, but court would not intervene where the problem addressed by
monthly treatment); see also Shannon v. Graves, No. 98-3395-KHV, 2000 WL 206315, *9 (D.
Kan. Jan. 5, 2000). Plaintiff fails to state an Eighth Amendment claim in Count II.
Plaintiff also lists conspiracy to violate his civil rights and “the torts of battery, outrageous
conduct, mistreatment of a confined person”, breach of fiduciary duty, and negligence. All but
battery are discussed and disposed of under Count I above. As for battery, defined as “the
unprivileged touching or striking of one person by another, done with the intent of bringing about
either a contact or an apprehension of contact, that is harmful or offensive” (Baska v. Scherzer,
156 P.3d 617, 622 (Kan. 2007)), Plaintiff does not allege contact by any defendant or the requisite
intent.
Count II of the complaint is dismissed for failure to state a claim upon which may be
granted.
Count III – Sleep Deprivation
In Count III, Plaintiff complains of two conditions at EDCF that result in depriving him of
sleep. First, he states that the staff at EDCF “purposely awaken every inmate every few hours to
assure that his sleep is disrupted.” ECF Doc. 25, at 9. Plaintiff then provides the schedule:
00:00 – 03:00
02:00 – 03:00
04:00 – 04:30
05:00 – 05:30
06:30 – 08:30
06:30 – 08:30
10:30 – 11:00
12:00 – 14:00
14:30 – 16:30
17:00 – 17:30
17:30 – 18:00
18:00 – 22:00
22:30 – 23:00
Cleaning crew in the unit.
Sheet exchange, sweat turn in, blanket exchange.
Breakfast served.
Breakfast trays collected.
Yard, cell cleaning, or barber
Ice passed out.
Lunch served.
Unit Team and Mental Health counselors make rounds.
Showers.
Dinner served.
Dinner trays collected.
Sheets, sweats, blankets, toilet paper passed out.
Standing I.D. count.
14
The second condition Plaintiff complains of is a fluorescent night light in his cell that shines
24 hours a day.
Plaintiff claims he should be allowed an 8-hour block of time to get continuous sleep. He
alleges this “[c]onsistent and extended sleep deprivation or interruption” has caused him to lose
weight, made him irritable, causes extreme stress, exacerbates his Hepatitis-C infection, caused
diabetes, and causes inflammation of his joints.
Plaintiff states he submitted several Form-9s and grievances to Defendants Patterson,
Jackson, Heimgartner, Burris, Goddard, and Roberts, but “they refused to take any corrective
measures.” Plaintiff claims these defendants violated his Eighth Amendment right to be free from
cruel and unusual punishment. He also alleges the named defendants conspired to violate his civil
rights by “failing to prevent or correct the sleep deprivation.”
To be properly named as a defendant in a § 1983 action, a person must personally
participate in the alleged violation of constitutional rights. Foote v. Spiegel, 118 F.3d 1416, 1423
(10th Cir. 1997). Conclusory allegations of involvement are not sufficient. See Ashcroft v. Iqbal,
556 U.S. 662, 676 (2009) (“Because vicarious liability is inapplicable to . . . § 1983 suits, a plaintiff
must plead that each Government-official defendant, through the official’s own individual actions,
has violated the Constitution.”). Supervisory status alone does not create § 1983 liability. Duffield
v. Jackson, 545 F.3d 1234, 1239 (10th Cir. 2008). It is well established that a defendant may not
be held liable for constitutional violations merely because he or she holds a supervisory position.
Pembaur v. City of Cincinnati, 475 U.S. 469, 479 (1986); Mitchell v. Maynard, 80 F.3d 1433, 1441
(10th Cir. 1996). To be held liable under § 1983, a supervisor must have personally participated in
the complained-of constitutional deprivation. Meade v. Grubbs, 841 F.2d 1512, 1528 (10th Cir.
1988). “[T]he defendant’s role must be more than one of abstract authority over individuals who
15
actually committed a constitutional violation.” Fogarty v. Gallegos, 523 F.3d 1147, 1162 (10th Cir.
2008).
Plaintiff does not make a single allegation that any of the named defendants personally
participated in the alleged violation, other than responding to grievances. Plaintiff does not claim
any of these defendants created the schedule or any facts pointing to a conspiracy directed at
Plaintiff to deprive him of sleep. The schedule he provides was presumably applicable to all
inmates.
Further, Plaintiff’s allegations do not demonstrate that he has been deprived of the minimal
civilized measure of life's necessities. See Chrisco v. Raemisch, No. 17-CV-01036-PAB-MEH,
2018 WL 949319, at *11 (D. Colo. Feb. 20, 2018) (finding awakening prisoner three or four times
a night to perform restraint checks was not sufficient to show deprivation of the “minimal civilized
measure of life’s necessities”); Silverstein v. Fed. Bureau of Prisons, No. 07–cv–02471–PAB–
KMT, 2011 WL 4552540, at *18 (D. Colo. Sept. 30, 2011) (finding that conditions where a
prisoner was able to get 4–5 hours of sleep “do[ ] not objectively amount to a serious deprivation
of the basic human need for sleep”); Walton v. Grounds, No. SA–10–CA–60–NSN, 2011 WL
632842, at *2 (W.D. Tex. Feb. 11, 2011) (finding “intermittent disruptions” to a prisoner’s sleep
insufficient to state an Eighth Amendment claim without injury); Blakely v. Snively, No. C07–
1803RAJ, 2008 WL 4643831, at *6–7 (W.D. Wash. Oct. 17, 2008) (finding conditions where an
inmate heard an hourly “vibrating bang” from a security door during his sleep not “sufficiently
serious” to state and Eighth Amendment claim).
Plaintiff’s allegations also do not show a condition sufficiently serious so as to constitute
a substantial risk of serious harm to Plaintiff. Plaintiff supplies only a conclusory list of alleged
harms. Count III is subject to dismissal for failure to state a claim.
16
Count V – Seizure/censorship of publications received in mail
In Count V, Plaintiff describes six incidents of seizure of his non-legal mail. The first
occurred in April of 2014, outside the limitation period. The remaining five incidents are:
1. December, 2015 –Plaintiff’s issue of US Weekly was rejected. He was sent a notice
stating the rejection was because the magazine posed a threat to the safety and security
of the facility due to the inclusion of drink recipes. Plaintiff appealed, and his appeal
was denied because the content met the criteria for censorship of mail. See ECF No.
48, at 9.
2. January, 2016 – Plaintiff’s January issue of Wired magazine was rejected because it
posed a threat to the security of the facility in that it contained information and direction
for construction of a weapon. Plaintiff’s appeal was denied.
3. April, 2016 –Plaintiff’s April issue of Wired magazine was rejected because it included
content to incite violent behavior. Plaintiff’s appeal was denied.
4. April 8, 2016 – Plaintiff was sent a notice of mail censorship of photographs on the
basis that they were sexually explicit. Plaintiff appealed the seizure, and his appeal
was denied.
5. Plaintiff received in the mail titled The Target by David Baldacci. The seizure notice
Plaintiff received listed particular pages of the book and stated the content posed a
threat to the safety and security of the facility.
Plaintiff appealed the seizure, and his
appeal was denied.
Plaintiff alleges violation of his First and Fourteenth Amendment rights, conspiracy, and
the torts of property deprivation, outrageous conduct, mistreatment of a confined person, breach
of fiduciary duty, and negligence.
17
While the First Amendment protects a prisoner's right to receive mail, prison officials may
regulate that right as long as the regulation is “reasonably related to legitimate penological
interests.” Thornburgh v. Abbott, 490 U.S. 401, 407, 409 (1989) (quoting Turner v. Safley, 482
U.S. 78, 89 (1987)).
Plaintiff does not seem to be challenging the regulations on which the
censorship was based, K.A.R. 44-12-313 and 44-12-601.
Rather, he seems to dispute the
application of the regulations. In each case, the prison officials had a reasonable basis for the
censorship decision based on the state regulations. Plaintiff has not shown that “there is a plausible
inference to be drawn that the basis for that censorship was not reasonably related to a legitimate
penological interest.” Vreeland v. Griggs, No. 12-CV-01921-PAB-KMT, 2015 WL 13236349, at
*4 (D. Colo. Aug. 28, 2015) (citing Gee v. Pacheco, 627 F.3d 1178, 1187–88 (10th Cir. 2010).
Plaintiff only continues to make conclusory claims of retaliation.
“In the case of unprivileged
incoming and outgoing prison mail, regulation by prison officials is essentially an administrative
matter in which the courts will not intervene.” United States v. Gordon, 168 F.3d 1222, 1228 (10th
Cir. 1999) (internal quotation marks and citation omitted). Plaintiff has failed to state a plausible
claim in Count V for a violation of his rights under the First Amendment.
Plaintiff also alleges in Count V a violation of his Fourteenth Amendment rights. Under
the Fourteenth Amendment, a prison must use minimal procedural safeguards before prison
officials can censor an inmate's communication. Jacklovich v. Simmons, 392 F.3d 420, 433 (10th
Cir. 2004). These safeguards include: (1) notification of censorship; (2) ability of the inmate to
protest the censorship decision; (3) and complaints must be handled by a prison official other than
the person who made the initial censorship decision. Id.
18
Plaintiff received a notification of censorship in each instance. The notice stated he could
appeal the censorship, which he did, and his appeal was considered by a prison official other than
the mailroom staff. Defendants provided the required minimal procedural safeguards.
As for the deprivation of his property, the regulations provide that the inmate must make
disposition of censored publications by either sending the publication to a location of his choosing
as his expense or having the publication destroyed. IMPP 12-134 at VI (ECF No. 48-12 at 4).
Because Plaintiff was given the option to send the censored items to a location of his choosing, he
was not unlawfully deprived of his property. See Hatten v. White, 275 F.3d 1208, 1210 (10th Cir.
2002).
If Plaintiff claims he was deprived of his property by an official in defiance of the state
regulations and policies, “neither negligent nor intentional deprivations of property under color of
state law that are random and unauthorized give rise to a § 1983 claim where the plaintiff has an
adequate state remedy....” Gillihan v. Shillinger, 872 F.2d 935, 939 (10th Cir. 1989), overruled on
other grounds by Clark v. Wilson, 625 F.3d 686, 691 (10th Cir. 2010); see also Hudson v. Palmer,
468 U.S. 517, 533 (1984) (holding that an unauthorized intentional deprivation of property by a
state employee does not violate due process if an adequate post-deprivation remedy for the loss is
available). Even if the administrative remedies provided by KDOC are not an adequate postdeprivation remedy, an adequate post-deprivation remedy in state court is sufficient. See, e.g.,
Cooper v. Belcher, 2010 WL 3359709, at *15 (D. Colo. Aug. 25, 2010) (unpublished) (noting that
“[a]dequate state remedies are not limited to the filing of grievances, but include filing complaints
in state court.”). Plaintiff does not allege any facts that demonstrate he lacks an adequate remedy
in state court. Absent such an allegation, the taking of his property does not violate due process.
See Harris v. Chabries, 114 F. App'x 363, 365 (10th Cir. 2004) (citing Freeman v. Dep't of Corrs.,
19
949 F.2d 360, 362 (10th Cir. 1991)). Plaintiff has failed to state a claim in Count V for denial of
his due process rights.
As for Plaintiff’s claims of state torts, all have been previously discussed except for
“deprivation of property.” The Court is unsure what tort Plaintiff refers to and will not construct
legal arguments for Plaintiff despite his pro se status. See Garrett, 425 F.3d at 840.
Count V is dismissed for failure to state a claim.
Count VI – Denial of access to law library
In this count, Plaintiff complains he was not provided with “legal advisors or access to
persons trained in the law” while in segregation, could not personally access the online legal
research terminal, and had to submit requests for legal research via Form 9s. He asserts he should
“have been escorted to the library for several hours a week.” ECF No. 25 at 12.
Prisoners have a constitutional right of access to the courts. Bounds v. Smith, 430 U.S.
817, 821 (1977). However, prisoners do not have an abstract, free-standing right to physically
access a law library. Lewis v. Casey, 518 U.S. 343, 351 (1996). To state an actionable claim, a
prisoner must demonstrate the alleged shortcomings of the legal assistance provided by the jail
hindered his efforts to pursue a nonfrivolous legal claim. Id. In other words, a claimant must show
he suffered actual harm or prejudice as a result of the lack of legal resources.
Here, Plaintiff alleges that he “lost the appeal of his K.S.A. 60-1507 motion . . . because
he was unable to get to the library and prepare the requisite amended brief or petition for review.”
ECF No. 25 at 12. In that case, the Kansas Court of Appeals affirmed the district court’s dismissal
of Plaintiff’s second 60-1507 motion as untimely and successive. Sperry v. State, No. 112,143,
2016 WL 2942280, at *1 (Kan. App. May 20, 2016). “[I]nmates do not have a right to file
excessive motions, pleadings, exhibits or other documents simply because they either do not
20
understand the rules or because they are inclined to keep pressing their case with afterthoughts,
continuing argument, new examples or events, or the like.” Whittington v. Ortiz, 307 F. App’x
179, 195 (10th Cir. 2009). Plaintiff does not plead facts demonstrating his limited access to the
law library prejudiced him in pursuing a meritorious argument in his successive state habeas
action. Because Plaintiff has not shown his lack of physical access to the law library hindered his
efforts to pursue a nonfrivolous legal claim, he has not stated a claim for violation of his right to
access the courts in Count VI.
Plaintiff also claims violation of his equal protection and due process rights. He makes no
allegation in Count VI that Defendants have treated him disparately than other similarly situated
inmates in his access to the law library. Nor does he describe how he believes his due process
rights have been violated. He has not alleged a deprivation of a liberty or property interest in
connection with this claim. Plaintiff fails to state a claim for violation of his equal protection or
due process rights.
As for Plaintiff’s conspiracy claim, since he has not adequately pleaded a violation of his
federal rights in Count VI, he cannot show Defendants’ engaged in a conspiracy to violate those
rights. See Snell, 920 F.2d at 701.
Finally, Plaintiff’s alleged state tort claims are without merit, as discussed previously.
Count VI is dismissed for failure to state a claim.
Count VII – Seizure of personal property and racketeering
In Count VII, Plaintiff complains of Defendants’ enforcement of a KDOC regulation
limiting the amount of property a prisoner may keep in his cell to what will fit into one 15” x
13.75” x 21” box. Plaintiff alleges this regulation was not enforced against him until his transfer
to EDCF, and that he “always maintained several (4-5) boxes of legal files in his cell and it was
21
never an issue.” He further alleges that the regulation is “never enforced” unless an inmate gets
transferred to another facility or “if an officer has a vendetta against” a particular prisoner. Plaintiff
states he was allowed to keep in his cell one property box and one legal box and was forced to
mail out books and other items.
Regulation of the type and quantity of personal property inmates may possess in their cells
is not an atypical, significant hardship of prison life. Cosco v. Uphoff, 195 F.3d 1221, 1224 (10th
Cir. 1999) (permanent separation of an inmate from his property does not amount to an atypical
and significant hardship on the inmate in relation to the ordinary incidents of prison life). Instead,
such regulation is an ordinary incident of prison life and well within the bounds of what a sentenced
inmate may reasonably expect to encounter during incarceration. Plaintiff has not alleged facts
showing that the property deprivations of which he complains were an “atypical and significant
hardship” that subjected him to conditions significantly different from those ordinarily experienced
by inmates serving their sentences.
As long as Plaintiff had a chance to say where the property would be sent, Defendants
satisfied procedural due process. Scott v. Case Manager Owens (SCF), 80 F. App’x 640, 643 n. 2
(10th Cir. 2003) (unpublished) (citing Searcy v. Simmons, 299 F.3d 1220, 1229 (10th Cir. 2002)
(Due process is satisfied when a prison disposes of an inmate's property after providing a
meaningful opportunity for the inmate to send it to someone outside the prison.)).
Plaintiff also alleges as one of his claims in Count VII that Defendants “are operating a
racket of selling him property that they later come and illegally seize just so they can sell him more
stuff.” He claims Defendants’ actions constitute a “clear violation of commerce laws and the
RICO act.” This claim is subject to dismissal. The Court finds no factual support for Plaintiff’s
claim of racketeering. Among other things, Plaintiff fails to allege he has been “injured in his
22
business or property by reason of” the alleged violation of 18 U.S.C. § 1962. See 18 U.S.C. §
1964(c); see also Peterson v. Shanks, 149 F. 3d 1140, 1145 (10th Cir. 1998) (“A private RICO
claim can only be brought by a plaintiff claiming a personal injury arising from the use or
investment of racketeering income.”). Plaintiff fails to state an actionable civil RICO claim.
Count VII is dismissed for failure to state a claim.
Count VIII – Seizure or loss of personal property
Plaintiff alleges he lost several books and a fan when he was taken to segregation at LCF.
He further alleges several of his legal manuals and a book manuscript were seized when he
complained of the property loss. Plaintiff also claims his laundry bag containing several articles
of clothing was lost. He filed property claims for all of the lost or seized property, which were
denied.
As previously discussed, a negligent or intentional deprivation of property under color of
state law is not cognizable as a cause of action under § 1983 if the plaintiff has adequate state
remedies. Hudson, 468 U.S. at 532-34; see also Gillihan, 872 F.2d at 939. Plaintiff had postdeprivation remedies in the form of the prison property claim process, which he utilized. The fact
that his claims were denied, standing alone, does not demonstrate a violation of due process. In
addition, Plaintiff has not suggested that the state courts provided no meaningful post-deprivation
remedy, such as a tort action under state law. See Scott, 80 F. App’x at 643 (citing see Hudson,
468 U.S. at 532–34; Winters v. Bd. of County Comm'rs, 4 F.3d 848, 856 (10th Cir. 1993) (“The
deprivation of procedural due process is not complete unless and until the state fails to provide
adequate constitutionally essential procedures.”)). The Court concludes that Plaintiff has failed to
state an arguable claim for relief with regard to the taking of his property, and that this claim is
subject to dismissal.
23
Count X – Unfair disciplinary proceedings generally
Plaintiff claims Defendants have failed to give him fair, unbiased, and properly
documented disciplinary hearings. In other words, he appears to be challenging the procedures
used in disciplinary hearings, not the validity of a particular disciplinary conviction. He claims
violation of his Fourteenth Amendment right to due process and First Amendment right of access
to the courts, as well as his laundry list of state law violations.
“The Fourteenth Amendment prohibits states from depriving citizens of liberty without due
process of law.” Wilson v. Jones, 430 F.3d 1113, 1117 (10th Cir. 2005). This guarantee applies to
prison inmates, but “[p]rison disciplinary proceedings are not part of a criminal prosecution, and
the full panoply of rights due a defendant in such proceedings does not apply.”
Wolff v.
McDonnell, 418 U.S. 539, 556 (1974). Disciplinary actions implicate a liberty interest entitled to
procedural due process protection only when they inevitably affect the duration of the prisoner’s
sentence. Sandin, 515 U.S. at 484, 487; Klein v. McClaury, 221 F.3d 1352 (10th Cir. 2000) (Table).
While he makes many broad, conclusory statements about disciplinary hearings in Kansas
prisons, Plaintiff only briefly mentions four specific disciplinary hearings. One occurred in 2012,
well outside the limitation period of two years. See Mondragon v. Thompson, 519 F.3d 1078, 1082
(10th Cir. 2008); Kan. Stat. Ann. § 60–513(a)(4). The other three, according to Plaintiff’s
allegations, apparently did not affect the duration of his sentence. Consequently, he was not
entitled to due process under the Fourteenth Amendment.
As for Mr. Sperry’s First Amendment claim, the right of access to the courts is not
implicated by his allegations of deficient process in disciplinary hearings. Constitutional standards
are satisfied if inmates are given “a reasonably adequate opportunity to file nonfrivolous legal
claims challenging their convictions or conditions of confinement.” Lewis, 518 U.S. at 356. “The
24
tools it requires to be provided are those that the inmates need in order to attack their sentences,
directly or collaterally, and in order to challenge the conditions of their confinement. Impairment
of any other litigating capacity is simply one of the incidental (and perfectly constitutional)
consequences of conviction and incarceration.” Id. at 355.
Count X of the complaint fails to state a claim and is subject to dismissal.
Count XI – Prison grievance system is “meaningless mockery”
Plaintiff alleges that he has filed over a hundred grievances and has assisted other inmates
with thousands more grievances and “not a single time has the proceeding resulted in a finding in
favor of the inmate.” He claims the grievance system is a “sham” and a “mockery that serves no
purpose other than to prevent inmates from receiving relief from abuses” by prison staff.
Even if Mr. Sperry alleged more than conclusory statements to support his general claims
of grievance mishandling, the Court would find that he states no constitutional claim. This is
because a prison inmate has no federal constitutional right to a prison grievance procedure. Boyd
v. Werholtz, 443 F. App’x 331, 332 (10th Cir. 2011) (unpublished). It therefore follows that he has
no constitutional right to relief through such a procedure. For these reasons, allegations that
“KDOC administrators” manipulated the grievance procedure to “automatically deny all relief”
and to “create multiple obstacles” and “delay relief indefinitely” do not rise to the level of a federal
constitutional claim. See Walters v. Corrections Corp. of America, 119 F. App’x 190, 191 (10th
Cir. 2004) (unpublished) (“When the claim underlying the administrative grievance involves a
constitutional right, the prisoner's right to petition the government for redress is the right of access
to the courts, which is not compromised by the prison's refusal to entertain his grievance.”), cert.
denied, 546 U.S. 865 (2005); Sims v. Miller, 5 F. App’x 825, 828 (10th Cir. 2001) (unpublished)
(“[I]nsofar as plaintiff contended that CDOC officials failed to comply with the prison grievance
25
procedures, he failed to allege the violation of a federal constitutional right.”); see also Walker v.
Mich. Dept. of Corrections, 128 F. App’x 441, 445 (6th Cir. 2005) (unpublished) (collecting cases).
Plaintiff claims that Defendants have denied him access to the courts by “making a
meaningless mockery out of the prison grievance system.” However, to state a denial of access
claim, Plaintiff must demonstrate that the act of which he complains actually “hindered his efforts
to pursue a legal claim” in court and thus caused him “actual injury.” Lewis, 518 U.S. at 348, 350.
Plaintiff has not alleged any actual prejudice to contemplated or existing litigation, such as the
inability to meet a particular filing deadline or that a non-frivolous legal claim has otherwise been
dismissed, frustrated, or impeded. Id. at 350, 353. Thus, he has not alleged facts showing this
essential element of a denial of access claim.
Count XI is subject to dismissal.
Count XII – Denial of all rights while in segregation
The majority of Plaintiff’s allegations in Count XII are repetitive and have been addressed
by the Court above. He does, however, list freedom of association as one of his rights that
Defendants denied him while in administrative segregation, complaining that he was denied
contact visits with family and friends. “[F]reedom of association is among the rights least
compatible with incarceration. Some curtailment of that freedom must be expected in the prison
context.” Overton, 539 U.S. at 131 (citations omitted). “[T]he Constitution allows prison officials
to impose reasonable restrictions upon visitation.” Wirsching v. Colorado, 360 F.3d 1191, 1198
(10th Cir. 2004). “When a prison regulation, like the visitation policy at issue herein, is challenged
on constitutional grounds, the burden ‘is not on the State to prove the validity of the prison
regulations but on the prisoner to disprove it.’” Burnett v. Jones, No. CIV-10-257-M, 2010 WL
5125718, at *16 (W.D. Okla. Nov. 8, 2010) (quoting Overton, 539 U.S. at 132). Plaintiff has not
26
met that burden. Further, this Court has previously found that the limitation or even prohibition
of contact visits, particularly while in segregation, is not violation of a prisoner’s constitutional
rights. See McDiffett v. Stotts, 902 F. Supp. 1419, 1427 (D. Kan. 1995); Jiminez v. Stotts, No. 923042, 1994 WL 377021, *2 (D. Kan. June 27, 1994) (citing Block v. Rutherford, 468 U.S. 576,
587-88 (1984)); Kimball v. Stotts, No. 92-3413, 1993 WL 455266 (D. Kan. Oct. 27, 1993)
(rejecting inmate’s challenge to being allowed only noncontact visitation for 90 days).
Conclusion
The pleadings and other materials before the Court show no genuine issue as to any
material fact and show that Defendants are entitled to judgment as a matter of law. Therefore,
Defendants’ motion is granted, and the case is dismissed.
IT IS THEREFORE ORDERED that Defendants’ Motion to Dismiss, or in the
alternative, for Summary Judgment (ECF No. 52) is granted. This matter is dismissed for failure
to state a claim upon which relief can be granted.
IT IS SO ORDERED.
Dated in Topeka, Kansas, on this 30th day of December, 2020.
s/_Sam A. Crow_____
SAM A. CROW
U. S. Senior District Judge
27
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?