Olson v. Social Security Administration, Commissioner of
Filing
23
MEMORANDUM AND ORDER: The court shall affirm defendant's decision to deny plaintiff's applications for benefits. Signed by District Judge Richard D. Rogers on 5/28/15. (meh)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF KANSAS
CHRIS CHAD OLSON,
Plaintiff,
v.
Case No. 14-1212-RDR
CAROLYN W. COLVIN,
Acting Commissioner of the
Social Security Administration,
Defendant.
MEMORANDUM AND ORDER
On
January
18,
2011,
plaintiff
filed
applications
for
social security disability insurance benefits and supplemental
security
income
benefits.
These
applications
alleged
a
disability onset date of August 10, 2010.
On July 17, 2012, a
hearing
applications.
was
conducted
administrative
law
upon
judge
plaintiff’s
(ALJ)
considered
the
The
evidence
and
decided on August 20, 2012 that plaintiff was not qualified to
receive benefits.
This decision has been adopted by defendant.
This case is now before the court upon plaintiff’s motion to
reverse and remand the decision to deny plaintiff’s applications
for benefits.
I.
STANDARD OF REVIEW
To
establish
qualify
that
for
he
or
disability
she
was
benefits,
“disabled”
a
claimant
under
the
must
Social
Security Act, 42 U.S.C. § 423(a)(1)(E), during the time when the
claimant had “insured status” under the Social Security program.
See Potter v. Secretary of Health & Human Services, 905 F.2d
1346, 1347 (10th Cir. 1990); 20 C.F.R. §§ 404.130, 404.131.
To
be “disabled” means that the claimant is unable “to engage in
any
substantial
determinable
gainful
physical
or
activity
mental
by
reason
impairment
of
any
which
.
medically
.
.
has
lasted or can be expected to last for a continuous period of not
less than 12 months.”
42 U.S.C. § 423(d)(1)(A).
For supplemental security income claims, a claimant becomes
eligible in the first month where he or she is both disabled and
has an application on file.
20 C.F.R. §§ 416.202-03, 416.330,
416.335.
The court must affirm the ALJ’s decision if it is supported
by substantial evidence and if the ALJ applied the proper legal
standards.
2004).
Rebeck v. Barnhart, 317 F.Supp.2d 1263, 1271 (D.Kan.
“Substantial evidence” is “more than a mere scintilla;”
it is “such relevant evidence as a reasonable mind might accept
as adequate to support a conclusion.”
Id., quoting Richardson
v. Perales, 402 U.S. 389, 401 (1971).
The court must examine
the record as a whole, including whatever in the record fairly
detracts from the weight of the defendant’s decision, and on
that
basis
decide
defendant’s decision.
if
substantial
evidence
supports
the
Glenn v. Shalala, 21 F.3d 983, 984 (10th
2
Cir.
1994)
(quoting
Casias
v.
Secretary
of
Health
Services, 933 F.2d 799, 800-01 (10th Cir. 1991)).
&
Human
The court may
not reverse the defendant’s choice between two reasonable but
conflicting views, even if the court would have made a different
choice if the matter were referred to the court de novo.
Lax v.
Astrue, 489 F.3d 1080, 1084 (10th Cir. 2007) (quoting Zoltanski
v. F.A.A., 372 F.3d 1195, 1200 (10th Cir. 2004)).
II.
THE ALJ’S DECISION (Tr. 19-27).
There is a five-step evaluation process followed in these
cases which is described in the ALJ’s decision.
(Tr. 20-21).
First, it is determined whether the claimant is engaging in
substantial gainful activity.
Second, the ALJ decides whether
the claimant has a medically determinable impairment that is
“severe” or a combination of impairments which are “severe.”
At
step three, the ALJ decides whether the claimant’s impairments
or
combination
of
impairments
meet
or
medically
equal
the
criteria of an impairment listed in 20 C.F.R. Part 404, Subpart
P, Appendix 1.
Next, the ALJ determines the claimant’s residual
functional capacity and then decides whether the claimant has
the residual functional capacity to perform the requirements of
his or her past relevant work.
Finally, at the last step of the
sequential evaluation process, the ALJ determines whether the
claimant is able to do any other work considering his or her
3
residual
functional
capacity,
age,
education
and
work
experience.
In steps one through four the burden is on the claimant to
prove a disability that prevents performance of past relevant
work.
Blea v. Barnhart, 466 F.3d 903, 907 (10th Cir. 2006).
At
step five, the burden shifts to the Commissioner to show that
there
are
jobs
functional
in
the
capacity.
economy
Id.
with
In
the
this
claimant’s
case,
the
ALJ
residual
decided
plaintiff’s application should be denied on the basis of the
fourth
and
determined
fifth
that
steps
of
the
plaintiff
evaluation
maintained
the
process.
residual
The
ALJ
functional
capacity to perform his past relevant work as a store manager
and
that
plaintiff
could
perform
other
jobs
that
constitute
substantial gainful employment.
The
ALJ
decision.
made
the
First,
following
plaintiff
specific
meets
findings
the
insured
in
his
status
requirements for Social Security benefits through December 31,
2013.
Second, plaintiff did not engage in substantial gainful
activity
after
disability.
impairments:
August
Third,
10,
2010,
plaintiff
the
has
alleged
the
onset
following
date
of
severe
history of stroke, seizure disorder and substance
abuse disorder in remission.
Fourth, plaintiff does not have an
impairment or combination of impairments that meet or medically
equal the listed impairments in 20 C.F.R. Part 404, Subpart P,
4
Appendix
1.
Fifth,
plaintiff
has
the
residual
functional
capacity to perform the full range of work at all exertional
levels with the following limitations:
ropes
or
hazards.
scaffolds,
and
avoid
all
never climb ladders,
exposure
to
work
around
Finally, the ALJ determined that plaintiff is able to
perform his past relevant work as a retail store manager as well
as other jobs existing in the national economy, such as hand
packer, cashier and surveillance monitor.
III. THE ALJ DID NOT
PLAINTIFF’S BROKEN LEG.
IMPROPERLY
IGNORE
THE
EVIDENCE
OF
Plaintiff’s predominant argument to reverse the decision to
deny benefits is that the ALJ ignored evidence that plaintiff
had a seizure or loss of consciousness, fell, and broke his left
leg on May 9, 2012.
later.
He had surgery upon the leg a few days
This was approximately two months before plaintiff’s
administrative hearing.
Plaintiff asserts that his broken leg
diminished plaintiff’s residual functional capacity and that the
ALJ erred when he failed to consider it.
A.
Evidence regarding plaintiff and his broken leg
Plaintiff was born in 1973.
Plaintiff
testified
that
his
He was 37 years old in 2010.
last
job
was
as
a
health
club
maintenance manager in 2010 and that he worked Monday through
Saturday from 6:00 a.m. to 6:00 p.m. and was on call as well.
He testified that he had a stroke event in February 2010 and
5
doesn’t have the physical capability to do the work he performed
at the health club anymore.
(Tr. 42).
When asked by his
counsel what about his health was keeping plaintiff from going
back to work, plaintiff replied:
just overall depression.”
he
had
difficulty
“Major issues with anxiety and
(Tr. 46).
interacting
with
Plaintiff testified that
people
and
that
he
was
preoccupied or obsessed with organizing things to the extent
that he has missed appointments.
(Tr. 46-49).
He described his
“most recent” episode or seizure when he fell and broke his leg,
and had “no recollection of what was going on.”
(Tr. 61-66).
Plaintiff testified that he has “a nail and screws holding my
left leg together from the knee cap down to my ankle.”
62).
(Tr.
Plaintiff stated that “Now, it’s just bad walking.” (Tr.
63).
At the beginning of the administrative hearing, plaintiff’s
counsel made an opening statement which discussed plaintiff’s
impairments,
leg.
but
Counsel,
medical
hearing.”
from
did
however,
Wesley
(Tr.
not
37).
directly
mention
did
that
Medical
At
add
Center
the
plaintiff
that
close
plaintiff’s
of
I’ll
the
broken
“has
fresh
submit
post-
administrative
hearing, the ALJ remarked that “it’s important for me to look at
this new information and to evaluate that.”
(Tr. 71).
He asked
plaintiff’s counsel to transmit the recent medical records to
6
him.
Id.
The Wesley Medical Center documents include records
pertaining to plaintiff’s broken leg.
Plaintiff’s treating doctor, Dr. Matthew Harris, gave an
opinion on June 21, 2012 that plaintiff suffered from seizures
for which he had been prescribed anti-epileptic medication; that
his impairments were expected to last for at least six months;
but
that
he
could
perform
full-time
precautions in a safe environment.
work
with
(Tr. 556).
seizure
Plaintiff’s
complaints to Dr. Harris centered upon recurrent syncope.
Dr.
Harris mentioned plaintiff’s fall in May 2012 which resulted in
a
“fractured
plaintiff’s
left
past
hip.”1
medical
(Tr.
history
560).
as:
Dr.
1)
Harris
listed
hypertension;
2)
depression; 3) recurrent syncope since 2010; and 4) questionable
history of stroke, CVA.”
Id.
Dr. Harris listed plaintiff’s
past surgical history as “Open reduction internal fixation of
left tib-fib May 2012.”
Id.
The records regarding plaintiff’s surgery for his broken
left leg indicate that plaintiff handled the procedure well with
no complications.
(Tr. 567 & 575).
On May 22, 2012, plaintiff
was observed walking slowly with a soft cast.
B.
The court may assume that
evidence of plaintiff’s broken leg.
1
the
This appears to be a typo or error in transcription.
was in the lower leg.
7
(Tr. 663).
ALJ
considered
the
Plaintiff’s fracture
The
ALJ
opinion.
did
not
mention
plaintiff’s
broken
leg
in
his
He did state, however, that he carefully considered
all of the evidence (Tr. 19) and we may take him at his word.
Wall v. Astrue, 561 F.3d 1048, 1070 (10th Cir. 2009).
This does
not seem to be a leap of faith since plaintiff testified about
his
broken
leg
before
the
ALJ
and
the
treating
physician
mentioned the broken leg in an exhibit referred to in the ALJ’s
decision.
C. The ALJ did not err by failing to consider plaintiff’s
broken leg as a severe impairment.
At
step
impairment
two,
and
416.912(c).
a
must
severity.
its
claimant
20
provide
evidence
C.F.R.
§§
of
an
404.1512(c),
To be “severe” an impairment or combination of
impairments must last for a continuous period of at least 12
months.
§§ 404.1509, 416.909.
Hinkle v. Apfel, 132 F.3d 1349, 1352 (10th
severity is required.
Cir. 1997).
the
Only a de minimus showing of
But, at step four, plaintiff must also show that
combination
of
plaintiff’s
impairments
prevent
plaintiff
from returning to his past relevant work for twelve months.
Lax
v. Astrue, 489 F.3d 1080, 1084 (10th Cir. 2007)(the duration
requirement applies to the inability to engage in substantial
gainful activity, not just an underlying impairment).
In
this
instance,
suffered a broken leg.
plaintiff
introduced
evidence
that
he
But, as defendant argues, plaintiff did
8
not introduce evidence that his broken leg had a substantial
potential
of
impairing
his
ability
to
perform
substantial
gainful activity or to return to his previous work for a period
longer than 12 months.
Therefore, the ALJ did not err when he
failed to list the broken leg as a severe impairment or consider
the impact of the broken leg in determining plaintiff’s RFC.
See
Wall, 561 F.3d at 1063 (evidence of memory problems was not
sufficient
to
show
substantial
issue
that
problems
caused
a
failure to obtain substantial work); Moore v. Astrue, 2010 WL
2044660
*4-5
(D.Kan.
4/27/2010)(plaintiff
failed
to
show
substantial memory problems continued for twelve months and thus
did not demonstrate a severe impairment); Wright v. Astrue, 2008
WL
4500261
*2
(W.D.Ky.
9/29/2008)(ALJ
properly
discounted
recently broken right wrist which did not appear to meet the
duration requirement); Coleman v. Astrue, 2008 WL 1735391 *10
(D.Kan.
4/14/2008)(evidence
of
depression
reflected
twice
in
treatment notes over two months does not demonstrate a severe
impairment);
Valdez
v.
Barnhart,
2004
WL
1846220
*1
(D.Kan.
5/3/2004)(record failed to show that numerous conditions existed
for
more
than
12
months
or
that
they
combined
to
limit
substantial work activity for more than 12 months).
Plaintiff insists that defendant’s reliance upon the 12month
duration
rationalization.
requirement
is
an
improper
post-hoc
The court, of course, is aware that we may not
9
create or adopt post-hoc rationalizations to support an ALJ’s
decision that are not apparent from the decision itself.
v. Astrue, 482 F.3d 1205, 1207-08 (10th Cir. 2007).
Haga
The court is
also aware that the ALJ is not required to discuss every piece
Clifton v. Chater, 79 F.3d 1007, 1009-10 (10th Cir.
of evidence.
1996).
An ALJ is required “to discuss uncontroverted evidence
he chooses not to rely upon, as well as significantly probative
evidence he rejects.”
Id. at 1010.
The court assumes that the
requirement of discussing uncontroverted evidence (such as the
broken leg) applies only to evidence which is material to the
issues in the case.
In this instance, the ALJ chose not to discuss or rely upon
the
evidence
of
plaintiff’s
broken
leg.
If
there
was
a
substantial question in the record as to whether plaintiff’s
broken leg was a “severe impairment” which would last twelve
months or more, then the court would find that an error was
committed which justifies a reversal of the decision to deny
benefits.
leg
was
Plaintiff had the burden of showing that the broken
a
material
or
substantial
issue
on
its
face.
Hawkins v. Chater, 113 F.3d 1162, 1167 (10th Cir. 1997).
See
Here,
plaintiff did not raise a substantial issue on its face that
plaintiff’s
broken
leg
constituted
a
severe
impairment.
Therefore, the ALJ did not commit error in failing to discuss
plaintiff’s broken leg in his decision.
10
For these reasons, the court finds that the ALJ did not
commit
a
legal
determining
residual
error
or
plaintiff’s
functional
make
an
“severe
capacity
unreasonable
impairments”
in
spite
of
judgment
or
the
in
plaintiff’s
evidence
of
plaintiff’s broken leg.
IV. PLAINTIFF HAS NOT
CREDIBILITY FINDINGS.
DEMONSTRATED
ERROR
IN
THE
ALJ’S
The ALJ determined that plaintiff’s statements concerning
the intensity, persistence and limiting effects of his symptoms
were not credible to the extent they were inconsistent with the
ALJ’s
residual
functional
capacity
assessment.
(Tr.
24).
Plaintiff contends that the evidence of his left leg fracture
lends
credibility
to
plaintiff’s
subjective
descriptions
regarding his seizure symptoms.
As
already
noted,
the
court
consider plaintiff’s broken leg.
believes
that
the
ALJ
did
The record also demonstrates
that the ALJ determined that plaintiff had a seizure disorder
and
placed
limitations
upon
plaintiff’s
residual
functional
capacity which acted as precautions in the event of seizures.
Under these circumstances, the court does not find that the
failure to discuss plaintiff’s broken leg reflects a reversible
error in the ALJ’s credibility analysis of plaintiff’s seizure
disorder testimony.
the
function
of
the
Generally, credibility determinations are
ALJ
and
11
such
determinations
are
not
overturned “when supported by substantial evidence.”
Wilson v.
Astrue, 602 F.3d 1136, 1144 (10th Cir. 2010)(interior quotations
and
citations
omitted).
This
is
an
“on-balance”
analysis.
Substantial evidence may exist even when some aspects of an
ALJ’s credibility determination are mistaken.
See Pickup v.
Colvin, 2015 WL 1515460 *1 (10th Cir. 4/6/2015)(citing Branum v.
Barnhart, 385 F.3d 1268, 1274 (10th Cir. 2004)).
The court is
convinced by our review of the record, including the treating
physician’s
report
and
the
function
reports,
that
the
ALJ’s
credibility analysis is supported by substantial evidence.2
V.
PLAINTIFF HAS NOT DEMONSTRATED ERROR IN THE ALJ’S ANALYSIS
OF
PLAINTIFF’S
ALLEGED
SOCIAL
RESTRICTION
AND
OBSESSIVE
COMPULSION DISORDER.
Plaintiff
contends
that
the
ALJ
did
not
give
adequate
consideration to evidence of “social restriction and solitary
behavior” and “obsessive compulsion disorder.”
17.
Doc. No. 14, p.
Plaintiff testified that he doesn’t want to get out in
public and be around people; that he secludes himself in his
studio apartment; and that having visitors is a nerve wracking
2
As mentioned, the treating physician’s report stated that plaintiff could
return to full-time work with seizure precautions. Plaintiff’s friend
completed a function report indicating that plaintiff cooks simple meals;
performs simple household chores and yard work; shops; handles money; can
follow instructions; goes on daily walks; and spends time with others on a
daily basis. (Tr. 320-27). Plaintiff completed a function report (Tr. 297304) which indicated that he can do physical activities which do not require
stairs or lifting; that he walks and performs light exercises; and that he
spends time with friends and family. The report stated that he can lift only
less than 50 pounds; that he can walk a mile or so without resting; that
squatting and kneeling cause dizziness; and that tremors make the use of his
hands more difficult. In general, plaintiff’s report indicated that he used
to be extremely active and that, because of medical issues, he lost
everything, became homeless, and now his body shuts down if he pushes it.
12
experience.
(Tr. 46-48).
He also testified that he has spent
days cleaning and organizing things over and over again and that
this
compulsion
times.
has
caused
him
to
miss
appointment
several
(Tr. 47-49).
The ALJ found that plaintiff has a “mild” restriction in
activities
of
daily
living;
“mild
difficulties”
in
social
functioning – noting that plaintiff indicated in his function
report that he spends time with friends and family on a daily
basis and regularly goes to the community center; and “moderate
difficulties” with regard to concentration, persistence or pace.
(Tr. 22).
The ALJ also noted that plaintiff’s mental health
treatment reports show:
fair or intact memory, attention and
concentration; average intelligence; and moderate GAF scores.
(Tr.
24).
The
function
report
from
plaintiff’s
friend
indicates, as mentioned by the ALJ, that plaintiff spends time
with others on a daily basis, follows instructions and gets
along with authority figures.
(Tr. 25).
Plaintiff’s function
report further records that plaintiff follows written and spoken
instructions at least fairly well and gets along very well with
authority figures.
(Tr. 302-03).
Plaintiff’s argument is asking the court to reweigh the
evidence
and
credibility.
factual
reconsider
the
ALJ’s
assessment
of
plaintiff’s
The court’s job is to determine whether the ALJ’s
findings
are
supported
13
by
substantial
evidence
and
whether the correct legal standards were applied; not to reweigh
the evidence or substitute our judgment for that of the agency.
Mays
v.
Colvin,
739
F.3d
569,
571
(10th
Cir.
2014)(interior
quotation omitted); Newbold v. Colvin, 718 F.3d 1257, 1262 (10th
Cir.
2013)(interior
quotation
omitted).
Our
review
of
the
record persuades the court that the ALJ followed the applicable
legal standards and that his factual findings are supported by
substantial evidence.
VI.
CONCLUSION
For
the
defendant’s
above-stated
decision
to
reasons,
deny
the
court
plaintiff’s
shall
applications
benefits.
IT IS SO ORDERED.
Dated this 28th day of May, 2015, at Topeka, Kansas.
s/RICHARD D. ROGERS
Richard D. Rogers
United States District Judge
14
affirm
for
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?